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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Integrated planning and scheduling of enterprise information system modernization</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Boris V. Sokolov</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimir N. Kalinin</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valerii V. Zakharov</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Mozhaisky Military Space Academy</institution>
          ,
          <addr-line>Zhdanovskaya str., 13, St. Petersburg, 197198</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>St. Petersburg Federal Research Center of the Russian Academy of Sciences</institution>
          ,
          <addr-line>V.O. 14 line, 39, St. Petersburg, 199178</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>3</fpage>
      <lpage>12</lpage>
      <abstract>
        <p>Modern complex technical systems (CTS) consist of many distributed components that receive, process and transmit information. The interconnection between subsystems and elements is the enterprise information system (EIS). Nowadays, this system uses elements that are heterogeneous in composition and functional purpose, large amounts of resources (including material and information) to maintain or improve the quality of functioning (implementation of supported business processes (BP)) and development at each stage of the life cycle of the CTS. To improve the effectiveness of achieving and solving strategic and local goals and objectives of systems, it is necessary to create models that allow to describe the processes of their dynamic adaptation (integrated modernization). It is necessary to develop integrated methods, algorithms and techniques that will allow to fully and proactively control both the processes of functioning and modernization of the EIS in order to increase the efficiency of the BP. This article presents an approach that allow to analyze the structural and functional appearance variants of the implemented EIS and synthesize schedules and plans of its joint functioning and modernization. An illustrative example is given.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;EIS modernization</kwd>
        <kwd>integrated planning</kwd>
        <kwd>integrated scheduling</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The EIS is the core of critical infrastructure
objects. It is an environment for the creating,
transmission and analysis of control actions in
an information space [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Its structural and
functional properties should allow to solve a
wide range of current and promising tasks that
confront the CTS, within which it operates [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
First of all, it is necessary for maintaining or
improving the quality of implementation of
supported business processes (BP). BP is a set
of logically ordered and interrelated operations
performed in objective reality to obtain the
required final result that ensures the
achievement of the strategic goal of the
system.
_________________________________________________
Models and Methods for Researching Information System in
Transport, Dec. 11-12, St.Petersburg, Russia
EMAIL: Sokolov_boris@inbox.ru (B.V. Sokolov);
kvn.112@mail.ru (V.N. Kalinin); Valeriov@yandex.ru (V.V.
Zakharov)
ORCID: 0000-0002-2295-7570 (B.V. Sokolov);
0000-00022086- (V.V. Zakharov)
️© 2020 Copyright for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
      </p>
      <p>CEUR Workshop Proceedings (CEUR-WS.org)</p>
      <p>Constantly changing requirements for
technological, technical and information
processes, caused by poorly predicted external
and internal impacts on the BP, force
decisionmakers to conduct continuous reengineering
and modernization of the EIS.In practice, we
observe
• the increase in the number of element
refusals and EIS subsystems;
• delays of synthesis and control
programs;
• the increase in consumption of all
resources connected with the
implementation of the target, providing and
supporting operations.</p>
      <p>
        Today, BP, associated with the widespread
use of high technologies, are more than ever
dependent on the rational organization of the
information infrastructure as the quality of
functioning and development (modernization)
decreases.) EIS can lead to disruption of the
implementation of the strategic goals of the
CTS [
        <xref ref-type="bibr" rid="ref3 ref4">3,4</xref>
        ]. In addition, in practice, the cost of
maintaining the heterogeneous EIS often
exceeds the implementation cost.
      </p>
      <p>This paper is devoted to the proactive
search for the appearance of the new
information system being implemented and
ways of synthesizing integrated plans and
schedules for modernization “old” EIS.</p>
    </sec>
    <sec id="sec-2">
      <title>2. State of the art</title>
      <p>
        It should be noted that researchers observe
a unique attitude of decision-makers to the
deployment, support and optimization of
information infrastructure. Managers are
focused on minimizing the implementation
time, simplicity of the user interface, minimum
cost of the implemented equipment, without
taking into account direct and indirect
expenses for further maintenance [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. This
approach caused the development of many
products based on the classical office
applications or software platforms that are
connected using synthetic software "adapters".
Such systems cannot form a single information
space even within a single СTS [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Another important problem is the
orientation of the relevant design solutions for
complex systems only to meet the standard
reliability indicators. This approach does not
allow us to scientifically and reasonably
optimize the resource expenses for technical
solutions. The analysis of modern methods and
algorithms of solving problems of optimizing
reliability indicators of the CTS has shown
that most of the developed methods and
algorithms are aimed at solving
singlecriterion and two-criteria problems of
choosing the composition of elements and
subsystems [
        <xref ref-type="bibr" rid="ref6 ref7">6-7</xref>
        ]. We should note that the high
speed of obtaining rational (efficient) solutions
is due to the monotonicity and convexity of the
reliability function and the cost function, as
well as the correlation between reliability and
cost. However, in practice, the structural
reliability function may be non-monotonous,
and the specified ratio is not always fulfilled,
especially when several resource indicators are
used to optimize reliability [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>A number of approaches has been
developed to solve the problems of integrated
planning and scheduling of the functioning and
development of the EIS. Traditionally, they are
based on the methods of the scheduling theory
and linear, discrete, stochastic programming.
Analysis of modern software and
mathematical support of decision support
systems and PLM-systems, showed that it
cannot effectively and reasonably solve the
problems of automated synthesis of the
appearance of the implemented information
system, as well as integrated plans for the
functioning and development of the EIS,
which exclude the shutdown of BP.</p>
      <p>
        In addition, we present brief results of the
analysis of integrated planning and scheduling
tasks the CTS functioning and modernization.
Thus, synthesis of the rational modernization
plans of the EIS is connected with the search
for joint solution of the following main tasks:
1. the synthesis of structural and
functional appearance of the upgraded
system;
2. the timing of completion of the
modernization;
3. the synthesis technology
modernization;
4. the synthesis of the joint functioning
and modernization plan;
5. the synthesis of control inputs,
ensuring the implementation plan and
scheduling of modernization [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Integrated planning</title>
      <p>scheduling models</p>
    </sec>
    <sec id="sec-4">
      <title>3.1. Structural-Parametric</title>
    </sec>
    <sec id="sec-5">
      <title>Configuration of the EIS and</title>
      <p>The authors refer the tasks of determining
the list of the implemented elements of “new”
EIS and synthesizing integrated programs of
joint legacy EIS modernization and
functioning to the most important problems of
planning and scheduling the development of
information systems. This article presents in a
generalized form models for the synthesis of
the appearance of the “new” EIS and the
development of comprehensive plans for the
relevant modernization works for legacy
system. At the first stage of research, we will
focus on the problems of determining the
hardware composition of the implemented
system for a given architecture. The second
stage will be devoted to the searching for a
rational plan for the joint functioning and
modernization of the EIS elements and CTS
subsystems.</p>
      <p>
        Structural analysis of the functioning of the
EIS (Fig. 1.) within a given architecture begins
with the construction of a functional integrity
scheme [
        <xref ref-type="bibr" rid="ref10 ref11">10-11</xref>
        ].
      </p>
      <p>During its development, the logical
conditions for the implementation of its own
functions by the elements and subsystems of
the object are graphically described, as well as
the goals of modeling are indicated. Figure 2
shows a diagram of functional integrity.
the set of existing legacy EIS elements and
“new” EIS ( Bij - j - Ai type of the EIS
element). PF ({ pi , qi = 1 − pi}, i  N )
probabilistic function of failure-free operation
of elements for the implementation of the
operation modes of the legacy EIS and “new”
elements specified by the logical criterion
F . cij , i  N , j {1, 2,..., mi} is the cost
estimation of used elements during a given
lifecycle period; ij ,i  N , j {1, 2,..., mi} a
number of implemented EIS elements of each
type. pij ,i  N, j {1, 2,..., mi} is the
probability of failure-free operation of legacy
and “new” EIS elements.</p>
      <p>The variant of designed EIS is X = xij
where xij = 1 if instead of Ai the element of
type is used, then in the other case
Bij</p>
      <p>n mi
xij = 0. C( X ) =   cij  xij is the cost
i=1 j=1
estimation of the project variant of the
n mi
developed EIS. V ( X ) =   ij xij is the
i=1 j=1
quantity of implemented elements of the EIS
project variant.</p>
      <p>m1 mn
( X ) = PF ( p1 j  x1 j ,...,  pnj  xnj ) is the
j=1 j=1
indicator of reliability of operating modes
implementation of the developed EIS. It used
as the objective function.</p>
      <p>We should consider the method of forming
the estimation of the cost indicators of used
elements. At the stage of synthesis of the
structural and functional appearance variants
of the EIS, the authors propose using the
following formula for an indirect integral
assessment of the economic efficiency of the
selected components based on a
serviceoriented approach:
cij =</p>
      <p>
        Ci Sj / Tc + We ,
Vijs / T
l=1
where Tc is the duration of the depreciation
period; We is total operating costs associated
with maintaining the operation of the element
for a given life cycle period; Vijs is the amount
of data that the implemented element must
process, transmit, and store for supporting the
(1)
functioning of the specified information
service of the EIS. Information service is the
service that the information system provides to
the BP [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. T is the value of the time interval
for preparing by the element of the required
amount of data. The numerator of the equation
helps us to describe the generalized economic
efficiency of performing operations for
supporting related information services. The
denominator of the equation presents the
intensity of the resource's support for the
information service. It is obvious that the use
of highly specialized functional elements
should increase the value of the presented
indicator, but recent studies have shown that
such specialization reduces the robustness of
the developed plans of CTS and EIS
functioning [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
      </p>
      <p>For considering the duplication, triplication
etc. of implemented elements we should
additionally introduce the constraint
mi
 xij  1,i  N . It has the following
j=1
interpretation: the maximum redundancy rate
Ai of the implemented element into the
projected EIS is not more than mi ; at the
same time xij = 1 when the redundancy Ai is
made by the element with j rate. In this
situation, the changing of values goes in the
following way: the probability of failure-free
operation
pi1 = pi , pi2 =1− (1− pi )2,..., pimi =1− (1− pi )mi ,i  N
the
cost
estimation
of using
ci1 = ci ,ci2 = 2ci ,...,cimi = mici ,i  N;
quantity
of</p>
      <p>introduced
i1 = 1,i2 = 2,...,imi = mi ,i  N.</p>
      <p>It is important to mention that the reserve
elements are introduced into the EIS, but they
are not used during the normal operation. This
makes it possible to produce the “hot-swap” of
elements in the event of equipment failure, as
well as to create the main, backup and
duplicate control circuits, which is an accepted
practice for critical infrastructure facilities.</p>
      <p>
        The number of elements of the
implemented EIS should be minimized,
because the unused elements are exposed to
moral wear and tear, and working with a wide
fleet of equipment increases the complexity of
maintenance and administration. Additionally,
[
        <xref ref-type="bibr" rid="ref8">8</xref>
        ];
elements
      </p>
      <p>the
elements
we should note that excessive resources are
frozen assets.</p>
      <p>The presented constraints define the range
Δ of permissible structural and functional
features of the considered EIS. The problem of
variants synthesis is reduced to a multi-criteria
problem of choice on a discrete set of
acceptable alternatives:
min C( X ), minV ( X ), max ( X ). (2)
X X X</p>
      <p>In other words, it is necessary to find
effective (Pareto) variants of the EIS project
nd   that ensure minimum financial
costs, minimum number of EIS implemented
elements and maximum reliability indicator of
the EIS elements functioning.</p>
      <p>
        For more information about the approach
based on the method of constructing a
lexicographic relationship of preference and
successive concessions, which allows to
resolve the criterion uncertainty, see [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The
presented algorithm allows to develop the
variants of the structural and functional
appearance for a given architecture of the
information infrastructure of the EIS, as well
as to determine which elements of the legacy
EIS can be used in the "new" EIS.
      </p>
    </sec>
    <sec id="sec-6">
      <title>3.2. The synthesis of integrated programs for the EIS functioning and modernization</title>
      <p>
        Next (the second stage of research), we
should present models and algorithms for
synthesis integrated programs for the
functioning and modernization of the EIS. At
this stage, the disclosure of all connections
between the physical and executive levels of
the information system is pointless, because
this will lead to the excessive complication of
the model [
        <xref ref-type="bibr" rid="ref12 ref13 ref5">5,12,13</xref>
        ]. In this paper, the authors
rely on the principles of a service-oriented
approach. To describe the processes of
functioning and modernization of the EIS, a
complex of logical-dynamic models was
developed: the BP-model; the providing
information services to BP; the technological
cycle of EIS modernization control [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ].
      </p>
      <p>We should highlight that the proposed
method allows to describe the connections of
hierarchical system and rely on the
programtarget and service-oriented approaches at the
planning stage of conducting a “seamless” EIS
modernization. At the same time, it is possible
to explicitly consider the requirements for
minimizing the total cost of ownership at a
specific stage of the system's life cycle [15].</p>
      <p>Determined at the first stage, an effective
variant of the implemented elements (EIS
appearance) allows to get the characteristics
(the bandwidth of communication nodes, the
computing power of new servers, etc.) that are
necessary for synthesizing an integrated plan
and schedule of the EIS functioning and
modernization. The choosing among
alternative options is based on the search for
the extremum of the combined generalized
criterion selection function.</p>
      <p>Thus, the model of planning and scheduling
of the EIS functioning and modernization has
the form (3). Expressions (3) describe the
logical-dynamic model of managing the EIS
information services.</p>
      <p>S
v (o,v) (t)  ul(ioj,v) ;
x(o,v) =  r
ij</p>
      <p>l=1 lij
x(o,v) (t0 ) = 0; xi(jo,v) (t f ) = ai(jo,v);
ij
Sj m
ulij i (o,v)  Pi(o,v) ;l,i;</p>
      <p>(o,v) Pj(o,v) ;l,j;ulij
i=1 j=1
ul(ioj,v) (t) {0,1};
(3)
ul(ioj,v)   (ai(o,v) − xi(o,v) ) + zd (ai(jm,v) − xi(jm,v) ) = 0,
1 i =1 
where xi(jo,v) is the variable that
characterizes the current state of the service
implementation operation; r (o,v) is the matrix
lij
time function that sets the space-time
constraints associated with the provision of the
service. It takes the value 1 if the operation can
be performed and 0 in the opposite case; ul(ioj,v)
is the control variable, which takes the value 1
if the information service uses the EIS
information resource, and 0 in the opposite
case; xi(jo,v) (t0 ) and xi(jo,v) (t f ) are boundary
conditions at the initial and final time points,
respectively; a(o,v) is the total volume of the
ij
operation; Pi(o,v) , Pj(o,v) are the constants which
determine the ability to simultaneously use
several information resources for the
implementation of the service and characterize
technical and technological limitations of the
selected architecture and the nomenclature of
elements that were defined at the first step; 1
is the set of operation numbers that
characterize the state of implementation of the
information service and which are directly
preceding and technologically related to the
current operation using the logical operations
"AND"; a(m,v) is the specified volume of
ij
operations included into the technological
cycle of information resources modernization;
x(m,v) is the variable that characterizes the
ij
current state of the operation of upgrading the
information resource.</p>
      <p>The presented expressions (3) allow to set
the inter-level restrictions of the following
type: the information service cannot be
submitted until the modernization of the
information resource is completed see Figure
3.
for the failure of the directive deadlines for
providing the service;  lij ( ) is a given time
function that characterizes the current
downtime price of the information service;
The function of the form (10) describes
changes in the total cost of ownership of the
EIS system at the stage of
modernization; cl(ioj,v1) ( ) are given non-linear
time functions, which are used to set the
current prices of costs associated with
depreciation and maintenance of the service.
The presented approach to the EIS
modernization works allows to
comprehensively get to the problems of the
structural and functional appearance synthesis
and the development of coordinated work
plans. For more information about the
algorithm for finding the operation and
modernization of the CTS optimal program
based on the Boltyansky local cut method, see
[16].</p>
      <p>
        Relying on the principles of the
serviceoriented approach allows the introduction of
the abstraction "information service", which
leads to a reduction in the dimension of the
solvable problems. Due to the minimization of
the number of connections between the
physical and information levels and the use of
mixed constraints in (7). There is a unique
opportunity to operate only with an active
front of work at the stage of a comprehensive
plan and schedule for EIS functioning and
modernization synthesis. We consider the
constraints that affect the current processes at
different levels of the hierarchy. Such a
formulation of the problem of program
synthesis for the modernization of the EIS
gives an opportunity to involve the
fundamental results obtained in the modern
theory of proactive control of the CTS
structural dynamics [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
    </sec>
    <sec id="sec-7">
      <title>4. Example</title>
      <p>We should present the initial data for the
design and analysis of the implemented system
appearance. Table 1 shows the data on the
reliability of elements of various equipment
manufacturers. In column 1 there is the data
for the “old” or legacy EIS elements. In
columns 2-4 there is the data on the probability
of failure-free operation of elements from
foreign and domestic manufacturers.</p>
      <p>The data presented in table 2 illustrates the
integrated economic assessment of elements
from different manufacturers (see formula (1))
for a given EIS architecture (see Fig. 1), where
column 1 contains data for legacy EIS
elements, and columns 2-4 contain data from
different manufacturers.</p>
      <p>A number of effective variants of the EIS
project, obtained as a result of applying the
above-mentioned approach, are shown in table
3. The table shows 4 different variants of
“new” EIS appearance.</p>
      <p>PC 1-6
DATABASE</p>
      <p>SERVER
Quantity</p>
      <p>Costs
Reliability
7-4</p>
      <p>The first number indicates the number of
elements. The second number indicates the
manufacturer.</p>
      <p>
        Further narrowing of the set of
nondominant alternatives is carried out by
attracting experts. Clipping is based on the
study of Pareto set properties and obtaining the
additional information from the
decisionmakers (the estimation of the set power, the
range of changes in the indicators values, their
inconsistency). This stage ends with the choice
of an appearance variant of the implemented
EIS [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ].
      </p>
      <p>There is an example of the connection
between the BP, the level of services and the
modernization of EIS information services of
the enterprise warehouse subsystem (see
Figure 4)
information about the products inside. Before
shipping, the operating personnel must scan all
items and link them to the set label. Data is
entered in the registry and stored at database
servers. Information services support the
specified BP, but not more than two of them
(see Figure 4).</p>
      <p>It is necessary to find such an acceptable
control that satisfies the constraints and
transforms the dynamic system from a given
initial state into a given final state. If there are
several control actions, then it is necessary to
choose the one among them at which the
generalized quality indicator takes the extreme
value. In other words, it is necessary to find a
valid program of functioning and
modernization of the enterprise subsystems,
during the implementation of which all
operations involved in the corresponding
cycles of EIS information resources
modernization management will be fulfilled
fully and timely, and the reducing of the BP
quality would be minimal.</p>
      <p>At a given interval, it is necessary to
implement modernization (replacement) of 17
EIS elements (database servers, RFID tag
readers (including installation of new tags),
personal computers) instead of "outdated"
hardware new devices of the same
manufacturer are installed, but with improved
characteristics. The planning step is 1 day.</p>
      <p>The working day is 8 hours. There are days
off for a given period of work. The "resources"
of the modernization are the personnel of the
information service of the enterprise.
Depending on the qualification, each employee
involved in the modernization process was
assigned "performance".</p>
      <p>Carrying out modernization works has its
own technological cycle and regulations,
which are determined by the “old” and “new”
architecture of the EIS, as well as the
nomenclature of elements selected at the first
step of the research. Based on the above, we
form quality indicators for all levels of the
enterprise subsystem (the BP, the level of
services and modernization): full completeness
of operations; efficiency and cost of works.</p>
      <p>As a dispatching solution, a combined
heuristic plan developed on the basis of the
"FIFO" principle was chosen. The Figure 5
shows the plan as a schedule of work for the
modernization of EIS information resources.</p>
      <p>Abbreviations are introduced: IR 1.1 is
information resource No. 1.1.; Day 1 is a
planning interval; the constant in the center of
the rectangle indicates the amount of resources
that were allocated for modernization; a blue
rectangle stands for ‘operation of information
resources modernization has been successfully
completed’; a yellow rectangle is for
‘operation of information resources
modernization violated the directive deadline;
a red rectangle is for ‘failure of the
modernization deadline’.</p>
      <p>Figure 6 shows the optimal plan and
schedule of EIS modernization.</p>
      <p>The implementation of the developed
approach allowed to increase in average by
515% the generalized indicator of completeness
and efficiency of operations. Cost indicators in
monetary terms are improved by 10-14% in
average compared to the values of similar
indicators calculated using traditional heuristic
methods and algorithms of solving problems
of planning and scheduling.</p>
    </sec>
    <sec id="sec-8">
      <title>5. Conclusion</title>
      <p>The presented approach allows to increase
the validity of management decisions made at
the stages of determining the composition of
the hardware of “new” EIS and synthesizing
programs for joint functioning and
modernization of the CTS.</p>
      <p>The proposed approach allows to note the
high integration of mathematical models
within a single combined planning algorithm
based on the principles of a service-oriented
approach. The study opens up the prospects for
forming the reasonable requirements for the
characteristics of the EIS hardware complex
for CTS.</p>
      <p>The paper presents one of the possible
ways of analysis the influence of the selected
EIS elements on the plans and schedules of
information system functioning and
development. It is advisable to apply at objects
that are at the most modern level of
development, otherwise the benefits of optimal
functioning and modernization programs of
information resources will be offset by
organizational and technical shortcomings of
the BP.</p>
      <p>Integrated planning of the functioning and
modernization of the EIS is a time-consuming
process that requires the involvement of
decision-makers who understand the
specificity of the subject area. Thus, the
further direction of research is the search for
ways of considering the contradictory
connections of various quality indicators of the
developed plans, as well as the automation of
the proposed approach. On the website [17],
the reader will find information about the
practical implementation of the developed
models and algorithms in the framework of
solving integrated planning problems.</p>
    </sec>
    <sec id="sec-9">
      <title>6. Acknowledgements</title>
      <p>The research described in this paper is
partially supported by the Russian Foundation
for Basic Research (19–08–00989,
20-0801046), state research 0073–2019–0004.
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