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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Managing Traceability in the Meat Processing Industry: Principles, Guidelines and Technologies</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Dimitrios Kafetzopoulos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chrysostomos Stylios</string-name>
          <email>stylios@uoi.gr</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dimitrios Skalkos</string-name>
          <email>dskalkos@uoi.gr</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Business Administration, University of Macedonia</institution>
          ,
          <addr-line>Thessaloniki</addr-line>
          ,
          <country country="GR">Greece</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Chemistry, University of Ioannina</institution>
          ,
          <addr-line>Ioannina</addr-line>
          ,
          <country country="GR">Greece</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Department of Informatics and Telecommunications, University of Ioannina</institution>
          ,
          <addr-line>Arta</addr-line>
          ,
          <country country="GR">Greece</country>
        </aff>
      </contrib-group>
      <fpage>302</fpage>
      <lpage>308</lpage>
      <abstract>
        <p>Food industry is seeking to establish traceability systems and production techniques that may help to promote confidence in the origin of their products. The traceability system is an important tool for controlling and optimizing production, for getting better decisions, and for profiling desirable product characteristics. This study reviews and suggests principles, guidelines and technologies for the traceability of the meat industry. In practice it purposes a framework, that can be followed by companies involved in the meat supply chains in order to make their traceability system more efficient and effective. Concerning principles for a meat traceability system, the unique identification of traceable units, the documentation of transformations and the standardization of information exchange are the most well-established principles. Animals and products identification, database, network, GIS technology and RFID systems are the main traceability technologies for farm animals and their products.</p>
      </abstract>
      <kwd-group>
        <kwd>Traceability</kwd>
        <kwd>Meat industry</kwd>
        <kwd>Animals identification</kwd>
        <kwd>RFID systems</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        Traceability in the food sector is primarily defined as “the ability to follow the
movement of a food through specified stage(s) of production, processing and
distribution”
        <xref ref-type="bibr" rid="ref6">(Codex Alimentarius Commission, 2006)</xref>
        . The ability to trace the history
of a food product, collecting in a rigorously formalized way all the information related
to its displacement along the supply chain, is essential for modern companies
        <xref ref-type="bibr" rid="ref7">(Dabbene
et al., 2014)</xref>
        . Food traceability is a cornerstone of the increasingly complex,
industrialized, and global food system. It is useful for clients, producers and
manufacturers to track items for supply-chain management purpose
        <xref ref-type="bibr" rid="ref23">(Zhang and Bhatt,
2014)</xref>
        . As pointed out by Zhang et al. (2010), an efficient traceability system could
support not only information tracking at operational level, but also diagnostic analysis
and strategic decision making at managerial level.
      </p>
      <p>
        In meat supply chains, transparency is necessary to guarantee the safety, quality and
trust of consumers in meat products (Kassahun et al., 2014). However, due to the
increasingly separated production and consumption of meat and the complexity of the
supply system, the traditional traceability methods have problems such as lagging
management, inefficiency, and lack of means to link the whole process information of
the entire meat supply chain
        <xref ref-type="bibr" rid="ref22">(Yiying et al., 2019)</xref>
        . The literature review showed that
no common understanding of the principles of traceability exists, nor is there a sound
common theoretical framework with respect to implementation of food traceability
        <xref ref-type="bibr" rid="ref10">(Karlsen et al., 2013)</xref>
        . Moreover, there is a need to present different traceability
technologies in animal products identification and to update the methods for
information collection and inquiry, to expound traceability policies, guidelines and
regulations between countries
        <xref ref-type="bibr" rid="ref2">(Bai et al. 2017)</xref>
        .
      </p>
      <p>Thus, the main purpose of this study is to present the common principles and
guidelines for traceability in the meat industry, additionally, to present traceability
technologies for farm animals and their products. This study is the first that brings
together a set of traceability principles, guidelines and technologies, in practice a
framework, that can be followed by companies involved in the meat supply chains in
order to make their traceability system more effective, overcoming potential
disadvantages. The present study contributes to the planning and implementation of
traceability systems as a starting point for each meat business to manage its traceability
system more effectively.</p>
    </sec>
    <sec id="sec-2">
      <title>2 Generic principles for a meat traceability system</title>
      <p>
        Meat traceability usually starts with the birth of the animal, followed by maturing,
slaughtering, butchering, processing, distributing, and consumption. Many published
studies describing principles of traceability in the food industry, while there are also
some well-established principles that underline efficient implementation of traceability
in the meat industry (Storøy et al., 2013). These are:
(a) Unique identification of traceable units: Moe (1998) points out that traceability is
based on unique identification of the products. Unique identification and traceability
in any system hinges on the definition of a Traceable Resource Unit (TRU) which is a
unique unit. Identifying TRUs and activities is necessary in order to trace a product.
TRUs can be described according to weight, volume, etc., and activities can be
described according to type and time/duration, such as processing, transportation and
storage. Product information can be linked to the identification number of traceable
units. Prerequisites for achieving traceability are unique identification of traceable
units and records of transformations.
(b) Documentation of transformations: Transformations are points within a supply
chain where the resources are mixed, merged, transferred, added or split (Storøy et al.,
2013). Transformations are an important factor that affects the potential precision of a
traceability system
        <xref ref-type="bibr" rid="ref17 ref17 ref3 ref3 ref4">(Bollen et al., 2007; Bollen et al., 2006; Riden and Bollen, 2007)</xref>
        .
Identifying traceable units and transformation relationships is the key to tracing a
product internally and/or in supply chains (Storøy et al., 2013). To be able to trace
backwards to find origin and track forward to find all related units it is crucial to record
all transformations.
(c) Standardization of information exchange: Another challenge with implementation
of supply chain traceability is the exchange of information in a standardized format
between various links in the chain. Globalization has led to an increase in the
significance of efficient systems for information exchange between food businesses
(Storøy et al., 2013).
      </p>
    </sec>
    <sec id="sec-3">
      <title>3 Guidelines for implementation of traceability</title>
      <p>
        Different countries have developed and implemented legal requirements on
traceability
        <xref ref-type="bibr" rid="ref7">(Dabbene et al., 2014)</xref>
        . Commercial standards for instance, for GS1
standards, GlobalGAP (GlobalGAP, 2013) and British Retail Consortium (BRC) Best
Practice Guidelines for Traceability (British Retail Consortium, 2013), present
guidelines for traceability implementation. Satisfaction of these commercial standards,
which usually corresponds to obtaining a specific certification, represents a necessary
condition for a company to access a given market. Traceability guidelines usually
focus on 1) product traceability, 2) process traceability, 3) genetic traceability, 4) input
traceability, 5) disease and pest traceability and 6) measurement traceability
        <xref ref-type="bibr" rid="ref15">(Opara,
2003)</xref>
        .
      </p>
      <p>Moreover, the generic guidelines of traceability include parameter list for the data
to be recorded in for all food products (such as: producer ID, trade unit ID, etc.) In
addition to the generic guidelines, sector-specific guidelines must be developed which
are product specific and includes: (1) Creating a standardized parameter list for the
given product throughout the value chain. (2) Identifying data to be recorded at each
link in the value chain. (3) Creating a data management and information exchange
model for both internal and chain traceability in the value chain (Storøy et al., 2013).</p>
    </sec>
    <sec id="sec-4">
      <title>4 Traceability technologies for farm animals and their products</title>
      <p>
        From a technological viewpoint, it can be stated that the devices for identifying and
tracing the products have nowadays reached a good level of industrialization,
providing new and efficient opportunities for management
        <xref ref-type="bibr" rid="ref7">(Dabbene et al., 2014)</xref>
        . A
traceability system is a type of information system that is based on the enterprise’s
creditability
        <xref ref-type="bibr" rid="ref24">(Zhang et al., 2010)</xref>
        . In general, a traceability system is composed of the
identification of TRUs
        <xref ref-type="bibr" rid="ref8">(Donnelly et al., 2009)</xref>
        , a database that provides needful data
with TRUs, and information for associating the TRUs with their respective code by
collection and inquiry. By TRU and combined the information attributes, the breadth,
depth, and precision of traceability system was proposed
        <xref ref-type="bibr" rid="ref16">(Qian et al., 2017)</xref>
        .
      </p>
      <p>
        Animals identification: The traditional methods of animal identification on a small
farm are body marks, ear tags, Radio-Frequency Identification (RFID) tags, retina
image recognition, or DNA fingerprinting. Body marks identification methods on horn
or skin are cheap, but they are prone to generate errors in data transmission. Ear shear
identification is still widely used because it is easy to read after a short training for
technicians, and it is also low-cost for maintaining during an animal’s lifetime.
Moreover, plastic ear tags are the most widely used identifications of animals in many
countries, due to its low-cost. RFID utilizes wireless electromagnetic fields for
transferring data. RFID technology has the characteristics of mobile item identification
and non-contact identification. The use of RFID technology to monitor the entire
process of food production and distribution, to achieve the safety of agricultural
products from farm to table, can guarantee the quality of agricultural products, and
maintain public health
        <xref ref-type="bibr" rid="ref22">(Yiying et al., 2019)</xref>
        . DNA fingerprint identification utilizes
DNA, an innate barcode within animals, to identify a particular animal farm
throughout to table
        <xref ref-type="bibr" rid="ref2">(Bai et al. 2017)</xref>
        .
      </p>
      <p>
        Products identification: The methods of products identification include (a)
onedimensional barcodes such as the EAN/UPC barcode family as the longest established
and widely used of GS1 barcodes in retail and especially the GS1-128 and ITF-14
barcodes. (b) two-dimensional barcodes, is a square, including many tiny individual
dots. The Quick Response (QR) Code, is commonly used in traceable labels that
contain traceability information about the product. QR code is a new means of
recording traceability information and is advantageous because it can be quickly read,
has a large data capacity, and occupies a small space
        <xref ref-type="bibr" rid="ref19 ref21">(Tarjan et al., 2014; Wu et al.,
2013)</xref>
        . (c) Multi-dimensional barcodes which stores information on the x-axis, y-axis
and the colors. Obviously, this provides considerably more information than a
twodimensional code
        <xref ref-type="bibr" rid="ref2">(Bai et al. 2017)</xref>
        .
      </p>
      <p>
        Database: The central database is an elementary component of the traceability
system in construction and maintenance. The traceability database sometimes contains
collections of data, such as animal identification number, birth data, feeding data,
transactions, transfer data, slaughter data and so on. Structured Query Language (SQL)
is the standard language used to interactively query and update the database
        <xref ref-type="bibr" rid="ref1">(Admin,
2015)</xref>
        .
      </p>
      <p>Network technology: Network technology, which acts just like a bridge, can connect
separated traceable information, such as sales, slaughterhouses and farms. Without
these network technologies, it is hard to manage centralized data over long distances,
to utilize traceable code instantly, to pierce through the limitations among companies,
and to give consumers a good experience at a low-cost.</p>
      <p>
        GPS and GIS technology: Global Positioning System (GPS) can help people
determine their location by receiving information from at least four satellites in orbits
around the Earth. Information System (GIS) is software that can help people use the
GPS information to make good transportation plans on electronic maps
        <xref ref-type="bibr" rid="ref2">(Bai et al.
2017)</xref>
        .
      </p>
      <p>
        RFID traceability systems: Meat traceability legislation imposes the
implementation and use of Various RFID-based traceability systems for the
implementation of real-time traceability management of animals and their products
(Liang et al., 201
        <xref ref-type="bibr" rid="ref5">5; Feng et al., 2013</xref>
        ). Kong et al. (2009) developed RFID architecture
for meat supply chain security control by using RFID tag to identify animals in farms
and organizing the information into farm database. Luo et al. (2010) designed RFID
hook for carcasses based on online read and write systems for meat production.
      </p>
      <p>
        Big data and predictive analytics: Big data are frequently used in many facets of
agronomy to enhance knowledge needed to improve operational decisions. Big data in
livestock production systems may be generated by operational data acquisition or
through use of remote livestock monitoring technology. The predictive analytic
framework can be applied in a systematic manner to create information from these data
to enhance decision making for livestock production, health and welfare. Using data
that is currently collected on livestock operations will facilitate precision animal
management through enhanced livestock operational decisions
        <xref ref-type="bibr" rid="ref20">(White et al., 2018)</xref>
        .
      </p>
    </sec>
    <sec id="sec-5">
      <title>5 Conclusions</title>
      <p>
        Traceability refers to a simple trace back system which may provide consumers
with quality assurances throughout the supply chains, with the aim of reducing the
risks of foodborne diseases. Nevertheless, it is important to better understand why
implementations of food traceability succeed or fail
        <xref ref-type="bibr" rid="ref10">(Karlsen et al. 2013)</xref>
        . When no
common theoretical framework of principles and guidelines exists, this can affect the
implementation process of traceability in the meat supply chains
        <xref ref-type="bibr" rid="ref2">(Bai et al., 2017)</xref>
        .
Several different definitions, principles, guidelines and technologies of traceability are
currently being applied, which can make the term and the concept of traceability
confusing. The present study contributes to literature review of this field identifying
the principles, guidelines and technologies with respect to implementation of
traceability systems in meat supply chain making its system more effective. The tools
for implementation of traceability exist, and most of the technical challenges have been
solved. Thus, a compulsory international animal product traceability system has to
established in every country. Moreover, it is necessary to develop new technologies
and realistic approaches in order to provide automatic animal identification. Further
work needs to be done on quantifying the costs and benefits of a traceability system.
Currently the companies don’t have a detailed picture of their internal processes, so
cannot quantify benefits in detail. This leads in turn to skepticism about the advantages
of implementation.
      </p>
      <p>Acknowledgment. This research work is funded by the Operational Programme
“Epirus” 2014-2020, under the project “Advanced traceability of Epirus meat to
improve productivity, quality and hygiene by using Business Intelligence Systems –
EUKREAS”, Co-financed by the European Regional Development Fund (ERDF).
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