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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Survey on Drowsiness Detection Techniques?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Universidad la Salle de Arequipa</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Arequipa-Peru´ (vmachacaa</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>jcahuana@ulasalle.edu.pe)@ulasalle.edu.pe</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad Nacional de San Agust ́ın de Arequipa</institution>
          ,
          <addr-line>Arequipa-</addr-line>
          <country country="PE">Peru ́</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>There are 1.24 million traffic accidents every year with 2.4% caused by drowsy drivers. In that context, several methods for drowsiness detection have been developed. Nevertheless, despite the huge amount of researches, the several devices on markets, and car systems; it is not clear which method is the most appropriate, what sensors are the most useful and least intrusive. This study, shows a systematic literature review of the most recently and relevant methods.</p>
      </abstract>
      <kwd-group>
        <kwd>Drowsiness Detection</kwd>
        <kwd>Survey</kwd>
        <kwd>Fatigue Detection</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        According to the World Health Organization (WHO), 1.24 million traffic
accidents occur every day [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The National Highway Traffic Safety Administration
(NHTSA) mentions, that in the United States (US), there were 153,297 fatal
crashes between 2011 to 2015 with 2.4% caused by drowsy drivers. Moreover,
1.25 million people die in road crashes each year, 20-50 million are injured or
disabled; it cost $518 billion. More alarming, road traffics is predicted to become
the fifth cause of death by 2030 [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>Despite the huge amount of works on the field, and the several numbers of
devices for drowsiness detection, it isn’t clear yet which one is the best, which
one is the most appropriate according to the conditions of cars and drivers, and
what are future about this topic.</p>
      <p>
        This work is a preliminary systematic review of drowsiness detection
techniques. We just take the most recent and relevant works since 2015, we consider
that this work could be the initial step, for persons that want to start their
research on the filed. We take the classification proposed by Ramzan et al. [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
They grouped drowsiness detection methods into three approaches, in Fig. 1 we
present the three groups/approaches and the features computed for each group.
The first one is the behavioral approach, it is based on the analysis of images
and video of drivers capture from cameras. The second one is the vehicular
approach, based on devices inside the vehicle, the majority are sensors embedded
? Supported by INNOVATE-PER U´, Universidad la Salle and X-traplus.
on the steering wheel; The final group is the physiological approach, these
intrusive methods are devices that a driver has to use on the head, hands, fingers,
etc.
The purpose of this work is the recognition of the best methods for drivers’
drowsiness detection. All data gathered from primary studies are categorized
into three approaches: vehicle, physiological, and behavioral approach. In Table
1, we present the search string used for each approach.
      </p>
      <p>We performed our study on search engines such IEEE, ACM, Springer, and
Google Scholar. We got 596 research papers; from those, we have selected 265
papers based on the title, those from journals, and the most recently; then 78
papers, were selected after abstract revision; finally, 48 research papers were
filtered out as our primary study.</p>
    </sec>
    <sec id="sec-2">
      <title>Drowsiness detection techniques</title>
      <sec id="sec-2-1">
        <title>Vehicle approach</title>
        <p>In this section, we included all the non-intrusive methods, they basically relies on
sensors embedded on the steering wheel that measures the Steering Wheel Angle
(SWA), Steering Wheel Reversal (SWR), Steering Wheel Movements (SWM),
Steering Wheel Velocity (SWV), angular velocity, grid force, hand position,
absence hands, and Approximate entropy (ApEn). Actually, we could divide the
researches in two groups: the cutoff-analysis methods: that measure certain
features and use a cutoff in order to detect drowsiness (See Table 3) and
machinelearning-based methods that uses machine learning models (See Table 2).</p>
        <p>
          One of the pioneers methods that associated steering wheel data with
drowsiness were Platt in 1963 [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. Since then, several researches studied different
methods and features in order to detect drowsiness. In Fig. 2 (right), we present a
generalized framework for drowsiness detection based on sensors on the steering
wheel.
        </p>
        <p>
          An important aspect in these methods are the frequency they used to log
data. For instance, the SWA is logged with 100Hz [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], 60Hz [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ], 25Hz [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] and
1Hz [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. Moreover, Haupt claimed that driver’s reaction cannot change faster
than 50Hz [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Also, for EEG and ECG, usually 256Hz is used and 512HZ for
EOG [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ].
        </p>
        <p>
          Moreover, the methods based on steering wheel data are dependant of road
geometry and curvature [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. In that context, the road curvature on steering have
to be remove. The majority of works use Equation 1:
        </p>
        <p>Mθ =
1 nl+w−1</p>
        <p>X
W
k=nl</p>
        <p>θ(k)
θ∗(k) = θ(k) − Mθ
(1)
(2)
where, W is the length of sliding window, nj , the first point of window and
Mθ, the average of steering angle. θ(k) stands for the raw signal and θ∗(k) is the
preprocessed signal.</p>
        <p>In Fig. 2 (left), is presented the effect of road curvature, the read lines stands
for the raw data and the blue lines represent the preprocessed data (after
curvature effect removal). As we can see, the read curve have spikes that represent
the rad curvature.
3.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Physiological approach</title>
        <p>
          In this section, we include intrusive methods, they basically measures the Heart
Rate (HR), Heart Rate Variability (HRV), Pulse Rate (PR), Breathing Rate
(BR), Respiratory Rate (RR), body temperature, electrical brain activity and
electrical eye activity. The device used are electroencephalogram (EEG),
Electrooculogram (EOG), Electromyogram (EMG) and electrocardiogram (ECG).
These methods are more reliable and accurate [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] but are intrusive for drivers.
In Table 4, we present the publications related to physiological methods.
        </p>
        <p>
          The EEG is the most common device, a EEG have 7 bands representing the
state of brain, the bands most used are α, β and θ. Moreover, these methods
could be divide in FFT-based spectral analysis, wavelet-based spectral analysis
and Higher Order Statistics-based analysis [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. As other methods, these are
difficult to compare because of the lack public database, each research built its
own database in a simulated environment.
        </p>
        <p>
          Other methods use the Hearth Rate data [
          <xref ref-type="bibr" rid="ref16 ref17 ref18">16–18</xref>
          ], with wavelet transform.
Also, respiratory rate data [
          <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
          ] and even body temperature [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] are used.
3.3
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>Behavioral approach</title>
        <p>
          Behavioral methods are based on image processing of drivers capture with a
camera. Features as eyes, mouth, head pose, percentage of eye closure
(PERCLOS), face, eye blink, eye closure are used, the majority uses machine learning
classifiers. These methods are non-intrusive and depend a lot from
illumination and the image quality but with the introduction of deep learning and best
camera devices, these methods become promising. Moreover, databases are used
for both, image and video processing. Some public databases are DROZY [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ],
ZJU [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ], NTHU [
          <xref ref-type="bibr" rid="ref23">23</xref>
          ], and RLDD [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ], all of them are recorded in offices, and
rooms with ideal conditions. In this work we divided this method into two: the
image processing methods that use a single image in order to detect drowsiness,
meanwhile, the video processing methods use various frames of video.
Image processing methods These methods just take one image to detect
drowsiness. In Table 5, we listed the most relevant works. Some of them use
eyes to detect eye blinking [
          <xref ref-type="bibr" rid="ref25 ref26">25, 26</xref>
          ], others used eyes and mouth to detect yawns
[
          <xref ref-type="bibr" rid="ref18 ref27 ref28">18, 27, 28</xref>
          ] and head positions [
          <xref ref-type="bibr" rid="ref29">29</xref>
          ]. Also, the majority use machine learning
models such as SVM, ANN, and CNN [
          <xref ref-type="bibr" rid="ref28 ref30 ref31 ref32 ref33">28, 30–33</xref>
          ]. Also, microcontrollers [
          <xref ref-type="bibr" rid="ref34">34</xref>
          ],
Raspberry [
          <xref ref-type="bibr" rid="ref35 ref36">35, 36</xref>
          ], and Android [
          <xref ref-type="bibr" rid="ref26 ref31">26, 31</xref>
          ] are used.
        </p>
        <p>
          In this approach, almost every research have been built its own dataset [
          <xref ref-type="bibr" rid="ref25 ref27 ref35 ref37 ref38 ref39">25,
27, 35, 37–39</xref>
          ] without the release of it. This is a big problem since it is difficult
to replicate the results.
        </p>
        <p>
          In addition, there is not a comparison between all methods but the most
prominent works, could be Haruna et al. [
          <xref ref-type="bibr" rid="ref40">40</xref>
          ], they got a high accuracy using
84,898 images with SVM models. Other research is proposed by Reddy et al. [
          <xref ref-type="bibr" rid="ref30">30</xref>
          ],
he used a CNN with the DROZY dataset. Moreover, despite CNN’s performance,
currently, SVM and image’s feature vectors are still used.
Ref
2020 [
          <xref ref-type="bibr" rid="ref42">42</xref>
          ]
2020 [
          <xref ref-type="bibr" rid="ref43">43</xref>
          ]
2020 [
          <xref ref-type="bibr" rid="ref44">44</xref>
          ]
2020 [
          <xref ref-type="bibr" rid="ref45">45</xref>
          ]
2020 [
          <xref ref-type="bibr" rid="ref46">46</xref>
          ]
2020 [
          <xref ref-type="bibr" rid="ref47">47</xref>
          ]
2019 [
          <xref ref-type="bibr" rid="ref48">48</xref>
          ]
2019 [
          <xref ref-type="bibr" rid="ref49">49</xref>
          ]
2019 [
          <xref ref-type="bibr" rid="ref50">50</xref>
          ]
2017 [
          <xref ref-type="bibr" rid="ref51">51</xref>
          ]
Video processing methods Video processing methods are based on the
analysis of frames in a video sequence, they consider temporal information.
        </p>
        <p>
          After analysis, it is appreciated that SVM is the most widely used classifier, as
it provides mostly greater precision and speed, but it does not work well for large
data sets, in Table 6 we present the most relevant methods. On the other hand,
both CNN and HMM are slow in training and expensive. The methods that have
the highest percentage of certainty are those that work with deep learning, and
most of them use CNN,since it uses special convolution and pooling operations
and performs parameter sharing. This enables CNN models to run on any device,
making them universally attractive. The majority of works carried out tests for
the detection of drowsiness with databases in simulated environments, and the
lesser number of works that carried out tests in an uncontrolled environment,
which required gathering more than one method or combining characteristics to
achieve the detection with less margin of error, the work that proved to be most
relevant with deep learning is Babitha et al. [
          <xref ref-type="bibr" rid="ref44">44</xref>
          ].
4
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Conclusions</title>
      <p>The state of art methods for drowsiness detection was reviewed in this study.
Three main approaches were analyzed: behavioral approach, based on the
analysis of image and video of drivers; vehicular approach, based on devices inside
the vehicle, the majority are sensors embedded on the steering wheel; and the
physiological approach, these intrusive methods are devices that a driver has to
use on the head, hands, and fingers.</p>
      <p>Some authors claim that the physiological methods have the highest accuracy
but there is no clear evidence of a comparison between them Moreover, deep
learning is used intensively, but SVMs and features vectors are still used.</p>
      <p>The main disadvantage in this field is related to the dataset. The researches
are not releasing them. Moreover, and more alarming, the few public datasets,
are not in real conditions, they are recorded in offices or are simulated, as
opposed to having your own training data from a larger sample of participants,
while including new distinct signals of drowsiness (sudden head movement, hand
movement, or even tracking eye movements, and others).</p>
    </sec>
  </body>
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