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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Privacy-Preserving Monitoring System with Ultra Low-Resolution Infrared Sensor</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Miyuki Ogata</string-name>
          <email>ogata@yairilab.net</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shogo Murakami</string-name>
          <email>murakami@yairilab.net</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kimura Takumi</string-name>
          <email>kimurat@yairilab.net</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ikuko Eguchi Yairi</string-name>
          <email>i.e.yairi@sophia.ac.jp</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Information and Communication Sciences, Sophia University</institution>
          ,
          <addr-line>Tokyo</addr-line>
          ,
          <country country="JP">Japan</country>
        </aff>
      </contrib-group>
      <fpage>26</fpage>
      <lpage>32</lpage>
      <abstract>
        <p>Action monitoring systems used in households provides vital information for health monitoring particularly with aging residents. While visual inputs such as information provided by cameras can recognize the actions and position of a subject with high accuracy, they are not widely accepted due to privacy concerns. This paper proposes a posture classification method with the use of a low-resolution thermal sensor. The sensor aims to protect the subject's privacy by capturing visual input in the infrared spectrum as well as having a low spatial resolution of 8x8 pixels. We consider a simulation which recreates the experimental environment and produces data for this posturalbehavioral problem. The validity of this method is checked by considering 3 postures; standing, sitting, and laying down and examined using a classifier on simulated data. Additionally, we explore optimal position and angle of the sensor as well as the effects of color depth on accuracy. In our results we achieve over 93% classification accuracy by color conversion of the infrared array sensor image and successfully decreased loss due to displacement by DCNN. We discover higher accuracies are achieved when the sensor is located 50cm below the subject's height with a tilt angle of ±2°.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Japan, like many other countries, is said to have a rapidly
aging society with more than 26.6% of its population being
over the age of 65 [Statistics Bureau, 2019]. As an aging
society increases, so does the incidence of suffering from
medical conditions which includes but is not limited to;
cardiovascular, musculoskeletal, and cognitive disorders, as
well as other chronic diseases. These diseases often require
around the clock supervision traditionally provided by
caregivers or family members. In addition to this, Japan has
the issue of “kodokushi” or “lonely deaths” which refers to
the phenomenon of people dying alone and often remaining
undiscovered for long stretches of time. This phenomenon
has garnered attention of the public as the known incidents of
lonely deaths continue to grow [Cabinet Office, 2016]. Full
time supervision and assistance of the elderly population is
needed to prevent these kinds of deaths however; it often
comes at a high price. Care facilities have the advantage of
offering 24-hour care, but the economic burden becomes
higher the longer the patient remains. Conversely, it is
impossible for a single caregiver to tend to a senior resident
at all times thus being inefficient in preventing sudden
incidents. For these reasons, demand for a reliable monitoring
system to help improve health care has grown.</p>
      <p>Supervision with a monitoring system through the use of
IoT would present a more adequate and cheap solution to
human alternative. Once installed, IoT devices can be used at
all times in order to ensure the safety of the user. The two
methods that are currently available are wearable sensors and
visual sensors.</p>
      <p>
        Improvements in artificial intelligence and the spread of the
internet has made behavior analysis more accessible.
Wearable sensors focus on obtaining behavior analysis at a
low cost, low energy consumption and provides data
simp
        <xref ref-type="bibr" rid="ref25">licity [Mukhopadhyay, 2015</xref>
        ]. Devices such as
smartphones and smartwatches can detect falls, share its
location, or record cardiac beats [Murad et al., 2017;
WonJae et al., 2014; Najafi et al., 2003]. In general, the tri-axial
accelerometers are used to analyze the movements and
position of the device wearer. Over recent years there has
been a rapid development in this technology, yet issues
surrounding this technique still remain. These include limited
battery life, poor comfort, extended period of wear, and
irregular wearing. The latter is the most problematic in the
elderly population as many suffer from illnesses such as
dementia, Alzheimer or simply becoming forgetful and as
such, overlooking to wear these devices.
      </p>
      <p>Sensors can also be embedded into daily items for
monitoring and activity recognition purposes. A particular
object’s use frequency can be recorded to detect abnormal
activity. For example, a sensor in a cane would register an
abnormal movement if the cane were to suddenly fall to the
ground [Vahdatpour et al., 2010]. While this method protects
the user’s privacy, monitoring is limited to scenarios in which
these items are being handled. Multiple devices can be
tracked to increase broadness, leading to increased
complexity and high costs.</p>
      <p>Visual sensors can capture high resolution images of the
user’s daily activity. This method contains information of
multiple events concurrently, which allows for a rich data
behavior analysis. This in turn outputs a very accurate
recognition of behaviors. In an ever-growing digital age,
being recorded constantly can be a deterrent for many users
in the form of privacy concerns. To eliminate behavioral
limitations and physical stresses for the user, infrared sensors
can be employed in monitoring systems. These sensors only
detect temperature information, making its use and
installation simple while keeping privacy breaches to a
minimum [Okada and Yairi, 2013].</p>
      <p>Infrared (IR) monitoring devices are categorized into
those using single beam sensors and those using an array of
sensors. While single beam IR sensors sense temperature at a
single point, IR array sensors are comprised of multiple
single beams to obtain deeper spatial information. IR array
sensors obtain spatial information in three dimensions and
receive light magnitude within a specified region to make
posture estimations of users [Hayashida et al., 2017]. Current
concerns with IR sensors include the accuracy and sensitivity
of array sensors to changes in background temperature,
installation position, and installation angle. As of today,
studies have only recorded data in optimal conditions.
Consequently, the impact of variances in position and angle
of IR sensor is not known.</p>
      <p>This paper focuses on the classification accuracy of three
postures with the use of DCNN and a single 8x8 infrared
array sensor. Experimental and simulated data is used to
investigate its effectiveness as a privacy preserving
monitoring system.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Works</title>
      <p>The use of computer vision to assist in personal well-being
and reduce incidents at home has increased in demand over
the last decade. Studies focused on wearable devices and
high-resolution monitoring systems have been widely
explored. In contrast, reports on privacy preserving
visionbased monitoring systems are still quite limited.
Lowresolution thermal sensors can detect temperature with the
use of a small array of infrared sensors. This produces a
spatial distribution of temperature which can be represented
in the form of low-resolution images. While cameras are able
to distinguish an individual’s features, infrared sensors can
only capture the outline or shape of the human body, making
identification of an individual difficult. The use of low spatial
resolution further decreases the image resolution making
identification nearly impossible. Utilization of this sensor is
the most suitable for homes as it provides a more comfortable
experience by being small, unobtrusive, and cheap while
protecting an individual’s privacy.</p>
      <p>Previous studies for detection, counting, and tracking of
people have been performed with an 16x16 infrared sensor
for indoor monitoring [Berger and Armitage, 2010].
Recognition of hand motion direction has also been
investigated using a 4x4 infrared sensor [Wojtczuk et al.,
2011] however this extremely low resolution would not be
suitable for more complex visual recognition.</p>
      <p>Activity monitoring using an 8x8 infrared sensor has
been successfully researched before [Tao et al., 2018].
However, these studies have recorded data in optimal
conditions only. External factors are often not considered in
the sensor and systems ability to perform. Effectiveness of
these devices could be limited by both the location of
installation and installation angle. The contribution of color
depth in the accuracy of classification is also not thoroughly
studied in the field of monitoring systems. Additionally, we
need to consider the difficulty regarding the acquisition of
learning data to increase classification accuracy. The
investigation of participants under different conditions such
as room size, room temperature, body type, and posture
would require extensive preparation and could lead to
inaccuracies. Collecting data from actual participants in this
way would be unrealistic due to time limitations and the high
costs involved.
3
3.1</p>
    </sec>
    <sec id="sec-3">
      <title>Proposed Method</title>
    </sec>
    <sec id="sec-4">
      <title>Device Setup</title>
      <p>The device shown in Figure 1 is used for data collection of
posture classification. This device is comprised of an infrared
array sensor Grid-EYE by Panasonic mounted on a series of
single-board computer, Raspberry Pi3 Model B. The
GridEYE sensor has an output of 8x8 data for surface
temperatures detected in the observed space. This data can be
visually represented as an 8x8 greyscale image. The sensor
detects temperatures from 0°C to 80°C with a temperature
resolution of 0.25°C. Its viewing angle is 60° with a sampling
rate of 10fps [Panasonic, 2016].
An effective method for obtaining high accuracy in image
recognition is with the use of Deep Convolutional Neural
Network (DCNN). In this study we implement DCNN to
extract features from infrared image data in order to train the
posture classifier. The network contains five layers: an input
layer, two convolutional layers, a fully connected layer, and
an output layer [Kimura et al., 2019]. Max pooling was
implemented in the convolution layers [Yang et al.,2015].
Dropout was used to prevent over learning and Adam
optimizer was employed to update parameter weighting to
optimum levels [Kingma and Ba, 2014].</p>
    </sec>
    <sec id="sec-5">
      <title>3.3 Experimental Setting and Experimental</title>
    </sec>
    <sec id="sec-6">
      <title>Dataset</title>
      <p>Our experiment was conducted on 3 subjects to evaluate the
performance of DCNN on posture classification. The position
of two subjects; one male (age 24) with a height of 170cm
and one female (age 20) with a height of 160cm were
recorded in a 9.5m2 Japanese-style room with ambient
temperature of 13°C. The position of the third subject; one
male (age 22) with a height of 170cm was recorded in a 20m2
room with ambient temperature of 11°C. In all three set-ups,
the sensor was placed 140cm form the ground so that the
subjects’ entire body could be observed. Subjects were told
to stand, sit, or lie down remaining within 1m to 3m from the
sensor so as to remain within the sensor viewing range. A
total of 14,983 frames worth of data was recorded, a
randomized 10% of which was used to train the classifier and
the remaining 90% used for testing. Accuracy was found to
plateau at around 100 epochs, consequently it was set as such.
Since the sensor does not discriminate between subjects,
posture classification result and accuracy evaluation are the
combined dataset from the three subjects. The results are as
shown in Table 1.</p>
      <p>For real-world use, resident monitoring systems should
be able to detect sudden incidents such as slips or falls,
therefore the F-measure should be at or above 90%.
Experimental results showed an average F-measure of 87%.
By observing the classification results we found that incorrect
categorizations were predominantly in postures going from
standing to seated, and from seated to laying down.
3.4</p>
    </sec>
    <sec id="sec-7">
      <title>Color conversion on Classification Accuracy</title>
      <p>The values from the infrared sensor were directly inputted
into the DCNN. However, due to the quantity of erroneously
categorized data, it can be hypothesized that without further
processing, an accurate feature extraction cannot be achieved.</p>
      <p>A previous study by Ito [2018], reported on on-board camera
and deep learning for pedestrian crossing detection. In it, they
converted greyscale data into colored images with the
addition of edge processing and were able to significantly
increase accuracy [Ito et al.,2018]. Similarly, our DCNN is
able to handle multiple channel inputs, including color
images. The 8x8 infrared sensor values can be converted into
8x8 colored images, which will then be pre-processed to
input into the DCNN. The conversion into different color
spaces such as RGB, HSV, CIE XYZ, and CIE Lab can be
used to increase feature recognition [Rachmadi and Purnama,
2015]. Other studies have also used a combination of color
spaces to create an efficient face recognition system
[Kurylyak et al., 2009]. Since the mentioned studies only use
color conversion on high resolution image data, its effects on
low resolution image data are explored in this study. The
most effective color conversion for this subject will be chosen
through the processing of data into various color spaces and
comparing results.</p>
      <p>The 8x8 greyscale data image were converted into color
to evaluate classification accuracy. Color spaces as
determined by the CIE (Commision Interon acznationale de
l’Eclairage) such as RGB, CIE XYZ, CIE L*a*b* were
assessed. For the RGB color space, the greyscale image is
divided into three image layers each representing R, G, B
which is fed into the DCNN. The input layer to the DCNN is
traceable ray of light. When the ray reaches the human model, it measures and records
that temperature If it fails to reach the human model, the room temperature is recorded.</p>
      <p>The human model has three types of postures namely, standing, seated or horizontal.
converted from 1 channel into 3 channels. Temperature da3t.a2 Elovawlu-raetisoonluotfioDnatanLaetuarreninogfustihneg Psseenusdoor-Dbatoath real data and
was mapped such that lower temperature values were showAnctual IsRi mimualgaeteddatdaaftraomarpeanrteicairplayntisnadnisdtipnseguudios-hiambalgeefdraotmafreoamchthoetshiemru.lator are
in blues and higher values were shown in reds. This methoshdown aAnd mcoimnoprardediffinerFeingucree c4a.nPrbodeupcetirocneoivfesidmiunlatthoredaartaeamsaudreruosuenodfipnagrticipant
was repeated for both CIE XYZ and CIE L*a*b* with the udsaeta andthreealisnpdaicveiddautaalfrionm tChheaprteearl2.d3a.Ftaiguwrehe4ries ctoelmorp-ceordaetdurteo sghroawdireedntportions
of OpenCV (Open Source Computer Vision Librarays) high-atepmppeearrastuares raegrieosnuslatnodfbhlueeatpotrratinonsfsears. lIonwt-hteemspiemrautulraeterdegidoantsa. Iat can be
developed by Willow Garage Inc. observedcltehaartethretheummpaenrpaoturtrieonsopflbitothcadnatabaereaaplmproesctiiantdeisdtinbgeutiwsheaebnle atnhde that
re</p>
      <p>The same test-train ratio as in the previous section wparsoducibhiulimty aisnhmigoh.del and background.
used to train the classifier. The classification and evaluation
process were repeated 100 times to assess their accuracy. 1m 2m 3m
Classification accuracy of 93% was achieved by XYZ; 91%
was achieved by L*a*b*. The best results were attained by
RGB color conversion as shown in Table 2. Real data
4</p>
    </sec>
    <sec id="sec-8">
      <title>Experimental and Simulated Dataset</title>
      <p>It is hypothesized that a simulated dataset can be created
without the need of human participants in order to increase Simulated
the volume of dataset for learning. A simulation that produces data
computer-generated data was constructed using Unity, a
cross-platform game engine with pre-installed libraries for Figure 2: Comparison of sensor data and simulated data for
physical functions. Its versatility for creating the requiredFig. 4. Comparison between real datsatafrnodminthgessuebnjseincgt device and simulated data from the
models as well as altering their conditions such as; modeled learning data generator.
humans’ height, physique, position, sensor tilt, height, and
room size was the main reason for which Unity was selected.</p>
    </sec>
    <sec id="sec-9">
      <title>4.1 Assessment of Experimental and Simulated</title>
    </sec>
    <sec id="sec-10">
      <title>Datasets</title>
      <p>The Grid-EYE sensor uses 64 elements to detect temperature
through the measurement of emitted infrared light from
objects. Furthermore, due to dissipation of heat and
background noise, it was noted that increased distance from
sensor decreases the precision of temperature measured. In
order to replicate this, a virtual sensor was added to the
simulation using ray tracing from point of observation. The
use of ray tracing helps locate the human model and
accurately recreates the physical occurrence caused by
distance.</p>
      <p>Typically, data collected from simulators require highly
detailed human models to reproduce a real-life scenario.
However, since this study utilizes a low-resolution sensor
device a simple 3D model can replicate the experimental
setup. The human modeled was a rudimentary model
composed of legs, arms, a torso and a head. Temperature
distribution for each body part is set separately so as to
closely resemble the temperature distribution of a real human.
The room size and walls temperature distribution were set to
be analogous to the one present in the experimental setup.
The human model is able to be positioned in either standing,
seated, or laying down and was placed in random locations
between 1m to 3m away from the sensor.
4.2</p>
    </sec>
    <sec id="sec-11">
      <title>Training and Results of Datasets</title>
      <p>Infrared image data from participants and simulated data in
standing position at different distances is shown in Figure 2.
The figure is color coded to display areas of high temperature
in reds and areas of low temperatures in blues. Due to the</p>
      <p>In our study, 5000 simulated images were used to train the
DCNN posture classifier and experimental data was used to
test the classification accuracy. This method achieved a
7080% classification accuracy which is too low for practical use.
Causes for wrong categorization can be due to the heat
transfer from the body to surroundings or sources of heat such
as light, which increases the temperature of the participants’
surrounding area. This background noise is not as prevalent
in the simulated data. Elimination of background heat from
experimental data should decrease errors. Background data
elimination was applied to both sets of data; using the
simulated data for training and real data for testing. Results
are as shown in Table 4 were F-measure of all categories
increased to over 90%.</p>
    </sec>
    <sec id="sec-12">
      <title>4.3 Evaluation of Height and Angle of installation</title>
      <p>Thus far, an accuracy of 90% has been achieved by thermal
sensor being positioned at 140cm off the ground. For actual
applications, the heights of users differ from individual to
individual. Additionally, changes in sensor position or tilt can
occur due to external causes such as being shaken during an
earthquake or being accidentally bumped into. We assessed
the sensors’ performance with different installation
conditions.</p>
      <p>Using the simulation, sensor height was varied from
heights of 50-170cm in step increments of 10cm. Using the
data simulator, the effects were explored on human models
of 150cm, 160cm, and 170cm tall. Results shown in Figure 3
revealed classification accuracy on postures reached peak
accuracy when sensors were installed at 50cm below the
users’ height.</p>
      <p>The influence of tilt angle of sensor on classification
accuracy was also studied. Using a model height of 170cm
and sensor set at its optimum 120cm elevation tilt was
explored between the ranges of –5° and 5° in incremental
steps of 1°. Positive angle describes sensor tilted upwards;
negative angle describes sensor tilted downwards. As
upwards tilt is increased F-measure tended to decline. The
same trend occurs when downwards tilt is applied, however
F-measure seems to severely drop after –1°, as seen in Figure
4. F-measure is sustained over the value of 90% between the
tilt ranges of –2° and 2°.</p>
      <p>Protection of privacy is a serious concern when dealing
with monitoring devices. Posture classification used in this
research rely heavily on temperature distribution captured by
the 8x8 infrared sensor. Due to low resolution of the image,
information received in each pixel is of vast importance. Any
loss or noise could negatively affect DCNN ability to
categorize. Due to tilt, a full row of pixels might be shifted or
completely evaded, preventing the full capture of the persons
posture. This loss of information will cripple the system’s
ability to classify postures correctly.</p>
    </sec>
    <sec id="sec-13">
      <title>Discussion</title>
    </sec>
    <sec id="sec-14">
      <title>5.1 Household Implementation</title>
      <p>For successful commercial use, the supervising system must
be easy to install and adaptable to buyers’ specification. The
device used in this experiment can be attached to an indoor
room wall, placed at 50cm below clients’ height. If surface is
bumpy, blocked or angled it may need further adjustments.
Ease of use if another aspect of concern for monitoring
devices. In our case, the unobtrusive nature of the infrared
sensor device lends to the forgetfulness of seniors, once set
and installed there is no need for users to interact with the
device.</p>
      <p>While our system successfully detects three basic human
postures (standing, sitting, and laying down) falls are not
included. It is well known that fall action recognition is
imperative in health monitoring for elders as quick response
is crucial in death prevention. To further differentiate actions
such as sitting down versus sitting up and laying down versus
falling from three basic postures, we need to consider
temporal dimension in our dataset. We propose the addition
of temporal feature extraction alongside spatial feature
extraction for classification of actions as shown in Figure 5.</p>
    </sec>
    <sec id="sec-15">
      <title>5.2 Temporalization of Action Recognition</title>
      <p>Integration of Recurrent Neural Networks (RNN) can provide
us with the temporal feature maps of input data. RNNs
exhibits dynamic temporal behaviors as they can process
sequences of input and recognize patterns. The addition of
temporalization in our recognition system should provide us
with time dependent features extracted from the dataset to
recognize actions.</p>
      <p>Long Short-Term Memory (LSTM) is an artificial RNN
which has been typically used in speech recognition and
multi-language processing. LSTM in combination with
CNNs has been used in automatic image captioning, weather
forecast, and emotion recognition. It is our hypothesis that it
can also be used for temporal feature extraction in low
resolution sensor data.</p>
      <p>One of the difficulties in training an RNN for action
recognition involves time frames. The time required for an
individual to perform movements whether from standing to
laying down or standing to falling can vary greatly. This
variation depends on factors such as age group, level of
mobility, and health status or previous injuries. A study
recorded bed rising time (from supine to sitting position)
taking an average of 2.5s for adults, 4s for seniors in
congregate housing, and 10s for seniors in skilled nursing
facilities [Alexander et al., 2000]. Moreover, external factors
such as type of fall and trying to stop a fall by holding on to
side-rails, canes or other objects can also change the time
frame of the fall. Detecting for such inconsistent and irregular
falls might be difficult to train for, as they could be outliers
in the sample.</p>
    </sec>
    <sec id="sec-16">
      <title>5.3 Personalization and Issues</title>
      <p>Classification of actions can be divided by age groups, with
shorter time frames dedicated to younger/healthier seniors;
and longer time frames for older weaker seniors.
Alternatively, a broader time frame can be set to encompass
all age groups. A drawback for this method is that time frames
for other movements might be overlap.</p>
      <p>The monitoring system can be further personalized by
inputting real data from user detected by thermal sensor
device. However, actions such as sitting, standing, and laying
down can cause strain when performed repeatedly by senior
citizens. Moreover, actions such as falling are potentially
dangerous when repeated, making its data collection not
feasible. Instead, as shown in Chapter 4.1 the use of data
generating simulator can be used to increase dataset for these
actions lessening the risk of injury from its users.</p>
      <p>The degree to which this system can be personalized is
still to be determined. While 8x8 sensor preserves the user
information privacy and is faster to process, it also brings
forth issues due to its low resolution. Hyper low-resolution
sensors inherently have the disadvantage of containing less
information compared to their high-resolution counterparts.</p>
      <p>Low image pixel dimension means that any cropping will
lead to significant loss of information.
6</p>
    </sec>
    <sec id="sec-17">
      <title>Conclusion</title>
      <p>In this paper we explored the performance of infrared array
sensor in resident monitoring system. Through the use of 8x8
sensor image we managed to yield over 90% accuracy for
human posture classification. We analyzed data noise created
by external factors on sensor tilt and position. We concluded
that tilt angle within ±2° and a position of 50cm below
subjects’ height returned the highest accuracy. While height
variation made F-measure decrease by a maximum of 10%,
tilt variation can decrease F-measure by over 25%. This
highlights the importance of proper positioning and tilt of
sensor according to room size and users’ height. These are
strong variables and are key to record movement and
optimize accuracy.</p>
      <p>Additionally, we extended our study by introducing
simulated data and found that it is a viable complementary
way to increase data sample size. We believe our work is the
first to apply a simulation model to increase data for low
resolution monitoring in the field of action recognition.</p>
      <p>For further research, we can improve the data simulator
and learning algorithm by including temporal feature
extraction for action recognition and application in real
environment. As shown in Figure 5 we hypothesize simulated
data can be used to assist on data training without the need of
lots of real data recordings. The real data will undergo
background removal to broaden our monitoring system
capability.
[Okada and Yairi, 2013] Ryotaro Okada and Ikuko Yairi. An
indoor human behavior gathering system toward future
support for visually impaired people. In Proceedings of the
15th International ACM SIGACCESS Conference on
Computers and Accessibility, article 36, October 2013.</p>
    </sec>
  </body>
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