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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Development and Validation of an Algorithm for Emissivity-Corrected Pyrometry Independent of Material Properties</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Denise Reichel</string-name>
          <email>denise.reichel@sensin.eu</email>
          <email>denise.reichel@srh.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>SRH Hochschule Heidelberg</institution>
          ,
          <addr-line>Bonhoeffer Straße 11, 69123 Heidelberg</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Steinbeis Transferzentrum Sensorik und Informationssysteme</institution>
          ,
          <addr-line>Moltkestraße 30, 76133 Karlsruhe</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>89</fpage>
      <lpage>99</lpage>
      <abstract>
        <p>True contactless temperature measurement or pyrometry is closely connected to the knowledge of the material's emissivity which is generally a function of the material surface, wavelength, temperature and angle. The present paper will show how this indispensable parameter for contactless thermography can be deduced from real temperature data without any knowledge of and any demands on the material's chemical or physical structure. An algorithm was developed to deduce the unknown emissivity value by an iterative process involving random data taken with a virtual ratio or two-colour pyrometer within a temperature regime of 1100 K +/- 100 K. Possible influences on the simulation, namely level of true emissivity, emissivity ratio, measurement uncertainty and detection wavelength, were studied to find an increasing mismatch between the simulated and true emissivity for larger uncertainties and wavelengths which had been expected following Planck's Law of Thermal Radiation. An increased error has also been found for larger values of the true emissivity whereas no significant influence could be shown for the emissivity ratio of the two channels of a ratio pyrometer. The simulation was considered to be completed for results corresponding to a maximum deviation of 8 K from a given true temperature of 1100 K.</p>
      </abstract>
      <kwd-group>
        <kwd>Pyrometry</kwd>
        <kwd>Thermography</kwd>
        <kwd>Temperature Measurement</kwd>
        <kwd>Emissivity</kwd>
        <kwd>Algorithm</kwd>
        <kwd>Ratio Pyrometry</kwd>
        <kwd>Two-colour Pyrometry</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1.1</p>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <p>Copyright © 2020 for this paper by its authors.</p>
      <p>
        Use permitted under Creative Commons License
Attribution 4.0 International (CC BY 4.0).
Each body emits thermal radiation due to its own temperature and pyrometers
measure this radiation in different spectral regimes (spectral pyrometers) or across the
entire spectrum (broadband pyrometers). The detection regime, however, usually only
stretches from the visual to the mid-infrared regime due to typical temperatures
between 0 °C and 3000 °C. Planck’s Radiation Law [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]
      </p>
      <p>
        =
connects the object’s temperature T to the detected thermal radiance M as a
funcand directional absorptivity αs,d equals εs,d at thermal equilibrium:
tion of the detection wavelength λ. h and kB denote the Planck and Boltzmann
constant, respectively. However, this only holds for black bodies (here denoted by bb),
i.e. objects that absorb and – according to Kirchhoff’s Law [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] – emit 100 % of the
incident radiation ( = 1 ). Generally speaking, Kirchoff’s Law states that the spectral
αs,d (λ,γ)T = εs,d (λ,γ)T
      </p>
      <p>This is true for all objects, but hypothetical black bodies show a constant
emissivity over wavelength and angle. Real bodies, however, are so called “coloured”, which
means that their absorption and thus emission actually differs as a function of
wavelength (cf. (2)). For those bodies (1) is incomplete, it needs to be expanded by the
emissivity ε. This is a very crucial parameter as it determines a true temperature
measurement which makes it the most desired material parameter for pyrometry. In
addition to the variables named in (2) ε also depends on the sample surface. Due to
diffuse reflection which leads to an increased probability that incoming radiation is
absorbed and thus to a greater absorptivity emissivity is larger for rough than for
smooth surfaces. Moreover, emissivity may be a function of temperature itself.
Further, dust or smoke may change the effective emissivity for the pyrometer. This shows
the importance of the emissivity for temperature determination beyond its existence as
a material parameter. Without the knowledge of an effective emissivity for the
measurement pyrometry is rather radiometry of thermal radiation.
1.2</p>
      <sec id="sec-2-1">
        <title>Ratio Pyrometry or Two-Colour Pyrometry</title>
        <p>If an object’s emissivity is smaller than one and constant independently of the spectral
position, the object is said to be “grey”. However, this reduction in emittance may
also be effectively caused by any undesired surrounding appearances such as smoke
that is assumed to act like a neutral density filter, i.e. reducing the power density and
thus the apparent emittance of the material by a single factor also independently of the
considered wavelength.
0,5 ∗  1
0,5 ∗  2
constant damping to 50 %</p>
        <p>
          If two detectors 1 and 2 are applied to measure at the same position on the object’s
surface, but at different spectral regimes, and the corresponding emissivities  and 
do not change during the measurement then their ratio remains unaffected by a
constant damping as it is visualized in Fig. 1. The damping factor can be cancelled out
from the emissivity ratio thus allowing for emissivity-independent temperature
measurement. [
          <xref ref-type="bibr" rid="ref3 ref4">3, 4</xref>
          ]
        </p>
        <p>
          Soon this idea had been applied to grey bodies which for a detector behave in the
exact same way, namely reducing the emittance at all spectral positions by a constant
factor which finally also leads to emissivity-corrected temperature measurement.
Theoretically, it works for coloured bodies similarily well if the two detecting
wavelengths are as close to each other as possible. In theoretically infinitely close vicinity
any change in emissivity as a function of wavelength approaches zero which means
that for an infinitely small spectral range any coloured body is also grey. However,
this places high demands on measurement technology which these days cannot be
met, yet, at justifiable costs. Current solutions include assumptions on the relationship
between both temperature and emissivity variations [
          <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
          ] or wavelength. The latter
includes – primarily for multi-wavelength-pyrometry – a linear and log-linear
emissivity model, which refer to the respective relationship between emissivity and
wavelength [
          <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
          ].
        </p>
        <p>Finally, ratio pyrometers may be used if a hot sample is smaller than the detection
spot of the pyrometer. Assuming a “cold” background, i.e. a surrounding temperature
that is much smaller than the object’s temperature, then temperature measurement
will only be marginally affected by the spot size mismatch as it corresponds
effectively to a constant damping. Please note, that the temperature reading would
significantly change if a single-wavelength pyrometer was used.
1.3</p>
      </sec>
      <sec id="sec-2-2">
        <title>Status Quo</title>
        <p>
          There have been a few approaches to determine the true sample temperature using
pyrometry without possessing any knowledge on the emissivity. A review may be
found here [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. However, at present additional information is required. This may be
accomplished through reflectometry which yields a measure for the material’s
emissivity using Kirchhoff’s Law and conservation of radiation if transmission can be
excluded [
          <xref ref-type="bibr" rid="ref10 ref11 ref12">10, 11, 12</xref>
          ]. Other approaches use a combination of ratio pyrometry for
grey bodies as described above and some knowledge on the material properties [
          <xref ref-type="bibr" rid="ref13 ref14">13,
14</xref>
          ]. In particular, ratio pyrometry is helpful if one can use literature data on the
properties of the material assuming that the emissivity ratio does not change with modified
process conditions. Moreover, it may be successfully applied to surfaces that are or
become grey during thermal treatment, namely oxidizing steel surfaces [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ].
Although the time slot during oxide growth affects the measurement significantly while
the true surface temperature may stay the same, but the changing readings can be vice
versa interpreted in terms of increasing oxide thickness as a function of time [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ].
Multi-wavelength pyrometry uses more than two detecting wavelengths to replicate
the course of the thermal radiation spectrum as the full spectrum unambiguously
determines the object’s temperature regardless of its emissivity [
          <xref ref-type="bibr" rid="ref17 ref18">17, 18</xref>
          ].
        </p>
        <p>However, considering widely commercially available ratio pyrometers all of the
approaches that do not utilize additional measurements (e.g. reflectometry) rely on
further information to give a true temperature. Indeed, it is possible to determine any
object’s temperature within the limits to be discussed if despite the ratio channel the
two underlying single channels are simultaneously measured. An iterative algorithm
that will be presented then gives the only possible combination of 
yields a true temperature reading.
2</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Algorithm</title>
      <p>If the detection spot is fully filled by the hot object whose temperature is to be
measured and no damping needs to be considered then both the single-wavelength signals
as well as the ratio measurement from a two-colour pyrometer may be used to
determine the material emissivity and thus the object’s true temperature without any
additional information. Further, this iterative algorithm assumes an exact overlap of the
detection spot for all involved wavelength regimes. If these basic requirements are
met, than all three (single-wavelength and ratio) channels of a two-colour pyrometer
should “see” the same temperature, i.e. all three readings should match. This is
mathematically described by the following equation system:

 
,
 
 
( ) = 
( ) = 
( )
( )
( ) =

( )

( )
(3)
(4)
(5)
This threefold equation system – consisting of the emissivities 
correspond to the two single-wavelength-channels at 
and  , of the respective real
spectral radiances 
body equivalents 
in a true statement.
( ), of their ratio  ,</p>
      <p>( ) as well as of their black
( ) – can be solved by an iterative algorithm. It is
straightforward to show that for the right combination of  and 
equation (5) results
Take  and radiance</p>
      <p>from measurement
START</p>
      <p>Choose 

 =</p>
      <p>/
Planck`s Law of Thermal</p>
      <p>Radiation (cf. (1))
Take measurement of</p>
      <p>=  2  /   2 

,
 = 
 /  ()



false
 2  1  
1,2 (T) =   1 
  2 
true</p>
      <p>STOP
all three attainable channels from a two-colour pyrometer.
obtained. Finally, the ratio of</p>
      <p>Even if no information is given on the material properties the true temperature can
be gained by assuming a starting value for  . An iterative approach (cf. Fig. 2)
follows which may be shortened by an educated guess on  . Consequently, 
( )
may be calculated taking the measured data from 
( ) and knowing the detecting
wavelength of the first channel. As it must be safe to assume  is equal for all
channels 
( ) can be easily gained and using the measured data of 
( )  is readily

and  ,
( ) are compared to 
( ) / 
() . If
this comparison does not satisfy equation (5) the iteration is repeated with a different
starting emissivity 
until a true statement is achieved.</p>
    </sec>
    <sec id="sec-4">
      <title>Results and Discussion</title>
      <p>The above described iteration process was run for nine different hypothetically real
emissivity ratios at a wavelength of (1.0 +/- 0.1) µm for temperatures of (1100
+/100) K and a measurement uncertainty of 25 K.</p>
      <p>The results presented in Fig. 3 do not show a significant influence of the emissivity
ratio on the simulation results. There seems to be an increased error in temperature
due to a rise in the simulation uncertainty for larger nominal emissivities. In fact, this
is a consequence of the exponential relationship of thermal radiation and temperature.</p>
      <p>Table 1 shows the maximum temperature variation for the maximum deviation of
the simulated and true emissivity at a temperature of 1100 K and at a detecting
wavelength of 1µm. It can be seen that despite the small standard deviation at a true
emissivity of 0.1 the resulting temperature error is indeed larger because the percentage
deviation has equally increased which is the decisive contribution. Moreover, the
presented errors attribute to less than 1.2 % for an assumed object temperature of
1100 K which is in the order of the set temperature uncertainty of 25 K. However, the
stopping condition which accepts a maximum temperature error of 8 K corresponding
to 0.7 % at a temperature of 1100 K, needs to be beared in mind although this still
does not exceed the afore mentioned uncertainty of 25 K.
Farther, these results at a wavelength regime of (1.0 +/- 0.1) µm were compared to
two further spectral positions at (2.0 +/- 0.1) µm and at (4.0 +/- 0.1) µm (cf. Fig. 4).</p>
      <p>An analysis of variances shows that the deviations are insignificant by a probability
of more than 99 %. Larger standard deviations may be attributed, however, to the
behaviour of Planck’s Law of Thermal Radiation for larger wavelengths. Towards
larger wavelengths the maximum spectral emittance slowly declines in an asymptotic
manner. The distance between different temperatures decreases likewise and even a
small error in the assumed emissivity will result in comparatively large errors in
temperature reading and vice versa. That means, the given temperature uncertainty of
25 K causes larger deviations in the emissivity simulation for larger wavelengths.</p>
      <p>Finally, the measurement uncertainty was increased from 25 K to 100 K. As to be
expected this led to a comparatively enormous increase both in the mean values and
standard deviations (cf. Fig. 5). This is due to an increase in possible solutions to the
equation system (3-5) which may be compensated by a stricter stopping condition
rising the number of iterations at the same time. Again no significant influence of the
emissivity ratio could be found.</p>
      <p>
        Ratio pyrometers can be implemented in different ways. One may be the use of
two actually individual detectors. They may be either arranged at different positions
or stacked one behind the other (“sandwich detector”). The latter may lead to an
undesired crosstalk behaviour [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. Further, there may be only one detector that is
filtered at different wavelengths which will automatically lead to a temporal mismatch
between the channels. However, due to a finite sampling time a similar mismatch may
likewise occur even if different detectors are used. During the simulation such a
mismatch has been accounted for by the measurement uncertainty which acts randomly
on the temperature measurement of both channels. Moving objects, which are a
common application of pyrometry are accounted for by a random change in temperature
of a total of 200 K. If larger changes are to be expected such as it would be the case
for active heating and cooling the simulation time may exceed a critical change in
temperature thus increasing the simulation error.
      </p>
      <p>For practical use, it is important to point out that a real detector cannot operate at a
single wavelength. On the other hand, this detector only gives integral values of the
thermal radiance within its spectral range. This excludes an analytical determination
of the temperature T and asks for a secondary simulation to find an M(T)’ which
converges towards the measured value M(T). In the end, a balance needs to be found
between simulation time and accuracy.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Summary</title>
      <p>statement.</p>
      <p>The present work has presented an algorithm to determine an object’s emissivity
without any knowledge on the material properties. The sole prerequisite is that both
“detectors” – may this be physically different devices or one detector with different
filters – view the exact same position on the object’s surface such that one
temperature can be assumed for all channels at a time. In this case the emissivities at both
spectral positions</p>
      <p>and the true temperature  form a threefold equation
system that – once the correct combination of 
has been found – returns a true</p>
      <p>A dependence on the emissivity ratio has not been found and resulting temperature
errors have not shown a significant influence of the nominal value of the true
temperature although an increase in standard deviation for rising emissivities can be seen.
The latter is, however, in good accordance with Planck’s Law of Thermal Radiation.</p>
      <p>Though it could be seen that larger wavelengths result in a higher uncertainty
whether the true emissivity had been found in the simulation as predicted by Planck’s
Law the means have not shown to differ significantly. However, raising the
pyrometer’s measurement uncertainty from 25 K to 100 K was found to increase the
simulation error by almost an order of magnitude.</p>
      <p>Considering real measurement conditions the present paper has proven the concept
of evaluating an object’s true emissivity by a numerical solution of the equation
system that results from the working principle of a ratio pyrometer.</p>
      <p>List of Nomenclature</p>
      <p>,
αs,d (λ,γ)T
εs,d (λ,γ)T
thermal radiance of a black body at a detection wavelength λ
Planck constant
speed of light
detection wavelength
Boltzmann constant
temperature
absorptivity
spectral and directional absorptivity as a function of detection
emissivity
wavelength λ and angle γ at a temperature 
spectral and directional absorptivity as a function of detection
wavelength λ and angle γ at a temperature 
ratio of the real-body spectral radiances</p>
    </sec>
  </body>
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