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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Convolutional hyper basis function neural network and its online learning in the image recognition task</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yevgeniy Bodyanskiy</string-name>
          <email>yevgeniy.bodyanskiy@nure.ua</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Anastasiia Deineko</string-name>
          <email>anastasiya.deineko@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleksandr Hontsa</string-name>
          <email>aphontsa@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Oleksandr Zeleniy</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Kharkiv National University of Radio Electronics, Artificial Intelligence Department</institution>
          ,
          <addr-line>Nauky av., 14, Kharkiv, 61166</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Kharkiv National University of Radio Electronics, Control Systems Research Laboratory</institution>
          ,
          <addr-line>Nauky av., 14, Kharkiv, 61166</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Kharkiv National University of Radio Electronics, Department of Media Systems and Technologies</institution>
          ,
          <addr-line>Nauky av., 14, Kharkiv, 61166</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the article hyper basic function neural network (HBFN) in convolutional neural networks instead of fully connected perceptron layers, which solve the problem of classification is proposed. HBFNs are generalization of traditional radial-basic function networks, which like multilayer perceptrons are also universal approximators. The peculiarity of hyper basic function neural networks is that their receptive fields are hyperellipsoids with arbitrary orientation of the axes in the feature space. It is assumed that, along with the synaptic weights, receptive field parameters are adjusted: their centers and matrices of the axis orientation. This approach allows to reduce the total number of synaptic weights, and accordingly the number of R-neurons (activation functions) of the network. Using multidimensional V. Epanechnikov's functions with a hyperellipsoidal receptive field that can be adjusted during the learning process as activation functions permit to accelerate the learning process of investigated network. It should be noted that applying kernel functions in convolutional neural networks permits to avoid the undesirable effect of "exploiding gradient", which often occurs in fully connected layers. The computational experiment results on standard data sets confirm the effectiveness of the proposed approach and, first of all, the high learning speed.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Convolutional neural network</kwd>
        <kwd>deep learning</kwd>
        <kwd>image recognition</kwd>
        <kwd>radial-basis function network</kwd>
        <kwd>hyper-basis function neural network</kwd>
        <kwd>kernel activation function</kwd>
        <kwd>multiclass classification</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        For today the deep neural networks (DNN) are widely used for solving large class of tasks that are
connected with Data Mining and especially Big Data Mining, first of all, pattern
recognitionclassification, forecasting, identification-emulation, natural language processing, etc. [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1-4</xref>
        ]. Here a
special place the convolutional neural networks (CNN) have been occupied, that are designed to solve
various problems connected with images of different natures processing. Usually, every CNN has
multilayer feedforward architecture that can be divided onto two separate independent parts.
      </p>
      <p>
        The first part is – autoencoder that is used for input signal-image compression, that is commonly
given in the matrix form. As a result of the input 2D-signal processing by the convolutional and
pooling layers in the output of the last pooling layer at this part of the system n-dimensional vector
signal is formed. In fact, if the input signal-image has form of the ( 1 ×  2)-matrix, then usually  ≪
 1 2, i. e. this part of the CNN realizes compression task of the input matrix signal. The second part
of the CNN in general case solves classification task usually, it is standard multilayer perceptron
(MLP) whose nodes are F. Rosenblatt’s elementary perceptrons, with piecewise activation functions.
Here it is necessary to note, that in practical implementation of the shallow neural networks (SNN)
so-called
sigmoidal squashing functions [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ] as activation function are used, moreover, to provide universal
approximation properties usually only three fully connected layers are enough [
        <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
        ].
      </p>
      <p>
        At the same time, learning of the standard MLP with squashing activation function is met with
extremely unpleasant effect of the vanishing gradient, that significantly complicates the process of
synaptic weights adjustment based on the error back propagation method. That is why, in the DNN
instead of classic sigmoids or hyperbolic tangents linear piecewise functions are used, that provide
desired approximation quality [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ], but at the same time require of the significant increasing of the
network’s layers, and accordingly increases the number of tuned synaptic weights. Moreover, the
transfer learning does not always been a way to overcome this problem.
      </p>
      <p>
        The simplest way to overcome this problem is to implement instead of the standard MLP in the
CNN, so-called, radial-basis function neural networks (RBFN), that include only one layer of the
tuned synaptic weights and whose output signals are linearly depended on these weights, that allows
to use for learning fairly simple optimization algorithms [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref9">9-12</xref>
        ]. Such approach was implemented in
the [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], there from the commonly known DNN were deleted perceptron’s layers and instead of them
to the outputs of the last pooling layer standard RBFN with n input and m inputs was connected where
m determines number of the classes into which should be divided investigated data set.
      </p>
      <p>
        However, the RBFN implementation instead of the MLP also does not solves all arising problems
because, firstly, conventional radial-basis function neural networks suffer from the so-called “curse of
dimensionality”, when amount of the activation function in the R-neurons are exponentially increased
dependently from the input space dimension, and, secondly, arises the problem of hyperspherical
receptive fields centers distribution of the kernel activation functions usually as multidimensional
Gaussians or Cauchyans type. The problem of the centers distribution usually is solved by using of
one or another clustering algorithms (in [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ], for example, standard K-means algorithm was used) that
is connected with essential computational problems.
      </p>
      <p>
        An alternative to traditional RBFN, in our opinion, can be so-called hyper basis neural networks
(HBFN) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ], which in contrast to the symmetric kernel functions of RBFN have hyperellipsoidal
receptive fields with arbitrary orientation of the axes in network input space. And if to realize online
tuning of all hyperellipsoids parameters including its centers, using HBFN allows to refuse from
standard clustering procedures for finding of these centers.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. The hyper-basis function neural network and its online learning</title>
      <p>
        The prototype of hyper basis function network (HBFN) is traditional radial-basis function network
[
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] that consist of only one hidden layer. This hidden layer is formed by so-called R-neurons which
realize nonlinear transformation of the input signals with so-called radial-basis, bell-shaped, potential
function which are based on the hypersphere of a fixed radius. In the Figure 1 architecture of this
neural network is shown. Here in this network is assumed that coordinates of hyperspherical receptive
fields centers are fixed and do not change during learning process. HBFN is generalization of the
standard RBFN in which hyperellipsoids with arbitrary axis orientations are used instead of spherical
receptive fields. Thus, the centers coordinate, and orientation of the receptive fields parameters are set
apriori and do not specified in the learning process. It is clear that significantly expand the RBFN
could by R-neurons learning in one- or another-way i. e. perform learning in the second hidden layer.
      </p>
      <p>To the inputs of the hyper basis function neural network from the last pooling layer of the
convolutional network the vector signals sequence  ( ) = ( 1( ),  2( ), … ,   ( ), … ,   ( )) ∈  
is fed to processing, where  = 1,2, … ,  − is an observations number or discrete time of the training
set  = { (1),  (2), … ,  ( ), … ,  ( )} ⊂   . This signal is passed on the R-neurons inputs, formed
by kernel activation functions
  ( ( )) =  
where   − the receptive field center of the function   (∙), Σ−1 − positive (

receptive field orientation,  0( ( )) = 1. Usually, it can be multidimensional Gaussian
×  ) −matrix of the
Cauchyan
and other bell-shaped constructions.</p>
      <p>( ( )) =   
−‖ ( ) −   ‖Σ−1 ,

2
−1
,
(1)
(2)</p>
      <p>Visualization of the Gaussian with different width parameters is shown in the Figure 2.
that in fact are essentially ordinary adders with adjusteable synaptic weights at the inputs. Thus, at the
outputs of the adders the signals are appeared in the form
  ( ) =   0 + ∑ℎ=1      ( ( )) = ∑ℎ=0      ( ( )) =     ( ( ))
(3)
where
 ( ( )) = (1,   ( ( ))) ,</p>
      <p>( ) =  1( ( )), … ,    ( ) , … ,  ℎ( ( )) ,  =
network.
1,2, … ,  , ℎ &gt;  − determines the amount of the hyper basis functions, that are included in the
1,2, … ,</p>
      <p>are additionally appear.</p>
      <p>In the case when the quadratic error is used as a learning criterion, the signals (3) are the outputs of
the all network, if the cross-entropy criterion and reference signal one hot coding is used, at the
outputs of the system the every observation membership level for the all possible classes  =
Next it is easy to write the gradient procedure of the RBFN’s synaptic weights tuning:
   ( + 1) =    ( ) +   ( + 1)   ( + 1) −    ( )  ( + 1),   ( ), Σ
−1( )
×

×   ‖ ( + 1) −   ( )‖2−1( )
Σ

(here</p>
      <p>
        ( ) =   0( ),   1( ), … ,   ℎ( )
synaptic weights), kernel functions centers [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]:
      </p>
      <p>( + 1) =   ( ) −   ( + 1)   ( + 1) −    ( + 1)  ( + 1),   ( ), Σ
−1( )
×
×  ′ ‖ ( + 1) −   ( )‖2−1( ) Σ−1( )  ( + 1) −   ( ) ,</p>
      <p>
        Σ

receptive hyperelipsoids orientation [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ]
(here   ( + 1) − the learning rate parameter of the activation function centers) and matrix of the
,   ( + 1) − the learning rate parameter of the
(4)
(5)
(7)
(8)
(9)
(here  Σ( + 1) − the learning rate of the receptive hyperellipsoids tuning).
      </p>
      <p>The learning algorithms (4)-(6) are enough simple form the computational point of view, but they
are not protected from the possible effect of the “exploding gradient” in the case when the derivatives
× 
‖ ( + 1) −   ( + 1)‖2Σ−1 ( ( + 1) −   ( + 1))( ( + 1) −   ( + 1)) (6)

of the function type (1), (2) acquire small values.</p>
    </sec>
    <sec id="sec-3">
      <title>3. The HBFN learning based on the quadratic activation function</title>
      <p>
        In the [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] as an activation functions of the radial-basis neural network (RBFN) using the
quadratic functions was proposed
hyperspherical receptive field radius of this function.
that in fact are kernel V. Epanechnikov’s function [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ], where parameter   2 determines
      </p>
      <p>In this paper the modified V. Epanechnikov’s function with hyperellipsoidal receptive field with
arbitrary orientation is proposed to use instead of (7):
whose derivatives acquire zero value only at one point, where  (
+ 1) =   and automatically does
not suffer from the “exploding gradient” effect. In this situation the gradient learning procedure
(4)(6) takes very simple form:
   ( ) = 1 − ‖ ( + 1) −   ‖Σ−1</p>
      <p>2
   ( ) = 1 −
‖ ( )−  ‖2</p>
      <p>2
   ( + 1) =    ( ) +   ( + 1) ×
×   ( + 1) −    ( )  ( + 1),   ( ), Σ
−1( )</p>
      <p>×
× 1 − ‖ ( + 1) −   ( )‖2−1( ) ,
Σ

  ( + 1) =   ( ) −  с( + 1) ×
×   ( + 1) −    ( + 1)  ( + 1),   ( ), Σ
−1( )</p>
      <p>×
×    ( + 1)Σ−1( )  ( + 1) −   ( ) ,</p>
      <p>Σ−1( + 1) = Σ−1( ) −  с( + 1) ×
×   ( + 1) −    ( + 1)  ( + 1),   ( + 1), Σ−1( )
×
(11)
×    ( + 1)  ( + 1) −   ( + 1) ( ( + 1) −   ( + 1))
that essentially simplifies its numerical implementation.</p>
    </sec>
    <sec id="sec-4">
      <title>4. The computational experiments results</title>
      <p>For numerical analysis of the approach under consideration, the convolutional neural network
VGG-16 in which the fully connected layers of the multilayer perceptron were replaced by a hyper
basic function neural network with a different number of R-neurons and, accordingly, tuned synaptic
weights was used as a prototype. Architecture of the proposed convolutional hyper basis function
network is shown in the Figure 3.</p>
      <p>
        For the program realization of the proposed convolutional hyper basis function network model
programming environment "Python 3.8" and “Keras” library were used [
        <xref ref-type="bibr" rid="ref18 ref19">18, 19</xref>
        ].
      </p>
      <p>For solving binary classification task data set “Dogs&amp;Cats” from “Kaggle” was used. This data set
consists of the 25000 colorful dogs and cats images. The output set was divided into tree subsets: the
training data set – 17500 images, test data set – 3750 images and validation one – 3750 images.</p>
      <p>For the multiclass classification data set “CIFAR-10”, that consists of the 60000 colorful images
32 × 32 from different classes: planes, cars, birds, cats, dogs and others with 6000 images in every
class. At the same time training subset consists of the 45000 samples, test subset – 5000 samples and
validation one 10000 samples.</p>
      <p>In the learning process for solving binary classification task designed hyper basis function neural
networks were tuned by five epochs. The results of this process are shown in the Figure 4. The results
of the multiclass classification are shown in the Figure 5 and for network learning in this situation 50
epoch were used.</p>
      <p>To improve classification accuracy the learning rate parameters were significantly reduced and
assumed as a constant value at the level  ( ) = 10−6 for all tuned variables. The results of this
learning process are demonstrated in the Figure 6 and Figure 7. Summarized numerical results of
HBFN training are shown in the Table 1.</p>
      <p>The quality of the classification results significantly depends on the R-neurons number in the
network. In the Table 2 the binary classification results are demonstrated, at the same time in the
second column the synaptic weights tuning results are shown and in the third column – the tuning
results of the synaptic weights and receptive fields are presented.</p>
      <p>The training results of convolutional neural network with hyper basis layer is shown in the
Figure 8. Average time for learning model of the proposed convolutional hyper basis neural network
was one hour and 9 minutes.</p>
      <p>Final comparison results of binary and multiclass classification are shown in the Table 4.</p>
      <p>Here is interesting to note that if the less is number of R-neurons amount in the HRFN then more
important is tuning of the receptive fields parameters, then more is speed – then more is velocity of
process tuning.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>The convolutional hyper basis function neural network was proposed. This CNN differs from
another because instead of the fully connected perceptron layers that solve classification task, it
contains in its architecture HBFN that is generalization of conventional RBFN but besides synaptic
weights it can tune too parameters of the receptive fields that are in common case hyperellipsoids with
arbitrary axes orientation in feature space. This approach permits automatically to solve the problem
of activations kernel functions centers distribution, to reduce their amount i. e. to increase the learning
speed that is very important essentially for deep neural network. The computational experiments
confirm effectiveness of the approach under consideration.
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