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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>UmBERTo-MTSA @ AcCompl-It: Improving Complexity and Acceptability Prediction with Multi-task Learning on Self-Supervised Annotations</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Gabriele Sarti</string-name>
          <email>gsarti@sissa.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Mathematics and Geoscience, University of Trieste International School for Advanced Studies (SISSA)</institution>
          ,
          <addr-line>Trieste</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>English. This work describes a selfsupervised data augmentation approach used to improve learning models' performances when only a moderate amount of labeled data is available. Multiple copies of the original model are initially trained on the downstream task. Their predictions are then used to annotate a large set of unlabeled examples. Finally, multitask training is performed on the parallel annotations of the resulting training set, and final scores are obtained by averaging annotator-specific head predictions. Neural language models are finetuned using this procedure in the context of the AcCompl-it shared task at EVALITA 2020, obtaining considerable improvements in prediction quality.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Italiano. Questo articolo descrive un
approccio di self-supervised data
augmentation utilizzabile al fine di migliorare le
performance di algoritmi di apprendimento
su task aventi solo una modesta quantita`
di dati annotati. Inizialmente, molteplici
copie del modello originale vengono
allenate sul task prescelto. Le loro
previsioni vengono poi utilizzate per
annotare grandi quantita` di esempi non
etichettati. In conclusione, un approccio di
multitask training viene utilizzato, con le
annotazioni del dataset risultante in veste di
task indipendenti, per ottenere previsioni
finali come medie dei i punteggi dei
singoli annotatori. Questa procedura e` stata
utilizzata per allenare modelli del
linguaggio neurali per lo shared task AcCompl-it
a EVALITA 2020, ottenendo ampi
miglioramenti nella qualita` predittiva.</p>
    </sec>
    <sec id="sec-2">
      <title>1 Introduction</title>
      <p>
        In recent times, pre-trained neural language
models (NLMs) have become the preferred approach
for language representation learning, pushing the
state-of-the-art in multiple NLP t
        <xref ref-type="bibr" rid="ref14">asks (Devlin et al.
(2019</xref>
        ); R
        <xref ref-type="bibr" rid="ref14">adford et al. (2019</xref>
        ); Y
        <xref ref-type="bibr" rid="ref14">ang et al. (2019</xref>
        );
R
        <xref ref-type="bibr" rid="ref14">affel et al. (2019</xref>
        ) inter alia). These approaches
rely on a two-step training process: first, a
selfsupervised pre-training is performed on
largescale corpora; then, the model undergoes a
supervised fine-tuning on downstream task labels using
task-specific prediction heads. While this method
was found to be effective in scenarios where a
relatively large amount of labeled data are present,
researchers highlighted that this is not the case in
low-resource settings (Yog
        <xref ref-type="bibr" rid="ref14">atama et al., 2019</xref>
        ).
      </p>
      <p>
        Recently, pattern-exploiting training (PET,
Schick and Schutze (2020a,b) tackles the
dependence of NLMs on labeled data by first
reformulating tasks as cloze questions using task-related
patterns and keywords, and then using language
models trained on those to annotate large sets of
unlabeled examples with soft labels. PET can be
thought of as an offline version of knowledge
distillation
        <xref ref-type="bibr" rid="ref11">(Hinton et al., 2015)</xref>
        , which is a
wellestablished approach to transfer the knowledge
across models of different size, or even between
different versions of the same model as in
selftraining
        <xref ref-type="bibr" rid="ref21 ref24">(Scudder, 1965; Yarowsky, 1995)</xref>
        . While
effective on classification tasks that can be easily
reformulated as cloze questions, PET cannot be
easily extended to regression settings since they
cannot be adequately verbalized. Contemporary
work by Du et al. (2020) showed how self-training
and pre-training provide complementary
information for natural language understanding tasks.
      </p>
      <p>Copyright c 2020 for this paper by its authors. Use
permitted under Creative Commons License Attribution 4.0
International (CC BY 4.0).</p>
      <p>
        In this paper, I propose a simple self-supervised
data augmentation approach that can be used to
improve the generalization capabilities of NLMs
on regression and classification tasks for
modestsized labeled corpora. In short, an ensemble of
fine-tuned models is used to annotate a large
corpus of unlabeled text, and new annotations are
leveraged in a multi-task setting to obtain final
predictions over the original test set. The method
was tested on the AcCompl-it shared tasks of the
EVALITA 2020 campaign
        <xref ref-type="bibr" rid="ref1 ref3 ref4">(Brunato et al., 2020b;
Basile et al., 2020)</xref>
        , where the objective was to
predict respectively complexity and acceptability
scores on a 1-7 Likert scale for each test
sentence, alongside an estimation of its standard
error. Results show considerable improvements
over regular fine-tuning performances on COMPL
and ACCEPT using the UmBERTo pre-trained
model
        <xref ref-type="bibr" rid="ref9">(Francia et al., 2020)</xref>
        , suggesting the
validity of this approach for complexity/acceptability
prediction and possibly other language processing
tasks.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Description of the Approach 2</title>
      <p>Let:</p>
      <p>L = [(x1; y1); : : : (xn; yn)] be the initial
labeled corpus containing sentence-annotation
pairs xi 2 X; yi 2 Yx. 1
U = [x01; : : : x0m] be a large unlabeled corpus
such that m n
M : xi ! y^i be a pre-trained neural language
model with a single task-specific heads,
taking sentence xi as input and predicting label
yi at inference time.</p>
      <p>For some k 2 N1, we begin by splitting L
in k equal-sized segments L1; : : : ; Lk and
finetune k identical versions of M using k-fold
cross-validation. We call the resulting models
M 1; : : : ; M k “NLMs with standard fine-tuning on
the y target task”, with M i being trained on the
subset L Li and evaluated on Li. Then, each
sentence of U is passed to each model, obtaining
the corpus</p>
      <p>U 0 = [(x01; y^101 : : : y^10k); : : : ; (x0m; y^m01 : : : y^m0k)] (1)
labeled with expert annotations from fine-tuned
models. Predicted values are taken instead of
1yi can be either discrete or continuous in this context.
probability distributions after the softmax, which
are typically used in the knowledge distillation
literature, to keep the approach simple while making
it viable in the context of regression tasks.</p>
      <p>
        Now that the large corpus is annotated, a
multitask NLM M T M : xi ! y_i1 : : : y_ik is fine-tuned on
U 0 by treating each annotation in the set y^01 : : : y^0k
as a separate task, using 1-layer feed-forward
neural networks as task-specific heads while
performing hard parameter sharing
        <xref ref-type="bibr" rid="ref5">(Caruana, 1997)</xref>
        on
underlying model parameters. Intuitively, the k
models used to produce annotations were trained
on different folds of the original corpus, and as
such, they provide complementary viewpoints on
the modeled phenomenon when k is small.
      </p>
      <p>As a final step, M T M is fine-tuned on a
training portion of L, using as prediction scores
f (y_i1 : : : y_ik), where f is a task and
contextdependent aggregation function. For example, in
the case of a classification task, one can select the
majority vote from the ensemble of model heads
as the final prediction, while in a regression
setting this can be done by averaging scores across
heads. Once fine-tuned, the model can be tested
on the test portion of L using the same f as the
aggregator. I refer to this approach as Multi-Task
Self-Annotation (MTSA) in the following sections.
3</p>
    </sec>
    <sec id="sec-4">
      <title>Experimental Evaluation</title>
      <sec id="sec-4-1">
        <title>For the experimental evaluation part:</title>
        <p>
          The ACCEPT and COMPL training corpora,
containing respectively 1339 and 2012
sentences labeled with average scores and
standard error across annotators, were used as
labeled datasets LA; LC . The two tasks were
learned separately, following the same
approach described in the previous section.
A set of multiple Italian treebanks
including train, dev, and test sets of the
Italian Stanford Dependency Treebank
          <xref ref-type="bibr" rid="ref2">(Bosco
et al., 2013)</xref>
          , the Turin University
Parallel Treebank
          <xref ref-type="bibr" rid="ref11 ref16">(Sanguinetti and Bosco, 2015)</xref>
          ,
PoSTWITA-UD
          <xref ref-type="bibr" rid="ref17">(Sanguinetti et al., 2018)</xref>
          and the Venice Italian Treebank
          <xref ref-type="bibr" rid="ref6">(Delmonte
et al., 2007)</xref>
          was used as unlabeled corpus U .
The final corpus contains 37,344 unlabeled
sentences and spans multiple textual genres.
The UmBERTo model
          <xref ref-type="bibr" rid="ref9">(Francia et al., 2020)</xref>
          available through the HuggingFace’s
Transformers fr
          <xref ref-type="bibr" rid="ref14">amework (Wolf et al., 2019</xref>
          ) was
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>UmBERTo surprisal</title>
        <p>Length (# of tokens)
Length (characters)
UmBERTo fine-tuned
UmBERTo-STSA
UmBERTo-MTSA</p>
      </sec>
      <sec id="sec-4-3">
        <title>UmBERTo surprisal</title>
        <p>
          Length (# of tokens)
Length (characters)
UmBERTo fine-tuned
UmBERTo-STSA
UmBERTo-MTSA
-0.36
-0.39
-0.39
0.90
0.91
0.91
used both for fine-tuning M 1:::k during the
annotation part and for fine-tuning M T M .
The model is based on the RoBERTa
architecture
          <xref ref-type="bibr" rid="ref12">(Liu et al., 2019)</xref>
          and was pre-trained
on the Italian portion of the OSCAR
CommonCrawl corpus
          <xref ref-type="bibr" rid="ref13">(Ortiz Sua´rez et al., 2020)</xref>
          ,
containing roughly 210M sentences and over
11B tokens.
        </p>
        <p>Since both tasks involve predicting both
averaged scores and the original standard error across
participants, the approach presented in the
previous section was adapted to account for multi-task
learning of scores and errors from the beginning,
with each model M i producing both a predicted
score y^0i and a predicted error ^0i for the
annotation step. The k parameter was set to 5 to prevent
excessive overlapping of training data across
models, with the final multi-task model M T M : xi !
y_i1 : : : yi5; i1 : : : i5 returning prediction for scores
and errors for all the five sets of fine-tuned model
annotations.</p>
        <p>Models M 1:::k were trained for a maximum of
15 epochs on the labeled training sets using early
stopping (5 patience steps, 20 evaluation steps
using a 10% slice as dev set), learning rate = 1e 5,
batch size b = 32 and embedding dropout = 0:1.
The model’s base variant was used, having a
hidden size jhj = 768, and a maximum sequence
length of 128. Notably, the representations at the
last layer of the UmBERTo model were averaged
to obtain a sentence-level representation instead of
using the [CLS] token. During the training on the
whole unlabeled corpus, the evaluation steps were
increased to 100 to balance evaluation time with
the corpus’s increased size.
4</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Results</title>
      <p>UmBERTo surprisal: Sentence-level
surprisal estimates are produced using the
pretrained model without fine-tuning as:</p>
      <p>m
P (x) = Y P (wi jw1:i 1; wi+1:m)
i=1
(2)
Length (# of tokens): Length of the sentence
in number of tokens
Length (characters): Length of the sentence
in number of characters (including
whitespaces)
UmBERTo fine-tuned: Predictions
produced by Umberto with standard fine-tuning
on complexity corpus annotations.</p>
      <p>UmBERTo-STSA: A variant of the MTSA
approach where instead of performing
multitask learning over model annotations on U ,
we average them in a single score, and the
model is trained on it with single-task
finetuning.</p>
      <p>UmBERTo-MTSA: The approach presented
in this work.</p>
      <p>From Table 1, it can be observed that, although
length alone is already correlated with
acceptability complexity scores, UmBERTo can
leverage additional information from its representation
to produce much stronger predictions.
Interestingly, both the STSA and MTSA self-annotation
approaches consistently outperform regular
finetuning, especially for what concerns standard
error scores. This fact suggests that self-annotation
leads to better generalization capabilities in the
model over downstream tasks when relatively few
Acceptability</p>
      <p>Complexity</p>
      <sec id="sec-5-1">
        <title>SVM 2-gram baseline</title>
        <p>UmBERTo-MTSA</p>
      </sec>
      <sec id="sec-5-2">
        <title>SVM length baseline UmBERTo-MTSA 0.30</title>
        <p>annotations are available. While the
contribution of multi-task learning is modest, the MTSA
approach may prove especially beneficial when
training models M 1:::k on scores produced by
different annotators instead of using different folds of
the same corpus, as in this case. In both cases,
predicted surprisal scores act as poor predictors for
downstream tasks. It should also be noted that
length appears to be negatively correlated to
acceptability scores (i.e. longer sentences are
generally less acceptable), while the relation is positive
in the case of complexity (i.e. longer sentences are
generally more complex).</p>
        <p>Table 2 reports the scores obtained by MTSA
over the test sets for the ACCEPT and the COMPL
shared tasks. The organizers’ baseline scores
correspond to the correlation among gold labels and
acceptability and complexity predictions produced
by an SVM model trained on 1-grams and
bigrams of sentences and an SVM trained on
sentence length, respectively. The MTSA approach
achieved the first rank in both tasks, with
considerable improvements over baseline scores.
5</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Error Analysis</title>
      <p>Finally, some error analysis is performed to gain
additional insights on which factors influence
the predictability of complexity and
acceptability judgments. The Profiling-UD tool by Brunato
et al. (2020a) is used to produce linguistic
annotations on test sentences for both tasks. Given
an input sentence, Profiling-UD produces roughly
100 numeric scores representing different
phenomena and properties at different language
levels.2 I then correlate the value of all features with
y and , representing the mean absolute error
between true and predicted values for scores and
2A description of produced annotations is omitted for
brevity. Refer to Brunato et al. (2020a) for additional details.
avg. score (y)
std. error ( )
upos dist PROPN
dep dist nmod
avg max depth
n prep chains
prep chain len
upos dist PRON
dep dist root
dep dist punct
aux mood dist Imp
n tokens
avg links len
max links len
(y )
standard errors, respectively. Table 3 presents the
results of the error analysis.</p>
      <p>Strongly correlated values in Table 3
correspond to features that highly influence, either
positively or negatively, the prediction
capabilities of the MTSA model. Extreme task scores
(avg. score), denoting either not very acceptable
or highly complex sentences, are less predictable
than their average counterparts by MTSA.
Sentences for whose the standard deviation of scores
is high across participants appear to be less
predictable in the context of complexity scores, while
this does not affect acceptability predictions.</p>
      <p>Concerning acceptability, I found a significant
correlation between acceptability prediction
errors and the presence of multilevel syntactic
structures, (avg max depth) multiple long
prepositional chains (n prep chains, prep chain len) and
nominal modifiers (dep dist nmod). From the
complexity viewpoint, instead, the presence of
inflectional morphology related to the imperfect
tense in auxiliaries (aux mood dist Imp) was the
only property related to higher prediction errors.
However, high token counts (n tokens) and long
dependency links (avg links len, max links len)
were shown to make the variability in complexity
scores more predictable.</p>
      <p>Overall, results suggest that incorporating
syntactic information during the model’s training
process may further improve complexity and
acceptability models.</p>
    </sec>
    <sec id="sec-7">
      <title>Discussion and Conclusion</title>
      <p>This work introduced a simple and effective data
augmentation approach improving the fine-tuning
performances of NLMs when only a modest
amount of labeled data is available. The approach
was first formalized and then empirically tested
on the ACCEPT and COMPL shared tasks of the
EVALITA 2020 campaign. Strong performances
were reported for both acceptability and
complexity prediction using a multi-task self-training
approach, obtaining the top position in both
subtasks. Finally, an error analysis highlighted the
unpredictability of extreme scores and sentences
having complex syntactic structures.</p>
      <p>The suggested approach, although
computationally refined and well-performing, is lacking
in terms of complexity-driven biases that may
prove useful in the context of complexity and
acceptability prediction. A possible extension of
this work may include a complementary
syntactic task (e.g., biaffine parsing, as in Glavas and
Vulic (2020)) during multi-task learning to see if
forcing syntactically-competent representations in
the top layers may prove beneficial in the context
of syntax-heavy tasks like complexity and
acceptability prediction. Moreover, it would be
interesting to evaluate multi-task learning performances
with complexity and acceptability parallel
annotations given the conceptual similarity between the
two tasks and estimate the effectiveness of a
feedforward network as the final aggregator f in the
MTSA paradigm instead of merely averaging
predictions. Finally, Du et al. (2020) findings suggest
that using an unsupervised in-domain filtering
approach may further improve the self-training
procedure when large unlabeled corpora are available.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>The author was supported by a scholarship for
Data Science and Scientific Computing students
from the International School of Advanced
Studies (SISSA).</p>
    </sec>
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