=Paper= {{Paper |id=Vol-2797/paper22 |storemode=property |title=Who is the Target User of a Patient Record System? |pdfUrl=https://ceur-ws.org/Vol-2797/paper22.pdf |volume=Vol-2797 |authors=Pasi Raatikainen,Samuli Pekkola |dblpUrl=https://dblp.org/rec/conf/egov/RaatikainenP20 }} ==Who is the Target User of a Patient Record System?== https://ceur-ws.org/Vol-2797/paper22.pdf
Who is the Target User of a Patient Record System?

Pasi Raatikainen*, Samuli Pekkola**
*Tampere University, pasi.raatikainen@tuni.fi
**Tampere University, samuli.pekkola@tuni.fi


Abstract: Information systems aim to serve different users and their varying needs. This
emphasizes user centered development because users, as experts of their work practices and
contexts, have insights how the future system should serve their needs. However, it is ambiguous
what is meant by the user centeredness, or who actually are the users. The issue is emphasized
in large-scale public sector information systems, that are used by and influence myriad of
individuals, some of who may be perceived as users or end-users. These users may not necessarily
share a common interest towards the system. Under the circumstances the identification and
definition of a user is exemplified since the system may not serve all the user groups in a similar
manner or at the same quality level. We aim at identifying the users in a large-scale information
systems project, namely a patient record system, in a single qualitative case study. Our
identification of different levels of users provides a base for conceptualizing the user, and for
explicitly addressing them either proactively in the development or later when conducting a post-
mortem analysis.

Keywords: Users, Information systems development, Public sector Information Systems


1. Introduction
Public organizations provide different services to citizens (Lindgren & Jansson, 2013). Several public
information systems (IS) are used to support the authorities and institutions and their employees,
i.e. individual actors providing the services (Sundgren, 2012). While it is common to speak of a
citizen receiving public services as a customer (Alford, 2002; Jansson et al., 2012), the notion of a user
is not discussed explicitly in context of large-scale public sector IS. Traditionally, and implicitly, the
IS users have been assumed to be those who actually use the system (Gulliksen et al., 1999; Bano &
Zowghi, 2015). Yet there is a fundamental difference here: public services target citizens (Axelsson
et al., 2010; Lindgren & Jansson, 2013) while information systems serve their users (Delone &
McLean, 1992). These two are not necessarily the same, meaning the ultimate target actors of the
system not being evident or trivial.

   For a long time, IS research has explored addressing the users in IS development (ISD) (Swanson,
1974; Iivari & Iivari, 2006; Iivari & Iivari, 2011; Abelein et al., 2013; Oo Tha, 2019; Martikainen et al.,
2020). Despite the early taxonomy of end-users (Cotterman & Kumar, 1989) explicit definitions or
methods in identifying the IS user in different situations are rare. In fact, IS user has remained largely



Copyright ©2020 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
224                                                                                   Ongoing Research



untouched in detailed inspection (Iivari et al., 2010; Amrit et al., 2013), although, for example, the

interests are intrinsic (Donaldson & Preston, 1995). While a high-level compatibility of different
interests could be shared, the stakeholders do not necessarily agree on ends and means (Vidgen,
1987; Kirsch & Haney, 2006). While some stakeholder needs may be fulfilled, some others may not
be addressed with a similar emphasis or at all. This underlines the importance of identifying the
users and their types (Bano & Zowghi, 2015; Lukyanenko et al., 2016; Abusamhadana et al., 2019),
making the question of who is the IS user relevant.

    User involvement in ISD is ambiguous (Iivari & Iivari, 2006; Iivari & Iivari, 2011). Practical
instructions on how to consider the users are superficial or contradictory (Pekkola et al., 2006).
Different ISD methods address the users differently (Iivari & Iivari, 2011) and the developers
conceptualize the users in different ways (Isomäki, 2002). Despite this diversity, addressing the users
is said to be a key to success (He and King 2008; Hsu et al. 2012; Wing et al., 2017; Oo Tha, 2019;
Abusamhadana et al., 2019; Martikainen, 2015; Martikainen et al., 2020). The users are experts in
their domain and have insights about their work and work practices which should be leveraged in
ISD (Cherry & Macredie, 1999; Abelein et al., 2013). User participation generates psychological buy-
in among the participants, result in superior systems requirements, improves the relationship
between the developers and the users (Markus & Mao, 2004), and eventually produces user-
satisfaction (Abelein et al., 2013). However, who is the ultimate user is not always explicit as different
actors have different interests towards the system (Damodaran, 1996).

   In the context of public e-service development, discussion on the user participation is scarce
(Karlsson et al., 2012) even though an in-depth exploration of the user engagement in IS
implementation has been urged (Cherry & Macredie, 1999; Chan & Pan, 2008). In this paper, we seek
                            Who is the target user of user-centred development of a large-scale IS
address the question by conducting a case study in the largest ISD project of Finland. We adopt the
grounded theory approach (Urquhart, 2012) to inspect how the developers in the patient record
system development project define IS users and how they address them.

   The paper is organized as follows: in section 2 we discuss the theoretical background. In section
3 research settings and methods are presented. In section 4 we show our findings. The paper ends
with discussion and concluding sections.


2. Theoretical Background
Being user-centered in ISD is a wide concept. User-centeredness could mean e.g. user focus, work-
centeredness, or user-participation (Iivari & Iivari, 2006). User involvement has also been defined as
                  ychological state reflecting the importance and personal relevance of a system to
                                                           consequently does not mean that the users
necessarily participate in the development tasks (Thakurta, 2014; Bano & Zowghi, 2015; Wing et al.,
2017). User involvement has been characterized on the continuum of informative, consultative, or
participative user-involvement (Damodaran, 1996). It can be summarized that effective user
Ongoing Research                                                                                     225



involvement is argued as users having possibilities to influence the development process
(Damodaran, 1996; Pekkola et al., 2006).

    In ISD, the target user has usually been defined as a person who will use the system for
performing tasks that are part of his or her work activities (Gulliksen et al., 1999; Bano & Zowghi,
2015). This connotes with the definition of a first level user or an end-user (Cotterman & Kumar,
1989; Damodaran, 1996). Yet the concept of the user of a socio-technical IS is much broader. The
second category of users are those who do not interact with the system but either benefit from the
outcomes of its use (Damodaran, 1996) or use the system through an intermediary (Alsos & Svanæs,
2011). Damodaran (1996) for example argues that also users who do not directly use the system
should be included in a systematic user analysis, as their interests may significantly differ. Further,
it has been argued that the needs of those whose lives may be affected by a system should also be
considered (Isomäki, 2002, p. 16). Although this has been acknowledged, those users not directly
interacting with the system are often overlooked (Alsos & Svanæs, 2011).

   Technological evolution and certain development methods (Taylor et al., 1998; Isomäki, 2002)
have blurred the distinction between the developers and the users (Pouloudi, 1999). It has become
increasingly difficult to distinguish IS users (Iivari et al., 2010). In complex contexts, such as public
sector (Alanne et al., 2015) and large-scale systems (Tuunanen & Rossi, 2004), the task is even less
trivial as the number of stakeholders rapidly increases and their knowledge becomes scattered.
Public e-services may be developed for nationwide user groups (Axelsson et al., 2010). Involving all
possible users individually is a daunting task (Cherry & Macredie, 1999; Abusamhadana et al., 2019).
The complexity of the context and limitation of resources makes the question of who to address in
user-centered IS development very arduous.

   Addressing the users in ISD is consequently a multidimensional concept, varying in how it is
applied in real life systems development. In general, it is rarely comprehensively defined who the
developers consider as the target system users (Alsos & Svanæs, 2011). Most often they are the first
level users i.e. those who use the system hand-on while working (e.g. Hsu et al., 2012;
Abusamhadana et a., 2019; Martikainen et al., 2020). Consequently, they and their needs,
expectations, desires are elicited and addressed. What is not often explicitly discussed is if and how
are the needs of the more indirect users considered.


3. Research Setting
Our case focuses on an ultra large-scale IS renewal project for a group of health care and social care
organizations in Finland. They include a set of municipalities and specific agencies. The patient
record system is estimated to serve around 35.000 social and healthcare professionals and influence
around 1.6 million citizens. The system is estimated to cost approximately 200           , and the total
project around 600     . Project is thus one of the largest IS projects ever in Finland.

   The decision to renew the patient record system was based on a need to integrate data from
hundreds, if not thousands, of individual systems to raise the service level back to an acceptable
level. Previous problems include the use of numerous non-integrated systems, and poor usability
226                                                                                Ongoing Research



and maintenance. Healthcare and social care were also operating in separate silos. While healthcare
was the initial driver of the project, social care was decided to be involved and included. The aim
was to connect these separate fields of practice through a single system so that the service experience
to the citizens is improved and standardized no matter what service they needed.

   Our study follows an interpretative qualitative single case study approach (Walsham, 1995)
where the focus is on human interpretations and meanings, embracing the importance of social
issues in ISD. This approach was chosen in order to draw implications from a large IS project
(Walsham, 1995). The case was selected because of its unique nature in size and complexity.

   Data collection was conducted between November 2019 and February 2020 by interviewing the
main actors in the project organization. They were assumed to have the best information about the
development practices and processes, and the users. The interviewees were selected through
snowballing sampling (Morgan, 2008). First three interviewees were assigned by our contact person.
Later we asked each interviewee to name the next potential person. The list of the interviewees is
presented in Table 1 with their corresponding expertise.


Table 7: List of Interviewees

   Interviewees' Position and Index            Expertise

   Management [M1]                             Technology

   Management [M2]; [M3]; [M10]                Development

   Management [M4]                             Product

   Management [M5]                             Operational

   Clinical Leadership [Clin1]                 Clinical and Social Care

   Management [M6]                             Usability

   Management [M7]                             Customer and Product

   Consultant [C1]                             Social Care

   Management [M8]                             Product

   Management [M9]                             Unit

   The interviews followed a thematic open interview protocol where the interviewer does not steer
the discussion. The interview questions dig into the case details and events, as perceived by the
interviewees. All interviews, approximately an hour each, were conducted by two interviewers and
face-to-face in the case organization premises. All interviews were recorded and analyzed in Finnish.
Only illustrative quotations are translated into English.
Ongoing Research                                                                                       227



    Data analysis followed Grounded Theory Approach (Urquhart, 2012). Data was analyzed by the
first author line by line without any initial theoretical framework. We were interested in how the
interviewees define the user and the development principles, and how they describe the project
practices. For instance, the interviewees described the project, and all issues were taken as
significant. Each incident was named with a descriptive code. Similar codes then were grouped into
larger groups to represent collective conceptions. Finally, the relationships between the groups of
codes were drawn. An example of the coding procedure is presented in table 2.


Table 8: Coding Examples

          Data Extract                          Code                             Interpretation

                      -users are       -
healthcare and social care             -users as citizens who use Those who directly use the
professionals, and those citizens                     -users as those system are perceived as the
                         [M2]. in direct use-relationship to the
                                                                       system's end users. Professionals
                                  system"´.                            and management use the IS
                                                                       directly through its user interface.
                                       -users   as     organizational
                                                                       Also, the end-users who use the
management,        who       uses                      -users as those
                                                                       client portal have a direct use-
different       reports       and in direct use-relationship to the
management        functionalities system".                             relationships to the system, and are
and such. They, again, are end-                                        thus perceived as end-users.
users" [M2].


4. Findings
4.1.   IS Users Defined

                                                                                                -users are

Citizens not using the client portal are not perceived as                                            They
are rather

use-relationship
               while they are end-
management, on the other hand, were perceived as being direct end-users as they receive
information and use the management support functions provided by the system. All this resulted in
user experience including all the professionals using the system hands-
user-experience, the system is only used by the socia

  However, when talking about the person whose needs were to be fulfilled, the customers were

                           -on use
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the citizens. We have around 1.5 million citizens getting their things done
                                                                                           gh the citizen
                                                                                        from the system

that work of [healthcare or social care] professionals become easier and they treat patients




   The logic of serving professionals was also apparent in the implementation goals. Initially the
                                                       Later, it was defined as
                                                                               Also a more high-level
                                                     entioned. To achieve this, streamlining the work
of professionals was seen essential. This issue of goal levels indicates that the work of direct users
has a causal relation to producing the benefits to indirect, yet the main group of stakeholders.

   The user viewpoint was strongly emphasized through the direct users' critical role. Serving the
end-users was seen as a key for fulfilling the project                                   -users] to
                                                                                                  -
relationship with the system. It was assumed that their needs are addressed by involving the direct
users (aka pr


    All this underlines a perception that the direct use-relationship directs the definition of end-users,
i.e. whose needs the system targets in the first place. Citizens and other indirect users enjoy the
system through its services. They benefit the system indirectly, through its direct users. The
relationship with the system also seems to define which stakeholders are mostly focused.

4.2.   Addressing Users in Development

It is apparent that the system was designed with a strong emphasis on professionals who are its
direct users. This is visible in the practice of involving
comparing [this case] to other IS acquisition projects, the viewpoint of what the users need is
                                                                 ed candidate systems. They also
defined the work processes and aligned them with the system functionalities.

   The users were later granted with a possibility to give feedback and propose development ideas.

end-
changes quickly.
put a need for a centralized decisions-making mechanism to coordinate different proposals and
change initiatives. This also points out the emphasis on listening hands-on users. They were
continuously involved in the development in various ways.

   Serving direct end-users is apparent also on the usability efforts. An improved usability was a
significant selection criterium in the tendering. In fact, the chosen system was described having the
best usability compared to its challengers. This led the usability professionals becoming integrated
Ongoing Research                                                                                   229



in the ISD process so that they could analyze the needs and system usability, and perform usability
tests. Direct end-users were participating in those tests.

  Some citizens participated in the development of the client portal. For instance, after the client
portal had been introduced, the citizen feedback initiated new development actions. For example,

to enter th
a small action, it exemplifies the influence of the direct users, citizens in this case.

   The focus on direct users was also explicit in the user stories. They were used in evaluating the
system candidates. The user stories narrated typical scenarios, through which the systems were
demonstrated. This exemplifies the professionals being the main target stakeholders. The
professionals themselves also used their experiences to create the stories. Altogether the stories were
perceived useful as they conveyed information, which could have been easily otherwise ignored.

   It was apparent the direct users' needs were not aligned. In a large and complex project these
diverse needs may have not been treated entirely equally. Social care workers were complaining
about the
the basis [in social care] is that even though the system would enable modern booking
functionalities, we should not take them into use immediately because we have to first learn how to

healthcare professionals. The functionalities, perceived as unsuitable by the others, were still taken

strongly stuck with the healthcare sector model. I just heard that this model still dominates. Since

functionalities were also described as not being well
quantitative. It is not understood that we [in the s
[C1].


5. Discussion
While the user involvement in the ISD has been studied and urged, the practice of involving them
has remained ambiguous especially in the context of large-scale systems development. Particularly
discussion about who is the target user and what are the implications of such choice are rare. In this
paper, we have studied who are the target users of a patient record system development. Figure 1
shows the relationships between different user groups and the IS in a patient record system. It
illustrates that the development of a large-scale public sector IS addresses directly healthcare and
social care professionals, administration, and management (Thakurta, 2017), considering citizens
and even public services only indirectly. Citizens using the client portal is an exception, since they
were considered directly in that narrow context. Medical and social care professionals are the
primary user of the system as they provide services to citizens. Administration uses the system
directly when they support to the actual customer service, such as billing. Management is also in a
direct use-relationship as they use the management functionalities towards the professionals (e.g.
230                                                                                 Ongoing Research



monitoring citizen feedback) and to receive information about the services (e.g. about the patient
flow).


Figure 11: Use-Relationship to IS




    In our case, addressing the users directly was an efficient and effective approach at least in
theory. First, they were given a possibility to influence development (Damodaran, 1996; Pekkola et
al., 2006). However, it is uncertain how effective the involvement actually was since measuring their
influence or observing large scale system changes remains a mystery. There is a possibility for non-
efficient involvement of users (Wing et al., 2017; Martikainen et al., 2020). While both parties may be
interested in collaboration, the users perceive their views may not be efficiently considered
(Martikainen, 2015). Our findings parallel with the literature that involving only some groups of
users (Abusamhadana, 2019) especially hands-on users (Cherry & Macredie, 1999) is a typical user-
centered approach.

   As Figure 1 illustrates, the citizens were not defined having a direct use-relationship with the
system (apart from through the citizen portal which provided only limited functionality). They were

providing services (Thakurta, 2017). Indirect users were not involved in the ISD. They were
addressed through the professionals and their experiences of typical users. This approach is
common in the form of intermediaries (Axelsson et al., 2010; Karlsson et al., 2012).

   Although direct users were addressed, their interests were not aligned but numerous
interpretations and opinions were common (c.f. Vidgen, 1997). Especially the users from the social
care and from the healthcare had very differing needs and dissimilar expectations. Also the
management had different priorities. While they embraced the systematicity with project
management, such as holding on to the schedule, the operational level interviews revealed different
views:                           project deadlines, they are being held on a bit too tightly. Of course
there is a certain schedule but there are reasons for asking whether we can be bit flexible with it. But
                                                                                               (Vidgen,
1997; Kirsch & Haney, 2006). The interests of hands-on users may also differ from those of indirect
users (Damodaran, 1996). Our findings indicate that the healthcare professionals and their opinions
                                                                                   ectives are twofold.
This means both healthcare and social care should be considered. This imbalance may cause
Ongoing Research                                                                                            231



problems later when the social care is becoming more in the focus of the development (Lindgren &
Jansson, 2013).

   We argue that in large-scale ISD, the services supported with an IS need to be put in the center.
Not individual users nor technologies. This emphasis on the service process will shift the perspective
of who are the users and how their needs should be considered. While the perspective of patients




6. Conclusion
We explored how the IS users are addressed in a large-scale public sector IS project. Our findings
indicate that only those who have a direct use-relation to the IS are directly addressed. Secondary
users, although defined as the main stakeholders, were addressed mainly through intermediaries.
The citizens were thought to be at the main focus, but they and the other indirect user groups were
actually considered as indirect beneficiaries. This results in the IS mostly its direct users,
professionals at healthcare and social care.

   Our case demonstrates that addressing the users and user groups in the development of a large-
scale public sector IS is not easy or easily balanced. One reason for this is the large number of

                                       ut some groups are overemphasized at the cost of others.
Those dominate the development, evidently influencing on the perceptions of the final system and
its quality.

    Our findings illustrate what addressing the users means in practice. This helps researchers and
practitioners in defining what the ambiguous concept of user-centeredness means. However, deeper
analysis about how the intermediaries address the needs of main beneficiaries (citizens in our case)
is still urged. Also, it would be beneficial to explore the user-side perceptions and how their needs
are addressed. This should include all user groups, both hands-on users and more indirect users.

   Our main limitation is the single case study approach. This surely provides somehow narrow
perspective, which should be taken into account when generalizing the results. Second, only the
developer organization employees were interviewed, and mostly from the management level. Such
perspective does not thoroughly describe the operational-level issues.

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About the Authors

Pasi Raatikainen
Pasi Raatikainen, MSc (Econ. & Bus. Adm) is a doctoral student at Tampere University, Finland. His research
focuses on information systems development.

Samuli Pekkola
Samuli Pekkola is Professor of Information Systems at Tampere University, Finland. He received his PhD from
University of Jyväskylä, Finland in 2003. His research focuses on users in different manifestations of
information systems, IS management and acquisition, and enterprise architecture. He has published more
than 100 articles in numerous journals and leading conferences. Dr. Pekkola is Associate Editor for Business
Information Systems and Engineering and Digital Government: Research and Practice, and advisory board
member/former Editor-in-Chief of Scandinavian Journal of Information Systems. He is past President of the
Scandinavian chapter of the Association for Information Systems (AIS).