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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Data analysis approach for characterizing residential energy consumption based on statistics of household appliances ownership</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Juan P. Chavat</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergio Nesmachnow</string-name>
          <email>sergiong@fing.edu.uy</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Universidad de la Republica</institution>
          ,
          <country country="UY">Uruguay</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Worldwide, residential electricity demand has increased constantly, expecting to double in 2050 the demand of 2010. Di erent policies have been proposed to achieve a smart use of electricity. This article presents a data-analysis approach to evaluate the potential household electricity consumption from statistical data. The main axis of the study are statistics of appliance ownership and information of the appliance characteristics, gathered from census surveys and local shops. An index to estimate the electricity consumption is performed. The validation of the proposed index is carried out using real consumption data from the Electricity Consumption Data set of Uruguay and Ordinary Least Square linear regressions. Jupyter notebooks, Python language and well-know libraries such as Pandas and Numpy were used during the implementation. The main results show that administrative regions located on the West/Southwest coastlines present the highest index scores. In turn, census sections/segments on the West/Southwest coastlines of Montevideo performed the highest scores while the lowest scores can be found at the outskirts of the city. The proposed methodology can be applied for electricity consumption estimation in other regions/countries where census data is publicly available.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Residential electricity demand has increased constantly worldwide, and it is expected to double
by 2050 the demand recorded in 2010 [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. For that reason, several investigations have been
carried out with the main goal of applying policies that motivate customers to save energy and
reduce the climate impact in factories, buildings and homes [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Information technologies play
a major role for properly managing electricity demand and consumption at di erent operation
levels [
        <xref ref-type="bibr" rid="ref3 ref4 ref5">3, 4, 5</xref>
        ].
      </p>
      <p>Uruguay is a country with 3.4 million inhabitants, where electricity is provided by a
stateowned company, Administracion Nacional de Usinas y Trasmisiones Electricas (UTE). By
2020, electricity was provided to almost 1.5 million customers (e.g., households, commerce,
and industries), 90.5% of residential type. Almost half of the inhabitants live in the capital city,
Montevideo. According to 2018 information, electri cation achieves a rate of 99.8% in the city,
with an average consumption of 246 kWh per residential customer.</p>
      <p>Techniques that aims to have better use of the energy resources, such as demand management,
are based on energy consumption analysis and characterization of the use. A possible approach
to these techniques is to encourage behavioural changes in the customers, resulting in savings.
Data analysis and the consumption characterization provides accurate information that can be
used in the construction of policies, plans and tari s for promoting behavioural changes.</p>
      <p>
        This article extends the short communication presented at the 1st International Workshop
on Advanced Information and Computation Technologies and Systems [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. The research was
developed within the evaluation of the potential residential electricity consumption using a
data-based approach to analyze statistics of appliances ownership for di erent census areas, and
information about the characteristics of the appliances [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]. For the validation, the application
of Ordinary Least Square (OLS) linear regressions are proposed for case studies in Uruguay
and Montevideo, and updated data from the National Household Continuous Survey (ECH)
gathered in 2019 is used.
      </p>
      <p>The research is carried out in the context of the project \Computational intelligence to
characterize the use of electric energy in residential customers", funded by the National
Administration of Power Plants and Electrical Transmissions (Spanish: Administracion Nacional
de Usinas y Trasmisiones Electricas, UTE), and Universidad de la Republica, Uruguay. The
project aims to characterize the di erent uses of electricity by the residences in Uruguay,
by means of computational intelligence and data analytics techniques, and identify the most
consuming-impactful appliances and its use patterns in the consumption.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Analysis of residential electricity consumption</title>
      <p>The analysis is based on appliance ownership information from a national survey by National
Statistics Institute (INE), Uruguay, and appliance characteristics information, collected from
local shops with a presence on the Internet.</p>
      <sec id="sec-2-1">
        <title>2.1. Question and hypothesis</title>
        <p>The work originates from the formulation of the following question: can an index build from
appliance ownership statistics model the electricity consumption per area?</p>
        <p>Energy-intensive appliances determines, greatly, the nal consumption of a household. For
example, the presence of air conditioners and electric water heater represent a large part of the
nal consumption, but are not present in all households. If the ownership of these appliances is
quanti ed by census areas, the potential electricity consumption can be calculated. Thus, this
work formulates the follow hypothesis: The most energy-intensive appliances owned, the higher
the potential electricity consumption.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Related work</title>
        <p>The related literature brings several possible approaches for the energy consumption analysis,
applied in di erent countries. Many of the works apply statistical tools, such as di erent type
of regressions, and uses information provided by surveys.</p>
        <p>
          Chevez et al. [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], applied clustering to organize 1010 census areas of Gran La Plata, Argentina,
into eight groups to analyze energy consumption similarities. The k -means clustering algorithm
was applied. The resulting groups were related to sociodemographic variables. The study
concluded that electricity demand increased with the number of people per home and per room,
that areas with a large number of apartments had lesser electricity consumption, and, instead,
the more precarious buildings in the area, the higher the electricity consumption (the less basic
needs are met, the higher consumption). In addition, two relevant problems in the electricity
sector of the country were identi ed: i) consumption peaks cannot be satis ed, ii) a poor
diversi cation of the electricity matrix.
        </p>
        <p>
          Electricity consumption of 3941 households from Ireland was related to socio-economic
and demographic variables, and dwelling characteristics, to be analyzed [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. The analysis
concluded that houses with more bedrooms, presence of 36{55 yeas old people, and/or presence
of professionals, had higher electricity consumption. Instead, apartments or lower/middle social
class households had lower electricity consumption. Households using electricity for cooking or
water heating had higher consumption than the rest, and the time of maximum consumption
was during the morning for older household response person (HRP) or late in the day for
middle-age HRP. Later [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], authors proposed inferring household characteristics from the
electricity consumption data, processed using multilevel and logistic regressions. Results showed
an accuracy of 60% on the classi cation of the employment status of the HRP and the feasibility
of the approach to infer useful social information.
        </p>
        <p>
          A study of residential electricity consumption in Brazil during 1985-2013 [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] concluded that
the most demanding appliances in the country are the electric shower (19%), refrigerator (28%),
lamps (15%), TV (11%), air conditioner and freezer (5% each one). Using linear regressions,
elasticity values were obtained from a bunch of explanatory variables (such as the number of
households in the country, family income, electricity tari , etc) and then related to consumption
behaviours. Results show that electricity consumption increase 1.53% with a rise of 1% in the
number of residences, 0.19% with an increment of 1% in the families income, instead it decreases
0.23% with an increment of 1% in the tari prices. The models showed a strong relationship
between explanatory variables and electricity consumption.
        </p>
        <p>
          In Uruguay, an extensive work that analyzes the residential electricity consumption based
on socioeconomic and dwelling characteristics, energy uses and temperature, was carried on
using data of 2994 households [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. General conclusions stats that owning certain appliances,
such as electric water heater and/or air conditioner, directly impacts over the electricity
consumption, and thermal comfort appliances are more frequent in households with high
electricity consumption. After applying OLS regressions and Quantile Regression (QR), it
is concluded, although the income per capita is an in uential variable over the electricity
consumption, other variables, such as the family composition, dwelling characteristics, or energy
uses, must be taken into account.
        </p>
        <p>The analysis of related works allowed nding several published research processing statistics
variables and electricity consumption, to extract valuable information about their relationships.
In this line of work, this article presents an analysis relating appliance ownership variables to
elaborate an index of electricity consumption per areas.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. The proposed approach for electricity consumption analysis</title>
      <p>The approach consists of analyzing electricity consumption through an index based on statistical
information about appliances ownership per home. Statistics are obtained from periodical
surveys (such as the ECH survey in Uruguay), considering variables that quantify the appliance
ownership, the number of residents per home, and household georeferencing data.</p>
      <p>Given a type of census area r with m areas, #the likelihood of owning each appliance is a
matrix A(r) 2 Rmxn. Two vectors are computed: c(r) 2 Rn with the mean consumption of each
appliance, and index (r) 2 Rm using the frequency of use of each appliance. Using these three
elements, the index is calculated as described in Equation 1.</p>
      <p># # #
index (r) = A(mr);n c(r) f (r) 1 (1)</p>
    </sec>
    <sec id="sec-4">
      <title>4. Validation of the proposed index: estimation of electricity consumption in</title>
    </sec>
    <sec id="sec-5">
      <title>Uruguay and Montevideo</title>
      <p>A relevant case study is analyzed to validate the proposed index: estimation of electricity
consumption in Uruguay and its capital city Montevideo. This is a relevant case study, since
electri cation achieves a rate of 99.9% in Uruguay, with an average consumption of 246 kWh
per household. Furthermore, few works have analyzed residential electricity consumption in
Uruguay.</p>
      <p>Three datasets were used for the building and validating the index:
(i) Census data. The collected information is georeferenced in three levels: departments
(Uruguay), and census section, and census segments (Montevideo). Information about
appliance ownership, georeferentiation and number of rooms were used.
(ii) Appliances data, collected from local shops. Utilization frequency and mean power
consumption were properly weighted to determine the e ective consumption.
(iii) Real electricity consumption, as reported in the Electricity Consumption Data set of</p>
      <p>
        UruguaY (ECD-UY) dataset [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] for the total household consumption subset.
      </p>
    </sec>
    <sec id="sec-6">
      <title>5. Data sets and data processing</title>
      <p>This section describes the three data sets used for the building and validation of the index.</p>
      <sec id="sec-6-1">
        <title>5.1. Census data</title>
        <p>Census data is provided yearly by INE in the format of the ECH, that collects information in
several areas from a statistical representative set of households around the country. The collected
information is georeferenced in at least three levels: departments, census section and census
segments. For the index, only the information about appliance ownership, georeferentiation and
number of rooms were used. Due to census sections and segments data are present only for
households in Montevideo, the evaluation of the index at this area levels was limited to this city.</p>
        <p>The process of preparing the data for the index consisted of multiple steps. First, the columns
with Yes/No values were transformed to 0, 1 values to facilitate the multiplications, and the
number of di erent type of notebooks was merged to a single sum. Then, the number of
lights were multiplied by the number of rooms, the air conditioner variable was separated from
the variable that indicates another electric heating source, and all the ones that indicate the
presence of an appliance was multiplied by its corresponding quantity variable. Finally, integrity
validations were performed, where, for example, the variables that quantify an appliance were
validated to be greater or equal to zero. No integrity errors were found.</p>
      </sec>
      <sec id="sec-6-2">
        <title>5.2. Appliances data</title>
        <p>Based on the set of 17 appliances surveyed by the ECH, appliance consumption was collected
from local shops with a presence on the Internet. Five di erent models of each appliance
were used to calculate the mean power consumption of each one. Of the 17 appliances, the
most energy-intensive are clothes dryer (3154.0 W), shower heater (1810.0 W) and electric water
heater (1600.0 W), while the less energy-intensive are DVD/VHS players (10.3 W), lightning
(11.8 W) and radio (20.2 W). Since the use intensity a ects directly to the consumption of an
appliance and based on the authors own experience, a frequency of use was assigned to each one
and the mean power was nally weighted by it.</p>
      </sec>
      <sec id="sec-6-3">
        <title>5.3. Real electricity consumption</title>
        <p>ECD-UY dataset provides three subsets with real electricity consumption from Uruguayan
residences. In this article, aggregate consumption from the total household consumption subset is
considered. Records were obtained from smart-meters georeferenced and installed in customers
houses (distributed on the main Uruguayan cities) by UTE. The data preparation consisted
in ltering the records by the follow conditions: i) records of consumption during the year
2019 (coinciding with the census year), ii) customers that counts with at least 95 % of the
corresponding records (365 24 4), for the days of the year, hours of a day, and records per
hour respectively), and iii) monthly average consumption lower than 5000 kWh, assuming that
larger consumption values do not corresponds to a household (e.g., commercial or industrial
instead). Filtered data include the monthly average consumption of 8874 customers, distributed
on the 19 departments, and, in Montevideo on 25 census sections and 464 census segments.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>6. Implementation</title>
      <p>
        The implementation consisted of loading the datasets, matrices/vectors construction for
appliance ownership and power demand, processing the index, visualization of results and
validation. Data cleansing and monthly average consumption were processed in the National
Supercomputing Center of Uruguay (Cluster-UY) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]. The code was implemented in Jupyter
notebooks using Python language and libraries (Pandas, Numpy, Matplotlib and statsmodels).
The resulting notebooks and scripts are available for download at https://bit.ly/3qnoIeC.
      </p>
    </sec>
    <sec id="sec-8">
      <title>7. Results</title>
      <p>Index results at the department level show a di erence of up to 1.5 times between the lowest
and highest scores. The top-three scored departments are Montevideo (4599), Salto (4156)
and Colonia (4155), while the bottom-thee departments are Cerro Largo (3060), Treinta y Tres
(3358) and Rocha (3387). Geographically, the departments with higher scores are located on
the South/West coastline and progressively decrease towards the Northeast of the country.</p>
      <p>In Montevideo, the di erence between the lowest and highest scores is 1.5 for sections and 8
for segments. Highest score areas are located over the Southeast coastlines and the further from
the Southeast coastline its the area, the lower the resulting score. The section with a higher
score (5561) is located in neighbourhoods Carrasco, Malvin, Buceo, Union, Malvin Norte, Punta
Gorda, Las Canteras and Carrasco Norte. On the other hand, the section with a lower score
(3697) is located in neighbourhoods Ituzaingo, Manga, Toledo Chico, Villa Garcia, Manga Rural,
Punta de Rieles, Bella Italia, Villa Espan~ola, Manga, Jardines del Hipodromo, Flor de Maron~as,
Piedras Blancas and Union. The segments with highest score (10435) is located in Carrasco
neighbourhood, while the one with lowest (1305) is located in neighbourhoods Tres Ombues and
Victoria. Departments, segments and section results are presented in Figure 1.</p>
      <p>Monthly average consumption per census area was calculated and then used together with
index results in OLS linear regressions to validate the correlation between them (considering the
R-squared metric). In the three evaluated areas, the distribution of the georeferenced customers
is not homogeneous, resulting in problems of data representation in some sub-areas, and therefore
inaccurate average monthly consumption.</p>
      <p>Several OLS validations were performed, considering di erent number of sub-areas, depending
on a minimum number of customers data available. For departments, OLS was performed
considering the departments with a minimum of customers (from 1 to 350). Many anomalies
were detected for some departments. The range of R-squared results was from 0.24 (minimum of
one customer, 19 departments) to 0.94 (minimum of 350 customers, 5 departments). A similar
behavior was observed for the section level, which was performed considering a minimum of one
customer (25 sections), resulting in an R-squared of 0.01, to 300 customers (4 sections), resulting
in an R-squared of 0.37. Less accurate results were obtained for segments, due to the lower
concentration of customers per census segment. OLS was performed considering segments with
a minimum of one customer (464 segments), resulting in an R-squared of 0.0, to 25 customers
(18 segments), resulting in R-squared of 0.11.</p>
      <p>(a) by departments
(b) by sections
(c) by segments</p>
    </sec>
    <sec id="sec-9">
      <title>8. Conclusion and future work</title>
      <p>This article presented a methodology applying a data-analysis approach for estimating electricity
consumption based on publicly available statistics on the ownership of household appliances.
Several data sources (census data, appliance characteristics data, and real consumption data)
were reviewed and used to de ne an index for the electricity consumption estimation.</p>
      <p>The index was validated on a case study in Uruguay, using data form the ECH survey from
year 2019. The proposed index was processed for three census areas in Uruguay and Montevideo.</p>
      <p>Results showed that, at department level, Southern/Western coastlines concentrate the most
consuming departments in Uruguay, while at section/segment level the most consuming areas in
Montevideo are on the Southeast coastline. Index score at segments level showed a di erence of
up to 8 times between the highest and lowest areas. OLS linear regressions were performed
to validate the results. Despite the limited georeferenced real consumption data available,
validation instances considering sub-areas with a high number of customers result in higher
R-squared values, showing a tendency of correlation between the index values and the real
energy consumption. The proposed index is also a useful method to detect anomalies in energy
consumption records.</p>
      <p>The main lines for future work include studying sociodemographic variables (e.g., income,
family size, etc), analyzing the index evolution based on previous ECH surveys and collecting
enough data to validate the tendency showed by the R-squared results.</p>
    </sec>
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</article>