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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>A Concise Review of AI-Based Solutions for Mass Casualty Management</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marian Sorin Nistor</string-name>
          <email>sorin.nistor@unibw.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Truong Son Pham</string-name>
          <email>son.pham@unibw.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefan Pickl</string-name>
          <email>stefan.pickl@unibw.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Constantin Gaindric</string-name>
          <email>constantin.gaindric@math.md</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Svetlana Cojocaru</string-name>
          <email>svetlana.cojocaru@math.md</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Mathematics and Computer Science of the Academy of Sciences of Moldova</institution>
          ,
          <addr-line>Chisinau</addr-line>
          ,
          <country>Republic of Moldova</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Universität der Bundeswehr München</institution>
          ,
          <addr-line>Werner-Heisenberg-Weg 39, 85579 Neubiberg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <abstract>
        <p>Disasters often result in mass casualty incidents, which trigger a series of complex decisions made at casualty collection points and advanced medical posts. The essential components in a disaster management chain are triage and casualty evacuation. Casualty evacuation without effective coordination may lead to overcrowding at hospitals and result in an increasing number of casualties. Thus, guidance for rapid transportation is needed according to triage categories, needed/available ambulances, human resources, and destination hospital capabilities. At casualty collection points, the process of medical decision-making is very complex as a significant amount of blood can be lost to internal bleeding, for example in the peritoneal, pleural, or pericardial areas, without any noticeable signs. This paper reviews several studies focusing on triage and evacuation guidance for a mass casualty incident (MCI) based on artificial intelligence.</p>
      </abstract>
      <kwd-group>
        <kwd>Mass causality incidents</kwd>
        <kwd>triage</kwd>
        <kwd>casualty collection points</kwd>
        <kwd>advanced medical posts</kwd>
        <kwd>mass causality management</kwd>
        <kwd>AI-based solutions</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>MCIs are events in which the number of casualties exceed the available resources in the
local area. They are often caused by transportation accidents, terrorism, fire, or natural
disasters, called hazards [1]. A hazard is an event (natural or human-made) that can cause
harm or loss [1]. They raise terrible destruction to physical structures, fatalities, and a
massive demand of intervention to be handled when interacting with the community.</p>
      <p>Mass casualty management (MCM) describes the process of attending to the victims of
a MCI in order to minimize morbidity and mortality [2]. There are pre-established
procedures for mobilizing resources, managing field, and hospital reception [3]. A
multisectional approach is employed for the MCM model. This approach represents a form of a
strongly linked rescue chain of responders for triage, field stabilization, and evacuation with
healthcare facilities. The responders can be police, fire, search and rescue, an ambulance,
or a pre-hospital team to name a few. Disasters in small isolated areas with limited
resources, scarcity of materials, poor communication, and lack of preparedness often pose
severe challenges to the management of victims [2]. MCM relies on expert knowledge of
responders and incorporated links between the field and healthcare facilities through a
command post [3].</p>
      <p>A standardized system is required for managing communication and command and
control (CCC) between response units in MCM. The incident command system (ICS) is a
standardized structure responsible for a conjunctive response by multiple agencies. Disaster
response can incorporate action from many different agencies. ICS ensures an effective
response that the most pressing needs are satisfied, and the valuable resources are used
efficiently.</p>
      <p>Responsibilities of ICS include allocating an incident commander. ICS responsibilities
are managed by the incident commander until delegated. They must oversee overall
coordination of field operations, to include receiving reports from all other officers,
continuously evaluating the general situation, coordinating requests between sectors in the
field, and ensuring linkages between sectors.</p>
      <p>When needed, the incident commander can delegate emergency management
responsibilities. Thus, they will maintain the necessary focus on the overall picture of the
disaster situation. The incident commander is often the local fire chief or commissioner.</p>
      <p>Because of the multi-sectional structure of MCM, having a decision-making support
system with real-time information is necessary for effective response in MCI events.
AIbased decision support tools are aimed to assist in some areas of resource management in
disaster response concerning a broad range of objectives and decision variables. These tools
help people command faster and more efficiently.</p>
      <p>In each phase of MCM, e.g., the search and rescue phase, several tools for
decisionsupport can be used. Mishra et al. [4] proposed a state-of-the-art detection method based on
computer vision and developed a large dataset for search and rescue in natural disasters
utilizing drone surveillance. Perry et al. [5] introduced a triage method based on computer
vision to provide real-time casualty information at the disaster scene for the MCI
commander and the Emergency Medical Services (EMS) dispatch. More examples are
given by Gaindric et al. [6].</p>
      <p>The challenges presented by mass casualty events are much different from those faced
by the daily healthcare system. In a MCI, the number of critically injured patients can be
significantly larger and the injuries are typically quite varied. Effective decisions regarding
the evacuation of mass casualty patients to the hospital must consider the distance from the
MCI scene to the healthcare facility as well as its capacity. The healthcare facility capacity
refers to the availability of beds when dealing with an overload of patients. Information
regarding the real-time bed capacity of hospitals is one essential key to controlling the flow
of patients from an MCI. In this case, it allows for evidence-based decision making
regarding the evacuation of patients. Various decision support models have been proposed
for resource management in disaster response. Several factors need to be considered to
integrate into the triage process, such as available resources and disaster scale. This work
focuses on three categories of AI-based decision support approaches: (1) traditional
optimization-based decision support approaches; (2) reinforcement learning-based
optimization techniques; (3) transport congestion detection methods.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Traditional optimization-based decision support approaches</title>
      <p>Kamali et al. [7] developed a mathematical model based on resource-constraints to show
how the scale of a disaster and availability of the resources affect the outcome of triage
operations. The model analysis provided decision makers with optimal prioritization
policies to maximize the expected number of survivors. Results are achieved with minimal
data requirements; more specifically, the number of casualties in each category, the service
times, and the number of servers available. Several main contributions to this work are: 1)
Developing a tractable model that determines the optimal service considering the variation
of casualties, service times, multiple servers, and multiple casualty types; 2) This model is
compared with others in terms of both properties and performance; 3) Identifying structural
properties of the optimal solution, extending and generalizing the work in other papers; and
4) Discussing important data issues, and more realistic problems.</p>
      <p>Dean and Nair [8] proposed the Severity - Adjusted Victim Evacuation (SAVE) model.
It focuses on the critical period immediately following the onset of a MCI and effectively
evacuating victims to different hospitals, without overwhelming them. The “RPM” score
evaluates the respiratory rate, pulse rate, and motor response. This model examines the
hospital capacity and provides a guide to adjust evacuation decisions to increase survival
rate. The causality severity levels affect the treatment time at hospitals, e.g., it takes more
time to take care of severe cases with a lower score. Treatment capacities of hospitals are
explicitly considered. The time and the location of the ambulance dispatch will determine
their availability. The example scenarios assume three victim classes, each class consisting
of fifteen victims. Finally, a single hospital is assumed for this example. The three victim
classes are described as red, yellow, and green. Each model terminates when all patients are
delivered to treatment facilities. It can be considered an effective model; however, using
the SAVE model in practice may be challenging.</p>
      <p>Mass Casualty Patient Allocation Model is presented in [9] can be used in two different
ways: (1) to transfer real-time information concerning casualty counts, hospital driving
time, and hospital bed capacity to enable more effective management of patient evacuation
from one or more MCIs; (2) for training and planning as it allows for simulation exercises
for evacuation from an MCI.</p>
      <p>Amram et al. [10] proposed a new model called the spatial decision support system
(SDSS). This system considers variables at an incident location such as hospital proximity
and capacity and treatment specializations to help the incident commander in decision
making. The SDSS system integrates road network and hospital information (e.g., beds
availability) to estimate driving times in seconds to hospitals based on pre-computed times
and displays the result in GUIs. The end-users can also point to the incident location on a
map and make triage decisions with the assistance of the system. This model is constructed
by two sets of data: road network data and hospital location data. The road network data
from the Vancouver metro system with various variables such as traffic light and traffic
sign locations for driving time calculations, and transportation control. These are essential
because the travel time of an ambulance differs from that of a regular/commercial vehicle.
The second set consists of Vancouver zone hospital information. This data set describes the
capacity of a hospital and services it can provide. The GIS point features that represent these
hospitals show the geocodes as close to the main accessible emergency facilities as possible.</p>
      <p>SDSS [10] is potentially valuable for the prioritization in MCI evacuation decision
making. The pre-calculated driving times from each casualty collection point to each
hospital is the key component of the system. The performance of this model can be further
improved if integrated with real-time traffic information and hospital capacity.</p>
      <p>Treating and delivering casualties during a MCI needs to be made in a real-time and in
sequential manner. Wilson et al. [11] described a novel combinational optimization model
by employing a scheduling approach. The authors proposed a multi-objective optimization
method that considers key factors in a MCI, such as the health level of casualties, the MCI
scene, and appropriate hospital for each victim. They proposed a framework based on the
Flexible Job-Shop Problem (FJSP) that can be adapted to accommodate the unique
characteristics of the combinatorial optimization problem.</p>
      <p>Wilson et al. [11] describes the flexible job-shop scheduling problem as a given set of
machines 
set of   operations   , , 1 ≤ 
= {  }, 1 ≤ 
≤</p>
      <p>and a set of Jobs  = {  }, 1 ≤  ≤  .   contains a
≤   . Machine   ∈   ,
has time   , , to process   , ,
where   , is a set of machines. Assuming that all machines are free at the starting time of
zero, each machine can only complete one operation at a time. The standard FJSP is aimed
to optimize the total execution time by allocating the operations and machines optimally.
Casualty processing is considered a FJSP variant, but some adjustments need to be done
before mapping this problem.</p>
      <p>casualties.
1. Jobs → Casualties,   ∈  , 1 ≤  ≤   , where   is the total number of
2. Operations → Tasks,   , ∈  , 1 ≤  ≤   ,
,   , is denoted as the number of</p>
      <p>Responder units,   ∈  , 1 ≤  ≤   , where   is the total
tasks related to casualty   .
3. Machines →
number of responder units.</p>
      <p>According to [11], this model also considers additional variables. First, a set of hospitals

= {ℎ }, 1 ≤</p>
      <p>≤  ℎ
transportation network is described as an undirected graph 
which contains hospital,
to which casualties may be transported is required. Second, the
disaster zone, and emergency response station locations. Additionally, there are some
variables about casualties that need to be consider such as the stabilization treatment
requirement   , the extrication requirement   , and the triage level   . In this paper, four



triage levels are assigned to casualties: T1, immediate, require immediate life-saving
procedure; T2, urgent, require surgical or medical intervention within 2–4 hours; T3,
delayed, cases that can be delayed beyond 4 hours; and T4, dead. A solution can be defined
by a mapping  : 
→ 
×</p>
      <p>×  ⋃ {0}, so that every task   , ∈  has an associated
responder  
 , ∈  , priority level   , ∈  and hospital   , ∈  ⋃{0}, where ℎ = 0 for all
ℎ
tasks other than transportation tasks. The tasks within this model are distributed across a
geographical area. It is also needed to calculate the driving time of response units from
collection locations to pick up locations. Dijkstra’s algorithm can be used to optimize
responder travel times.</p>
      <p>The five objectives considered in this multi-objective optimization method are [11]:</p>
      <p>1.  1( ) – the expected number of fatalities;
2.  2( ) – time in which casualties are transported on the fastest route to hospitals;
3.  3( ) – appropriate degree in which the hospital is chosen;
4.  4( ) – the idle time of response units;
5.  5( ) – time when a casualty reaches a hospital.</p>
      <p>Predicting the number of fatalities  1( ) resulting from a response operation helps to save
lives. This work helps to prioritize victims in a disaster and increase the survival rate.  2( )
helps the commander examine where a casualty needs to be transported.  3( ) helps to
determine which hospital is appropriate for a casualty.  4( ) and  5( ) helps to allocate the
responders reasonably. Furthermore, two factors, the dynamic capacity of each hospital and
the effect of overload, should be considered for evaluating causality-hospital assignments.</p>
      <p>The first decision that must be made is optimally assigning victims to hospitals. The
following definitions are used for this decision process [11]: Priority – casualty priority;
Time – how soon the task can start; Dependency – the number of tasks affected by task
completion; Location – the distance between the current location of responders and the new
task location. The second decision is made using three variables [11]: hospital capacity,
appropriate treatment equipment, and distance between the current location and hospital
location. Hospitals are iterated through based on proximity and current capacity.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Reinforcement learning-based optimization techniques</title>
      <p>Ji et al. [12] introduced an effective model, based on deep reinforcement learning, for
redeploying ambulances to minimize transportation time and increase casualty survival rate.
Whenever an ambulance is available, it must be redeployed to a proper ambulance station
to pick up the next victim. The authors propose a deep neural network called the deep score
network to deal with the dynamic factors of ambulance stations.</p>
      <p>This score [12] can dynamically redeploy a free ambulance with the highest score. The
deep score network is trained using a policy gradient algorithm in order to minimize the
pickup time of victims. Data is collected from the EMS system in Tianjin, China, consisting
of EMS request records, road networks, ambulance stations, and hospitals.</p>
      <p>Based on the Twitter data collected during Hurricane Harvey in 2017, a novel algorithm
is developed for a better response to the requests of victims during a disaster [13]. It is one
of the first approaches to deal with a large-scale disaster rescue problem using multi-agent
reinforcement learning with social network data. The authors [13] designed a heuristic
multi-agent reinforcement learning scheduling approach to handle multiple volunteers to
quickly and effectively rescue disaster victims. This model can respond to dynamic requests
and maximize performance over space and time with limited resources in large-scale areas
for various conditions.</p>
      <p>MobiRescue [14], or the human Mobility based Rescue team dispatching system, is
based on a reinforcement learning application for disaster response. It maximizes the total
number of responses for rescue requests and minimizes the driving time and the number of
rescue units. This research scenario consists of a flooding disaster and uses the city-scale
human mobility data set for Hurricane Florence. Because of the different impacts of flood
disasters in different regions and the movement of people, the driving routes of the rescue
team should be adaptively adjusted. They used a Support Vector Machine (SVM) [14] to
predict the distribution of potential requests on each road segment. Based on this
distribution, a reinforcement learning method is used. The data set used is recorded during
15 days in the Charlotte, North Carolina, and consists of the mobility of 8590 people.</p>
      <p>A higher disaster impact often results in a higher demand for rescue. Moreover, the
distribution of the movement of people during a disaster is a dynamic factor. The following
he problem statement is proposed [14]: “Given the available road network that vehicles
can move after disaster in a form of satellite images (denoted as  = ( ,  )) and real-time
distribution of people estimated using phone call requests. Requirements: how to predict
the density of potential rescue requests and the rescue teams needed to serve as many
victims as possible while minimizing the wasting time to the victims’ position, and the
number of rescue teams?”</p>
      <p>To solve this problem [14], they designed a system that consists of three stages (see Fig.
1): human mobility information derivation, predicting the distribution of potential rescue
requests, and reinforcement learning-based rescue team dispatching.</p>
      <p>A SVM model is employed [14] to estimate the distribution of potential rescue requests
concerning many parameters. It focuses on hurricane-related factors represented as a vector
h = (precipitation, wind speed, altitude). Wind speed and precipitation can be gained from
the National Weather Service. Altitude can be extracted from the altimeter sensor on the
cellphone of victims. The distribution of the movement of people also changes before,
during, and after the disaster. The proposed reinforcement learning-based dispatching
method determines the response of all rescue team requests in real-time. It runs on the
predicted distribution of potential rescue requests.</p>
      <p>The reinforcement learning model [14] is used to optimally guide the movement of the
rescue teams that maximize the reward. The guided rescue teams respond to the rescue
requests of the victims appearing on their driving routes. A Deep Neural Network (DNN)
is used to obtain the optimal solution for dispatching rescue teams. In the training phase,
historical distribution of rescue requests and the historical positions of rescue teams from
previous disasters are used. Finally, the model outputs are used to produce a routing plan
for each team during the disaster. Under calamity situations, the GPS locations of people
may not be available. The authors used the historical GPS locations or home/work addresses
to estimate the approximate locations. In conclusion, the authors conducted extensive
tracedriven experiments to show the effectiveness of MobiRescue [14] to dispatch the rescue
teams in real-time during a disaster. This practical approach can be applied to casualty
transportation during MCIs with the output of this model as the routing guide for
ambulances to available hospitals.
4</p>
    </sec>
    <sec id="sec-4">
      <title>AI-based transportation congestion detection</title>
      <p>During the casualty transportation process in MCIs, an important task needed to be
considered is traffic state detection. In emergency situations, ambulances cannot transport
casualties to hospitals in a timely fashion in order to receive further treatment if the
ambulance falls victim to a traffic jam or blocked road way. This is especially prevalent in
urban cities or when the disaster scenario causes severe destruction. Traffic state detection
plays a vital role in the MCI response. The incident commander needs to determine which
routes an ambulance need to drive to deliver casualties to hospitals with the least time
delays. A popular and effective solution is using computer vision (CV) to detect traffic jams
and blocked ways in MCI. In this section some specific solutions for this problem are
reviewed.</p>
      <p>In [15], the authors introduced a dynamic control system in Dhaka by measuring the
traffic density from real-time video and image processing. The traffic density of a specific
lane is estimated by detecting and counting the number of cars entering and leaving a lane
with two cameras. The adaptive learning-based Mixture of Gaussian (MoG) method is
employed to identify and count the number of cars in the lane. Once detecting and counting
tasks have been done, the data is sent to traffic intersections hubs to estimate lane density.</p>
      <p>Following this method [15], a dynamic traffic light control system at intersections hubs
is built to regulate the traffic lights at intersections. Before deciding to change the traffic
light, the system must check the neighboring hubs whether the lanes in front are free.</p>
      <p>Unmanned Aerial Vehicles (UAVs) are used popularly and effectively in CV with high
portability advantages. A combination of a UAV platform with AI is proposed to solve
traffic congestion recognition problems [16]. Using UAVs, the traffic monitors can see the
traffic scenes from all angles, receiving data faster and more cost effective. Their platform
can be applied for casualty transportation to treat patients in a timely manner when a mass
casualty occurs.</p>
      <p>The framework in [16] consists of a monitoring system based on UAVs and a
recognition system based on Convolutional Neural Networks (CNNs). In the former, a UAV
embed route-planning technology captures the images of traffic scenes. These images are
then transferred automatically to the recognition system by the UAVs. This module
classifies whether these scenes are congestion or not. The result will be sent to the
trafficmanagement center to determine further actions. The CNNs-based recognition system is
installed on UAVs and can be divided into two blocks: feature extraction and feature
recognition. The feature extraction block produces high-level features for given captured
images. The feature recognition block receives these high-level features and results in a
traffic state. The authors [16] used the pre-trained ResNet-34 model and a transfer learning
method for the feature recognition block.</p>
      <p>In casualty transportation, speed, density, and volume are the most crucial parameters
for the commander to give a tactical decision in disaster response. Ke et al. [17] introduced
a complete framework for estimating traffic flow parameters from UAV videos. This
framework consists of four stages. The first two stages are for vehicle detection and the last
two stages for traffic flow parameter estimation.</p>
      <p>In [18], the authors constructed a UAVs benchmark for three tasks: Detection (DET)
task, Single Object Tracking (SOT) task, and Multiple Object Tracking (MOT) task. The
benchmark aimed to solve high density, small objects, camera motion, and real-time UAV
platform issues. The authors focused on vehicles and the dataset of 100 video sequences
selected from 10 hours of videos taken by UAVs in complex scenarios. The parameters like
weather condition, flying altitude, camera view, vehicle category, vehicle occlusion, and
out-of-view are considered. This UAV benchmark is a real-time solution in the CV. This
benchmark can be used in patient transportation to select a dataset and an algorithm for
applying CV based on a UAVs platform for traffic state detection during a MCI in useful
ways.</p>
      <p>Meng et al. [19] proposed a novel counting vehicle method based on expressway videos.
This method mainly relies on four points: (1) constructing a new dataset named NOHWY
that contains 7849 1920*1080 RGB images in diverse climatic conditions taken by
PanTilt-Zoom cameras from expressway; (2) a new vehicle correlation-matched algorithm for
tracking to deal with trajectory point instability problem and solve interruption and uneven
problems; (3) employing a motion vehicle trajectory optimization method; (4) counting
multiple types of vehicles moving in different directions with a new multi-vehicle counting
method.</p>
      <p>The framework [19] can work effectively based on video sequences under different
climatic conditions. This work can be used to build a decision support system in traffic state
detection during casualty transportation in a MCI.</p>
    </sec>
    <sec id="sec-5">
      <title>Conclusions</title>
      <p>In a MCI, many victims often result in the overwhelming of emergency response resources
for a particular area. In certain worst-case scenarios precious time is wasted when
transporting seriously injured victims to a hospital.</p>
      <p>Managing the emergency response in a MCI requires making many decisions.
Depending on the scale of the incident and the severity of the injuries of the patients, these
decisions may include how many resources are needed to respond to the incident or
incidents, how to classify patients, which patients should get priority for transportation to a
hospital, and to which facility each victim should be sent. Because of the time-sensitive
nature of emergency medicine and the chaotic environment present at the scene of a MCI,
these decisions must be made quickly and often with limited information.</p>
      <p>Therefore, developing an effective framework is required. The models and solutions
reviewed in this paper are some of the most effective frameworks dealing with this problem.
However, these models still have some drawbacks when adapted to dynamic environments.
With artificial intelligence development, building an AI framework for disaster response
organizations can help incident commanders solve the crucial problems whenever disaster
appear.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgment References</title>
      <p>This research was sponsored by the NATO Science for Peace and Security Programme
under grant SPS MYP G5700. Inputs to the paper from Lợi Cao Văn and the proofreading
of Jacob Ehrlich are gratefully acknowledged.
19.</p>
    </sec>
  </body>
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