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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Alfir N. Khisamutdinov</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Personnel Typologization and Barriers to Innovative Activity in the Course of Introducing Digital Technologies (by the Example of Healthcare Sector)</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Kazan (Volga region) Federal University</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kremlevskaya str.</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kazan</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Russia rudiran@mail.ru</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>kaba.</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>@mail.ru</string-name>
          <email>alfirhis@mail.ru</email>
        </contrib>
        <contrib contrib-type="author">
          <string-name>elizaveta.balashova@kpfu.ru</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Kazan State Medical University</institution>
          ,
          <addr-line>49 Butlerova str., Kazan, 420012</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <volume>1</volume>
      <issue>2</issue>
      <fpage>0000</fpage>
      <lpage>0002</lpage>
      <abstract>
        <p>The research attempts to identify types of personnel depending on the level of their preparedness to innovations and demand for them, as well as behavioral features in the course of digital technologies introduction in medical establishments. The information basis for the research is a representative sample of polling 1004 employees of 17 medical establishments in the Republic of Tatarstan. The analysis was carried out with SPSS Statistics software. The obtained results allow identifying four types of personnel and determining differences in their concepts about their role and position in innovative processes in an organization, their preparedness for the introduction and use of digital technologies, and the stimuli for innovative activity. Also, the authors identified barriers to innovation-oriented behavior of the personnel when introducing and using digital technologies in medical practice. These barriers are technical failures in software functioning, unstable access to the Internet, and the low level of the employees' digital literacy.</p>
      </abstract>
      <kwd-group>
        <kwd>Structure of the personnel</kwd>
        <kwd>Personnel</kwd>
        <kwd>Using digital technologies</kwd>
        <kwd>Information technology</kwd>
        <kwd>The efficiency of digitalization</kwd>
        <kwd>Innovative behavior of employees</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>The vectors of digital healthcare development today are medical information
systems and systems supporting doctors’ decision-making, including with artificial
intelligence. Due to the comprehensive automation of all business processes, the use
of modern digital services, etc., the efficiency of medical establishments’ functioning
increases, as well as the quality and accessibility of medical care and the level of
satisfaction of the population.</p>
      <p>
        However, despite the promising character of digitalization as the global trend of
medical sector development, in the Russian economy this process unwinds rather
slowly [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ], unsystematically, and, which is the worst of all, extremely unevenly across
the regions. In particular, according to the data of the Russian Chamber of Accounts,
the number of telemedicine services differs by 10 thousand times across the Russian
regions [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ].
      </p>
      <p>
        According to the “Future Health Index”, an annual research carried out by Philips
Company, the main obstacle for development of telemedicine services in Russia is the
“human factor” [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Many promising projects in the sphere of distant consulting failed
due to the doctors’ unwillingness to work in a new way. The currently existing
platforms provided for doctor-patient communication do not suit both of the parties
[
        <xref ref-type="bibr" rid="ref4">4</xref>
        ].
      </p>
      <p>Thus, the institutional and legal changes in the organization functioning of medical
establishments, introduced by digitalization, determine the importance of the
personnel in this process. That is why it is essential to assess the capability and
preparedness of the personnel to changes and to permanent mastering of new software
products and technologies.At the same time, we reveal the interaction between
innovative preparedness of the personnel and the efficiency of digitalization at
medical establishments.</p>
      <p>
        The role and significance of personnel in innovative processes in an organization is
often researched from the viewpoint of the main structural characteristics. These are
creativity, knowledge generation, initiative, learning abilities; this allows interpreting
personnel asthe innovative capital [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        This approach is rather widely spread in economic science. For example, L.K.
Shamina identified innovative potential of an organization with its provision with
highly-qualified specialists and academic staff.[
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]An innovation-oriented employee is
the one possessing the following traits: creative approach to work, orientation towards
result, participation in team work, initiative in promoting new ideas, open exchange of
experience and knowledge, orientation towards training and self-development, etc. [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]
      </p>
      <p>
        A similar approach is developed by T. M. Amabile and S. J. Kramer, who group
the factors of employees’ innovative behavior into catalysts and inhibitors [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The
former promote innovation-oriented conduct: setting distinct goals, autonomy of
actions, providing resources, assistance at work, generating ideas, etc. The latter
factors impede innovative activity: lack of distinct goals, micromanagement, lack of
the necessary resources, isolation, and communication blocks.
      </p>
      <p>
        Developing this view, A. A. Merkusheva proposed a four-cluster matrix, in which
various factors of innovative behavior were united into the following groups: personal
catalysts and personal inhibitors, organizational catalysts and organizational inhibitors
[
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        The unique combination of individual and organizational components of
employees’ innovative behavior is used by I. D. Subramaniamto explain their desires
and abilities to implement them. The former category includes age, initiative, desire to
learn, etc. The latter –organizational structure, motivation system, organization size,
etc [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
      </p>
      <p>
        The model of employees’ innovative behavior by B.W. Amo also contains an
opinion that under the influence of certain factors an employee turns to
innovationoriented conduct [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]. Such factors are interaction between an administrator and
personnel and personnel characteristics of an employee.
      </p>
      <p>
        In general, one should note that the various combinations of individual and
organizational factors, influencing the innovative activity of the personnel, is the issue
widely analyzed in foreign literature [
        <xref ref-type="bibr" rid="ref12 ref13 ref14 ref15">12,13,14,15</xref>
        ]. Researchers come to similar
conclusions regarding the importance of combining these factors in stimulating
innovative activity of the employees. At the same time, the scholar diverge in
substantiating what factors have the largest impact on the innovative activity of the
employees – individual [
        <xref ref-type="bibr" rid="ref16 ref17 ref18 ref19">16,17,18,19</xref>
        ] (in the recent years this factor is often
considered from the viewpoint of psychological capital) or organizational
[
        <xref ref-type="bibr" rid="ref20 ref21 ref22 ref23 ref24">20,21,22,23, 24</xref>
        ].
      </p>
      <p>
        In particular, S.D. Tsai, Ch.-Yu Pan и H.-Q. Chiang characterize employees’
innovative behavior through its orientation towards elaboration and implementation of
new ideas. It is viewed as a carcass formed by organizational culture or mentality at
all administrative-managerial levels [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. A similar opinion can be found in the works
by the Russian economists. In their works, the ability and willingness of employees to
participate in the processes of innovative development is associated not only with the
creation of learning environment and stimulating, but also with forming a certain
mental level [
        <xref ref-type="bibr" rid="ref26 ref27">26, 27</xref>
        ], as well as social-psychological environment [
        <xref ref-type="bibr" rid="ref28">28</xref>
        ].
      </p>
      <p>A close opinion is shared by J. Barshand M. M.Capozzi, for whom a significant
factor of innovations in companies is behavioralmodels of interaction between
administrators and the personnel, based on initiative and involvement into the
processes of organizational development [29]. At that, the managerial accent on
incentives system and external control may undermine the natural disposition of a
person to find something new, develop and search through overcoming difficulties
[30].</p>
      <p>Preparedness of the personnel for change is interpreted by the researchers not so
much as desire but as action revealed in additional labor effort and expenditures at the
working place [31]. M.Al-Hussami, S. Hammad, and F. Alsoleihat analyzed this
aspect in accordance to such factors as subjective career success of personnel of
healthcare institutions, their loyalty to organization and support of administration. The
authors suggest that the greatest preparedness and perceptivity of change are
demonstrated by the employees with high levels of their estimation of organizational
loyalty, organizational support, and subjective career success. The latter was the
strongest predictor of the medical personnel preparedness for implementing the
institutional-organizational changes. Other factors included behavior of
administration and age of employees.</p>
      <p>Thus, most of the foreign researchers come to the conclusions that innovative labor
conduct id determined by the inner self-motivation – creative thinking of the
employee. Being creative is one of the types of innovative behavior [32]. In a
subsequent research, F. Yuan and R. Woodman suggested that through innovative
activity employees try to demonstrate their efficiency [33].</p>
      <p>Later, economists showed the importance of theinternal environment created in the
organization, which promote or impede the generation of innovative ideas by the
personnel [34].
2</p>
    </sec>
    <sec id="sec-2">
      <title>Materials and Method</title>
      <p>The main technique of information collection was questioning. It was carried out
from February to May 2019 in the medical establishments of the Ministry of
Healthcare of the Republic of Tatarstan. We polled 1004 employees of 17 medical
establishments. As of 1 January 2019, the average yearly number of employed doctors
and paramedical personnel in the medical establishments of the Ministry of
Healthcare of the Republic of Tatarstan was 45966 people [35]. The sample with a
minimal probability of statistical error (under confidence probability of 99% and error
of 5%) is 656 people. Thus, our sample is representative.</p>
      <p>The research was carried out in the form of questioning. The questionnaire
contained both close and open questions, and ranking tasks. Questioning was anonymous.
The data were integrated into a single massif and analyzed as a single base with
STATISTICA 12 and SPSS Statistics software.
3</p>
    </sec>
    <sec id="sec-3">
      <title>Results</title>
      <p>Women (85.6%) have the largest unit weight in the structure of the polled
personnel (Table 1). The categories of doctors (35.4%) and paramedical personnel (51.9%)
prevail.</p>
      <p>We are interested above all in the success of domestic production of software and
hardware. Here is an example of a table with planned results for the main goal of the
DE Program - to develop our own production called “Ensured unity, sustainability
and security of the information and telecommunications infrastructure of the Russian
Federation at all information space levels. It should be noted that, in accordance with
the DE Program, the main task of the information and telecommunication
infrastructure is access to the Internet.
Based on the combination of two classification indicators (willingness to participate
in activities aimed at improving the efficiency of the organization functioning and
capability to make proposals to improve the organization functioning), we
extinguished four typological groups of employees, showed in Table1. Employees of type I
(63.2%)and type II(28.1%) prevail. These groups are represented differently among
different categories of employees (Table 2).</p>
      <p>The difference in the number of personnel in Tables 1 and 2 (12 people) is due to
the people not giving answers to the questions. Most of the personnel of medical
establishments belong to type I. this is true not only for doctors and paramedical staff,
but also the administrators and managers. From 25 to 33%, depending on the
category, belong to type II.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Discussion</title>
      <p>At the next stage of the research, we identified the differences in conceptions of the
separate groups of personnel about their place and role in innovative processes in the
organization (Table 3).</p>
      <p>I</p>
      <p>II</p>
      <p>III</p>
      <p>IV
per- 27(100)
18(66.7) 4(14.8)
0(0)</p>
      <p>1(3.7)
354 (100) 193(54.5) 53(14.9) 1(0.3) 3(0.8)
511(100) 272(53.2) 106(20.7) 2(0.4) 7(1.4)
892
566
261
20
45
* Do you have a distinct conception about your place and role in the innovative
processes in your organization? (question v7)</p>
      <p>Not all employees who are ready to take part in introducing innovations understand
their role and functions in their implementation. This is true for all categories of
personnel.</p>
      <p>The processes of digitalization in healthcare system are also ambiguously
perceived by various categories of personnel (Table 4).</p>
      <p>I</p>
      <p>II</p>
      <p>III</p>
      <p>IV
per- 27(100) 14(51.8) 7(25.9)
0(0)</p>
      <p>0(0)
354(100) 214(60.5) 78(22.0) 6(1.7) 2(0.6)
511(100) 288(56.4) 156(30.5) 4(0.8) 12(2.3)
** Assess your personal preparedness to introduce and use digital technologies
(question v6)</p>
      <p>Administrative-managerial personnel of type I demonstrate lower preparedness to
take part in introducing digital technologies (51.8%) than in introducing innovations
(66.7%). On the contrary, personnel of type II are more apt to introduce digital
technologies (25.9%) than innovations in general (14.8%). However, doctors and
paramedical personnel of all types expressed their willingness to introduce digital
technologies.</p>
      <p>Let us consider the preparedness for introducing and using digital technologies of
the personnel of various age groups (Table 5).</p>
      <p>First of all, we accessed the distribution of the personnel by the types in age aspect.
There were no significant differences in distribution by types between various age
groups. Thus, from 62.3 to 68.8% of the employees of each age group refer to type I,
from 25 to 30% – to type II. That is, innovative activity of the personnel is not related
to age.</p>
      <p>In the aspect of each type, we determined the share of employees who expressed
preparedness for introducing and using digital technologies. Analysis showed the
following features. In employees of both type I and II, the desire to implement digital
technologies in professional activity steadily reduces with age. Personnel of type III
aged under 40 y.o. demonstrates a rather high level of readiness, but after 41 y.o.
almost all employees reject digitalization processes. The low value of this indicator is
also seen in all employees of type IV of innovative activity (from 0 to 44.4 in various
age groups).</p>
      <p>Thus, there is a reverse dependence between the age of the personnel and their
readiness to introduce and use digital technologies and solutions in professional
activity.</p>
      <p>It is essential to understand the stimuli of using digital technologies for the
personnel (Fig. 1). The need for personal professional growth, the objective necessity to
know, to use digital technologies when rendering medical services are the main
stimuli for the majority of the personnel.</p>
      <p>159
119
16 20
16
34
0
Managerial personnel Doctors</p>
      <p>Paramedics
When introducing and using digital technologies, the employees of medical
institutions face certain problems, both depending and not depending on themselves (Fig. 2).</p>
      <sec id="sec-4-1">
        <title>Need for personal professional growth</title>
      </sec>
      <sec id="sec-4-2">
        <title>Necessity to participate in digitalization</title>
      </sec>
      <sec id="sec-4-3">
        <title>System of incentives on the part of the administration</title>
      </sec>
      <sec id="sec-4-4">
        <title>Other</title>
      </sec>
      <sec id="sec-4-5">
        <title>Low level of one's digital literacy</title>
      </sec>
      <sec id="sec-4-6">
        <title>Low motivation to using digital technologies</title>
      </sec>
      <sec id="sec-4-7">
        <title>High labor costs when using digital technologies</title>
        <p>level of digital literacy. Such structure of the answers is characteristic both for the
administrative-managerial and paramedical personnel, and for the doctors.</p>
        <p>At the next stage of analysis, we built regression linear models (Table 6).</p>
        <p>The model quality is determined by a p-value. In the constructed models, p-value is
low, which testifies to the high quality of the models. Heteroscedasticity in the
regression model may lead to negative consequences: there is a high probability that the
values of standard deviations of the regression model coefficients would be calculated
inaccurately, which may finally result in stating the wrong hypothesis about the
significance of the regression coefficients and the significance of the regression model in
general. The zero hypothesis (no heteroscedasticity) was confirmed in all models.
Also, the test for normal distribution of errors in all models showed that the errors are
normally distributed.</p>
        <p>The dependent variable was the question “Has implementation of digitalization
program in healthcare increased the quality of medical services in your organization?”
This allowed us to summarize the subjective estimations of the personnel of types I
and II, and to identify the most important factors. Personnel of types III and IV, which
is innovation-passive, was not considered.
5</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>The present research proposes and tests the approach to personnel typology, which
links the organizational culture of involving employees to introducing innovations
and the innovative activity of the personnel, assessed by the employees themselves.
The following types of personnel were proposed: type I “prepared and demanded”,
type II “prepared and not demanded”, type III “not prepared and demanded”, and type
IV “not prepared and not demanded”. The high level of preparedness to introduce and
use digital technologies was found in personnel of type I. The stimuli are the
willingness for personal professional growth, the objective need to know and use digital
technologies when rendering medical services. The barriers for introduction and use
of digital technologies are failures in software functioning, unstable access to the
Internet, and, to a much less extent, low level of their own digital literacy.</p>
      <p>The work proposes and test the model linking the estimation of efficiency of a
medical establishment’s digitalization by personnel of types I and II with the factors
determining the conditions of its implementation. The research results confirm the
important role of preparedness of the population to the introduced digital technologies
(0.739 for personnel of type II), competition between state and private medicine,
quality of medical instrumental examinations, and interest of medical establishments in
probation of their personnel. Consequently, medical establishments should make
efforts aimed at developing their employees in order to improve the efficiency of their
organizations’ functioning. The results obtained confirm the role of organizational
culture, which will either stimulate the innovative and creative activity of the
employees or, vice versa, limit its manifestations. Besides, the medical authorities should pay
special attention to the topical task of implementing comprehensive measures to
increase the digital literacy of not only the personnel, but also their own.
6</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The reported study was funded by RFBR according to the research project No.
19010-00251 А.
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30. Gagne, M. and Deci, E.L.: Self-determination theory and work motivation. Journal of
Organizational Behaviour 26 (4), рp. 331–362 (2005)
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organizational readiness for change in healthcare organizations. Leadership in Health Services 31
(4), pр. 354–370 (2018) doi: 10.1108/LHS-06-2017-0031
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    </sec>
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