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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Application of statistical functions for microstructure characterization and determination of elastic properties of ceramic foam</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Vinit Vijay Deshpande</string-name>
          <email>vinit-vijay.deshpande@h-da.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Romana Piat</string-name>
          <email>romana.piat@h-da.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kay André Weidenmann</string-name>
          <email>kay.weidenmann@mrm.uni-augsburg.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Mathematics and Natural Sciences, University of Applied Sciences Darmstadt</institution>
          ,
          <addr-line>Schöfferstraße 3, Darmstadt 64295</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Institute of Materials Resource Management (MRM), University of Augsburg</institution>
          ,
          <addr-line>Universitätsstraße 1, Augsburg 86159</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>164</fpage>
      <lpage>182</lpage>
      <abstract>
        <p>Microstructural features of ceramic foam are numerically evaluated by employing statistical functions. X-ray computed tomography (CT) scans of ceramic foam are utilized to compute statistical functions like two-point correlation function, lineal path function, etc. These functions describe the microstructure of the foam. Segmentation algorithms are applied to isolate the voids and study their shape distribution within the sample. The statistical functions are further utilized to determine the correct size of the stochastic volume elements (SVEs) that can represent the entire foam sample. Ensemble averaging and size enlargement effects on different SVE sizes are evaluated. By comparing the statistical functions of the entire sample with that of the ensemble of correctly sized SVEs, a ranking method is developed to determine the SVE positions inside the sample that resemble the most with the entire sample. These SVEs are then adopted to determine the effective elastic properties of the foam sample. Finite element models of the selected SVEs are constructed and mixed uniform boundary conditions are applied to numerically determine the coefficients of effective stiffness tensor. Lastly, the obtained properties are compared with experimental results available in the literature.</p>
      </abstract>
      <kwd-group>
        <kwd>Ceramic foam</kwd>
        <kwd>elastic properties</kwd>
        <kwd>microstructure characterization</kwd>
        <kwd>statistical functions</kwd>
        <kwd>numerical modelling</kwd>
        <kwd>X-ray computed tomography</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        Nowadays, composite materials are extensively used in a variety of industries including
but not limited to aerospace, automotive, medical devices, oil and gas, electronics, etc.
Generally, a composite material consists of discontinuous reinforcement phase
distributed within a continuous medium called matrix [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This reinforcement phase can be
particles of various shapes and sizes, fibers or whiskers. An exception to this definition
      </p>
      <p>
        Data Computing and Artificial Intelligence
2
is a type of composite called interpenetrating phase composite. In these composites,
both the phases are continuous and hence cannot be differentiated into matrix and
reinforcement. These composites are especially beneficial when there is a need for a
material to possess contradictory properties [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Their manufacturing involves producing an
open porous preform which is then infiltrated by for example a molten metal [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The
manufacturing method and microstructure of this preform are highly important
parameters as they govern the final distribution of phases in the composite.
      </p>
      <p>
        In this work, an alumina preform manufactured via a slurry base route [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] is studied
numerically with an objective to quantify its microstructural features and to use them
in determining its effective elastic properties. The preform microstructure is highly
porous with voids resembling spheres that are connected to each other, hence the name
‘foam’. These voids are characterized by isolating them using image processing
algorithms. They are then studied to check their resemblance to spheres and their orientation
distribution within the sample space.
      </p>
      <p>
        Torquato el al [
        <xref ref-type="bibr" rid="ref4 ref5">4, 5</xref>
        ] has given detailed description of various statistical functions
that are used to describe the microstructure of heterogeneous materials. These functions
are n-point correlation functions each uniquely describing the distribution of phases
inside the material. They are used in the present work to describe the distribution of
porosity within the foam sample. They are calculated for the entire sample and are used
to derive important observations on material symmetry and homogeneity of the sample.
      </p>
      <p>In order to evaluate the effective elastic properties of the foam, it is important to
determine the appropriate size of a volume element (VE) within the sample that can act
as a stochastic volume element (SVE). Statistical functions are used to determine this
size by dividing the foam sample into smaller volume elements of different sizes. These
functions are then calculated for each VE of each size and the size effects are studied
in terms of ensemble averaging and sample enlargement. This study results in
determination of a VE size that can act as SVE to the foam sample.</p>
      <p>Ensemble average of the effective elastic properties of this SVE can give a good
estimate of the effective properties of the entire sample in question. But this will lead
to considerable computational expenses as number of VE realizations for selected SVE
size would be large. To reduce this number, a ranking method is developed in which
VEs are ranked based upon how close their statistical functions are to that of the entire
sample. Based upon this, a relatively small number of VEs are selected for averaging.</p>
      <p>
        Finite element methods are predominantly used to solve structural mechanics
problems numerically. These methods involve discretizing the continuous media into
smaller defined shapes called elements within which field variables (stress, strain,
displacement, etc) are interpolated using shape functions. They are widely used for
evaluating effective material properties of heterogeneous media. The ensemble of VEs
selected from the ranking method are meshed and mixed uniform boundary conditions
[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] are applied to determine effective linear elastic stiffness coefficients of each VE.
Following ensemble averaging, we get effective properties of the entire foam sample.
      </p>
      <p>
        Lastly, the procedure described above is validated by comparing the calculated
effective properties with experimental measurements [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The comparison shows that
statistical functions can be used to define appropriate size of SVEs and the ranking method
helps to reduce the computational effort which would have otherwise required.
Data Computing and Artificial Intelligence
3
      </p>
      <p>The article is organized into following sections: Section 2 describes the image
processing steps performed on microcomputed tomography (μCT) scans of the foam
sample, segmentation of pores and their shape distribution within the sample. Section 3
includes definition of statistical functions and their evaluation for the entire sample.
Section 4 describes the procedure to select appropriate size of SVE. Section 5 describes
the ranking procedure. Section 6 describes finite element calculations to determine
effective elastic properties followed by comparison with experimental results. The
discussion on the entire procedure is in section 7 followed by conclusions in section 8.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Image Processing of μCT Data</title>
      <p>
        A cubic sample of dimensions V≈ 5×5×5 mm3 was scanned using X-ray computed
tomography. To avoid artifacts like beam hardening on the boundaries of the cube, a
smaller region in the interior of the sample with dimensions Vi ≈ 1.89×1.76×1.94 mm3
was selected. Details regarding the image processing can be found in [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The μCT data
is available in the form of 2D cross sections of the foam sample with each cross section
being a grayscale image. These images are stacked one on top of other to form a 3D
volumetric map. This is followed by removal of any noise by using median filter. Next,
a global threshold in terms of a scalar luminance value is determined which is used to
binarize the 3D image. This is done iteratively by altering the threshold value such that
after binarization, the final porosity obtained by counting pore voxels matches that
obtained by experimental measurements. The porosity of the foam sample obtained by
density measurements was 74.5% [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Hence the global threshold value is decided such
that the porosity in binarized 3D image matches this value. After binarization, a 3D
image with pore regions marked as ‘0’ (black color) and alumina region marked as ‘1’
(white color) is obtained. Lastly, an area opening operation is performed in which all
the connected regions of alumina phase having volume less than 10 voxels are removed.
This removes any hovering alumina regions lying within the pore phase (Fig. 1a).
Data Computing and Artificial Intelligence
4
      </p>
      <p>
        It can be seen from Fig.1a that the pores are interconnected to each other. In order
to isolate them, a segmentation method called watershed algorithm [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] is applied. The
resulting image is shown in Fig.1b. Thereafter, the individual pores are studied
separately to calculate their volume, surface area and orientation. Sphericity of each pore is
also calculated which quantifies how close the shape of the pore is with respect to a
sphere. It is defined as the ratio of surface area of an equal-volume sphere to the actual
surface area of the pore [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. Its expression is given as:
 =
 1/3 (6  )2/3
 
.
      </p>
      <p>(1)</p>
      <p>Here,   is volume of pore and   is surface area of pore. Fig. 2a shows cumulative
distribution of pore sphericity with pore volume fraction. Pore volume fraction is
defined as volume fraction of a particular pore with respect to all the pores present in the
sample. Note that the pores that lie at the boundary of the foam sample are not
considered in this study because of lack of information about the entire pore. It can be seen
that all the pores have sphericity greater than 0.75 and 90% of the pores have sphericity
greater than 0.86. The maximum sphericity is 0.97.</p>
      <p>
        Orientation of each pore is calculated by approximating the pore as an equivalent
ellipsoid using principal component analysis [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. This is done using the ‘regionprops3’
function in MATLAB R2019b [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. Spherical angles are then calculated for each pore
from the eigenvectors obtained from the above MATLAB function. An orientation
distribution function is plotted in the form of a spherical plot so that the distribution of
pore orientations with respect to coordinate axes can be visualized. The pores are
segregated into two sets, one which have sphericity in the range of 0.75 to 0.85 and other
which have sphericity in the range of 0.85 to 0.95. Figs.2b and 2c show the orientation
distribution of these pores respectively with the colormap showing pore volume
fraction for each orientation.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Microstructure Studies Using Statistical Functions</title>
      <p>
        In the theory of modelling random media, a wide variety of statistical functions have
been used to define the distribution of phases within the heterogeneous medium [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
This section describes five such functions that are employed in this article.
3.1
      </p>
      <sec id="sec-3-1">
        <title>Two-point Correlation Function</title>
        <p>Consider a n-dimensional 2 phase microstructure in which phase i occupies volume
fraction   . An indicator function is defined such that:
where,   is the region occupied by the phase i. The two-point correlation function is
defined as:
 ( )( ) = {1,
0,</p>
        <p>∈ 
othervise
 2( )(  ,   ) = 〈 ( )(  )  ( )(  )〉.
(2)
(3)</p>
        <p>It is defined as the probability of finding two points at positions   and   in the
same phase in the medium. The brackets indicate ensemble average. For statistically
homogeneous and isotropic medium, the two-point correlation function depends only
on the magnitude of the distance between the two positions  = |  −   |. Hence it
can be expressed in the form  2() . This function gives an indication of the distribution
of the phase within the medium.
3.2</p>
      </sec>
      <sec id="sec-3-2">
        <title>Two-point Cluster Correlation Function</title>
        <p>
          It is defined as the probability of finding two points at positions   and   in the same
cluster (region of connected voxels of the same color) of the phase of interest in the
medium. For statistically homogeneous and isotropic medium, this function depends
only on the magnitude of the distance between the two positions  = |  −   |. Hence
it can be expressed in the form  2() . This function is a superior descriptor in the sense
that it gives an idea of the connectedness of the phase of interest [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ].
Data Computing and Artificial Intelligence
6
3.3
        </p>
      </sec>
      <sec id="sec-3-3">
        <title>Lineal Path Function</title>
        <p>It is defined as the probability of finding a line segment spanning from   to   that
lies entirely in the phase of interest. The function contains some connectedness
information along the lineal path (length of the segment) and hence contains certain
longrange information about the medium. For statistically homogeneous and isotropic
medium, the lineal path function depends only on the magnitude of the distance between
the two positions  = |  −   |. Hence it can be expressed in the form () .
3.4</p>
      </sec>
      <sec id="sec-3-4">
        <title>Pore Size Distribution Function</title>
        <p>The pore size distribution function, () is defined in such a way that ()  is the
probability that a randomly chosen point in the pore phase (any phase of interest) lies
at a distance between  and  +  of the nearest point on the pore-solid interface. This
function contains connectedness information about spherical regions in the pore phase.
It can only be obtained from 3D images of the medium.
3.5</p>
      </sec>
      <sec id="sec-3-5">
        <title>Cumulative Pore Size Distribution Function</title>
        <p>It is defined as the probability () of the sphere of radius  having its centre in the
pore phase lie entirely in the pore phase. It is the fraction of the pore space that has pore
diameter greater than  .</p>
        <p>Along with these functions, two one-point correlation functions called volume
fraction and percolation volume fraction are also used in this article. Pore regions can either
be connected or disconnected to each other. The fraction of the pore phase that
percolates (connects) over the total volume of the phase in the medium is termed as
percolation volume fraction. It is defined as ratio of the volume of largest cluster of connected
pores to that of entire pore volume present in the medium.</p>
        <p>
          For isotropic medium, it is sufficient to calculate  2() ,  2() and () , only in the
orthogonal directions [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. This reduces the computational costs drastically as compared
to brute force method in which these functions are calculated at all voxel positions and
in all directions within the sample. Pore size distribution function can be directly
evaluated by calculating the Euclidean distance transform of a binary 3D image. The result
gives a 3D matrix in which each element is the distance between that voxel and the
nearest nonzero voxel (or voxel from different phase) in the binary image. This matrix
can be used to bin the voxels based upon the value they possess. The number of voxels
in each bin is normalized by the total number of voxels in the phase of interest. A graph
of these values with respect to corresponding bin value of  is plotted. For calculating
cumulative pore size distribution function, the transformed matrix obtained while
determining the pore size distribution function is used and the unique values of  are
determined and stored in a column vector. Then at each position of the transformed
matrix, all the values lower than its value in that position are selected. Then counters
corresponding to each of those values are increased. This process is repeated at each
voxel element of the transformed matrix. Finally, the values of each counter are
normalized by the total number of voxels in the phase of interest. A graph of these values
Data Computing and Artificial Intelligence
7
with respect to the corresponding value of δ is plotted. To calculate percolation volume
fraction, the volume of each cluster determined while finding two-point cluster
correlation function is calculated and divided by the total volume of the phase of interest.
The maximum of these volume fractions is the percolation volume fraction.
        </p>
        <p>For selected foam sample, all these functions are calculated using above described
methods to study distribution of pore phase. Note that from here onwards the binary
image before segmentation is used. The results are given in Figs. 3a-3e and Table.1.
Data Computing and Artificial Intelligence
8</p>
        <p>Volume fraction v</p>
        <sec id="sec-3-5-1">
          <title>Percolation volume</title>
          <p>fraction  ∗</p>
          <p>It is observed that for the selected microstructure, since the percolation volume
fraction is close to 1, there is no difference between two-point correlation function and
twopoint cluster correlation function. Hence in the remainder of the article, cluster
correlation function will not be used for studying the microstructure. Similarly, it is decided
not to use pore size distribution function as cumulative pore size distribution function
is smoother and contains all the required information about the pore phase that will be
needed further. In order to check the isotropy of the foam sample, the functions  2()
and () are calculated individually for each orthogonal direction and plotted to check
if these functions vary in different directions. The results are given in Figs. 4a-4b.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Selection of SVE Size</title>
      <p>The foam sample under question is too big to be used directly for finite element (FE)
calculations. Hence appropriate size and position within the sample is to be chosen for
further use in FE calculations. Since the material microstructure is random in nature,
an ensemble of stochastic volume elements is to be found. For this purpose, the foam
sample is divided into smaller regions and statistical functions for realizations of each
size are calculated. Fig. 5 shows different sizes considered in this study. Note that each
volume element (VE) is cuboidal in shape. For ease of representation it is shown in two
dimensions.</p>
      <p>Edge length of each VE size in terms of edge length of the entire sample (size 6) is
given in Table.2. Realizations for sizes 1 ,2, 3 and 4 are formed by shifting the VE
domain one edge length at a time in all three directions. Realizations for size 5 are
formed by considering 2 realizations in each direction such that all the sample space is
utilized. Since the VEs are stochastic, the number of VEs in ensemble of each size plays
a critical role in determining any useful conclusions from the VEs. The Figs. 6a-6d
show the effect of number of samples in the ensemble of each VE size on averaged
statistical functions. Here Euclidean norm of each statistical function for each VE is
calculated. Since sample size (number of realizations) in ensemble of each VE size is
different, the sample size plotted on X-axis is normalized with respect to the total
number of realizations for each VE size. Figs.7a-7d show scatter of norms of statistical
functions for each VE size. The solid line indicates mean value for each VE size.
Data Computing and Artificial Intelligence
10</p>
      <p>It can be seen from Figs.6a-6c that for each VE size, the ensemble average
approaches the value of the entire sample (size 6) when all the realizations are taken into
account. Since the number of realizations increase as VE size decreases, a greater
number of realizations are needed in the ensemble average to reach the value of entire
sample as the VE size is decreased. Fig. 6d shows that the ensemble average of cumulative
pore size norm approaches that of the entire sample for size 3 and above. The scatter in
the results of each VE size is shown in Figs. 7a-7d. Mean value of each VE size equals
the value of the entire sample after utilizing all the realizations in each ensemble. Hence
choice of appropriate VE size for FE calculations depends upon the size of VE that can
be handled by the available computational resources and the number of realizations.
For further studies in this article, VEs of size 3 are taken as stochastic volume elements
(SVEs). It is because, for this size, the ensemble average of all the four statistical
functions converge to that of the entire sample (Figs.6a-6d) and it gave results with
acceptable computational expenses.
5</p>
    </sec>
    <sec id="sec-5">
      <title>Ranking of SVEs</title>
      <p>In the previous section, it was decided to use VE size 3 as SVE in further calculations
of effective elastic properties. A straight forward way to do this is to calculate effective
properties of all the realizations in the ensemble of size 3 and then calculate ensemble
average of the effective properties. However, this would need significant computational
expenses. Statistical functions can be used here to reduce the number of realizations
used in the ensemble averaging. Here, absolute value norm of the percentage difference
between statistical functions of each SVE in the ensemble and that of the entire foam
sample is calculated. For each SVE, functions  2() , () , () and volume fraction
are evaluated. These results are then rearranged in ascending order of SVEs and plotted
in Figs. 8a-8d.</p>
      <p>It can be seen that for each statistical function, the ranking of SVEs varies. Hence
it is decided to use the SVEs that lie within 5% value for all statistical functions. 5 SVEs
are obtained that satisfied this criterion. They are SVE no. 14, 17, 30, 44 and 58. Hence,
instead of using all 64 realizations of the SVEs, these 5 SVEs are selected for ensemble
averaging of effective elastic properties.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Determination of Effective Elastic Properties</title>
      <p>
        The problem of determination of effective properties is based upon the idea that a
heterogeneous medium can be converted into a homogeneous medium by utilizing the
conservation of energy principle. The criteria given by Hill [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] needs to be satisfied:
〈 ∶  〉 = 〈 〉 ∶ 〈 〉 .
      </p>
      <p>
        It says that average of the scalar product of stress  and strain  tensors over the
heterogeneous medium should be equal to the product of their individual averages.
Using Gauss theorem, this condition can be generalized for heterogeneous materials [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]
as:
      </p>
      <p>∫Γ ( ( ) − 〈 〉 ∙  ) ∙ ( ( ) − 〈 〉 ∙  ) Γ = 0 .</p>
      <p>
        Where Γ is boundary of a VE and t, n, u and x are the traction, normal, displacement
and position vectors respectively. This condition is satisfied by three types of boundary
conditions [
        <xref ref-type="bibr" rid="ref13 ref14">13, 14</xref>
        ] namely kinematic uniform boundary condition (KUBC), stress
uniform boundary condition (SUBC) and mixed uniform boundary condition (MUBC).
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] showed that KUBCs and SUBCs give bounds to the apparent stiffness tensor (C):
Also,
 
 
≤
      </p>
      <p>≤  
≤  
≤  
.</p>
      <p>
        Where,   is the exact effective stiffness tensor of the heterogeneous medium.
Using the fact that periodic boundary conditions (PBCs) give exact effective stiffness
tensor of periodic microstructures, [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ] showed that the periodically compatible mixed
boundary conditions (PMUBCs) give effective stiffness tensor for non-periodic
microstructures that match closely with that obtained by applying PBCs on the same sample
by converting it into periodic. This conversion was done by mirroring the non – periodic
sample about its three orthogonal planes. These PMUBCs are utilized in this article so
as to obtain effective stiffness tensor of the five selected SVEs.
      </p>
      <p>The SVE problem is defined as:</p>
      <sec id="sec-6-1">
        <title>Such that the boundary conditions satisfy:</title>
        <p>( ) = 0 in Γ.</p>
        <p>〈 ∶  〉 = 〈 〉 ∶ 〈 〉 .</p>
        <p>The coordinate system, dimensions and nomenclature of faces of Γ are given in Fig.9.</p>
        <p>Data Computing and Artificial Intelligence
13
(4)
(5)
(6)
(7)
(8)
(9)</p>
        <p>Fig. 9. Representation of Γ</p>
        <p>
          The problem is solved numerically by using finite element method. A commercial
software called ABAQUS [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] is used for this purpose. Each SVE sample is meshed
using linear tetrahedral elements such that the alumina phase is meshed and the pore
phase is kept unmeshed. The elastic material properties of alumina [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ] were taken as
E=360.5GPa and  = 0.2. The effective stiffness tensor C is expressed as:
 =  ∶
        </p>
        <p>Writing in terms of the respective components, taking into account the symmetries
of the tensors and using Voigt notation:</p>
        <p>PMUBCs are given in Table.3. Note that 1→x, 2→y and 3→z in the description of
boundary conditions. In the FE simulations, six load cases are defined. In each load
case, one strain component with value 0.001 is applied according to Table.3. The
corresponding stress tensor is calculated as average stress over the SVE using:
〈 〉 =  1Γ ∫Γ  ( )Γ()</p>
        <p>
          From the results of each load case, each column of stiffness tensor is calculated. FE
mesh of SVE 14 is shown in Fig. 10. To apply boundary conditions, all the nodes that
lie on each face of the SVE are selected and their degrees of freedom are constrained
according to Table.3. The results of the FE simulations are given in Table.4. The unit
of stiffness coefficients is GPa. It also contains the results of experimental
measurements of the same material referred from [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ].
 3 = ± 301 21
 2 =  1 = 0
 2 = ± 201 21  1 = ± 102 22
 3 =  1 = 0  3 =  1 = 0
 3 = ± 302 22  2 = ± 203 23
 1 =  2 = 0  1 =  3 = 0
        </p>
        <p>2 = 0
 1 =  3 = 0
 1 = ± 103 23
 2 =  3 = 0</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>Discussion</title>
      <p>The article demonstrates the use of statistical functions in characterizing the
microstructure of alumina foam which acts as a preform for manufacturing interpenetrating phase
composites. A detailed explanation of image processing steps used to convert the
greyscale CT scans into 3D binary image of foam sample has been given. The image is
segmented to isolate the interconnected pores so that each pore could be studied. It is
observed in Fig.2a that all the pores have more than 0.75 sphericity which indicates that
the pores resemble closely to spheres. This is an indication of isotropy of the
microstructure. Figs. 2b-2c show that the pores do not have any preferential orientation.
Fig.2b has two bright yellow spots close to Z axis and Fig.2c has one bright yellow spot
close to X axis. However, their volume fractions are very less and hence will not impact
the effective properties of the sample in any way.</p>
      <p>Fig 3 shows statistical functions of the entire foam sample. Only for statistically
homogeneous microstructure without long-rang order,  2() follows limits:
 2( = 0 ) =  ,
lim  2( ) =  2 .
→∞
(13)
(14)
Here,  is the volume fraction of pores. In our case, lim  2( ) = 0.72 and
→0
lim  2( ) = 0.55. Hence, the limits are satisfied. This proves that the sample is highly
→∞
homogeneous. Note that the value of  2( ) at  = 0 does not exactly match value of
volume fraction (refer Table.1) because of the limitations in image resolutions.
Improved resolutions can bring this value closer to the volume fraction.  2( ) also
becomes asymptotic above 35 voxels distance. It means that above this value, there is no
observable correlation in the pore voxels. The lineal path function (Fig.3c) becomes
asymptotic at around 100 voxels distance. This means that the interconnectedness along
lineal path is observable only till the distance of 100 voxels. The cumulative pore size
Data Computing and Artificial Intelligence
17
distribution function (Fig.3e) shows that the maximum radius of the spherical pore that
can be fitted into the pore space is around 25 voxels. Fig. 4 shows that  2( ) and ()
have almost same curves when calculated along three orthogonal directions. This
proves that the sample is isotropic as well.</p>
      <p>Figs. 6a-6d show the effect of number of realizations on ensemble average values of
statistical functions. It can be seen that as the VE size decreases, the number of
realizations in the ensemble required to match the value of the entire sample increases. Hence,
while choosing the appropriate size of VE, a trade-off is required between VE size and
number of realizations. In case of VE size 5, the ensemble average lies very close to
that of the entire sample irrespective of number of realizations considered in averaging.
This is because the difference between this size and that of the entire sample is very
less. The fluctuations in the curves are probably because all the 8 VEs in this ensemble
share a lot of common region. Hence not enough independent realizations are available
to get converging results. Figs.7a-7d show that if enough number of realizations are
considered, the ensemble average of statistical functions matches the value of that of
the entire sample. As explained before, the choice of VE size for FE calculations depend
upon the available computational resources. The VE size 3 chosen in this study satisfies
the requirements to be SVE and also fits the computational resources available.</p>
      <p>In order to reduce the computational expense of doing FE calculations on 64
realizations of VE size 3, a ranking method is developed. Here, the difference between the
statistical functions of each realization and that of the entire sample is calculated and
the SVEs are ranked in ascending order of these values (Figs. 8a-8d). Each statistical
function has a different ranking order. Hence, it is decided to find those SVEs that lie
within 5 % value for all statistical functions. Since these SVEs have microstructure that
resemble the most to that of the entire sample, it is decided to perform ensemble
averaging on only these 5 SVEs as against 64 SVEs that would have otherwise required.
This has significantly reduced the required computational expenses.</p>
      <p>
        Results of FE calculations are given in Table.4 which shows the diagonal
coefficients of effective stiffness tensor for all 5 SVEs. Averaging across all SVEs gives us
the SVE averages. We can conclude from these values that the foam sample can be
considered as isotropic. The experimental results [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] along the three directions also
support this statement. Note that the average porosity of the SVEs matches that of the
experimental results. Considering isotropy, average of SVE averages
C11, C22 and C33 gives value of 26.5 GPa. Similarly, averaging of experimental results
[
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] of C11, C22 and C33 gives value of 29.5 GPa. The simulated value is within 10%
deviation of the experimental value. Repeating this for SVE averages C44 , C55 and C66
gives value of 8.78 GPa and for experimental results [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], value of 6.95 GPa. The
simulated value is within 20% deviation of the experimental value. These values prove that
the adopted procedure of selecting SVE size, ranking method and the numerical
calculations predict the effective elastic properties of ceramic foam with a very high degree
of accuracy. Further reduction in this deviation can be achieved by using better
resolution of CT scan images.
Data Computing and Artificial Intelligence
18
8
      </p>
    </sec>
    <sec id="sec-8">
      <title>Conclusions</title>
      <p>This article describes the use of statistical functions to characterize the microstructure
of ceramic foam and to use these functions to select appropriate size, number and
location of SVEs that are further used for determining effective elastic properties of the
foam sample. This has led to reduction in size and number of realizations required to
determine effective properties of the material which otherwise would have required
significant computational resources. The article also demonstrates the suitability of
using PMUBCs to determine the effective material properties of non-periodic
microstructures with phases having extreme contrast in material properties (infinity in this case).</p>
      <p>The larger goal of this research is to establish structure-property-performance
relationship links for the ceramic foam material. The statistical functions act as a tool to
quantify the microstructure. An important part of this research is to establish a
correlation between the statistical functions and the mechanical properties of this material.
This will act as a guide in an inverse problem of identifying appropriate microstructure
for target material properties. As per authors knowledge, such method does not exist
for a microstructure that is unique to foams. In this paper as a first step, an attempt has
been made to determine effective elastic properties of foam by using the statistical
functions to reduce the ensemble size.</p>
      <p>In existing literature, only the effect of volume fraction on the elastic properties has
been studied so far. The next step in this research is to artificially reconstruct the
microstructure using target correlation functions and then change each statistical function
to study its effect on material elastic properties. This way each function can be
controlled precisely. This will be followed by sensitivity analysis of each statistical
function w.r.t effective material properties. Correlations between the statistical functions if
any will be studied as well. Currently this cannot be done as the microstructure that has
been used was derived from X-ray computed tomography and hence there was no
control over the statistical functions. Once these steps are done, the research will shift its
focus on predicting appropriate microstructures for performance enhancement of the
material.</p>
    </sec>
    <sec id="sec-9">
      <title>Acknowledgements</title>
      <p>The financial support of the Darmstadt University of Applied Sciences is gratefully
acknowledged. The publication partially uses raw and experimental data provided by
the project WE 4273/17-1 funded by the DFG. Their financial support is gratefully
acknowledged. In this regard, special thanks go to Joél Schukraft for the experimental
support. The authors thank Morgan Advanced Materials Haldenwanger GmbH for the
friendly supply of complimentary ceramic foam material.</p>
    </sec>
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