<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marcello Ferro</string-name>
          <email>marcello.ferro@ilc.cnr.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sara Giulivi</string-name>
          <email>sara.giulivi@supsi.ch</email>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Claudia Cappa</string-name>
          <email>claudia.cappa@cnr.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Istituto di, Fisiologia Clinica</institution>
          ,
          <addr-line>IFC-CNR Pisa</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Istituto di</institution>
          ,
          <addr-line>Linguistica Computazionale, ILC-CNR Pisa</addr-line>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Scuola Professionale</institution>
          ,
          <addr-line>della Svizzera Italiana, SUPSI Locarno</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Aerest is a reading assessment protocol for the concurrent evaluation of a child's decoding and comprehension skills. Reading data complying with the Aerest protocol were automatically collected and structured with the ReadLet web-based platform in a pilot study, to form the Aerest Reading Database. The content, structure and potential of the database are described here, together with the main directions of current and future developments.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        In the PISA 2000 report
        <xref ref-type="bibr" rid="ref14">(OECD, 2003)</xref>
        , a
distinction is introduced between the concept of
“reading literacy” as opposed to “reading”, the
latter being restricted to the ability of decoding
or reading aloud, the former including a much
wider and more complex range of cognitive and
meta-cognitive competencies: decoding,
vocabulary, grammar, mastery of larger linguistic and
textual structures and features, knowledge about the
world, but also use of appropriate strategies
necessary to process a text (p. 23). In the PISA
2019 report
        <xref ref-type="bibr" rid="ref15">(OECD, 2019)</xref>
        ”reading literacy” is
      </p>
      <p>Copyright ©2020 for this paper by its authors. Use
permitted under Creative Commons License Attribution 4.0
International (CC BY 4.0).
defined as ”an individual’s capacity to understand,
use, evaluate, reflect on and engage with texts in
order to achieve one’s goals, develop one’s
knowledge and potential, and participate in society”,
and as the ”range of cognitive and linguistic
competencies, from basic decoding to knowledge of
words, grammar and the larger linguistic and
textual structures needed for comprehension, as well
as integration of meaning with one’s knowledge
about the world” (p.28). Achieving reading
literacy is crucial for an individuals’ participation in
society and ultimately for their realization in
academic context, in workplace or, more generally, in
life.</p>
      <p>
        To achieve reading literacy, pupils need first and
foremost to be able to read accurately, understand
what they read, and do this in a reasonably small
amount of time. This multifaceted ability is
defined here as “reading efficiency”. Efficient
reading implies on its turn, in the subject, the
development of deep comprehension skills. As a
matter of fact, comprehension is a complex construct
that requires coordination and processing of
several cognitive abilities at word, sentence, and text
level
        <xref ref-type="bibr" rid="ref16 ref17">(Perfetti et al., 2005; Padovani, 2006)</xref>
        ,
including, but not limited to, building coherent
semantic representations of what is being read
        <xref ref-type="bibr" rid="ref13">(Nation and Snowling, 2000)</xref>
        , making lexical and
semantic inferences, using reading strategies,
activating metacognitive control
        <xref ref-type="bibr" rid="ref2">(Carretti et al., 2002)</xref>
        .
      </p>
      <p>
        When it comes to assessment, the above
described complexity is not given due consideration
and is, among other aspects, at the basis of the
inadequacy of most protocols currently available.
The latter often measure comprehension
performance (in a way the ”product” of reading
comprehension) without considering the underlying
processes, or treat those processes as if they were
independent, not in interaction with one another. In
addition, reading comprehension tests often tend
to be used interchangeably, while they actually
measure different skills or processes and are not
really comparable to one another
        <xref ref-type="bibr" rid="ref1 ref10 ref11 ref3 ref5">(Colenbrander et
al., 2017; Keenan et al., 2008; Cutting and
Scarborough, 2006; Calet et al., 2020; Joshi, 2019)</xref>
        .
Finally, most currently available reading
assessment tools fail to focus on reading efficiency, as
they normally measure decoding and reading
comprehension separately. This leads to failure in the
identification of kids having difficulties in
integrating the above mentioned abilities.
      </p>
      <p>The AEREST protocol for reading assessment
was designed and developed to fill this gap, by
testing student skills in three tasks: reading aloud,
silent reading, and listening comprehension. In the
last two conditions, the student’s comprehension
of the text being read is assessed through a
questionnaire. Only in the reading aloud condition, the
text can also contain non-words.</p>
      <p>
        In 2019, AEREST was tested in schools located
in Southern Tuscany (Italy) and in the Canton of
Ticino (Switzerland), involving a total of 433
children, from the 3rd grade of the Italian primary
school through to the first grade of the Italian
middle school (6th grade). The protocol was
automatically administered using a prototype version of
ReadLet
        <xref ref-type="bibr" rid="ref7 ref7 ref8 ref8">(Ferro et al., 2018a; Ferro et al., 2018b)</xref>
        ,
a web-based platform that records large streams of
time-aligned, multimodal reading data.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>ReadLet</title>
      <p>The ReadLet platform monitors and records a
user’s behaviour during the execution of various
reading tasks. It includes a central repository and
a set of web applications, background services for
pre- and post-processing analysis and query tools.
The ReadLet endpoint is an ordinary tablet
running a web application which is responsible for
the administration of the reading protocol. The
ReadLet app overrides most of the actions taken
by a tablet to respond to typical touch events on the
screen (tapping, scrolling etc.), which is needed to
allow a reader to slide across the text displayed
on the touchscreen as one would normally do on a
printed text on paper.</p>
      <p>The child is asked to read a short story
displayed on the tablet screen either silently or aloud,
and to finger-point to the text while reading. The
story is displayed on the tablet one page at a time
and the child is free to flip the pages back and
forth. During each reading session, the audio
stream is recorded along with the time-stamped
touch events caused by the interaction of the user
with the touchscreen. At the end of a session, all
data are sent to the central repository, ready for
post-processing and for further analysis. In the
listening task, ReadLet provides an audio-player
playing a pre-recorded story. As the user finishes
reading or listening, a multiple-choice
questionnaire is presented one question at a time. In
answering each question, the reader/listener can get
back to the full text or play back the audio-player,
and search for relevant information.</p>
      <p>Captured data are recorded, anonymized, and
encrypted locally by the application, and sent to
a remote server: i) the user information along
with the session settings; ii) the text disposition
and layout on the screen; iii) the audio stream
(i.e. the user’s voice while reading aloud), iv) the
time-stamped finger interaction during the reading
task and in filling the questionnaire; v) the
timing of the answers to each question, along with
possible self-corrections. ReadLet is equipped
with tools for the automated linguistic analysis of
texts. The tools, together with a
finger-trackingto-text alignment module, make it possible to
capture the user finger-tracking behaviour (e.g.
forward tracking, regressions, tracking pauses) and
the time spent on the text for different text unit
levels (page, paragraph, sentence, token, syllable,
morpheme, n-gram, letter) and different
linguistic levels (e.g. morphological, lexical, syntactic).
Furthermore, the ReadLet speech-to-text
alignment module (currently under development) will
allow the automatic assessment of decoding
accuracy during reading-aloud sessions, by analysing
hesitations, reading errors, and self-corrections.
3</p>
    </sec>
    <sec id="sec-3">
      <title>The AEREST protocol</title>
      <p>As already mentioned, the AEREST protocol was
created to provide teachers and education
professionals with an accurate, non-invasive,
childfriendly assessment tool that could identify the full
range of students with low reading efficiency.
Unlike current protocols, that usually fail to identify
students who do well in the single abilities
underlying reading when assessed one at a time, but
struggle in the integration of those abilities, the
AEREST protocol allows identification of all
children manifesting difficulties, in so doing favoring
access to specifically tailored enhancement
training programs for all those who may need them.
The AEREST assessment protocol includes three
tasks: 1. Reading comprehension; 2. Listening
comprehension; 3. Decoding.
3.1</p>
      <sec id="sec-3-1">
        <title>Reading comprehension</title>
        <p>In order to carry out this task, subjects are
provided with a tablet, displaying a story that contains
narrative as well as descriptive parts. The texts
used for comprehension assessment are based on
existing stories written by well-known authors and
modified by adding or cutting out text, in order to
achieve two main objectives.</p>
        <p>The first objective is to obtain a balanced
mixture of narrative and descriptive text. In our
opinion, this reflects more closely the kind of texts we
normally encounter in life, which are hardly ever
barely descriptive or barely narrative. Keeping this
separation (as most reading assessment tools
actually do) would lead, in our opinion, to a less
ecological way of assessing reading comprehension.</p>
        <p>The second objective is to obtain a text that
would allow assessment of all (or most of) the
cognitive processes involved in reading
comprehension (this is usually not found in other assessment
tools currently available). This is made possible
through 15 comprehension questions that engage
subjects in:
1. retrieving the general content of the text;
2. identifying specific information in the text;
(who/what/where/when/. . . ). Usually 4
questions out of 15 concerns this kind of
information;
3. identifying temporal relations;
4. identifying cause-effect and sequential
relations;
5. making inferences of different kinds;
6. retrieving information from syntactic
structure (for example understanding if some
event in the story has actually happened or
not, based on the verb tenses used by the
author);
7. forming mental representations (in general,
subjects are prompted with 4 different images
of a character or situation in the story and are
asked to determine which image corresponds
to what they have read);
8. spotting incongruities and errors;
9. retrieving word meaning from context;
10. identifying text register and style;
11. identifying text type.</p>
        <p>For each question, the subject can choose
among four different answers, out of which only
one is correct.</p>
        <p>Before starting the task, kids are told that they
have no time limit. Subjects are instructed to read
the story silently from beginning to end, always
pointing their finger to the text being read. Once
they reach the end of the story, they are prompted
with 15 comprehension questions. These are
displayed, one at a time, on the bottom part of the
screen, while the text is available in the top part.
They can re-read the text, or chunks of it, as many
times as they want, by scrolling up and down the
text on the screen.</p>
        <p>Analysing the responses to the comprehension
questions, built as described above, allows to
understand which of the processes underlying
comprehension are leveraged by the subject and which
ones are not efficient and need support through
specific, personalised training.</p>
        <p>In order to consider comprehension abilities
independent of decoding skills (that may be
weaker in some subjects, for example in kids
with dyslexia) the listening comprehension test
described underneath was included in the
protocol.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Listening comprehension</title>
        <p>As with the reading comprehension task, subjects
are given a tablet and headphones for story
listening. After hearing the whole story for the first
time, kids start answering comprehension
questions one by one, upon hearing them through
their headphones and reading them on the tablet’s
screen. In order to reduce the child’s working
memory load, some of the questions are asked
only after the text passage containing the relevant
information is heard for the second time.
3.3</p>
      </sec>
      <sec id="sec-3-3">
        <title>Reading aloud</title>
        <p>In this task, children are asked to read aloud
stories with a similar narrative structure. At the end
of each story, one of the story characters
(typically with some kind of supernatural powers: an
alien, a witch, ecc.) starts speaking an unknown
language, which consists of non-words following
the phonology and morpho-syntax of Italian, and
some Italian function words. We include here an
example of text used for this task.</p>
        <p>E come se stesse leggendo su quel vetro,
rivelo` a Lucilla la ricetta della
segretissima pozione: ”Prendi una sirta mellusa
e gafala in un tulo. Spisola una rifa e
lubica una buva. Non zudugnare e non
tapire le vughe. Quita le puggie, zuba i
mumini e ralla un tifurno.”</p>
        <p>The administrator takes notes on the subject’s
errors, hesitations and self-corrections throughout
the task. Meanwhile, the subject’s performance
is also recorded by the tablet. In addition, as for
the reading comprehension task, children are
instructed to always finger-point to the text being
read.The child’s reading score is then calculated
taking off 1 point for each spelling error, 0.5 point
for each word stress error, 0.5 point for each
selfcorrection. No points or fractions of point are
subtracted for hesitations, as they already have an
impact on reading time.
4</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Data structure</title>
      <p>
        Data are stored at different levels. Texts are
pre-processed with NLP tools
        <xref ref-type="bibr" rid="ref6">(Dell’Orletta et al.,
2011)</xref>
        for text tokenization, POS tagging,
dependency parsing, readability analysis,
syllabification, n-gram splitting, and, finally, frequency
information by means of a reference corpus.
      </p>
      <p>Session settings are stored to include metadata
such as the administrator identifier, user
information (a unique identifier, child’s affiliation and
grade level, possible annotations), the text being
read and its layout (e.g. margins, font size and
family, letter and line spacing), task type (i.e.
silent reading, reading aloud, or listening
comprehension).</p>
      <p>At the end of each session, all recorded data
are sent to a remote server. Basic data include
information about the tablet (e.g. the user agent
string, the screen resolution), time-stamps of the
beginning and end of the reading task and of
questionnaire answering. More detailed data include
the disposition of the text on the tablet screen (i.e.
coordinates of the bounding box of each letter),
touchscreen events (i.e. event type, time-stamp,
and finger coordinates), the audio stream (sampled
at 48KHz stereo and compressed in MP3 format at
128kbps), answers to the questionnaire and their
timing.</p>
      <p>Post-processing tools enrich stored data
offline. A finger-tracking-to-text alignment
algorithm binds touchscreen events over time to the
text layout at the character level. This is done by
creating two black and white images and
performing a convolution operation over them: the first
image represents the text disposition on the screen,
where each line is rendered as a filled black
rectangle on a white background; the second represents
the user finger-tracking over time, where each
segment between a touch-begin and a touch-end event
is rendered as a black rectangle on a white
background. During the execution of the
convolution operation, the vertical and horizontal offsets
which maximize the overlapping of the black areas
within the two images indicate the optimal
alignment to be taken into account. Such binding
allows for subsequent modelling and evaluation of
the reading dynamic, as well as for measurement
of the reading time at different levels of
granularity: from single letters and syllables through to
sentences, and whole pages or documents.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Collected Data</title>
      <p>In 2019, the AEREST protocol was administered
to a total of 433 students. A total of 12 narrative
texts was used, one for each of the four grade
levels and the three assessment tasks. Details of
participants and texts are reported respectively in
Tables 1 and 2.</p>
      <p>Grade
3
4
5
6
TOT</p>
      <p>N
78 (13)
71 (14)
94 (25)
54 (6)
297 (58)</p>
      <sec id="sec-5-1">
        <title>Italy</title>
        <p>Age
8.6 (0.4)
9.6 (0.3)
10.6 (0.4)
11.5 (0.4)
10.0 (1.1)</p>
      </sec>
      <sec id="sec-5-2">
        <title>Switzerland</title>
        <p>N Age
22 (4) 8.8 (0.4)
21 (2) 9.7 (0.5)
23 (2) 10.7 (0.4)
70 (2) 11.9 (0.4)
136 (10) 10.9 (1.3)</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Results and discussion</title>
      <p>
        Tablets proved to be easy to use and well accepted
devices, extremely instrumental and accurate for
data collection with toddlers and older children
        <xref ref-type="bibr" rid="ref18 ref9">(Frank et al., 2016; Semmelmann et al., 2016)</xref>
        .
Tablet data confirmed high standards of
ecological validity, and a high correspondence with data
collected with other, more traditional tools (e.g.
eye-tracking, see Lio et al. (2019)), and
protocols. Within the present work, the collected data
allowed for the evaluation of the decoding and
comprehension skills of the children involved in
the study. For each grade level, Aerest decoding
performance, expressed in syllables per second,
was shown to be in line with more classical
reading assessment reports
        <xref ref-type="bibr" rid="ref4">(Cornoldi et al., 2010)</xref>
        , for
both words and non-words. Furthermore, the use
of the finger tracking allowed for the validation
of the correlation of the time spent on each word
with basic features such as frequency and length:
statistical analysis with linear mixed-effect models
shows a highly significant correlation (p&lt;0.0001),
thus confirming the reliability of the adopted
technique.
      </p>
      <p>Decoding and comprehension performance
scores are shown in Fig. 1. Data are normalized
for each grade level group, so that all data groups
can be overlapped on the same plot. Indeed, data
belonging to each group was divided by the
median value of control children only. In this way
data can be graphically compared, being a value of
0.5 equal to half the mean performance of control
children, a value of 1 equal to average behaviour,
and a value of 2 indicates a double outperforming
with respect of the average performance.
7</p>
    </sec>
    <sec id="sec-7">
      <title>Conclusions and future work</title>
      <p>The AEREST protocol was shown to be effective
in characterizing the decoding and comprehension
performance of children of late primary school and
early middle school in text reading tasks. Results
are clear and encouraging, opening the way to
further, more detailed, dynamic, and multimodal
analysis. Completion of the current AEREST
protocol with a second battery of tests is foreseen in
the near future. This will provide schools with two
different test batteries, to be used for assessment
at the beginning and end of school year, for
adequate monitoring of pupils’ reading and reading
comprehension skills. A version of the protocol
conceived for clinical context is also foreseen, as</p>
      <p>Reading Efficiency Plane (REP)
43333446466535633643564566465646444433636665655 4365 665 3
6 4 65 6465444 565 363 3
6 43 4 455364664536536363546 5 3 6 55
34 564636653634633456436655366545555465654555644434655346464664553666455666633 6534 4
3 45 65 5 35 5
3
well as translation and adaptation of the protocol
to languages other than Italian.</p>
      <p>The collected data will be assembled in a
multimodal linguistic resource and made freely
available to the scientific community.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>This work was supported by the Swiss grant
”AEREST: An Ecological Reading Efficiency
Screening Tool” (2017-2020) funded by the
Department of Teaching and Learning of the
University of Applied Sciences and Arts of Southern
Switzerland (SUPSI), and by the Italian project
”(Bio-)computational models of language usage”
(2018-) funded by the Italian National Research
Council (DUS.AD016.075.004, ILC-CNR).</p>
      <p>A special thanks goes to all schools that took
part in the study, in particular: Ist. Comprensivo of
Manciano-Capalbio (Grosseto, Italy), elementary
school of Novaggio, (Ticino Switzerland), lower
secondary school of Bedigliora (Ticino,
Switzerland).</p>
    </sec>
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