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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>ffrancesco.fernicola, zhang.shibingfengg@studio.unibo.it ffederico.garcea2, paolo.bonora, a.barrong@unibo.it</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Francesco Fernicola</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Shibingfeng Zhang</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Federico Garcea</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paolo Bonora</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alberto Barr´on-Ceden˜o</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Classical Philology and Italian Studies Universita` di Bologna</institution>
          ,
          <addr-line>Bologna</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Interpreting and Translation Universita` di Bologna</institution>
          ,
          <addr-line>Forl`ı</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>We present a new task: the identification of the emotions transmitted in Italian opera arias at the verse level. This is a relevant problem for the organization of the vast repertoire of Italian Opera arias available and to enable further analyses by both musicologists and the lay public. We shape the task as a multi-class supervised problem, considering six emotions: love, joy, admiration, anger, sadness, and fear. In order to address it, we manually-annotated an opera corpus with 2.5k verses -which we release to the research community- and experimented with different classification models and representations. Our best-performing models reach macroaveraged F1 measures of ∼0.45, always considering character 3-grams representations. Such performance reflects the difficulty of the task at hand, partially caused by the size and nature of the corpus, which consists of relatively short verses written in 18thcentury Italian.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Opera lyrics have the function of expressing
the emotional state of the singing character.
In 17th- and 18th-century operas, characters
brought on stage passions induced in their
souls by the succession of events in the drama.
Musicological studies use these affects as one
of the interpretative keys of the work as a
whole
        <xref ref-type="bibr" rid="ref10 ref21">(Zoppelli, 2001; McClary, 2012)</xref>
        .
Being able to automatically identify the emotions
expressed by the different arias of each work
would provide scholars with a useful tool for a
systematic study of the repertoire. The
technology to identify the emotion(s) expressed by
an aria represents an effective tool to study
the vast repertoire of arias and characters of
this period for musicologists and the lay
public alike. As an aria may express more than
one emotion, we go one granularity level lower
—at the verse level. The task is defined as
follows:
Identify the emotion expressed in a verse, in
the context of an aria.
      </p>
      <p>In order to do that we created the
AriEmozione 1.0 corpus: a collection of 678
operas with 2.5k verses, each of which has
been manually annotated with respect to
emotion. We experimented with different
supervised models (e.g., SVMs, neural networks)
and text (e.g., character n-grams and
distributed representations).</p>
      <p>Our experiments show that, regardless of
the model, character 3-grams outperform
all other representations, reaching weighted
macro-averaged F1 measures of ∼0.45.
Underrepresented classes (e.g., fear) are the
hardest to identify. Others, such as anger and
sadness, being both negative, are often
confused between each other.</p>
      <p>The rest of the contribution is
distributed as follows. Section 2 describes the
AriEmozione 1.0 corpus. Section 3 describe
the explored models and representations.
Section 4 discusses the experiments and obtained
results. Section 5 overviews some related
work. Section 6 closes with conclusions and
proposals for future work.</p>
      <p>First of all, thank you for helping with this work.
We are a group of researchers from the D. of
Classical Philology and Italian Studies and the D. of
Interpreting and Translation, both at UniBO. Your
work will help us to produce artificial intelligence
models to analyse the lyrics in music.</p>
      <p>At this stage we are focused on opera. You will
annotate arie in Italian from diverse periods, looking
for the emotions that they express. Your work
consists of identifying the emotion expressed in each
of the verses composing an aria. You can choose
among six emotions (or none of them), which are
defined next: [. . . ]
Each row is divided in six columns:
id A unique id, tied to the verse. Do not modify it.
verse A verse, inside of an aria. This is the text
that you are going to analyse.
emotion Here you can select the expressed emotion
(or none of them)
emotion sec. This is available to choose a
secondary emotion, in case it is really difficult to choose
just one
confidence Not being 100% sure is ok. If that is
the case, please let us know by choosing the right
confidence level (default: “I am sure”).
comments Feel free to tell us something about this
instance, if you feel like.
The corpus AriEmozione 1.0 is a subset of
the materials collected by project CORAGO.1
AriEmozione 1.0 contains a selection of 678
operas composed between 1655 and 1765. We
consider the lyrical text in the arias only. A.
Zeno and P. Metastasio are among the most
represented librettists in the corpus (∼ 30% of
the operas); they are two of the most
representative and prolific librettists of the 18th
century. All texts are written in the 18th century
Italian and articulated in verses and stanzas.</p>
      <p>
        We labeled the emotions transmitted by
every single verse, as we observed that this is the
right granularity to obtain full text snippets
expressing one single emotion. Ren´e Descartes
wrote in 1649 “Les passions de l’ˆame”, a sort
of compendium of all possible emotions and
their possible causes
        <xref ref-type="bibr" rid="ref6">(Garavaglia, 2018)</xref>
        . For
the sake of concreteness,
        <xref ref-type="bibr" rid="ref11">we leveraged
Parrott’s (2001</xref>
        ) tree of emotions classification.
      </p>
      <p>
        1CORAGO is the Repertoire and archive of
Italian opera librettos. It constitutes the first
implementation of the RADAMES prototype
(Repertoriazione e Archiviazione di Documenti Attinenti al
Melodramma E allo Spettacolo)
        <xref ref-type="bibr" rid="ref13">(Pompilio et al., 2005)</xref>
        ;
http://corago.unibo.it.
The first level of such tree includes six primary
emotions: love, joy, surprise, anger, sadness,
and fear. Based on the nature of the material
under review, we substitute surprise with
admiration, ending with the following six classes:
Amore (love) incl. affection, lust, longing.
Gioia (joy) incl. cheerfulness, zest,
contentment, pride, optimism, enthrallment, relief.
Ammirazione (admiration) admiration or
adoration of someone’s talent, skill, or other
physical or mental qualities.
      </p>
      <p>Rabbia (anger) incl. irritability,
exasperation, rage, disgust, envy, torment.</p>
      <p>Tristezza (sadness) incl. suffering,
disappointment, shame, neglect, sympathy.
Paura (fear) incl. horror and nervousness.
An extra class nessuna (none) applies mostly
to verses with non-actionable words only,
neglected in the current experiments.</p>
      <p>Two native speakers of Italian annotated all
2,473 instances independently considering the
instructions displayed in Figure 1. They were
asked to include (i) the emotion transmitted
by the verse, (ii) an optional secondary label
(in case they perceived a second emotion), and
(iii) their level of confidence: total confidence,
partial confidence, or very doubtful.</p>
      <p>
        We measured the Cohen’s kappa
interannotator agreement
        <xref ref-type="bibr" rid="ref5">(Fleiss et al., 1969)</xref>
        at
this stage on the primary emotion. The
result was 32.30, which is considered as a fair
agreement. This value results from the
perfect matching between the two annotators in
44% of the instances. When considering the
secondary emotion as well, the two
annotators coincided in 68% of the instances. These
numbers reflect the complexity of the task.
The same annotators gathered together to
discuss and consolidate all dubious instances.
Table 1 shows the number of instances per class
for each corpus partition: training,
development, and test set. The verse average length
is 72.5 ± 31.6 characters and the corpus
contains 34, 608 (4, 458) tokens (types).2
The nature of the corpus —a small amount of
short verses written in 18th-century Italian—
led us to select a humble set of models and
representation alternatives. The baseline is
a k–Nearest Neighbors algorithm (kNN),
considered thanks to its success in classification
tasks
        <xref ref-type="bibr" rid="ref15 ref19">(Zhang and Zhou, 2007)</xref>
        . We also
experiment with multi-class SVMs, logistic
regression, and neural networks. Regarding the
latter, we experiment with a number of
architectures with two and three hidden layers.
Finally, we experiment with a FastText
classifier
        <xref ref-type="bibr" rid="ref9">(Joulin et al., 2017)</xref>
        . Table 3 summarizes
the explored configurations.3
      </p>
      <p>2The corpus is available at https://zenodo.org/
record/4022318.</p>
      <p>3The code is available at https://github.com/
TinfFoil/AriEmozione. We used Sklearn for the
kNN, SVM, and logistic regression models; Keras
for the neural networks, and the Facebook-provided
library for FastText (cf. https://scikit-learn.
Model Settings
k-NN L2-Norm exploring with k ∈ [1, . . . 9].
SVM RBF; both explored with c ∈
[1, 10, 100, 1000] and γ ∈ [1e − 3, 1e − 4].</p>
      <p>Log Reg Multinomial Logistic Regression with</p>
      <p>Newton-CG solver.</p>
      <p>NN 2 (3) hidden layers with size ∈
[32, 64, 96, 128, 256] (∈ [8, 16, 32, 64, 96]);
20% dropout; ReLu for input/hidden
layers; softmax for output layer;
categorical cross-entropy loss function; Adam;
epochs ∈ [1, . . . 15]
FastText 300d embeddings with or without
pretraining; learning rate ∈ [0.3, 0.6, 1];
epochs ∈ [1, 3, 5, 10, . . . , 100]</p>
      <p>
        As for the text representations, we consider
TF–IDF vectors of both character 3-grams and
word 1-grams (no higher n values are
considered due to the corpus dimensions). For
preprocessing, we employ the spacy Italian
tokenizer4 and casefold the texts. We also explore
with dense representations, derived from the
TF–IDF vectors, by means of both LDA
        <xref ref-type="bibr" rid="ref8">(Hoffman et al., 2010)</xref>
        and LSA
        <xref ref-type="bibr" rid="ref7">(Halko et al., 2011)</xref>
        .
org, https://keras.io/, and https://github.com/
facebookresearch/fastText).
      </p>
      <p>4https://spacy.io/models/it
model</p>
      <p>representation
kNN
char 3-grams 0.38
words 0.36</p>
      <p>LDA char 0.30
SVM–RBF
char 3-grams 0.44
words 0.42</p>
      <p>LDA char 0.28
Log reg
char 3-grams
words</p>
      <p>LDA char
2-layers NN
char 3-grams 0.42
words 0.42</p>
      <p>LDA char 0.27
3-layers NN
char 3-grams
words</p>
      <p>LDA char
FastText
char 3-grams 0.43
pre-trained chars 0.43
words 0.42
pre-trained words 0.38
test</p>
      <p>Acc</p>
      <p>
        In both cases, we target reductions to 16, 32,
and 64 dimensions. As for embeddings, we
adopted the pre-trained 300-dimensional
Italian vectors of FastText
        <xref ref-type="bibr" rid="ref9">(Joulin et al., 2017)</xref>
        ,
and tried with character 3-grams and words.
4
      </p>
    </sec>
    <sec id="sec-2">
      <title>Experiments</title>
      <p>We conducted several experiments to find the
best combination of parameters and
representations. Given the amount of instances
available, we merged the training and development
partitions and performed 10-fold cross
validation. As standard, the test partition was left
aside and only one prediction was carried out
on it, after identifying the best configurations.</p>
      <p>We evaluate our models on the basis of
accuracy and weighted macro-averaged F1 measure
to account for the class imbalance. Table 4
shows the results obtained with some
interesting configurations and representations both
for the cross-validation and on the test set.5
Character and word n-grams TF-IDF, LSA,
and LDA were tested with all models except
5The full batch of results is available at
https://docs.google.com/spreadsheets/d/
1Ztjry2mJs6ufCZM1O5CQRyZ8pA5YDnToN0h0NGX1nW0/
edit?usp=sharing
e
mmariazion amore igaio paura braiba irttsezza
ammirazione 0.37 0.03 0.18 0.07 0.11 0.06
amore 0.03 0.43 0.13 0.00 0.09 0.17
gioia 0.27 0.16 0.31 0.20 0.09 0.07
paura 0.10 0.03 0.00 0.40 0.02 0.07
rabbia 0.20 0.14 0.03 0.13 0.64 0.17
tristezza 0.17 0.14 0.13 0.07 0.19 0.48
for FastText, on which we test with and
without pre-trained embeddings. Notice that we
are not interested in combining features, but
in observing their performance in isolation.</p>
      <p>The most promising representation on
crossvalidation appears to be the simple
character 3-grams, with which we obtained the best
results across all models; although it also
features the highest variability across folds.
Among all 3-gram derived representations,
LDA consistently obtained the worst results
across all models. Still, it is more stable across
folds than the sparse 3-gram representation.
As for fastText, with the same epoch
number and learning rate, the character 3-gram
vectors always achieved much higher accuracy
than the word vectors.</p>
      <p>Similar patterns are observed when
projecting to the unseen test set. The character
3grams in general hold the best performance,
while the 3-gram LDA tends to remain the
worst in spite of the model used. This
behavior does not hold in all cases. For instance,
the logistic regression model achieves F1 =0.44
on cross-validation, but drops to 0.42 on test.
This might be the result of over-fitting.</p>
      <p>It is worth noting that all models tend to
confuse rabbia and tristezza. Table 5 shows
the confusion matrix for the best model on
test. These two emotions get confused
between each other on an average of 18% of
the cases. The classifiers tend to confuse
ammirazione for gioia as well, which is
understandable given their semantic closeness.
5</p>
    </sec>
    <sec id="sec-3">
      <title>Related Work</title>
      <p>
        Building on the numerous pre-existing
studies focusing on sentiment analysis
        <xref ref-type="bibr" rid="ref1 ref14">(Ain et al.,
2017; Shi et al., 2019)</xref>
        , some researchers have
been seeking to dig deeper, towards multi-class
emotion analysis. Most of the work thus far
has focused on social media (e.g. Twitter).
Bouazizi and Ohtsuki (2016) built a
classifier for seven emotions: happiness, sadness,
anger, love, hate, sarcasm and neutral; i.e.
an overlap of five classes with respect to the
ones in ariEmozione. In contrast to our
experiments, they focused on exploiting the polarity
of the words from each instance to be fed to a
random forest classifier.
      </p>
      <p>
        Balabantaray et al. (2012) tried to
distinguish among happy, sad, anger, disgust,
fear and surprise using WordNet
Affect
        <xref ref-type="bibr" rid="ref16">(Valitutti et al., 2004)</xref>
        . Given that no
Word-net-Affect is currently available for
Italian, such an approach is unfeasible.
      </p>
      <p>
        Promising work has been carried out on
news articles
        <xref ref-type="bibr" rid="ref18">(Ye et al., 2012)</xref>
        , news
headlines
        <xref ref-type="bibr" rid="ref15 ref19">(Strapparava and Mihalcea, 2007)</xref>
        and
children’s narrative
        <xref ref-type="bibr" rid="ref2">(Alm et al., 2005)</xref>
        . While
a lexical-based approach is the most frequent
to determine the binary positive vs
negative classification, Strapparava and
Mihalcea (2007) combined a high-dimensional word
space produced from word TF-IDF vectors
with a set of seed words to predict the
valence of a text exploiting the syntagmatic
relations between words. A bottom-up semantic
approach has also been proposed (Seal et al.,
2020).
      </p>
      <p>To the best of our knowledge, no work in the
field of either emotion or sentiment analysis
has been performed on operas.
6</p>
    </sec>
    <sec id="sec-4">
      <title>Conclusions and Future Work</title>
      <p>We addressed the novel problem of emotion
classification of opera arias at the verse level.
The task is interesting because of the lack of
automated tools for the analysis of operas and
challenging due to both the language used in
17th- and 18th-century lyrics and the
complexity to produce the necessary amount of
quality supervised data.</p>
      <p>We explored with various classification
models and representations. A neural network
with two hidden layers fed with a simple
TF-IDF character 3-gram representation is
among the most promising approaches to the
problem. Among the six possible emotions,
the most difficult to identify are rabbia and
tristezza, which tend to be confused with
each other, followed by ammirazione, which
is often confused by gioia. In order to
foster the research on this topic, we release the
AriEmozione 1.0 corpus to the community (cf.
footnote 2).</p>
      <p>
        As for the future work, we intend to
increase the size of the AriEmozione 1.0 corpus
by means of active learning
        <xref ref-type="bibr" rid="ref17">(Yang et al., 2009)</xref>
        .
Once a larger data volume is produced, we
plan to explore with models to identify the
emotion at the aria rather than at the verse
level. Following the theory of emotion
proposed by Plutchik (1980), we could identify
the emotion of a whole aria by combining the
emotions at the verse level, and then
conduct experiments to verify which granularity
is more adequate as a single emotion unit. In
order to address the issue of emotional
polysemy and ambiguity of aria verses, we aim at
producing explainable models by highlighting
the specific fragments expressing the emotion.
      </p>
      <p>Another interesting alternative is the one
highlighted by Zhao and Ma (2019), who
adopted an efficient meta-learning approach
to augment the learning ability of emotion
distribution; i.e. the intensity values of a
set of emotions within a single sentence,
when the training dataset is small, as in the
AriEmozione 1.0 corpus.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgments</title>
      <p>This research is carried out in the
framework of CRICC: Centro di Ricerca per
l’interazione con le Industrie Culturali e
Creative dell’Universit`a di Bologna; a POR-FESR
2014-2020 Regione Emilia-Romagna project
(https://site.unibo.it/cricc).</p>
      <p>We thank Ilaria Gozzi and Marco Schillaci,
students at Universit`a di Bologna, for their
support in the manual annotation of the
AriEmozione 1.0 corpus.
Proceedings - First International Conference on
Automated Production of Cross Media Content
for Multi-channel Distribution. IEEE.</p>
    </sec>
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