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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Computational Algorithm for Scoliosis Assessment from a Noninvasive 3D Body Scanner ? ??</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>School of Medicine</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Klinikum rechts der Isar</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Orthopaedic Department</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paediatric Neuroorthopaedics</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Technical University of Munich</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Munich</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Germany susmita.roy@tum.de</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>alexander.gruenwald@tum.de</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Markus Wurth Professorship, Technical University of Munich</institution>
          ,
          <addr-line>Munich</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <fpage>216</fpage>
      <lpage>225</lpage>
      <abstract>
        <p>Scoliosis is characterized by three-dimensional deformities of the spine, showing a lateral curvature of the spine of at least 10° and axial rotation around the vertical body axis. This inside deformation has an impact on the outside torso contour. For the diagnosis of scoliosis, in addition to clinical examinations an X-ray is required at the rst consultation with an orthopaedic specialist. In case of fast progression of scoliosis specially during growing stage, regular clinical monitoring is required, including follow-up X-rays. As a consequence of frequent Xrays, patients are often exposed to signi cant ionizing radiation and have a higher risk of radiation-related health problems. To reduce the number of X-rays a 3D body scanner is proposed as an ionizing radiation-free method, supplementary to clinical examinations, for assessing scoliosis and its progression. A mathematical method is proposed in combination with a self developed model of rib cage and vertebral column to analyze the spinal curvature from the image obtained from 3D body scanner. Here we present the idea, challenges and possible solutions at the example scan from a healthy person. In future, the proposed methods will be transferred and applied to patients with di erent kinds of scoliosis, as an alternative for X-rays.</p>
      </abstract>
      <kwd-group>
        <kwd>Scoliosis</kwd>
        <kwd>Non-invasive</kwd>
        <kwd>Mathematical calculation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Scoliosis is a medical condition characterized by three-dimensional (3D) spinal
deformities, showing at least 10° of lateral curvature in the coronal plane and
a vertebral rotation [
        <xref ref-type="bibr" rid="ref10 ref16">10, 16</xref>
        ]. Rotation of the vertebrae around the vertical axis
results in an asymmetric torso shape. In addition, scoliosis can entail di erence
in shoulder height and pelvic discrepancy. In general, scoliosis has a
multifactorial etiology and can be broadly categorized as idiopathic neuromuscular,
syndrome related, and congenital. The most common type of scoliosis is
idiopathic, in which the exact etiology is still unknown [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>
        Adolescent scoliosis, either idiopathic or neurogenic, is one of the most
common pediatric diseases, which has a higher risk of progression and aggravation
of the scoliotic deformities. The severity of deformity is usually assessed by
radiography examinations, and quanti ed by the Cobb angle [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] of the spine. The
change in the patients' Cobb angle over time then can be relevant for the type
of treatments and to assess the e ectiveness of the provided treatment. As a
result of frequent radiographies, patients are often exposed to signi cant
ionizing radiation and have a higher risk of radiation-related health problems in
their future. In order to minimize the e ect of radiation exposure to patients,
a variety of non-invasive methods, measuring devices and characterization
standards have been developed [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ]. They yield information supplementary to that
provided by X-rays. Examples of such systems and methods include the
Moirefringe mapping [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], the integrated shape imaging system (ISIS) [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], the Quantec
scanners [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], the laser triangulation [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], an ultrasound system [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] and
rasterstereography systems, using structured lights of di erent wavelengths [
        <xref ref-type="bibr" rid="ref11 ref6">6, 11</xref>
        ].
Methods based on torso inclination and rotation angles, as well as surface
topography techniques based on structured light measurements, are currently the
most employed in clinical practice [
        <xref ref-type="bibr" rid="ref13 ref7">7, 13</xref>
        ].
      </p>
      <p>
        For the same purpose, a 3D body scanner has been developed with a camera
system [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] for the assessment of scoliosis, especially for patient with cerebral
palsy (CP) who su er very often from scoliosis. The scanning procedure with
the 3D body scanner is very fast and does not need any preparation time, since
it does not use any marker. The fast scanning procedure is a great advantage in
comfort, especially for patients with disabilities like CP, because they have to
hold their position and posture only for a short period of time. The body
scanner provides a three-dimensional image of the torso. The task then, is to develop
analysis tools that can quantify the torso asymmetries from the 3D images of
the torso in a manner similar to that generally done by X-rays to characterize
scoliosis.
      </p>
      <p>
        For this purpose, a basic skeletal structure of the essential components of the
ribcage and vertebral column have been modeled with computer aided design
(CAD) software [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], hereinafter referred to as bony model. In a rst approach,
the method presented here consists of a semi automated procedure of
extraction of some quantitative parameters from the scan image and from the bony
model, in di erent human anatomical planes. The scanner system does not
provide any xed reference frame. For future comparison it is therefore necessary
to de ne a xed reference frame and/or to nd parameters which are invariant
under rotation and translation of the coordinate system. The quantities,
introduced here, hence were de ned with respect to the individual main human body
planes, which are independent from the orientation of the human body in the
lab coordinate system.
      </p>
      <p>Even though the method presented here based on the scan image of a healthy
person and the bony model is presented for a normal con guration of human
spine, it is intended in the future to generate patient speci c spinal con gurations
by means of simulations. Generally, an X-ray image is essential, as a standard
of treatment for the rst appointment with an orthopaedic specialist, in order
to con rm the suspected diagnosis after clinical examinations and to verify the
severity of scoliosis to start appropriate treatment. In perspective of future
clinical applications, the rst time taken X-ray will be used in order to get the initial
con guration of the vertebral column for the simulation of the bony model. On
the same day, a body scan image will be captured. Then the scan image will be
oriented according to the quantities introduced here to obtain the best match
with the bony model and put them together in the same reference frame. Later
in the follow-up examination, in addition to clinical examinations, a scan image
will be captured and natural growth will be noted in case of young patients.
In order to account the patient's body change due to natural growth, initially
obtained bony model will be scaled along the principle axes and compared with
the scan image. Thus the model will replace the X-ray image in the follow-up
examination. If there is a mismatch between the model and the follow-up scan
image, the model will be simulated to obtain a good match with the scan image
in di erent planes. The new approximated vertebral body positions from the
bony model will then give the spinal curve normally obtained from X-rays. Thus
one has the possibility to reduce number of follow-up X-rays.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Materials and Methods</title>
      <sec id="sec-2-1">
        <title>Scan Image and Bony Model</title>
        <p>
          Here we analyzed a torso image of a 25 years old healthy male, obtained using
the 3D body scanner. At the beginning, parts not belonging to the torso contour,
i.e. the portion of head, arms, were removed from the image. Only the torso part
of the image was extracted for analysis in terms of 3D Cartesian coordinates
(see Fig. 1(a)). The geometry of a bony model of rib cage and vertebral column
of an average human, based on real geometry and anatomical parameters
[
          <xref ref-type="bibr" rid="ref3 ref9">3, 9</xref>
          ], was constructed using FreeCAD, an open-source program to design real-life
objects [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ]. The natural S-type shape of the course of the vertebral column in
the sagittal plane was considered [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. The geometry of the model can be adjusted
according to the individual anatomical speci cations of male and female. The
model has also the possibility to scale along the principle axes to account for the
e ects of individual body shape and sizes of the patient [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. Figure 1(b) shows
the bony model of an average male.
        </p>
        <p>
          The dimensions of the bony model for a male and the extracted region of the
scanned image were then normalized along the principle axis in between 0 and 1
(see Fig. 1). 2D cross sections transverse to the vertical body axis were extracted
from the model and from the scan image. Their contours or the outlines of this
2D transverse cross sections were presented in terms of Cartesian coordinates
(see Fig. 2). The positions of the spinous processes (marked as `SP' in Fig. 2
(upper panel)), were located from the scanned image, by nding the dip in the
back part of the 2D cross sections transverse to the vertical body axis. A self
developed analysis tool extracted the 3D coordinates of the spinous processes
positions following the automated algorithm described in [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. This automated
method used the position of the centroid of transverse cross section, computed
as the arithmetic mean considering all the coordinate points belonging to that
particular transverse cross section. In case of the bony model the centroid of a
transverse contour was also computed from the arithmetic mean of all coordinate
points in that plane. Since in each transverse plane the majority of coordinate
points are located near the backside, that is the lower part in Fig. 2 (lower
panel), it turned out that the centroid falls into the region of the vertebral body.
Lower panel of Fig. 2 shows this point marked as `C'. The 3D coordinates of the
spinous processes positions and the vertebral bodies regions are marked at all
vertebral levels (T1 to L5) in the scanned image (see Fig. 1(a)) and the model
(see Fig. 1(b)), respectively.
        </p>
        <p>Sh1
Sc1
Pl1</p>
        <p>
          Sh2
T1
T2
T3
T4
T5
T6
T7
TT89 Sc2
T10
T11
T12
L1
L2
L3
L4
L5 Pl2
(c)
Fig. 1. (a) 3D image of a healthy male obtained using the 3D body scanner. (b) The
bony model of ribcage and vertebral column of an adult male, based on anatomical
geometry and dimension parameters after [
          <xref ref-type="bibr" rid="ref3 ref9">3, 9</xref>
          ]. (c) Schematic diagram of the marker
positions. In subplots (a) and (b) automatically and manually detected marker
positions are indicated by black open circles and in subplot (c) with black lled circles.
Shoulder line (Sh1-Sh2), scapulas line (Sc1-Sc2) and pelvic lines (Pl1-Pl2) are also
indicated from top to bottom along the vertical body axis in subplots (a) and (b).
        </p>
        <p>In addition to spinous processes positions left and right extreme points on
the shoulder level (Sh1, Sh2), on the scapulas level (Sc1, Sc2) and on the pelvic
level (Pl1, Pl2) were manually extracted from both the model and the scanned
image. For the model, T1, T8 and L5 vertebral levels were assumed to be at
shoulder, scapulas and pelvic levels respectively. These points are also marked in</p>
        <p>T2
0.7 LRASM = 0.5875</p>
        <p>ASR = 0.022755</p>
        <p>The principle axes of the Cartesian coordinate system (X,Y,Z in Fig. 1 (a)
and 1(b)) of the bony model are parallel to the normals of the main anatomical
planes of the human body. That is, any anatomical position of the bony model
can be described with respect to these three planes:
{ the transverse plane parallel to the ground separates the body into top and
bottom halves
{ the coronal plane perpendicular to the ground separates the front (anterior)
from the back (posterior)
{ the sagittal plane is perpendicular to the transverse and coronal and
separates the left from the right.</p>
        <p>For the scan image the situation is more di cult. Since the camera of the scanner
system needs to be adjusted according to the individual height and standing
position of each patient, the viewing axis and thus the camera angle relative to
the patient is di erent for all scans at all times. The scan image thus always
has an oblique coordinate system, with di erent obliquity at each and every
time. Therefore it is important to have the exact angular information about the
obtained 3D torso image initially for future comparison.</p>
        <p>The 3D coordinates of the marker positions were used by the analysis
program to identify and check the orientation of the scanned torso in relation to
the laboratory coordinate system and to compute the parameters described in
the next section.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Analysis Parameters</title>
        <p>The analysis parameters introduced here were computed independently for the
scan image and for the bony model. These parameters were designed to identify
and quantify the characteristics of scoliosis from the scan image with the help of
bony model. They were intentionally de ned in relation to the three main body
planes and thus independent of the coordinate system. Further, thereby the
impact of growth and posture is reduced, which is important for future applications
to adolescents. The parameters introduced here are not very typical in medical
literature, but the way the tool is designed has the possibility to evaluate the
standard parameters used in medical literature e.g. thoracic kyphosis, lumbar
lordosis.</p>
        <p>
          { Extraction of speci c lines from the scan image and from the bony
model:
(a) Vertebrae line or principal axis: The vertebrae line or principal axis was
de ned as the straight line between the positions of the spinous processes
at the levels T1 and L5 for the scanned image and accordingly between
the corresponding vertebral bodies at the bony model.
(b) Vertical and horizontal line: A vertical line parallel to z axis and a
horizontal line parallel to x axis were de ned at positions T1 and L5. In
principle, at any marker position these lines can be created.
(c) Shoulder, Scapulas and pelvic line: Straight lines were created at shoulder
(Sh1{Sh2) , scapulas (Sc1 {Sc2) and pelvic levels (Pl1{Pl2), connecting
left and right points.
{ De nition of the parameters:
(a) Torso inclination angle: Angle between the vertebra line and the
vertical axis containing T1 was de ned as torso inclination angle. This is a
parameter in sagittal plane. In principle, it would be possible to divide
the sagittal plane by thoracic and lumbar part.
(b) Pelvic obliquity: Angle between the pelvic line (Pl1{Pl2) and the
horizontal line at L5 was de ned as pelvic obliquity. This is a parameter in
the frontal plane.
(c) Shoulder obliquity: Angle between the shoulder line (Sh1{Sh2) and the
horizontal line at T1 was de ned as shoulder obliquity. This one is also
a parameter in the coronal plane.
(d) Pelvic Rotation: Angle between the pelvic line (Pl1{Pl2) and scapulas
line (Sc1 {Sc2) was de ned as pelvic rotation. This is a parameter in
transverse plane.
(e) Left-right area asymmetry: The regions spanned by the contour of the
transverse cross sections were divided by left and right area following
the similar approach published [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. A left-right asymmetry parameter
(LRASM) based on these areas was calculated as follows:
(1)
(2)
LRASM = abs
        </p>
        <p>
          L R
L + R
;
where L and R are the areas on the left and right sides to the spinous
processes positions respectively of the transverse cross sections.
(f) Aspect ratio di erence: This parameter computes the di erence between
the height and width ratios at two sides of the transverse cross sections
following the same approach described in [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. The aspect ratio di erence
is de ned as:
        </p>
        <p>ASR = abs</p>
        <sec id="sec-2-2-1">
          <title>Right side height</title>
          <p>Right side width</p>
        </sec>
        <sec id="sec-2-2-2">
          <title>Left side height</title>
          <p>Left side width
:
The method was developed by using Matlab2019a (The MathWorks, Inc., Natick,
MA, USA) and the meshlab software.
3</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Results and Discussions</title>
      <p>Figure 1(a) shows the scan image from a healthy person and Figure 1(b) shows
the bony model for an average male. In Figure 1(b) the normals of the main
anatomical planes of the human body are parallel to the principle axes of the
lab coordinate system. In case of the scanned image (see Fig. 1(a)) the normals
of the main anatomical planes however are not parallel to the principal axes of
the lab coordinate system.</p>
      <p>Table 1 lists the corresponding angular parameters, computed for the case
of the bony model and the scanned image. For the bony model, the value of
the torso inclination angle re ects it's natural S-type shape of the course of the
vertebral column in the sagittal plane. On the other hand, the S type nature of
the course of the vertebral column for the case of scan image can be detected by
the torso inclination angle ( 9°). Quite a good matching of this value indicates
this parameter might be a good choice to capture the change in scoliosis in
the sagittal plane. However, the larger values of pelvic obliquity and shoulder
obliquity of the scan image imply that the image's anatomical plane is obliquely
placed with respect to the lab coordinate system. This is the main di culty of
the presented method to separate the e ects of body change due to the change
in scoliosis from the e ects due to the scanning procedure (di erent position of
the patient, camera etc.). Therefore, for future comparison, either the follow-up
image should have the same orientation with the initial one or our analysis system
needs to set a xed reference frame. For the rst option, more automation of the
present program, specially automatic detection of shoulder points, pelvic points
and scapulas points, will help, so that the obtained image can be simultaneously
checked and patient position can be adjusted to reproduce the orientation of
previously obtained image. For the other option, the analysis tool can transform
the basis of the coordinate system into the bony model's basis. Either one of
these is necessary to capture the change of torso shape due to scoliosis, which is
our end aim.</p>
      <p>Figure 2 illustrates transverse body contours, extracted at T2, T8 and T10
levels of the vertebral column. The upper panel shows the 2D transverse cuts
from the scan image and the lower panel shows the same for the model. The
corresponding left-right asymmetry (LRASM) and aspect ratio di erence (ASR)
parameters of the cross sections extracted from the scan image are given in
the annotations. The positions of spinous processes and approximated vertebral
body positions are depicted with the black open circles. Qualitatively there is
a change in the shape of the contours, from the scanned image from the left to
the right panel. These changes in shape are re ected in a change in the values
of the parameters: the LRASM parameters decrease continuously from left to
right. In contrast the aspect ratio di erence asymmetry increases from the left
to the center panel and decreases to the right panel. The equivalent values of
the symmetry parameters can not be calculated for the transverse cross sections
of the model (lower panel), because the scattered points are not continuous and
not equally distributed at all levels. Proper tting function for shape matching,
at this level, will help to calculate the above mentioned symmetry parameters
from the bony model.</p>
      <p>
        Our previous study supports the concept of these two symmetry parameters
by nding quite a good correlation with the apex position of scoliosis, when
comparing with computer tomography data set [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. Therefore, best matching
with the 2D transverse cross sections from the bony model and 2D transverse
cross sections from the scanned image at di erent vertebral levels will help to
predict the position and orientation of vertebral body from the scanned image,
and nally the course of vertebral column.
      </p>
      <p>The current, as well as other non-invasive methods, however, cannot
completely replace the conventional and established methods (e.g. X-ray, MRI) in the
medical assessment of scoliosis, specially when surgical decisions are involved.
Further X-rays might be necessary when signi cant changes in scoliosis are
recognized clinically and also in the method presented here. In principle, the idea
introduced here can be implemented to get a large number of quantities or
indices along the vertebral column. Therefore there might be a good chance to nd
a well correlated index with the standard method like Cobb angle. An
implementation and development of such methods requires, however, analysis of a larger
set of data. The idea here described constitutes nevertheless a preliminary step</p>
      <p>Future work
in this direction. In general, the present scanner system might have the potential
to reduce the number of X-rays in follow-up examinations, which is needed for
adolescents with scoliosis.</p>
      <p>{ To reduce the e ect of camera position and di erent standing positions of
the patients, more automation of the presented method will be considered
and several experimental measurements with healthy participants without
scoliosis will be done to calibrate the scanning procedure against external
perturbations, like the e ect due to the position of the camera, position and
posture of the patient etc. These steps will be considered in our future work.
{ Finding an algorithm for shape matching for the 2D transverse cross sections
from the bony model and from the scan image will also be considered in
future work.
{ Simulation of the bony model following nite element method simulation
will be done in future to get the distorted con guration of vertebral column.</p>
    </sec>
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