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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>ALEAS: a tutoring system for teaching and assessing statistical knowledge?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Cristin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>vino[</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>o Visto</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Naples Federico II</institution>
          ,
          <addr-line>Naples</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Over the years, several studies have shown the relevance of one-to-one compared to one-to-many tutoring, shedding light on the need for technology-based platforms to assist traditional learning methodologies. Therefore, in recent years, tutoring systems that collect and analyse responses during the user interaction for an automated assessment and pro ling were developed as a new standard to improve the learning outcome. In this framework, the tutoring system Adaptive LEArning system for Statistics (ALEAS) is aimed at providing an adaptive assessment of undergraduate students' statistical abilities enrolled in social and human sciences courses. ALEAS is developed in the contest of the ERASMUS+ Project (KA+ 2018-1-IT02-KA203-048519). The article describes the ALEAS work ow; in particular, it focuses on the students' categorisation according to their abilities. The student follows a learning process de ned according to the Knowledge Space Theory, and she/he is classied at the end of each learning unit. The proposed classi cation method is based on the multidimensional latent class item response theory, where the dimensions are de ned according to the Dublin learning dimensions. In this work, results from a simulation study support our approach's e ectiveness and encourage its future use with students.</p>
      </abstract>
      <kwd-group>
        <kwd>Tutoring system Multidimensional Latent Class IRT model Knowledge Space Theory</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        There has been an increasing interest in using technology in education to
assist traditional learning methodologies [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. Intelligent tutoring systems guide
learners and help them to ll the gaps in their knowledge [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. To achieve this,
the tutor should correctly diagnose the current state of the student's knowledge
so to personalise the learning activities according to individual characteristics
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This integrated design signi cantly improves the e ectiveness of the
learning process, obtaining an accurate user model tailored to the learner, primarily.
? Copyright c 2020 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
      </p>
      <p>
        Although there are several technologies developed for teaching and assessing
statistics knowledge at the high school and university level [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ], there are not
many applications speci cally aimed at supporting undergraduate students
enrolled in social and human sciences courses in the learning of Statistics.
      </p>
      <p>
        In this framework, we proposed the development of a system to teach and
assess knowledge of Statistics with a focus on university students enrolled in
social and human degree programs. This system is part of the intellectual
outputs of the ALEAS (Adaptive LEArning in Statistics) ERASMUS+ Project1.
The involved students are less prone to the study of quantitative subjects and
therefore are less motivated to master the topic [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. The system integrates the
Knowledge Space Theory (KST; [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]) with the psychometric Item Response
Theory paradigm (IRT; [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]) to provide a classi cation of the learners. The KST
organises the full knowledge required to master into a directed acyclic graph
structure. The IRT allows the system to assess the ability level of learners and
track their progress. In this way, the students' experience can be personalised
by selecting the most appropriate set of topics according to her/his status of
knowledge [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Moreover, since animated graphics can have a considerable e ect
on the aptitude of learning [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ], the ALEAS system is designed to include
animated cut-scenes and a tutoring agent to facilitate the learning of some essential
statistical topics. The tutoring agent, named \Ronny McStat", reminiscent of
the famous statistician Ronald Fisher, welcomes the students and follows them
during the learning process.
      </p>
      <p>This article aims to describe the ALEAS system shortly. ALEAS is based on
a client-server architecture, where clients are limited to the last generation
mobile devices (smartphones and tablets based on the Android operative systems).
Here most of the attention is devoted to the algorithm designed to evaluate the
learners' ability level and partition them into homogeneous classes. As ALEAS
is still in the development stage, we carried out simulations on arti cial
populations to assess the system's ability to classify the users according to their skills
properly. The contribution is organised as follows: Section 2 describes the system
architecture, Section 3 introduces the methodological framework ALEAS system
is grounded on, Section 4 reports ndings from the simulation study and
provides an example of feedback for two hypothetical students, Section 5 consists
in conclusions and research perspectives.
2</p>
    </sec>
    <sec id="sec-2">
      <title>ALEAS: Organisation of the knowledge structure</title>
      <p>
        When designing ALEAS, a preliminary and critical step required was to organise
the domain knowledge for the system. Indeed, the di erent subsets of the domain
may not be independent, and the mastery of a speci c subset might depend on
the mastery of (an)other subset(s). We built a knowledge structure for the basic
statistical knowledge exploiting KST [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] and consulting several experts. The
resulting knowledge structure consists in ten main nodes, named Topics, and in
1 https://aleas-project.eu/
the set of the possible relationships among them. It is depicted in Figure 1. The
rectangles refer to the Topics and the arrows de ne the the relationships among
them. Moreover, one or more Topics constitute an Area (dotted rectangles in
the gure), a more general classi cation of statistical subjects. On the other
hand, each Topic contains several Units that represent the most speci c matter
of knowledge distinction. For example, the node `Basic concepts' consists of the
following Units: Sample versus population, Taxonomy of variables and levels of
measurement, Type of study (observational, correlational, experimental), and
Random versus non-random sampling. The user can progress from one node to
another one once she/he mastered all the required Topics in an Area following
the paths on the knowledge structure. In each Unit, the ability level is evaluated
through a multidimensional IRT model, as described below. It is worth to stress
that the assessment of students' ability in a multidimensional way represents one
of the biggest challenges in the eld of education [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], being even more crucial in
intelligent tutoring systems.
      </p>
      <p>
        For ALEAS, we assumed that the student's ability is a multidimensional
quantity that grounds on the knowledge structure de ned by the Dublin
descriptors [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]. The Dublin descriptors qualify the expected outcome of any learning
process and serve as bases for the framework for quali cations of the European
higher education area. They are typically used as reference dimensions to assess
the knowledge a student has achieved within a speci c knowledge state. In
particular, in ALEAS, the multidimensionality is de ned according to the following
three of ve Dublin descriptors:
{ Knowledge and understanding: the ability to demonstrate knowledge and
understanding including a theoretical, practical and critical perspective on
the Topic;
{ Applying knowledge and understanding: the ability to apply the knowledge
identifying, analysing and solving problems sustaining an argument;
{ Making judgements: the ability to gather, evaluate, and present information
exercising appropriate judgement.
      </p>
      <p>All Units are organised including speci c learning materials (slides and readings)
and fteen test items, ve for each of the three considered descriptors namely
knowledge (K), Application (A), and Judgement (J).
3</p>
    </sec>
    <sec id="sec-3">
      <title>Methodology: Multidimensional Latent Class IRT model</title>
      <p>
        The IRT is a model-based approach aiming to estimate the probability of correct
response to each question for each student, such a probability depends on both
her/his ability (typically described by a continuous normal distribution), and on
some item characteristics (discriminating power, item di culty, guessing, and
ceiling parameters). In ALEAS, the Dublin descriptors refer to the dimensions
that contribute to the de nition of the students' ability. Therefore, we assumed
the ability as a multidimensional latent trait, then as a statistical tool for our
purpose, we adopted the class of multidimensional IRT models, proposed by
Bartolucci [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>More in detail, the model we considered is based on the following
assumptions:
{ Between-item multidimensionality of the latent traits. Each item is related
only to one latent trait, so that items are divided into di erent subsets Id
(with d = 1; : : : ; D) based on D di erent dimensions. In our model, items
were put together according to the three considered Dublin descriptors: K
(knowledge and understanding), A (Applying knowledge and
understanding), and J (making judgements).
{ Discreteness of the latent traits. Each latent trait is represented through a
discrete distribution with 1; : : : ; k support points de ning k latent classes
with weights 1; : : : ; k. The model assumes that subjects in the same class
have the same ability level de ned by the corresponding element of the
support point vector. Hence, let s (with s = 1; : : : ; S) be the discrete random
variable of the latent trait of the sth subject, the class weight c (with
c = 1; : : : ; k) can be expressed as:
c = P ( s = c);
(1)
with Pck=1 c = 1 and c 0. It represents the probability that a subject
belongs to class c.</p>
      <p>
        Two viable and alternative options allow choosing the number of latent
classes k (i.e., the number of support points): a priori based on
theoretical knowledge; by comparing the t of models using di erent values of k. In
the case in point, we exploited a priori theoretical knowledge that
statisticians experienced in teaching introductory courses; they suggested the use
of k = 4 classes, consistently with the four di erent learning scenarios that
will be described in the next section.
{ Two-parameter logistic (2PL) parametrisation. The 2PL IRT model [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]
represents a reduced model of the most general 4PL IRT model, forcing to 0
both the parameters of guessing and ceiling. This setting derives from
considering that each item has four possible answers, lowering the impact of
guessed answers. Hence, the probability that the subject s correctly answers
the dichotomously-scored item i (with i = 1; : : : ; I) can be formalised as
follows:
(2)
Where Xsi is the response of the sth subject at the ith item with realization
xsi 2 [0; 1]; s 2 R is the ability of the sth subject; ai 2 R is the item
discrimination parameter; and bi 2 R represents the item di culty.
The estimation of the model parameters is obtained using the Maximum Marginal
Likelihood (MML) approach [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], and in particular the Expectation-Maximization
(EM) algorithm [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. This algorithm alternates two steps, named E-step and
Mstep, until convergence. In the E-step, the model estimates each individual's
conditional probability belonging to one of the latent classes given her/his response
con guration. The M-step consists in maximising the expected value of the
complete data log-likelihood based on the posterior probabilities computed in the
E-step. The estimation procedure is performed using the R package MultiLCIRT
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The model is separately applied for every Unit; students are assigned to the
latent class that describes their ability upon each Unit completing. The process
takes into account the average ability levels reached in each Unit according to
the three considered Dublin descriptors, and it provides the learners'
categorisation according to their overall performance at the end of each Topic. To this aim,
the k-means clustering algorithm [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] is used to classify the learners. At the end
of this step, students are provided with a report about their learning outcomes:
if they achieve a suitable ability level, they will be allowed to progress to other
knowledge nodes, proceeding to a Topic according to the knowledge structure.
It is worth noting that the entire Topic is considered complete if the student
reports average support greater than zero for all the dimensions. Whenever the
student reports average support lower than zero, she/he is encouraged to repeat
the related questions: the system identi es the Units to be reiterated.
4
      </p>
    </sec>
    <sec id="sec-4">
      <title>Simulation study</title>
      <p>This section describes the simulation study used to test the ability of the model to
detect the groups of students with di erent pro ciency levels properly. The study
provided us with some evidence about the e ectiveness of the model before its
use with real-world students. In this phase, we considered a knowledge structure
consisting of four Units corresponding to 60 items.</p>
      <sec id="sec-4-1">
        <title>Design of the Study</title>
        <p>The design of the simulation study included the following factors:
{ Item bank. Firstly, we generated a database of item parameters according to
the two-parameter logistic (2PL) parameterization. It included 15 items for
each Unit: 5 in Knowledge (K), 5 in Application (A), and 5 in Judgment (J).
The di culty parameter associated with each item was randomly drawn from
a standard Gaussian distribution, whereas the discrimination parameters
were generated according to a standard log-normal distribution.
{ Item responses. Item responses were generated, taking into account di erent
ability levels. In particular, concerning the considered Dublin descriptors,
we considered as a realistic outcome, four di erent learning ability levels.
In fact, several experts in the subject of Statistics, involved in the ALEAS
projects, suggested that the most realistic learning outcome combinations
are generally the following:
1. Poor performance in all the three dimensions;
2. Good performance in Knowledge and poor performance in both
Application and Judgement;
3. Good performance in Application and average performance in both
Knowledge and Judgement;
4. Good performance in all three dimensions.</p>
        <p>
          For each learning Unit, N = 200 patterns of item responses for each
scenario were generated using the R package MAT [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. To get the four above
speci ed sub-populations of users, we set the ability level parameters using
the simM3PL function. In particular, since the latent trait was assumed to
follow a normal distribution, assuming = 1, we set = 2 for good
performers, = 0 for average performers, and = 2 for poor performers.
Moreover, in all the scenarios the correlation between dimensions was set
equal to 0:5.
{ Multidimensional Latent Class IRT model. For each Unit, all the N = 800
(200 4) patterns of item responses generated at the previous step were
the input for the multidimensional latent class IRT model estimation. As
described in Section 3, the model provided us with the following output:
matrix of ability levels for each dimension; latent class, and weights of the
latent classes; item parameters; posterior probabilities of belonging to the
latent classes for each individual. In our model, the number of latent classes
was assumed equal to 4, according to the number of simulated learning
scenarios. Each student was assigned to the class that corresponds to the highest
probability of belonging.
{ Topic-level classi cation. The Multidimensional Latent Class IRT model
assigns each user to one of the four classes. Then the average ability levels
are computed for each of the three Dublin descriptors for all participants.
Finally, the k-means clustering algorithm allows obtaining the Topic-level
classi cation for each user.
{ Check of the classi cation accuracy. The Adjusted Rand Index (ARI; [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ])
allows comparing the Topic-level classi cation provided by the procedure and
the true classi cation, referred to the one generated learning scenarios. The
ARI measures the agreement between two partitions and varies in [0; 1]
(random partitioning, partitions perfect agreement); it is widely used to evaluate
the overall performance in supervised and unsupervised classi cation.
The above-described design was replicated 1000 times (CASE 1). ARI means,
and standard deviations were used to study the stability of the results.
        </p>
        <p>To assess the model's ability to properly recognise the students according to
their ability level, two more simulation studies were run. In CASE 2 and CASE
3 (see Table 1) the ability parameters were generated from Gaussian distribution
whose mean parameters were randomly generated from the uniform distribution.
The range was 0:2 and 0:5 in the CASE 2 and CASE 3, respectively. Again,
each of these design was replicated for 1000 times.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Main results</title>
        <p>This section illustrates the results from simulation scenario 1, showing the ALEAS
functioning and the type of output report supplied to the students. According
to the simulation output, we collected for each student the classi cation both at
the Unit and Topic level, the ability level in each Unit for all the three Dublin
descriptor dimensions. At the end of each Topic, students receive preliminary
feedback regarding their general performance in that Topic. Figure 2 shows an
example of feedback for two hypothetical students. The aim is to provide each
student with the assessment on each considered Dublin descriptor, with respect
to the overall whole class performance. Each boxplot in Figure 2 refers to the
distribution of the mean support of Knowledge, Application, and Judgement.
The broken lines join the barycenter of each class (namely the classes obtained
from the k-means clustering procedure). Fixing the threshold equal to 0 as the
minimum average support to get to pass, the support gained by the two
students for each descriptor (represented by rhombuses) indicates that student A
(left-hand side) reported low-performance levels on Application and Judgement.
In contrast, student B (right-hand side) is a good performer student, especially
in Application and Judgement where she/he shows a very high ability (higher
than the students belonging to the same class).</p>
        <p>To further stress the student's reached level, the mascot Ronny McStat
appears in an animated GIF le with an expression according to the level of
evaluation (congrats or disappointment expression). The student that properly
accomplishes a learning Topic receives a medal from the mascot (student B).</p>
        <p>After the Topic-level feedback, users are also provided with a second and
more speci c report on each Unit (see Figure 3). The students can identify the
arguments where they need deepening their knowledge. Therefore, this second
report allows us to identify the Units each student needs to repeat. For example,
since the student A reached a negative level of ability in judgement (see
Topiclevel report in Figure 2), according to the Unit-level report in Figure 3 she/he
has to repeat the judgement questions in Unit 1 and Unit 3 again.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Concluding remarks</title>
      <p>We illustrated the ALEAS methodology that is the core of an intelligent
tutoring system prototype for teaching and assessing knowledge of statistics in the
undergraduate courses in Statistics for students enrolled in human and social
sciences courses (in the framework of the homonyms project). It integrates the
IRT paradigm with the Knowledge Space Theory, and performs the students
multidimensional assessment referring to the learning dimensions Knowledge,
Application, and Judgement, which are three of the ve learning dimensions
that are also known as Dublin descriptors. The system is still in the developing
phase. Nevertheless, preliminary results based on the simulation studies
indicated that the designed model is adequate in detecting groups of (hypothetical
at the current stage) participants, which were simulated according to a di erent
level of abilities. The example in the paper illustrated the assessment feedback
that will be provided to a real-world student using the ALEAS. The shown
results and several others, not discussed here for the sake of space, portend the
ALEAS system e ectiveness among the real-world classes students.</p>
    </sec>
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