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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>The Numerical Assessment of Cerebral Blood Flow in Immature Brain of Preterm Infants ? ??</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Mathematical Faculty</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chair of Mathematical Modelling</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>School of Medicine, Klinikum rechts der Isar, Orthopedic Department, Research Unit for Pediatric Neuroorthopedics and Cerebral Palsy of the Buhl-Strohmaier Foundation, Technical University of Munich</institution>
          ,
          <addr-line>Munich</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Technical University of Munich</institution>
          ,
          <addr-line>Garching</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>199</fpage>
      <lpage>207</lpage>
      <abstract>
        <p>Intracerebral hemorrhage is the most dangerous complication in the development of premature infants. It is strongly connected with disturbances in cerebral blood ow (CBF ) and fragility of small blood vessels in germinal matrix (GM ), which is a highly vascularized layer of the premature brain. Permanent control of CBF value and its reaction on changes in mean arterial pressure (M AP ), arterial carbon dioxide partial pressure (pCO2), and oxygen partial pressure (pO2) are of great importance in the clinical treatment of preterm newborns. The mathematical model for the calculation of CBF in immature brain, earlier proposed by Nikolai Botkin and his colleagues, included the dependence of the number of cerebral vessels, their diameter and length on the gestational age, volume of GM and brain weight. Furthermore, the vascular response of CBF to the change of M AP and pCO2 was incorporated into the model by increasing or decreasing the diameter of blood vessels (i.e. vasodilation or vasoconstriction). The objective of the present study is modeling of pO2 e ect on CBF in the immature brain of preterm infants by accounting the phenomenological (experimental) dependence of CBF on pO2 changes. Numerically calculated CBF reactivity to changes of M AP , pCO2 and pO2 demonstrates similar values as those observed in experimental studies. The developed mathematical model for CBF calculation can be a useful tool in both theoretical research of blood circulation and clinical nursing of preterm infants.</p>
      </abstract>
      <kwd-group>
        <kwd>Cerebral blood ow</kwd>
        <kwd>Preterm infant</kwd>
        <kwd>Immature brain</kwd>
        <kwd>Germinal matrix</kwd>
        <kwd>Intracerebral hemorrhage</kwd>
        <kwd>Mean arterial pressure</kwd>
        <kwd>Carbon dioxide partial pressure</kwd>
        <kwd>Oxygen partial pressure</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        According to the World Health Organization statistics, more than 10% of infants
are born preterm, i.e. before 37 completed weeks of gestation, and the preterm
birth rate is increasing worldwide [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Intracranial hemorrhage (ICH) is the
major complication of the preterm birth that occurs in 20% to 25% of neonates
born before the 30th week of gestation (W G) and/or with body weight less than
1500 grams at birth [
        <xref ref-type="bibr" rid="ref31">31</xref>
        ]. It often leads to lifelong impairment, such as cerebral
palsy, and may cause permanent disorder of the postural and musculoskeletal
system, learning disabilities, behavioral problems, speech disorders, perception
de cits and seizure disorders. ICH typically originates in the germinal matrix
(GM ) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], which is a highly vascularized area of the developing brain.
Volumetric analysis of the germinal matrix provided using 3D MR measurements [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]
has shown that the GM reaches its maximum size at 23 W G and practically
disappears by 34 W G. A highly fragile microvessel network of GM is vulnerable
to destruction, which may occur due to the spontaneous uctuations of cerebral
blood ow (CBF ) caused by the impaired autoregulation [
        <xref ref-type="bibr" rid="ref35">35</xref>
        ]. Due to this, the
continuous monitoring of CBF is important issue in clinical nursing of preterm
infants. During the last decades, several techniques, such as near-infrared
spectroscopy [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], Xenon-133 clearance measurements [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ], transcranial Doppler
ultrasonography [
        <xref ref-type="bibr" rid="ref27">27</xref>
        ], MRI based arterial spin labeling [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ], and di usion
correlation spectroscopy [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] became available for measurements of the entire brain
CBF . However, none of these techniques are currently used in neonatal clinical
practice for the regular monitoring of CBF . The numerical assessment of CBF
using standard clinical records [
        <xref ref-type="bibr" rid="ref21 ref30 ref4 ref5">4, 5, 21, 30</xref>
        ] may become a promising approach
for clinical applications.
      </p>
      <p>
        The previous mathematical models [
        <xref ref-type="bibr" rid="ref21 ref29 ref30">21, 29, 30</xref>
        ] evaluated CBF from the brain
weight (BW ) estimated from the gestational age (GA), mean arterial pressure
(M AP ), and carbon dioxide partial pressure (pCO2) available from the standard
clinical records. The arterial oxygen partial pressure (pO2) is another important
clinically measured parameter that a ects CBF . There is evidence [
        <xref ref-type="bibr" rid="ref22 ref25">22, 25</xref>
        ] that
the brain reacts to pO2 changes by inverse CBF changes, which is described
by negative pO2 reactivity. Moderate changes in arterial pO2 do not in uence
CBF noticeably. Acute hypoxia causes an increase in CBF via vasodilation of
cerebral arteries and arterioles [
        <xref ref-type="bibr" rid="ref14 ref26">14, 26</xref>
        ]. This elevation appears to be a threshold
phenomenon [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ]: CBF does not change until pO2 falls below 50 mmHg [
        <xref ref-type="bibr" rid="ref10 ref18">10, 18</xref>
        ],
but beneath this limit CBF increases substantially [
        <xref ref-type="bibr" rid="ref22 ref24">22, 24</xref>
        ]. A strong decrease
of pO2 can increase CBF up to 400%, comparing to normoxia condition [
        <xref ref-type="bibr" rid="ref18 ref7">7, 18</xref>
        ].
      </p>
      <p>
        While CBF is greatly increased by a reduction in pO2, the elevation of pO2
level typically causes less pronounced, but regular reduction in CBF [
        <xref ref-type="bibr" rid="ref34">34</xref>
        ]. The
study [
        <xref ref-type="bibr" rid="ref26">26</xref>
        ] has shown signi cant decrease in CBF velocity in 15 of the 17
premature infants with hyperoxia during the rst few days of life.
      </p>
      <p>
        The purpose of the present work is accounting for the e ect of pO2 on CBF
in the immature brain of preterm infants. The enhancement of the mathematical
model for CBF calculation [
        <xref ref-type="bibr" rid="ref21 ref30">21, 30</xref>
        ] is performed by altering the vessels' diameter
during hypoxia or hyperoxia as a response to changes in arterial pO2 [
        <xref ref-type="bibr" rid="ref14 ref26">14, 26</xref>
        ].
      </p>
    </sec>
    <sec id="sec-2">
      <title>Methods</title>
      <p>
        Modeling of CBF in the Immature Brain with a Germinal
Matrix
A mathematical model for the calculation of CBF [
        <xref ref-type="bibr" rid="ref21 ref30">21, 30</xref>
        ] is based on a
hierarchical cerebrovascular model for the adult brain [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ] in which the cerebral
vascular system is described by 19 levels according to the morphological
characteristics of the vessels. Levels from 1 to 9 correspond to arteries and arterioles,
level 10 accounts for capillaries, and levels from 11 to 19 simulate venules and
veins. To adjust the model to the immature brain, the number of vessels mj as
well as their length lj and diameter dj are scaled down on each level j according
to the brain weight (BW ) of infant as follows:
mj = Mj
1200=BW
(1200=BW
1) jj
10j=9
1;
lj = Lj
dj = Dj
1 + 0:1 (1200=BW
1 + 0:1 (1200=BW
1) jj
1) jj
10j=9
10j=9
1;
1:
Here, Mj , Lj and Dj are the number, the length, and the diameter of vessels
in level j of the adult brain, respectively, and the value of 1200 g corresponds
to the approximate weight of the adult brain [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ]. The coe cient 0.1 is used to
scale the vessel length and diameter to the experimental measurements [
        <xref ref-type="bibr" rid="ref2 ref32">2, 32</xref>
        ].
The brain weight of the preterm infant (BW ) is computed from the gestational
age in weeks (W G) according to the regression formula [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]:
      </p>
      <p>BW (W G) = 255:25
35:44 W G + 1:52 W G2
0:01 W G3:
(4)
Such a model keeps the number of main arteries and veins constant across age
and increases the number of arterioles, capillaries and venules according to the
amount of the brain tissue, which grows with age. In contrast to the vessel's
number, the length and diameter rise with age for large vessels, but remain the
same for capillaries.</p>
      <p>
        Anatomic analysis of blood vessels in a germinal matrix [
        <xref ref-type="bibr" rid="ref1 ref2 ref32">1, 2, 32</xref>
        ] have shown,
that their morphological and histological characteristics are close to other brain
capillaries. Therefore, the presence of GM is modeled as an additional parallel
circuit on the capillary level (j = 10). The number of non-GM capillaries in the
larger circuit is given by:
The number of GM capillaries in the smaller circuit is given by:
mB = M10=(1200=BW ) (1
      </p>
      <p>
        GMvf ):
mGM = M10=(1200=BW ) GMvf 1:5:
Here, M10 is the number of capillaries on the 10th level of the adult vascular
network [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ], GMvf is the volume fraction of the germinal matrix relative to the
(1)
(2)
(3)
(5)
(6)
total brain volume [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ], and the factor 1.5 describes a vascular density correction
factor [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] for the GM . The values of capillary length and diameter are taken
from the literature as follows: lGM = 40 m, dGM = 6:7 m for the GM [
        <xref ref-type="bibr" rid="ref2 ref32">2, 32</xref>
        ],
and lB = 60 m and dB = 5:6 m for the rest of the brain [
        <xref ref-type="bibr" rid="ref29">29</xref>
        ].
      </p>
      <p>The total CBF is calculated from the Kirchho 's law as follows:
CBF = (M AP</p>
      <p>
        Pic)
Here, Pic is the intracranial pressure taken for preterm infants as 5 mmHg [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]
and RESlevel is the total vascular resistance of the level j. All levels except for
j
the capillary one consist of mj parallel connected vessels with the individual
resistance RESj . Thus, the total resistance can be calculated as follows:
      </p>
      <p>RESjlevel = RESj =mj :
The total resistance of the capillary level j = 10, consisting of two parallel
circuits (GM and non-GM capillaries), can be calculated as:</p>
      <p>
        RES1le0vel = (RESGM =mGM ) 1 + (RESB=mB) 1
1
:
The resistances RESj , RESB, and RESGM are calculated using a micropolar
uid model [
        <xref ref-type="bibr" rid="ref15 ref28">15, 28</xref>
        ]. Thus, the conservation of angular momentum results in new
equations describing the rotation of uid particles on the micro-scale [
        <xref ref-type="bibr" rid="ref17 ref33">17, 33</xref>
        ].
(7)
(8)
(9)
2.2
      </p>
      <p>
        Accounting for Arterial pO2
According to the experimental data, the e ect of the pO2 on CBF is di erent for
three di erent states: hypoxia with pO2 &lt; 50 mmHg, normoxia with 50 mmHg
pO2 70 mmHg, and hyperoxia with pO2 &gt; 70 mmHg. Experimental study
[
        <xref ref-type="bibr" rid="ref25">25</xref>
        ] has shown that the direct e ect of pO2 on CBF in normoxia state was about
10 times less than the e ect of pCO2, suggesting that the in uence of pO2 on
CBF in this case is negligible. Therefore, in the mathematical model presented
here, the e ect of pO2 in normoxia is neglected. The e ect of pO2 in hyperoxia
or hypoxia is modeled by the decrease or increase of the vessels' diameter. An
important point is that pO2 and pCO2 in uence blood circulation independently
of each other and have an additive e ect on the vessel diameter [
        <xref ref-type="bibr" rid="ref14 ref26">14, 26</xref>
        ]. In the
mathematical model, rst the in uence of pCO2 on the reference diameter of
the vessel is accounted for, as described in [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ], and then the e ect of pO2 is
added. The myogenic response to the M AP changes is included afterwards as it
is speci ed in [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ].
      </p>
      <p>
        The vasodilation during hypoxia and vasoconstriction during hyperoxia is
calculated as a linear increase or decrease of the vessel diameter as:
dpO2 = dpCO2 + pv dpCO2 :
(10)
Here, dpCO2 is the diameter of the vessel after accounting for the pCO2 e ect
as described in [
        <xref ref-type="bibr" rid="ref30">30</xref>
        ]. The coe cient pv depends on vessel type and is equal to
the relative change of the vessel's diameter measured in animal experiments [
        <xref ref-type="bibr" rid="ref14 ref26">14,
26</xref>
        ]. Neither dilations nor constrictions due to pO2 alterations were detected for
capillaries. During hypoxia, a more obvious vasodilation in the veins than in the
arteries was observed. In mild hypoxia, with 40 mmHg pO2 &lt; 50 mmHg, an
increase from the reference diameter size was 6% for arteries and 9% for veins.
Furthermore, in severe hypoxia, with pO2 &lt; 40 mmHg, the diameter increased
by 20% for arteries and by 34% for veins. While hypoxia caused considerable
increases in blood ow, hyperoxia produced only a moderate decrease. During
hyperoxia, both arteries and veins constricted slightly and similarly. In mild
hyperoxia, with 70 mmHg &lt; pO2 80 mmHg, a decrease from the reference
diameter size was 5% for arteries and 6% for veins, while in severe hyperoxia,
with pO2 &gt; 80 mmHg, the decrease was 7% both for arteries and for veins.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Results and Discussion</title>
      <p>
        The number of vessels on di erent levels of the hierarchical cerebrovascular model
versus gestational age in weeks is shown in Fig. 1. While the number of large
arteries (j = 1) and veins (j = 19) stays constant, the number of smaller vessels
(2 j 18) increases with gestational age. On capillary level (j = 10), the
number of non-GM capillaries also grows with gestational age, whilst the number
of GM capillaries rapidly decreases and becomes zero after 33 W G (see Fig. 1b).
This is in agreement with the observation that the number of ICH cases rapidly
decreases after 34 W G [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ].
      </p>
      <p>The initial vessel diameter slowly increases with gestational age (see Fig. 2a).
The CBF reactivity on changes in pO2, pCO2, and M AP is regulated by the
vascular activity, i.e. vasoconstriction and vasodilation, which is modeled as the
alteration of the vessel's diameter. The e ect of pO2 changes on diameters of
the largest arteries and veins is demonstrated in Fig. 2b. The most considerable
alteration of the vessel's diameter is observed for veins during hypoxia. The
diameter of the largest veins increases from 1.53 mm to 2.1 mm at age 23 W G
and from 2.37 mm to 3.2 mm at age 33 W G.</p>
      <p>
        The dependence of CBF on changes in pO2, pCO2, and M AP is
demonstrated in Fig. 3. The CBF stays constant for pO2 values between 50 mmHg
and 70 mmHg, as it have been described in [
        <xref ref-type="bibr" rid="ref10 ref18">10, 18</xref>
        ]. In hypoxia condition, CBF
demonstrates a considerable increase with a threshold phenomenon at pO2 = 50
mmHg described in [
        <xref ref-type="bibr" rid="ref18 ref22">18, 22</xref>
        ]. At pO2 = 50 mmHg, CBF starts to increase with
decreasing pO2, reaching a twofold elevation of CBF value with respect to
normoxia level (see Fig. 3a) at pO2 = 30 mmHg, as it has been observed in [
        <xref ref-type="bibr" rid="ref18 ref8">8, 18</xref>
        ].
In hyperoxia condition, the increase of pO2 from 70 mmHg to 80 mmHg causes
the 20% decrease in CBF (see Fig. 3a). Such a reactivity is in good agreement
with experimental studies [
        <xref ref-type="bibr" rid="ref23 ref6 ref8">6, 8, 23</xref>
        ], where CBF reactivity of 10 { 30% per 1 kPa
(7.5 mmHg) increase of arterial pO2 was measured in preterm infants.
      </p>
      <p>
        Simultaneous dependence of CBF on M AP , pCO2, and pO2 is shown on
Figure 3b. Whilst the CBF reactivity on pCO2 changes has linear behavior,
the CBF reactivity on M AP demonstrates a plateau which corresponds to the
cerebral autoregulation observed in experiments [
        <xref ref-type="bibr" rid="ref1 ref9">1, 9</xref>
        ]. The calculated values of
CBF and its reactivity to changes in main medical parameters are in good
agreement with experimental measurements presented in the literature [1, 6, 8{10, 18,
22, 23]. Thus, the mathematical model developed provides a realistic description
of physiological processes and can be proposed as a useful tool both for the
theoretical research of cerebral circulation and the clinical nursing of preterm
infants.
      </p>
    </sec>
  </body>
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