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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Critical Communication Scenarios Description based on Ontological Analysis</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Julio Cesar Cardoso Tesolin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marcus Albert A. da Silva</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Luiza M. Campos</string-name>
          <email>mluiza@ppgi.ufrj.br</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>David F. C. Moura</string-name>
          <email>david.moura@eb.mil.br</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Cla´udia Cavalcanti</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>RJ - Brazil</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Instituto Militar de Engenharia (IME) Prac ̧a Gal. Tibu ́rcio</institution>
          ,
          <addr-line>80 - Praia Vermelha, Urca - Rio de Janeiro, RJ -</addr-line>
          <country country="BR">Brazil</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Critical communication scenarios require a huge modeling effort to represent reality as accurately as possible and independent of their implementation. To reach an accurate model for this domain and provide a decision support, it is necessary to use modeling techniques that contribute to high semantic expressiveness, such as ontological analysis based on foundational ontologies. This work presents a rich and real example that illustrates how useful the application of ontological analysis can be in coping with such complexity. Moreover, it also contributes to the cognitive-driven communication technologies domain, with a clear and unambiguous specification of events and situations in critical communication scenarios.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Conceptual modeling can be a challenging task. A semantic rich conceptual model needs
to provide the necessary elements to represent reality as accurate as it can be in a way
that turns to be understandable as well as independent of implementation. As stated in
[
        <xref ref-type="bibr" rid="ref18">Verdonck et al. 2019</xref>
        ], ontological conceptual data modeling can bring substantial
benefits when compared to traditional conceptual modeling, as larger and more complex an
information system becomes. In their empirical study, they observed that novice
modelers (modelers without previous data modeling knowledge) using ontological analysis
techniques brought higher quality models when compared to the ones brought by novice
modelers using a traditional technique. Besides that, they have not found any noticeable
effort variation in both groups while using different modeling techniques.
      </p>
      <p>
        In the last decades, there has been significant advances on using ontological
analysis to provide a sound foundation for conceptual models development, in order
to reach better representations of computational artifacts, specially conceptual schemas
[
        <xref ref-type="bibr" rid="ref7">Guizzardi 2012</xref>
        ]. Ontological analysis is based on the use of foundational ontologies
(also called top-level ontologies), which provide a set of principles and basic categories
[
        <xref ref-type="bibr" rid="ref5">Guarino 1998</xref>
        ], independent of any particular domain, such as space, time, matter, object,
event, action etc..
      </p>
      <p>Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).</p>
      <p>One of the most representative foundational ontologies is the Unified
Foundational Ontology (UFO). It has been successfully applied1 to the conceptual modeling of
a variety of domains, bringing more real world semantics to modeling elements. Due to
its wide usage, UFO is constantly evolving and, more recently, new constructs have been
added, such as scenes and multi-level representation elements. Thus, we envision the
critical communications domain as a relevant use case to be analyzed, especially when
the communication nodes are empowered by cognition. Hence, this work presents a UFO
application example in this rich and challenging operational environment. It shows UFO
constructs benefits, contributing to their understanding and similar application to other
domains. Moreover, it also contributes to the mission critical communications domain,
with a clear and unambiguous specification of the situations that should be mapped within
this scenario.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Literature Review</title>
    </sec>
    <sec id="sec-3">
      <title>2.1. Critical Communications</title>
      <p>
        Communication systems can be classified in many ways, from technological choices to
operational scenarios. In this work, we use a classification based on the criticality of
a situation. Based on the referenced literature [
        <xref ref-type="bibr" rid="ref17">Ulema 2018</xref>
        ,
        <xref ref-type="bibr" rid="ref4">Ferrus and Sallent 2015</xref>
        ], a
situation is critical when human lives, their assets or the environment are at risk, whether
being caused by natural or man-made events. Therefore, communication systems can be
classified as non-mission critical or mission-critical.
      </p>
      <p>
        Traditionally, the deployment of a mission critical communication network
is based on mobile communications systems such as P25, TETRA, DMR etc.
[
        <xref ref-type="bibr" rid="ref11">Kumbhar et al. 2017</xref>
        ]. Although these technologies proved to be robust over the years,
they are no longer suitable for data intensive applications. According to the International
Telecommunication Union (ITU), current 4G mobile communication system stands as a
promising new platform for critical communication networks [
        <xref ref-type="bibr" rid="ref9">ITUM2291 2016</xref>
        ].
      </p>
      <p>
        Besides pointing out the next step for critical communications networks, ITU
foresees the use of Software Defined Radios (SDR) technology for this operational
scenario[
        <xref ref-type="bibr" rid="ref10">ITUM2377 2017</xref>
        ]. This radio technology allows operational flexibility, as many
radio functions can be changed by software, as opposed to the monolithic
hardwarebased solution. Broadly stating, every network node is becoming more ”softwarized”,
bringing a new communication environment known as Software Defined Network
(SDN)[
        <xref ref-type="bibr" rid="ref1">Cho et al. 2014</xref>
        ].
      </p>
      <p>
        Cognitive Radios(CR) and Cognitive Networks(CN) are considered the next
technological cycle for SDRs and SDNs. Respectively defined by [
        <xref ref-type="bibr" rid="ref12">Mitola and Maguire 1999</xref>
        ]
and [
        <xref ref-type="bibr" rid="ref16">Thomas et al. 2006</xref>
        ], these technologies add reasoning capabilities to every
communication node in a self-adjustable wireless network. Several advances have already been
achieved in the cognitive-driven communications domain, mainly in spectral sensing and
sharing. However, spectral analysis and decision making proposals for the proper use of
the electromagnetic spectrum remains an open issue. Thus, foundation ontologies
utilization arises as a way to represent knowledge to support cognitive communications usage,
specially in mission critical communication scenarios.
      </p>
    </sec>
    <sec id="sec-4">
      <title>2.2. Foundation Ontologies</title>
      <p>Foundation ontologies represent nonspecific aspects of reality for any domain, using
formal theories to describe knowledge about reality, regardless its language or a particular
state of affairs. Their goal is to provide a better and precise representation of the real
world elements.</p>
      <p>
        The Unified Foundation Ontology(UFO) [
        <xref ref-type="bibr" rid="ref6">Guizzardi 2005</xref>
        ] is a descriptive
ontology that represents universals (types) and particulars (substantials or individuals),
endurants, and perdurants incorporating ideas from other ontologies such as GFO and
DOLCE, as well as from the OntoClean methodology. UFO has three main fragments:
UFO-A (Ontology of Endurants), UFO-B (Ontology of Perdurants), and UFO-C
(Ontology of Social and Intentional Entities). The modeling applied in this work focuses,
initially, on the use of UFO-A and UFO B constructs.
      </p>
      <p>
        UFO-A refers to objects and entities from the real world, with focus on structural
aspects. It is the main UFO fragment and represents Universals (types) and Individuals
of these types. In UFO-A, a Situation represents a slice of the real world in a specific
point of time. Objects (existentially independent) and Tropes (existentially dependent)
are distinct Endurants that are part of the Situation. On the other hand, UFO-B represents
Events acting on Situations, Dispositions, Time Points, as well as the connections between
Endurants and Perdurants [
        <xref ref-type="bibr" rid="ref8">Guizzardi et al. 2013</xref>
        ].
      </p>
      <p>
        As shown in Figure 1, a Situation is a part of the world obtained at a
particular point of time, modified or created by an event that has mereological features and
can be classified as atomic or complex. An Atomic Event has no proper parts and
depends on a unique object. On the other hand, Complex Events are aggregations of at
least two disjoint Events. Both event types are related by using axioms, as described in
[
        <xref ref-type="bibr" rid="ref8">Guizzardi et al. 2013</xref>
        ]. It is important to note that Events can be caused by other Events,
directly or indirectly. For instance, a snooker stick hitting the white ball to hit the red ball
leading it towards the hole is an example of indirect causality. Also, Atomic Events can be
manifestations of Dispositions, a construct that is inherent to an Object and existentially
dependent of it. ,
      </p>
      <p>Disposition is a type of Trope that represents an abstract and latent property of a
real-world object (i.e., the fragility of the glass, the conductibility of the wire, the
magnetism of the magnet etc.) and might be manifested or perceived. When it happens, it is
manifested by an Event (i.e., the glass breakage, the electric current flux or the magnetic
attraction) and it only occurs if the objects involved in the same contextual situation have
reached certain properties thresholds. In the case of the magnetism (Disposition ) of a
magnet (Object), it could only be perceived (manifested) by an attraction (Event) of a
metallic object, if some properties such as the distance between them or the mass of each
one had reached their thresholds values.</p>
    </sec>
    <sec id="sec-5">
      <title>3. Military Theater of Operations</title>
      <p>
        Extending the conventional Brazilian military operations, we have a particular type of
operation called Law and Order Guarantee (GLO in Portuguese) [
        <xref ref-type="bibr" rid="ref2">DO 1999</xref>
        ,
        <xref ref-type="bibr" rid="ref3">DO 2004</xref>
        ].
In this operation type, military forces support local authorities in order to manage major
social disruptions caused by unexpected events such as a police force strike or a major
criminal outbreak.
      </p>
      <p>Figure 2 presents some events, using UFO-B constructs, that may happen in a
hypothetical military communications environment during a GLO operation. The central
object of this communication system is a military cognitive radio (CR Army 1), which
is able to modify its behavior whenever it perceives any relevant change, either in the
communication environment or in the security policies. Additionally, the communication
environment also includes a local law enforcement radio station (Tx Cop 1), one enemy
radio (Enemy Rd 1), and a Command and Control Center Chief (Cmd C2 Army 1), who
defines the security policies for each operational context. In this hypothetical scenario,
the military communication system has two objectives: (i) to stop or mitigate military and
law enforcement messages interception by the enemy radios; and (ii) to interfere or block
the enemy forces communications.</p>
      <p>In this scenario, the Military Communication A event is a complex event that is
composed by five sub-events. Each of these events may change the characteristics of the
participating objects, bringing about new situations. These situations represent slices of
real world characteristics in three different moments (time points). Each disposition
represented in Figure 2 is a trope that is inherent to one or more objects. A disposition is
activated by a situation when some trope of an object, that takes part on that situation,
satisfies a given proposition2. Consequently, that situation triggers an event, which manifests
the activated disposition.</p>
      <p>The initial event of the presented scenario is the Transmitting C event.
It indicates that the law enforcement equipment (Tx COP 1) starts a
transmission (Tx SignalPower=5W; Tx Frequency=52MHz). This event brings about
the Tx Situation1 situation, which comprises the current transmitting status of
Tx COP 1, the receiving status of the Enemy Rd 1 radio (Rx SignalPower=3W;
Rx Frequency=52MHz), and the receiving status of the CR Army 1 cognitive radio
(Rx SignalPower=2.7W; Tx Frequency=52MHz). Both radios are able to perceive
communication signals according to the dynamic range proposition (Rx SignalPower&gt;2W;
50MHz&lt;=Rx Frequency&lt;=52MHz), which means the (Signal Perception 1) disposition
is activated and manifested by the Receiving C complex event.</p>
      <p>Subsequently, the Command and Control Center Chief (Cmd C2 Army 1) updates
the security level of the GLO operation (SL=0.7), represented by the SL Updating C2
event. As a consequence, this event brings about the Secure Situation 1 situation,
presenting the current noise ratio (SINR) measured by both radios Enemy Rd 1 and the security
level (SL) of CR Army 1 (SINR=2dB; SL=0.7). Once the SL value for the CR Army 1
satisfies the proposition (0.5 &lt;= SL &lt;= 1:0), this activates the Noise Generation 1
disposition, which is manifested by the Noising A event. This event provokes a power
noise level increase in the wireless communication environment, as a defense measure
to block enemy communication. As a consequence, it brings about a new situation
(Secure Situation 2) at time point 3, where the overall noise ratio is raised to 6 dB.</p>
    </sec>
    <sec id="sec-6">
      <title>4. Discussion and Related Works</title>
      <p>The previous analysis showed how communication nodes can deal with changes in their
operational environment and how they can adapt to provide the most suitable user
experience. Different from current communication nodes, future communication nodes should
have the ability to proactively reason not only about their internal data, but also about data
that come from different domains and sources, especially in critical situations.</p>
      <p>However, reasoning about such a diverse amount of data can be challenging and
easily become a complex conceptual modeling task. Therefore, using ontological
analysis for conceptual modeling seems to be more adequate and precise than using traditional
conceptual modeling. In the scenario described in Section 3, this UFO ability was
highlighted. We were able to express how and when internal and external information can
support the communication nodes cognition. Elements such interference level and the
intelligence and security doctrine were accurately represented. Their influence on the
system behavior was described and now can be processed by the communication nodes.
Thus, as more scenarios are covered, it is possible to envision that communication nodes
will be able to deal with changes in their operational environment and adapt themselves
to provide the most suitable user experience in critical communication scenarios.
2Proposition is an UFO-C construct not included in this work for simplicity and space limitation.</p>
      <p>Moreover, although we analyzed a particular scenario, the ontological analysis
approach could also be used to describe and integrate other communication scenarios in
the same context. In this sense, causality relationships between micro (radio) and macro
(network) systems could be identified, as well as the combined impact of internal and
external informational elements. Additionally, it is worth to mention the benefits of such
broader view to the critical communication domain.</p>
      <p>
        Some works showed interesting contributions to describe situations and events
in communication scenarios. In [
        <xref ref-type="bibr" rid="ref14">Moreira et al. 2018</xref>
        ], the authors applied UFO-B to a
real-time scenario that could have also included the notions of situation and disposition.
In [
        <xref ref-type="bibr" rid="ref13">Moreira et al. 2015</xref>
        ], the authors proposed a framework that combines a core
ontology and a model language to represent situation types, both of them based on foundation
ontologies. This work could also be extended to contemplate events and causality
relationships.
      </p>
    </sec>
    <sec id="sec-7">
      <title>5. Conclusions</title>
      <p>Nowadays, critical communication scenarios are facing the rapid changing of technology
as organizations around the world are pointing to cognitive-driven communications
solutions as the main assets to be used in those scenarios. However, such solutions shall
be preceded by a proper behavior configuration, anticipating critical situations and
specific conditions prior to decision making and related action. These situations are typically
complex and their modeling is not an easy task. Here is where this work contributes
by performing an ontological analysis on a critical communication scenario, by applying
UFO to illustrate and reinforce its constructs usage.</p>
      <p>
        As a further step, UFO-C and KIPO (the Knowledge-Intensive Process Ontology)
[
        <xref ref-type="bibr" rid="ref15">Santos Franc¸a et al. 2015</xref>
        ] constructs, such as social relators, normative descriptions, and
rules, could be used for a more thorough analysis of complex situations. Moreover, future
works include the modeling of a core ontology on the critical communication domain,
which will facilitate the modeling of scenarios such as the ones illustrated in the present
work. In addition, even more complex scenarios will be described, identifying causality
relationships between micro (radio) and macro (network) systems.
      </p>
    </sec>
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