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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Threat prediction in complex distributed systems using artificial neural network technology</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>E.V. Palchevsky</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>O.I. Khristodulo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>S.V. Pavlov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Currently</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>N.I. Physical-</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ufa State Aviation Technical University</institution>
          ,
          <addr-line>Ufa</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the context of this article, a method for detecting threats based on their forecasting and development in complex distributed systems is proposed. Initially, the relevance of the research topic is substantiated from the point of view of the prospective use of various methods in the framework of threat management and their forecasting in complex distributed systems. Based on the analysis of these methods, a proprietary forecasting method based on the second generation recurrent neural network (RNN) was proposed. The mathematical formulation of the problem is presented, as well as the structure of this neural network and its mathematical model of selflearning, which allows achieving more accurate (with less error) results in the framework of threat prediction (in this case, the level of water rise at gauging stations) in complex distributed systems. An analysis was also made of the effectiveness of the existing and proposed forecasting methods, which showed the stability of the neural network in relation to other forecasting methods: the error of the neural network is 3-20% of actual (real) water levels; the least squares method reaches up to 34.5%, the numerical method in a generalized form - up to 36%; linear regression model - up to 47.5%. Thus, the neural network allows a fairly stable forecast of the flood situation over several days, which allows special services to carry out flood control measures.</p>
      </abstract>
      <kwd-group>
        <kwd>water level forecasting</kwd>
        <kwd>flood situation</kwd>
        <kwd>neural networks</kwd>
        <kwd>neural network for forecasting</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>relevant
use
neural
network
approaches
and
technologies to solve this problem.</p>
      <p>Thus, it seems important and necessary, using a
recurrent neural network, to develop a method for early
detection of threats on the basis of predicting the level of
water rise in the flood period to counter them in complex
distributed
systems.</p>
      <p>This
will
give
the
necessary
specialized services some time to carry out flood control
measures.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Existing solutions</title>
      <p>Currently, the literature describes many methods for
predicting flood situations (including water levels), the
most used of which, with the exception of hydrological
ones, are as follows:
−
−
−
least squares method;
numerical methods;
general regression models.</p>
      <p>The main objective of these approaches is to use
mathematical methods and models capable of producing
fairly accurate short-term forecasting of water levels.</p>
      <sec id="sec-2-1">
        <title>Least square method</title>
        <p>It is a way to solve various mathematical problems and
is based on minimizing the sum of the squared deviations
between the original and calculated values. The main
working formula for forecasting:
  +1 = (</p>
        <p>+  ) ⋅  ,
where   +1 is the predicted indicator, t+1 is the period for
which the forecast is made, a and b are the coefficients of
forecast indicators and period, x is the symbol of time.</p>
        <p>Calculation of coefficient a:
 =
(∑ =1((  ⋅ )⋅ 1))−(∑ =1  ⋅ ∑ =1   ),</p>
        <p>∑ =1  2−(∑ =1  )2

where   is the actual value of the time series, n1 is the
number of levels in the time series. The coefficient b is
calculated by the following formula:</p>
        <p>= ∑ =1   −
 1
 ⋅∑ =1  .</p>
        <p>
          1
And for smoothing the time series by the least squares
method, in order to obtain and reflect the patterns of the
forecast, it is necessary to correctly determine the type of
curve and the time analytical dependence:

=

∑ =1 ∑(  −  )2
( 1− −1)⋅
(
          <xref ref-type="bibr" rid="ref1">1</xref>
          )
(
          <xref ref-type="bibr" rid="ref2">2</xref>
          )
(
          <xref ref-type="bibr" rid="ref3">3</xref>
          )
(
          <xref ref-type="bibr" rid="ref4">4</xref>
          )
the number of parameters of the described trend.
where   are the calculated values of the time series, p is
Copyright © 2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Numerical methods</title>
        <p>
          They represent a way to solve a mathematical problem
in numerical form. In the case of forecasting, information
on previously obtained data is used. Accordingly, for this,
the formulas (in generalized form) of the forecast (
          <xref ref-type="bibr" rid="ref5">5</xref>
          ) and
correction (
          <xref ref-type="bibr" rid="ref6">6</xref>
          ) are used:
        </p>
        <p>
          +1 =   −3 + (ℎ1 ⋅ (2 ′ ⋅  ′−1 + 2 ′−2) +  (ℎ15)), (
          <xref ref-type="bibr" rid="ref5">5</xref>
          )
where O(h15 ) the calculated error in the forecast, h1 is the
iteration step, i +1 is the forecast period.
        </p>
        <p>
          +1 =   −1 + (ℎ1 ⋅ ( ′+1 + 4 ′ +  ′−1) +  (ℎ15)). (
          <xref ref-type="bibr" rid="ref6">6</xref>
          )
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>General regression models</title>
        <p>These models are used in many problems of data
analysis and forecasting. One of the most common
regression models is multivariate. A general view of this
model is presented in the following formula:</p>
        <p>
          =  2 ⋅ ∑   (  1,  2,  3. . .   ) =  ( ), (
          <xref ref-type="bibr" rid="ref7">7</xref>
          )
where Yp is the predicted indicator, x1, x2 , x3...xn are the
factors affecting the forecast of water levels. In this case,
the initial information is provided in the form of time
series, and the following functions can be used to calculate
the forecast: linear (
          <xref ref-type="bibr" rid="ref8">8</xref>
          ), power (
          <xref ref-type="bibr" rid="ref9">9</xref>
          ), exponential (
          <xref ref-type="bibr" rid="ref10">10</xref>
          ),
exponential (
          <xref ref-type="bibr" rid="ref11">11</xref>
          ), hyperbolic (
          <xref ref-type="bibr" rid="ref12">12</xref>
          ). In formulas 8-12: a and
b are the coefficients of forecast indicators.
        </p>
        <p>
          =  +  +  1 1 +  2 2 +  3 3 +  4 4+. . . +    . (
          <xref ref-type="bibr" rid="ref8">8</xref>
          )
  =   1 1 +  2 2 +  3 3 +  4 4+. . . +    . (
          <xref ref-type="bibr" rid="ref9">9</xref>
          )
  =  0 ⋅ ( 1 1) +  1 ⋅ ( 2 2) +  2 ⋅ ( 3 3) + ⋯
+  ⋅ (    ). (
          <xref ref-type="bibr" rid="ref10">10</xref>
          )
  =  0 +  | | +  1 1 +  2 2+. . . +    . (
          <xref ref-type="bibr" rid="ref11">11</xref>
          )
  =  + 1 1+ 2 2+1 3 3+...+    . (
          <xref ref-type="bibr" rid="ref12">12</xref>
          )
In practice, the linear (
          <xref ref-type="bibr" rid="ref8">8</xref>
          ) function of the multivariate
regression model is often used because of the simplicity of
constructing the multiple regression equation.
        </p>
        <p>The results of predicting water levels at gauging
stations and a comparison of these methods with the
proposed solution of the authors are presented in section 4.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Development of a method for predicting water levels based on a second generation recurrent neural network</title>
      <p>One of the main parameters of the possible impact of
the flood situation in a certain territory (for example, the
Republic of Bashkortostan) is H – the level of water rise
in water bodies, measured daily at n-posts by employees
of the regional department of hydrometeorology and
environmental monitoring. We introduce the following
notation:    is the water level value measured at the k-th
post on the i-th the date of the j-th year. Here  = 1,  ⃗,
where n is the number of measuring posts involved in the
calculations, j is the number of the year, i is the specific
measurement date.</p>
      <p>The task of forecasting is to calculate the water level
value for the next i+1 day on a specific current i-th day of
measurement, i.e.    +1, or after 2 days on i+2 day, i.e.
   +2 or after l days - on the i+l-th day, i.e.    + for any k.</p>
      <p>To solve this problem, it is proposed to use the results
of previous measurements of the water level    at all
control posts located in the considered territory (in our
case, the Republic of Bashkortostan) for all previous years.
The proposed forecasting method is based on the
construction of a recurrent neural network, the structure
and algorithm of work (with training stages) of which are
presented in fig. 1 and fig. 2: Initially, data (gauging
stations codes, dates, water levels) enter the input layer of
the neural network for further processing in the
intermediate link (layers) of the RNN for the purpose of
training. Teaching without a teacher is based on the
integration of the methods of back propagation of error and
Rosenblatt for a more accurate forecast of water level at
hydrological posts. At the output of the neural network, we
obtain the predicted values of the water levels for a given
period of days.</p>
      <p>Intermediate layers
Synapse
weight
distribution</p>
      <p>Weight
adjustment</p>
      <p>Minimize
error function</p>
      <p>Weight
adjustment
Output
value
Fig. 2. Neural network algorithm with training stages for
predicting water levels</p>
      <p>
        From a mathematical point of view, this network is
characterized by the combination of signals in the input
layer (node, vector) C(i1), and the relationship between the
intermediate and output layers is expressed as follows:
 ( 1 + 1) =  (( ( )) ⋅  (( 1 − 1)) ⋅  ( 1 − ( − 1)) ⋅, (
        <xref ref-type="bibr" rid="ref13">13</xref>
        )
⋅  1( 1 − 1) ⋅  1( 1 −  ))
where  − 1 is the delay of the input signal (quantity), P
is the delay of the output signal (quantity), i1 is the number
of neurons in the intermediate layers. Thus, in this case, a
recurrent neural network can be characterized by the set of
numbers {N, P, I1}. Therefore, the vector C(i1) supplied to
the input of the network has the following form:
Input layer
      </p>
      <p>S1
S2
S3
...</p>
      <p>Sn</p>
      <p>
        N1
N2
where   is the obtained value of the j-th output of the
RNN, а   is the reference value of the j-th output of the
neural network. Accordingly, the minimization of E is
determined by the gradient descent method. At the first
stage, there is an automatic adjustment of the weight
coefficients of the synapses:
 =
1+ −
with a range of values (
        <xref ref-type="bibr" rid="ref1">0, 1</xref>
        ), described by the equation:
      </p>
      <p>
        We denote   as the sum of the signals of each i-th
neuron of all j-th intermediate layers, and g is the sum of
the signals of each i-th neuron in the output layer, then
where    is the synapse weight, -m(0&lt;m&lt;1) is the neural
network learning rate, expressed by a coefficient. Next, it
is necessary to disclose (
        <xref ref-type="bibr" rid="ref8">8</xref>
        ) for more accurate training of
the neural network. In this way,
      </p>
      <p>=   
⋅
  
  
⋅
   ,
  
where sj is the sum of the input signals of each neuron
RNN, and yj is the output of the j-th neuron. Respectively,

  
= ∑   
⋅
   ⋅
  
  
   = ∑</p>
      <p>
        ⋅
  
   ⋅  
[ +1],
where k is the number of neurons in the n+1 layer. Also
for disclosure (
        <xref ref-type="bibr" rid="ref19">19</xref>
        ) we introduce a new variable:
of a single-layer perceptron. Thus, the rule for training a
recurrent neural network is as follows:
      </p>
      <p>( + 1) =   ( ) +  1 ⋅   ⋅</p>
      <p>
        Next, it is necessary to integrate the training rules (26),
the error minimization functions (
        <xref ref-type="bibr" rid="ref18">18</xref>
        ) and the weight
adjustment of the synapse coefficients (25) in order to
increase the accuracy of training and, as a result, the
predicted values:
   +1 =
      </p>
      <p>1 
  ( +1)⋅ 2 ∑ =1(  −  )2 ⋅</p>
      <p />
      <p>Thus, based on the Rosenblatt methods and the back
propagation of the error, formula (27) was obtained, which
allows one to increase the accuracy of forecasting water
levels at hydrological posts (the results are presented in</p>
      <sec id="sec-3-1">
        <title>Section 4).</title>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Analysis of the effectiveness of the proposed method for predicting water levels</title>
      <p>To analyze the effectiveness of the proposed method
for predicting water levels, we used long-term data on
measuring water levels at gauging stations provided by the</p>
      <sec id="sec-4-1">
        <title>Bashkir</title>
      </sec>
      <sec id="sec-4-2">
        <title>Administration for</title>
      </sec>
      <sec id="sec-4-3">
        <title>Hydrometeorology</title>
      </sec>
      <sec id="sec-4-4">
        <title>Environmental Monitoring (Bashhydromet) and</title>
        <p>from
hydrological post, date and water level at the gauging
station.</p>
        <p>During the experiment, many iterations were carried
out to calculate the predicted levels of water rise for the
entire period of long-term observations – from 01.01.2001
to 31.12.2019. The total array of data used in the
experiment is 13 800 (hydrological station code, date and
water level), of which 66%, these are data from long-term
observations from 01.01.2000 to 31.12.2013, fed to the
input neural networks, and the remaining 34% (01.01.2014
– 31.03.2019) – for training. From 34% of the data, the last
10 days are taken to predict water levels for the next 5
days, and the rest of the information is used to analyze and
improve the accuracy of the forecast as part of the training.</p>
        <p>As an example, the article presents the results of an
experiment predicting the levels of water rise at three
hydrological posts in Ufa, Shaksha district of Ufa and the
village of Okhlebinino, Iglinsky district of the Republic of
Bashkortostan during the spring flood of 2019. The
experiment was carried out in two stages. The first stage
was a comparison of real and predicted levels of water rise
at hydrological posts at different periods of the flood –
when there is a rise in water levels, a peak period and a
decline. The results are shown in tables 1-3, where the
actual water level is actually the measured value at the
hydrological station, and the predicted water level is the
water level value obtained using the neural network.</p>
        <p>
          The predicted values of water levels by the neural
network at gauging stations at the beginning of the flood
period (increase (rise) in water level) are presented in table
(
          <xref ref-type="bibr" rid="ref15">15</xref>
          )
(
          <xref ref-type="bibr" rid="ref16">16</xref>
          )
(
          <xref ref-type="bibr" rid="ref17">17</xref>
          )
(
          <xref ref-type="bibr" rid="ref18">18</xref>
          )
(
          <xref ref-type="bibr" rid="ref19">19</xref>
          )
(
          <xref ref-type="bibr" rid="ref20">20</xref>
          )
(
          <xref ref-type="bibr" rid="ref21">21</xref>
          )
(
          <xref ref-type="bibr" rid="ref22">22</xref>
          )
(
          <xref ref-type="bibr" rid="ref23">23</xref>
          )
(24)
(25)
(26)
(27)
Δ  = − ⋅
        </p>
        <p>,
  






Δ  = − ⋅  
[ ] ⋅  
[ −1].</p>
        <p>In the case of the Rosenblatt method, everything is
different, since it was originally intended for the training</p>
        <p>
          After entering the variable, we obtain recursive
formulas for the output (
          <xref ref-type="bibr" rid="ref23">23</xref>
          ) and input (24) layers of the
gauging stations at the beginning of the flood period (increase)
03.04.19
04.04.19
05.04.19
01.04.19
02.04.19
03.04.19
04.04.19
05.04.19
01.04.19
02.04.19
03.04.19
04.04.19
05.04.19
3000014
(microdistrict
Shaksha, Ufa)
        </p>
        <p>76288
(Iglinsky
district, the
village of
Okhlebinino)</p>
        <p>The predicted values of the water levels by the neural
network at gauging stations during the flood period are
presented in table 3.</p>
        <p>Thus, the error between the predicted and actual values
of the water levels, according to the results of the
experiment, is 3-20% (tables 1-3).</p>
        <p>The second stage of the experiment consisted in a
comparative analysis of the data of the levels of water rise
obtained using the described forecasting method based on
the recurrent neural network and the known, most
described in the literature sources, forecasting methods
(least squares method, numerical methods and regression
models).</p>
        <p>As an example, the article presents the results of
comparing the actual levels of water rise at the Ufa
gauging station during the flood peak according to
Bashhydromet and the forecast levels of water rise
obtained on the basis of calculations by known methods
(table 4).</p>
        <p>An important difference of the proposed method for
predicting water levels using a recurrent neural network in
comparison with other known methods is the speed of
obtaining the forecast and its correctness (more accurate)
when forecasting ahead of time (for 5 days). The
remaining methods considered in the experiment are more
accurate only with short-term forecasting (1-2 days), the
analysis results are shown in fig. 3.
According to the data in Table 4 and Fig. 3, it can be
seen that in the first two days the forecast of water rise
levels by known methods is quite accurate: the difference
between the predicted values from the real ones varies
from 1 to 3%. However, in the following days, the gap
between the predicted and real values increases: for
example, when calculating by the least squares method,
the error reaches 34.5%, by numerical method – 36%, and
for a linear regression model this indicator is 47.5%. It is
worth noting that the implemented recurrent neural
network does not give an accurate result in the first two
days (in contrast to the known forecasting methods
considered), but in the following days shows a more stable
result.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>A method is proposed for early detection of threats
(for example, the Republic of Bashkortostan) for
parrying them in complex distributed systems. The
proposed forecasting method is based on the construction
of a recurrent neural network, the structure and operation
algorithm of which is described in the article. The results
of the analysis of the effectiveness of the proposed
method for predicting water levels showed an error of
predicted values from 3 to 20%. A comparative analysis
of the data of the levels of water rise obtained using the
described forecasting method based on the recurrent
neural network and the well-known, most described in
the literature sources, forecasting methods (least squares
method, numerical methods and regression models),
which revealed errors in other forecasting methods up to
47.5%. Thus, the use of artificial neural network
technology has shown more stable results in forecasting
threats, using the example of spring flood, which will
allow the special services to give the necessary time for
flood control measures to prepare for the protection of
complex distributed (including technical objects)
systems.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The reported study was funded by RFBR, project
number 20-08-00301.</p>
    </sec>
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