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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Information-Processing Machines and the Access-Conscious Recognition of Common Ground Inconsistencies: A Proposal.</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Maria Di Maro</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mohamed Diaoule Diallo</string-name>
          <email>mdiallo@techfak.uni-bielefeld.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesco Cutugno</string-name>
          <email>cutugnog@unina.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Bielefeld</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Naples `Federico II'</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper, we propose a theoretical framework for the recognition of common ground inconsistencies explained through access conscious-like reasoning. Firstly, we present the theoretical background underlying the concept of access consciousness in information-processing systems. Then, we propose an example of \consciously" processing information in machines, such as the adoption of clari cation requests negotiating grounded knowledge in human-machine interaction.</p>
      </abstract>
      <kwd-group>
        <kwd>Access-Consciousness Common Ground Clari cation Requests</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>This work is aimed at proposing a theoretical-experimental reading key of
information processing machines dealing with the accessibility to their internal
mental-like information states and which are capable of expressing the
presence of grounded knowledge inconsistencies through graph representations.
Consciousness has been de ned di erently according to the scholars and disciplines
dealing with it. At its simplest, it can be de ned as the state of awareness of
an internal or external condition or experience. In the eld of arti cial
intelligence, many debates focused on the possibility for computational systems to
show consciousness. To address this topic in a speci c human-machine
interaction application, we focus, in this work, not on the hard problem of
consciousness, but on the weak one, represented by the concept of Access Consciousness
(A-Consciousness).</p>
      <p>
        A-Consciousness is described as the conscious access to a mental state in
order to reason about it for rational control of action and speech [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. In other
words, it represents the availability or accessibility of the content of a mental
state for verbal reports. It can be distinguished from Phenomenal
Consciousness (P-Consciousness) which, conversely, is about the subject's perception of a
      </p>
      <p>
        Copyright c 2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
conscious experience. Although Block's distinction is commonly accepted, it is
important to mention that some other philosophers, such as Lycan [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], identi ed
other possible ne-grained classi cations of consciousness, such as the
distinction between organism consciousness, control consciousness (similar to Block's
A-Consciousness), consciousness of, state/event consciousness, reportability,
introspective consciousness, subjective consciousness, and self-consciousness.
      </p>
      <p>
        The process involved in A-Consciousness takes place together with the
information processing one. According to Block, a perceptual state is access-conscious
if its content is processed via that information processing function, that is, if its
content gets to the Executive System, whereby it can be used to control reasoning
and behavior [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. This Executive System is what can be modelled in order to make
some process available and, therefore, a source of reasoning. This
informationprocessing centre is what in our restricted case study will be called Con ict
Search Graph, representing one of the possible modules of an Executive System.
      </p>
      <p>In this paper, we account for an information-processing system which
applies access-conscious-like processes in that it always has access to, or awareness
of, its informational internal states and, moreover, produces information rather
than just transmitting it, as it is capable of reasoning and acting upon its
interpretation. In the next sections, we rstly describe what information-processors
are, as they represent one way to explain access-consciousness in both biological
and virtual systems. Afterwards, we present a speci c case study concerning the
conscious processing of inconsistencies of grounded information in conversation
and how these can result in speci c linguistic behaviours in human-human and,
likewise, in human-machine interaction, such as the adoption of particular forms
of polar questions.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Information-processing Systems</title>
      <p>
        Any system capable of taking information in one form and processing it into
another is referred to as an information-processor. Information can be de ned
according to the processes that may be involved in the use of information itself.
In [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], some of these processes are listed, as follows:
external or internal actions triggered by information,
segmenting, clustering labelling components within a structure (i.e. parsing),
trying to derive new information from old (e.g. what caused this? what else is
there? what might happen next? can I bene t from this?),
storing information for future use (and possibly modifying it later),
considering and comparing alternative plans, descriptions or explanations,
interpreting information as instructions and obeying them, e.g. carrying
out a plan,
observing the above processes and deriving new information thereby (self-monitoring,
self-evaluation, meta-management),
communicating information to others (or to oneself later),
checking information for consistency
      </p>
      <p>
        Some of the aforementioned processes are here in bold, since they represent
some crucial aspects of a speci c example of information-processing systems,
which we are interested in. Speci cally, we can call them User Managed Tasks
Applications. These applications require the user to have a leading role and the
machine to have a following role. In such situations, the information given by the
users is new to the receiving system. This means that such systems take
information as input and store it for future use in a learning perspective, in order to
carry out a plan in the future. Such information can also be modi ed later, for
instance when inconsistencies between two pieces of information occur. In fact,
speci c corrective actions, such as clari cation requests (see Section 2.1), can be
triggered by inconsistencies in the common ground in order to overcome them,
therefore producing new information as in a conscious-like process [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. We de ne
common ground, following [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], as the mutually recognised shared information
in a situation. In [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], four di erent types of common ground are described
local, personal, communal, specialized. Nevertheless, here we consider only the
more general categories of personal and communal common ground [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Whereas
Communal Common Ground (CCG) is de ned as the rule-based shared
knowledge between individuals belonging to the same community, Personal Common
Ground (PCG) refers to the fact-based knowledge built between two
interlocutors, depending on the structural rules of the CCG.
      </p>
      <p>Although a User Managed Task Application does not have knowledge of the
desired nal state and of the steps to reach it, the system does have a) a general
knowledge of which action is possible or not possible (i.e. CCG), b) and can store
the given steps in the contextual knowledge (i.e. PCG), where both knowledge
structures are modelled in a graph database. When inconsistencies arise because
of unobserved pre-conditions and post-conditions of both Common Grounds,
adequate linguistic actions can be adopted to solve the problem. This will be
better described in the next section.
2.1</p>
      <p>
        Common Ground Inconsistencies
The term grounding refers to the acknowledgement of the level of
understanding of the received information with respect to the complex system of shared or
given knowledge [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. This cognitive-pragmatic process takes place in interaction
and makes use of di erent linguistic and non-linguistic strategies, such as
backchannels and clari cation requests. Clari cation Requests (CRs) are a type of
corrective feedback used when a problem in the processing of the previous
utterance occurs [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. In table 1, a classi cation of CRs based on corpus analysis of
German and Italian map-tasks is presented [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>Among the classes, the Information Processing one is listed. This class refers
to the situation where the information received is not satisfactory for its entire
understanding or the grounded information needs to be stabilised or checked via
a con rmation or a control-targeted question. Concerning the PCG, the system
might indeed need to complete some received information to be stored in the
PCG based on the rules of the CCG by asking speci c clari cation questions,</p>
      <p>Communication Level Problem Trigger
Contact Lack of attention
Perception Acoustics</p>
      <p>Lexical Understanding Meaning, Ambiguity</p>
      <p>Reference Reconstruction NP Reference, Deictic Reference, Action Reference
Understanding Syntactic Understanding CAonoarlydtinicaatlioAnmAbmigbuiigtyu,itAy,ttEalclhipmtiecnatl AAmmbbiigguuiittyy,
Logical Understanding Cause E ect</p>
      <p>Information Processing Missing Information, Common Ground
Intention IInntteennttiioonn ERveacolugantiitoionn IAngferereenincge/Disagreeing, Interest, Incredulity</p>
      <p>Table 1. Clari cation Requests Classi cation
which we call here Missing Information CRs. Commercial and academic
systems are already treating this system necessity, for example through slot- lling
strategies. On the other hand, when the information needs a double check before
its storing in the PCG can actually occur (based on the rules of the CCG), or
when the received information clashes with what we have already stored in the
PCG, the system might need to use a Common Ground CR. This second class
is of our interest, since it perfectly represents what an information-processing
systems consciously does when checking for consistency, as mentioned in the
previous sections. In the next section, more details concerning the processes and
the strategies to adopt will be provided.</p>
      <p>
        Questioning Grounded Knowledge: A Con ict Search Graph Studies
already shown the importance of exploiting graphs to represent the dialogue
information state [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. The Executive System processing the information in a
access-conscious way is, therefore, here represented by what we call the Con ict
Search Graph. Our proposal is to have a graph in which the domain information
(i.e. part of the CCG) is stored and whose con ict search module can be used to
signalise which input does not respect the rules of the CCG and cannot, therefore,
become part of the PCG. The graph is going to be built in Neo4J [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] starting
from actions in the form of semantic frames, taken from FrameNet [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Semantic
frames are de ned as conceptual structures evoked by action words in the mind
of a speaker. Each frame can be linguistically expressed when the action words
are syntactically combined with phrases bearing speci c semantic and syntactic
roles, i.e. the frame elements. In order to represent the rules, which may be
useful to link di erent actions in the graph in a possible instantiation of a course
of actions in the dialogue, each frame element can be enriched with additional
information, that is i) pre-conditions, such as the initial state of an item before
the action is taking place, and ii) post-conditions, such as the nal state of an
item after the action occurred (see [
        <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
        ] for more information about pre- and
post- conditions in the dialogue management for cognitive systems). When the
same item is used within di erent frames with di erent semantic roles, if the
states do not correspond to what expected according to the rules of the CCG,
actions cannot be performed. In other words, for each argument of a predicate
evoking a speci c instantiated semantic frame (k ), when pre-conditions or
postconditions of the semantic role of that argument (condi) are compliant with its
current state (statei-k), no con icts arise and the information can be accepted
as part of the PCG. More formally,
      </p>
      <p>D k
condi ^ statei-k ñ K
(1)
If a con ict occurs, it must be corrected or the current action cannot be
performed. The fact that pre- and post- conditions are explicitly reported in the
graph is not only useful to nd the con ict, but also to explain why an
action is not possible. This explanation can indirectly be expressed by means of a
Common Ground CR.</p>
      <p>
        The nature of the con ict expressed by this inconsistency is between a
positive original bias of the system towards speci c post-conditions of a previous
action and pre-conditions of the current action and the negative contextual
evidence of the current input clashing with that presupposed knowledge. As shown
in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], Common Ground CRs are mostly uttered in the form of polar questions.
Furthermore, in [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] is demonstrated that this speci c type of con ict between
positive bias and negative evidence mostly occurs in the form of high negation
polar questions. For this reason, we expect the system to recognise the type of
con ict and generate the appropriate question to solve it.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Conclusions</title>
      <p>This work is intended to be a theoretical overview of information-processing
machines and a proposal of how to manage the production of linguistic behaviours
derived from recognised common ground inconsistencies. As future work, we plan
to examine the capability of the system to recognise such informational con icts
within the graph representation and how to express this linguistically. In fact,
principles like robustness will be investigated, in that such signals can be
exploited to make the human interlocutor aware of the internal state of the system
(observability) in order to recover the con ict through dialogue (recoverability).</p>
    </sec>
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