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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Reconciling author names in taxonomic and publication databases</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>D. M. P</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>IBAHCM, MVLS, University of Glasgow</institution>
          ,
          <addr-line>Glasgow G12 8QQ</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <fpage>0000</fpage>
      <lpage>0001</lpage>
      <abstract>
        <p>Taxonomic names remain fundamental to linking biodiversity data, but information on these names resides in separate silos. Despite often making their contents available in RDF, records in these taxonomic databases are rarely linked to identifiers in external databases, such as DOIs for publications, or ORCIDs for people. This paper explores how author names in publication databases such as CrossRef and ORCID can be reconciled with author names in a taxonomic database using existing vocabularies and SPARQL queries.</p>
      </abstract>
      <kwd-group>
        <kwd>taxonomy</kwd>
        <kwd>identifiers</kwd>
        <kwd>knowledge graph</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Breaking those silos requires making links between taxonomic names and
other entities of interest, such as the taxonomic literature, specimens, and
taxonomists themselves. Creating these links is currently labour intensive, hence
early efforts at constructing knowledge graphs have either had modest
taxonomic and geographic scope (Ozymandias, [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]), or are closely linked to the
output of one science publisher (OpenBioDiv, [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ]).
      </p>
      <p>In this paper I discuss some ways to combine data from taxonomic and
publication databases to help seed a biodiversity knowledge graph. In this paper
the focus is on plant names, but the ideas apply to names for other taxonomic
groups, such as animals and fungi.
2
2.1</p>
    </sec>
    <sec id="sec-2">
      <title>Populating the knowledge graph</title>
      <sec id="sec-2-1">
        <title>Plant names</title>
        <p>
          The Index of Plant Names Index (IPNI1) is an international register of
published plant names based at the Royal Botanic Gardens, Kew but which has
contributions from the Harvard Gray Index and the Australian Plant Name
Index [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Both new taxonomic names (e.g., for newly described species) and new
combinations (e.g., reflecting transfers of species from one genus to another) are
recorded in IPNI, together with a citation to the scientific work that published
that name. Increasingly these names are being submitted to IPNI during the
publication process for a paper, rather than simply being captured after the fact
[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Each name in the IPNI database has a LSID that uniquely identifies that
name. I used the IPNI API to retrieve the corresponding RDF (in XML), fixed
a small bug in the XML, then convert it to n-triples and uploaded it to a triple
store (Blazegraph2).
2.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>Publications</title>
        <p>IPNI contains terse citations for the publication of each name in its database. For
some records the IPNI curators have added a link to the corresponding page in
the Biodiversity Heritage Library (BHL3), and for some recently added records
the IPNI web site may give the DOI for a publication, but the majority of IPNI
records are not linked to a digital identifier for the publication associated with
each name.</p>
        <p>
          As part of ongoing work to match citation strings for taxonomic names to
persistent identifiers for the corresponding publications ([
          <xref ref-type="bibr" rid="ref10">10</xref>
          ]), I developed a
set of scripts to matching the text string citations to digital identifiers such as
DOIs, Handles, JSTOR links, etc. The difficult part of this work is mapping
the page-level citations stored in IPNI to work-level bibliographic data. Given
a complete bibliography of the taxonomic literature, this would be a relatively
        </p>
        <sec id="sec-2-2-1">
          <title>1 http://www.ipni.org</title>
        </sec>
        <sec id="sec-2-2-2">
          <title>2 https://blazegraph.com</title>
        </sec>
        <sec id="sec-2-2-3">
          <title>3 https://biodiversitylibrary.org</title>
          <p>
            straightforward task, in that we could treat each work as comprising a set of
pages, and we simply ask which works include the page in the IPNI citation.
However, as yet we don’t have a comprehensive bibliography of life ([
            <xref ref-type="bibr" rid="ref6">6</xref>
            ]), hence
much of the work in making the mapping involves scouring the web for sources
of bibliographic information in the hope that these will include works containing
the IPNI citations. This mapping between IPNI names is periodically uploaded
to a GitHub repository4, and has also been published as a ”datasette” [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ]. For
this project I took this mapping and exported it in RDF.
          </p>
          <p>Metadata about the publications themselves publications was harvested from
CrossRef5 and ORCID 6, expressed as RDF using terms from the Schema.org7
vocabulary, and added to the knowledge graph.
2.3</p>
        </sec>
      </sec>
      <sec id="sec-2-3">
        <title>People</title>
        <p>
          I used the same approach to modelling authors employed in Ozymandias [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ],
namely using the schema:Role type [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Inserting a Role node between two
entities enables us to annotate that relationship, for example specifying the time
period during which the relationship applies. Rather than directly connect a
publication to its creator, the creator of a work is a Role, which in turn has the
author as its creator property. We can then store the position of author in the
list of authors using the schema:roleName property (e.g., “1”, “2”, etc.).
        </p>
        <p>ScholarlyArticle
10.2307/25065588
ScholarlyArticle</p>
        <p>TatianaU.P.Konno
https://orcid.org/0000-0001-9036-0912</p>
        <p>TatianaU.P.Konno</p>
        <sec id="sec-2-3-1">
          <title>4 https://github.com/rdmpage/ipni-names</title>
        </sec>
        <sec id="sec-2-3-2">
          <title>5 https://crossref.org</title>
        </sec>
        <sec id="sec-2-3-3">
          <title>6 https://orcid.org</title>
        </sec>
        <sec id="sec-2-3-4">
          <title>7 http://schema.org</title>
          <p>Although CrossRef does include some author ORCIDs, in many cases it does
not. We can match CrossRef and ORCID records using DOIs for publications,
and augment CrossRef records with ORCIDs (see Fig. 1). Using a SPARQL query
(see Listing 1.1) and a DOI we can match the same author names and order of
authorship (role) from CrossRef with those for the same record in ORCID. This
query assumes that the author names are identical in the CrossRef and ORCID,
an obvious refinement would be to accept approximate matches.</p>
          <p>IPNI has a similar, if more complex notion of “roles”. For each taxonomic
name there is a “team” of one or more authors, each of whom may have various
roles, such as author of the original name, or author of a subsequent version
(“combination”) of the name (for example, the change in name that results
when a species moves from one genus to another). IPNI records the role of each
team member (e.g., whether they are a “publishing author” or a “combination
author”) and their position in an ordered list of team members. Hence one
approach to matching publication authors (and associated identifiers) to IPNI
authors (and their IPNI identifiers) is by matching on roles (Fig. 2). Given this
model we can find candidates for matching IPNI team members to publication
authors using a SPARQL query (Listing 1.2).</p>
          <p>Taxonname</p>
          <p>Taxonname
tcom:publishedInCitation
TatianaUngarettiPaleoKonno</p>
          <p>
            This query finds matches between the first author of the paper with DOI
10.2307 / 25065588 [
            <xref ref-type="bibr" rid="ref7">7</xref>
            ] and the first member of the team that coined a plant name
Minaria cordata (Turcz.) T.U.P.Konno &amp; Rapini (LSID
urn:lsid:ipni.org:names:770745881). The author is Tatiana Ungaretti Paleo Konno (ORCID 0000-0001-9036-0912).
2.4
          </p>
        </sec>
      </sec>
      <sec id="sec-2-4">
        <title>Problems and limitations</title>
        <p>In the process of assembling the plant name knowledge graph I have encountered
several limitations of the methods outlined here. For example, the order of
authorship author in a taxonomic team and in a publication need not be the same.
It is not uncommon for an ORCID profile to list only the owner of that profile as
the author of a publication, and IPNI only records authors who actually name
the plant, which may not be all the authors of corresponding publication. Hence
we cannot completely rely on the orderings to make the mapping.</p>
        <p>Relatively few taxonomists have ORCID profiles, and these profiles are often
incomplete. Indeed of the 483 ORCID profiles currently in the knowledge graph,
only 367 include publications, leaving over 100 profiles that cannot be matched
to the taxonomic literature using the type of query shown in Fig. 2. The queries
described here rely on exact string matching and hence will fail if the source
databases do not have the same name for the same person. Currently 6965 IPNI
taxonomists in the knowledge graph are linked to a publication with full
bibliographic metadata, but only 2101 of those can be matched to one of the authors
of that publication. Improving on that matching will require approximate string
comparison.</p>
        <p>
          The proposed mapping of authors to identifiers could be also used to
augment existing database records, such as Wikidata8 [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. At the time of writing
(24 Sep 2019), there is a Wikidata item Q16300981 (revision 880704436) for
Tatiana Ungaretti Paleo Konno. This item has IPNI author id 40176-1 as an
attribute, but not an ORCID id. Alessandro Rapini (a coauthor on [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ]) has two
Wikidata entries (Q54703172 and Q5574227). The current revision of Q54703172
(revision 1009574566) lists the IPNI author ID for Alessandro Rapini, but not
the ORCID, whereas Q54703172 (revision 974791158) has an ORCID but not
an IPNI id. Hence we have two entries for the same author. Wikidata is an
obvious venue for storing author identifiers, however many of these identifiers are
added to Wikidata using automated “bots” which speed up data entry but don’t
necessarily ensure that the entity they are adding is not already in Wikidata.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Summary and future directions</title>
      <p>The approach outlined here is merely a first step in fleshing out a knowledge
graph of plant names. By connecting names to publications we provide more
details on the provenance of those names. Taxonomic publications, especially
recent ones, are likely to have details on aspects of the morphology, ecology, and
even genomics of the species being considered. By converting text string citations
into identifiers such as DOIs, we also open up the possibility of linking the paper</p>
      <sec id="sec-3-1">
        <title>8 https://www.wikidata.org</title>
        <p>to citing literature, or to additional data from that publication, such as DNA
sequences stored in GenBank9, and evolutionary trees stored in TreeBASE10.</p>
        <p>
          There are extensive programs to digitise natural history collections, and the
results of digitisation are being aggregated into global databases such as the
Global Biodiversity Information Facility (GBIF)11. However, data aggregators
have been criticised for not giving attribution and credit to individual researchers
such as taxonomists [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. By associating author names with identifiers such as
ORCIDs we can link taxonomists additional outputs of their research, such as
new species descriptions or new taxonomic classifications. Generating lists of
taxonomists and associated identifiers can also facilitate linking those researchers
to specimens in natural history collections that they have collected or identified,
further enhancing our ability to document the activities of taxonomists [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ].
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>9 https://www.ncbi.nlm.nih.gov/genbank/</title>
        <p>10 https://treebase.org
11 https://gbif.org</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4 Listings</title>
      <p>PREFIX schema : &lt; http :// schema . org/&gt;
SELECT *
WHERE
{</p>
      <p>VALUES ? identifier_value { "10.2307/25065588" }
GRAPH &lt; https :// crossref.org &gt; {
? identifier schema : value ? identifier_value .
? work schema : identifier &gt; ? identifier .
? work schema : creator ? role .
? role schema : roleName ? roleName .
? role schema : creator ? creator .</p>
      <p>? creator schema : name ? name .</p>
      <p>GRAPH &lt; https :// orcid .org &gt; {
? orcid_identifier schema : value ? identifier_value .
? orcid_work schema : identifier ? orcid_identifier .
? orcid_work schema : creator ? orcid_role .
? orcid_role schema : roleName ? orcid_roleName .
? orcid_role schema : creator ? orcid_creator .
? orcid_creator schema : name ? orcid_name .</p>
      <p>FILTER (? roleName = ? orcid_roleName)
FILTER (? name = ? orcid_name)</p>
      <p>Listing 1.1. SPARQL query to match authors in CrossRef and ORCID
}
}
}
PREFIX tn: &lt; http :// rs. tdwg. org/ ontology/ voc/ TaxonName#&gt;
PREFIX tm: &lt; http :// rs. tdwg. org/ ontology/ voc/ Team #&gt;
PREFIX schema : &lt; http :// schema . org/&gt;
PREFIX dc: &lt; http :// purl. org/dc / elements/1.1/ &gt;
SELECT ? pub_creator ? pub_name ? pub_roleName
? ipni_role_name ? ipni_member_name
? ipni_member ? orcid
WHERE
{</p>
      <p>VALUES ? identifier_value {"10.2307/25065588"}
VALUES ? ipni {&lt;urn: lsid : ipni. org: names :77074588 -1 &gt;}
? pub_identifier schema : value ? identifier_value .
? pub_work schema : identifier ? pub_identifier .
? pub_work schema : creator ? pub_role .
? pub_role schema : roleName ? pub_roleName .
? pub_role schema : creator ? pub_creator .
? pub_creator schema : name ? pub_name .</p>
      <p>OPTIONAL {
? pub_creator schema : identifier ? person_identifier .
? person_identifier schema : propertyID " orcid " .
? person_identifier schema : value ? orcid .</p>
      <p>}
}
? ipni tn: authorteam ? ipni_team .
? ipni_team tm : hasMember ? ipni_team_member .
? ipni_team_member tm: role ? ipni_role .
? ipni_team_member tm: index ? pub_roleName .
? ipni_team_member tm: member ? ipni_member .
? ipni_member dc: title ? ipni_member_name .</p>
      <p>FILTER (? pub_name = ? ipni_member_name)</p>
      <p>Listing 1.2. SPARQL query to match author in IPNI and ORCID</p>
    </sec>
  </body>
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