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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Tool for Automatic Reasoning over Decision Documentation using gUFO</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Bruno G. Carneiro</string-name>
          <email>guimaraescarneiro@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Renata Guizzardi</string-name>
          <email>r.guizzardi@utwente.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Industrial Engineering and Business Information Systems University of Twente P.</institution>
          <addr-line>O. Box 217 7500 AE Enschede</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Ontology and Conceptual Modeling Research Group (NEMO) Federal University of Esp ́ırito Santo (UFES) Av. Fernando Ferrari</institution>
          ,
          <addr-line>514, 29075-910, Vito ́ria</addr-line>
          ,
          <country country="BR">Brazil</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper proposes a method for Decision Making Documentation that is founded on a formal ontology. To do this, we first proposes an extension to DMO, a decision making ontology founded on a foundational ontology named UFO, to include concepts on on Value Proposition and Economic Preference. [Guizzardi et al. 2020] Finally, we propose a template whose slots represent concepts in the Extended DMO and should be filled with sentences in natural language representing instances of these concepts. The goal of the template is to represent the rationale in the selection alternative phase of the Decision Making. Once the slots are filled, they can be converted to an OWL ontology using gUFO, a lightweight implementation of the Unified Foundational Ontology (UFO), suitable for Semantic Web OWL 2 DL applications, to enable automatic reasoning over the document.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Decision Theory is an interdisciplinary topic that has been investigated by biologists,
social scientists, philosophers, computer scientists, and others. Speaking and making
decisions are related elements of the human nature: ”Darwinian considerations suggest
that language may have developed because it leads to improved decision making and
survival, justifying the study of language’s contribution to decision making.” [
        <xref ref-type="bibr" rid="ref11">Losee 2001</xref>
        ]
Nowadays, decision-making is an essential part of the everyday life of any
organization. In this context, decisions are generally documented in unstructured natural
language. [
        <xref ref-type="bibr" rid="ref8">Guizzardi et al. 2018</xref>
        ] In Computer Science, the study of Decision Making is
generally focused in to built Decision Support Systems (DSS). By our informal literature
revision, even though there are many works using ontologies and natural language to
support decision-making, most do not use Formal Ontologies and use the Natural Language
only to data processing, not to documenting decisions.
      </p>
      <p>
        According to the purpose for which the natural language is used, proposals can
be classified into two groups. One group proposes the use of natural language
before the decision is taken in order to assist this process [
        <xref ref-type="bibr" rid="ref2">Demner-Fushman et al. 2009</xref>
        ],
[
        <xref ref-type="bibr" rid="ref5">Gkatzia et al. 2016</xref>
        ] and [
        <xref ref-type="bibr" rid="ref12">Mart´ınez et al. 2015</xref>
        ]. The second group uses natural
language after the decision is taken in order to explain this process [
        <xref ref-type="bibr" rid="ref6">Goodall 2014</xref>
        ]
Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
and [
        <xref ref-type="bibr" rid="ref13">Papamichail and French 2003</xref>
        ]. To handle natural language, different techniques
are used like Natural Language Processing [
        <xref ref-type="bibr" rid="ref11">Losee 2001</xref>
        ] and Computing with Words
[
        <xref ref-type="bibr" rid="ref12">Mart´ınez et al. 2015</xref>
        ].
      </p>
      <p>
        In our master dissertation, we propose that decisions are documented in a tool
that provides slots to be filled by texts in natural language. Our work started by
evolving a Decision Making Ontology [
        <xref ref-type="bibr" rid="ref8">Guizzardi et al. 2018</xref>
        ], by reusing some notions
of existing ontologies on Value Proposition [
        <xref ref-type="bibr" rid="ref17">Sales et al. 2017</xref>
        ] and Economic
Preference [Porello and
        <xref ref-type="bibr" rid="ref8">Guizzardi 2018</xref>
        ,
        <xref ref-type="bibr" rid="ref16">Porello et al. 2020</xref>
        ]. This first result is presented at
[
        <xref ref-type="bibr" rid="ref7">Guizzardi et al. 2020</xref>
        ]. The slots provided by our tool will reflect the concepts of this
extended Decision Making Ontology. Once the slots are filled, they will be instantiated as an
OWL ontology using gUFO [
        <xref ref-type="bibr" rid="ref1">Almeida et al. 2019</xref>
        ] to enable reasoning over the decision
documentation.
      </p>
      <p>With this proposal, we aim at supporting documentation of a decision making in
natural language by formally representing the rationale behind the decision process.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Research Goals</title>
      <p>Our main goal is to provide computational support for decision documentation, allowing
reasoning over the decision making process.</p>
      <p>To achieve our main goal, we have established these secondary objectives:
• To propose a core ontology on the decision making process.
• To support reasoning over the decision making process by implementing the
aforementioned ontology.
• To implement a computational tool to support ontology documentation, based on
the implemented ontology.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Research in Progress</title>
      <p>
        Our starting point is that the decision maker wants to move from a INITIAL SITUATION
to a new, and most valuable, DESIRED SITUATION. To do that, he finds some
ALTERNATIVES that are possible actions to be performed that could bring him from the INITIAL
SITUATION to the DESIRED SITUATION. We have identified in the literature some phases
for this process: “problem definition”, “alternative discovery”, “alternative selection” and
“decision evaluation [
        <xref ref-type="bibr" rid="ref4">Frisk et al. 2014</xref>
        ]. In this work, we focus on the documentation of
the “alternative selection” phase, because a precise documentation with verbalization in
this phase can improve the general process, particularly impacting the “decision
evaluation” phase.
      </p>
      <p>
        Important challenges in this scenario are the complexity and uncertainty of the
decision situation or the existence of multiple conflicting objectives [
        <xref ref-type="bibr" rid="ref12">Mart´ınez et al. 2015</xref>
        ].
This work is founded on some fundamental assumptions about the decision maker. Many
works assume that the decision maker is an Economic Man, i.e. a man that is (1)
completely informed, (2) infinitely sensitive, (3) rational, and (4) able to order situations by
some criterion that should be maximized. However, this is a perspective that exceeds
actual human cognitive capabilities [
        <xref ref-type="bibr" rid="ref3">Fjellman 1976</xref>
        ].
      </p>
      <p>
        The decision making process is a cognitive process, i.e. it is based on mental
properties of the DECISION MAKER. To make a decision, the agent simulates in his mind
the possible consequences of his actions, and chooses one alternative based on these
consequences. This simulation runs over the decision maker mental model of reality. This
mental model defines the premises of the decision and the simulation defines a sequence
of logic operations. This process consists of evaluating and comparing alternatives. In
[
        <xref ref-type="bibr" rid="ref7">Guizzardi et al. 2020</xref>
        ], we included concepts on Value Proposition [
        <xref ref-type="bibr" rid="ref17">Sales et al. 2017</xref>
        ]
and Economic Preference [Porello and
        <xref ref-type="bibr" rid="ref8">Guizzardi 2018</xref>
        ,
        <xref ref-type="bibr" rid="ref16">Porello et al. 2020</xref>
        ] to enable
reasoning in the “alternative selection” phase. This ontology is the first result of this work.
      </p>
      <p>By documenting the decision maker’s reasoning over possible alternatives, we are
interested in understanding how people actually make decisions. It is trivial to show that
the decision maker has no total knowledge of his context and of the different end states
that he can reach as a result of his actions. Therefore, the aforementioned Economic
Man’s properties (1) and (2) are discarded. Still, we keep properties (3) and (4). In
this context, it is important to emphasize that to be rational does not means not having
emotion, but to be able to reason over premises founded on emotions or values. Premises
can be objective or subjective and are considered beliefs.</p>
    </sec>
    <sec id="sec-4">
      <title>3.1. Performing an evaluation of the Decision Making Ontology</title>
      <p>
        We aim at evaluating the core ontology on decision making presented in
[
        <xref ref-type="bibr" rid="ref7">Guizzardi et al. 2020</xref>
        ], by comparing it with other works. So far, we have identified
three related works:
      </p>
      <p>
        The GRADE taxonomy [
        <xref ref-type="bibr" rid="ref14">Papatheocharous et al. 2018</xref>
        ] was created to establish the
vocabulary for supporting decisions regarding architectural aspects of software-intensive
systems. The main categories of this taxonomy are Goals, Roles, Assets, Decision and
Environment.
      </p>
      <p>
        The Strategic Decision Making (SDM) Ontology [
        <xref ref-type="bibr" rid="ref9">Go´mez et al. 2017</xref>
        ] has been
created with special focus in managing quality in Agile Software Development processes,
although the authors claim it is general enough to be used in other contexts.
      </p>
      <p>
        The Decision Making Ontology (DMO) [
        <xref ref-type="bibr" rid="ref10">Kornyshova and Deneckere 2012</xref>
        ] has
been developed aiming at: clarifying the concepts of the domain of Decision Making,
also supporting the specification of Decision Making requirements; and serving as basis
of a specification of the components a DM method. To be more specific, it is part of an
approach called MAke Decisions in Information Systems Engineering (MADISE).
      </p>
      <p>We aim at extending our literature review to identify other relevant related
initiatives.</p>
    </sec>
    <sec id="sec-5">
      <title>3.2. Supporting reasoning over the decision making process</title>
      <p>
        To enable the reasoning over the decision documentation, we aim at representing the
Decision Making Ontology using gUFO [
        <xref ref-type="bibr" rid="ref1">Almeida et al. 2019</xref>
        ], a lightweight
implementation of the Unified Foundational Ontology (UFO), suitable for Semantic Web OWL 2
DL applications.
      </p>
      <p>gUFO is an OWL 2 DL ontology that is intended for reuse in the definition
of UFO-based ontologies. It consists in instantiating and/or specializing the various
classes, object properties and data properties defined in the ontology, inheriting from it
the domain-independent distinctions of UFO.</p>
      <p>To support reasoning, we aim at represent the Decision Making Ontology
specializing the classes defined in gUFO.</p>
      <p>To validate our approach, we intend to test many examples of decision
documentations, using an OWL reasoner, checking if the model is able to identify the intended
decision result.</p>
    </sec>
    <sec id="sec-6">
      <title>3.3. Implementing the decision documentation supporting tool</title>
      <p>Once all the above mentioned items are realized, we intend to implement a tool where the
user can fill slots coming directly from the ontological concepts defined in the Decision
Making Ontology. The tool will convert the documented decision into an OWL ontology
based on gUFO and then calculate the final decision.</p>
      <p>Documented decisions may be used by the decision-maker herself to justify and
inform her future decisions. Moreover, when considering an organizational environment,
documenting and further reusing the documented decisions may be an adopted practice
to make sure that the organizational members act consistently, to guarantee the quality
of the Decision Making process and to train newcomers joining the work. By using this
tool, the user will be able to validate whether the data provided will actually imply the
expected decision. On the other hand, future readers of this documentation will find
it easier to understand the reasoning on which the decision was based since it will be
formally documented.</p>
    </sec>
    <sec id="sec-7">
      <title>4. Work Plan</title>
      <p>The work plan to finalize our master dissertation is comprised of the following seven
activities:
1. Evaluating the decision making ontology
2. Implementing the ontology based on gUFO
3. Generating examples to test the gUFO ontology
4. Implementing the decision documentation supporting tool
5. Evaluating the implemented tool
6. Writing the master dissertation
7. Defending the master dissertation</p>
      <p>Table 1 details the work plan, scheduling its activities in the coming months,
starting from November 2020 and going until July 2021.</p>
      <p>Activity
1
2
3
4
5
6
7
11/20
x
12/20
x</p>
      <p>Months</p>
      <p>3/21
1/21
2/21
4/21
5/21
6/21</p>
      <p>7/21
x
x
x
x
x
x
x
x
x
x
x
x
x
x</p>
    </sec>
  </body>
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