=Paper= {{Paper |id=Vol-2864/paper14 |storemode=property |title=Local Quality Improvement of Multispectral Imagery Classification with Radiometric-spatial Feedback |pdfUrl=https://ceur-ws.org/Vol-2864/paper14.pdf |volume=Vol-2864 |authors=Iryna Piestova,Anna Kozlova,Artem Andreiev,Jan Rabcan |dblpUrl=https://dblp.org/rec/conf/cmis/PiestovaKAR21 }} ==Local Quality Improvement of Multispectral Imagery Classification with Radiometric-spatial Feedback== https://ceur-ws.org/Vol-2864/paper14.pdf
Local Quality Improvement of Multispectral                                                                     Imagery
Classification with Radiometric‐spatial Feedback
Iryna Piestovaa, Anna Kozlovaa, Artem Andreieva and Jan Rabcanb
a
  Scientific Centre for Aerospace Research of the Earth, Institute of Geological Sciences, National Academy of
  Sciences of Ukraine, O. Gonchar str., 55-b, Kyiv, 01054, Ukraine
b
  University of Zilina, Univerzitna, 8215/1, Zilina, 01026, Slovakia


                 Abstract
                 The essential requirement for accurate classification is the high resolution of input images.
                 Among known classification problems, which caused by low-resolution images, are the
                 mixing of training samples and the absence of boundaries between objects of different
                 classes. The mentioned above problems were reduced by imagery spatial resolution
                 enhancement and a hybrid approach to classification, which allows unmixing training
                 samples and improving the quality of images and their classifications.

                 Keywords 1
                 Remote sensing, spatial resolution enhancement, supervised classification, training samples
                 clustering, multi-valued logic, subpixel reallocating

1. Introduction
    Classification is the process of dividing a mass of data into classes (groups) according to some
criterion. In the process of computer classification, each pixel of the image is assigned to one of the
selected classes. Classification of satellite images is a widely-used remote sensing tool for solving
such tasks as land-cover mapping and change detection [1], forecasting gas and oil potential of subsoil
plots [2], etc. For example, when compiling a map of mountain vegetation using the satellite image,
you can divide the entire territory depicted on it into areas covered with forests, meadows, glaciers,
etc. The resulting image is called a "classification map", or simply "classification".
    Computer classification is used to automatically separate objects displayed on images and obtain a
map of the area. For computer processing, each image is presented as a table, each cell of which - an
element of the image resolution (pixel) - contains a number indicating the brightness of this element.
In multispectral imagery, the values of the brightness of objects are recorded in separate rather narrow
areas - spectral bands - of the visible and infrared parts of the spectrum. Then, during computer
processing, for each pixel of the image, several digital values of brightness are used at once in
different spectral bands.
    The main difference between visual decryption and automated processing is that a person
(decoder) sees the entire or almost the entire image, whereas a computer in most cases analyzes
digital values for only one pixel or a small group of pixels, comparing them with the rest. A person
can use different decryption signs to recognize terrain objects: size, shape, length, relative position of
objects, etc., but a computer can simultaneously analyze several images in different spectral bands,
and, as a rule, much faster than a person can.
    When carrying out any classification, some obstacles affect the quality and accuracy of the
classification:

CMIS-2021: The Fourth International Workshop on Computer Modeling and Intelligent Systems, April 27, 2021, Zaporizhzhia, Ukraine
EMAIL: ipestova@casre.kiev.ua (I. Piestova); ak@casre.kiev.ua (A. Kozlova); a.a.andreev@casre.kiev.ua (A. Andreiev);
jan.rabcan@fri.uniza.sk (J. Rabcan)
ORCID: 0000-0003-2981-7826 (I. Piestova); 0000-0001-5336-237X (A. Kozlova); 0000-0002-6485-449X (A. Andreiev) ; 0000-0003-
2835-9114 (J. Rabcan)
            © 2021 Copyright for this paper by its authors.
            Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
            CEUR Workshop Proceedings (CEUR-WS.org)
        the use of supervised classification causes errors associated with the human factor, uneven
   samples, a discrepancy between the selected thematic classes and their spectral characteristics, etc.
   - this can be called a radiometric obstacle [3];
        dependence of the quality of classification (detail, separability of classes) on the spatial
   resolution of the input images, as well as the frequent use of images of different resolutions or
   non-uniform spatial resolution of images (such as Sentinel-2 data, where there is a spatial
   resolution of 10, 20 and 60 m) - what can be called a spatial obstacle [4].

2. Methods
   This study presents tools for solving the problems described above: applying a hybrid approach to
classification to correct radiometry and the spatial resolution equalization of multispectral satellite
images.

2.1.    Hybrid approach to classification
  The reasonable interpretation of land cover classes could only be achieved by supervised
classification since it applies expert knowledge, which describes each type of land cover. Supervised
classification requires training samples of classes selected by an expert. However, those classes, as a
rule, are subjective as well as expert-selected training samples are not accurate. Unlike supervised
classification, unsupervised one provides objective classes, obtained by clustering. The hybrid
approach to classification [5] is applied to form the interpretable and objective classes. The scheme of
the described above approach to classification is shown in Figure 1.




Figure 1: The scheme of the hybrid approach to classification

   This approach to classification implies subdividing training samples of expert-selected classes into
objective clusters by unsupervised classification. After that, formed clusters are used as training
samples for supervised classification. Those steps are aimed to reduce the inaccuracy and
subjectiveness of the selected samples. In turn, it increases the classification accuracy in comparison
with both supervised and unsupervised types of classification.

2.1.1. Training samples clustering
    The first step is the training samples clustering by unsupervised classification. Clustering is
necessary to avoid the subjectiveness of expert-selected classes. Also, due to the high heterogeneity of
some land cover classes, they overlap each other and it means that their training samples, as a rule, are
mixed. This problem could be also solved by the initial training samples clustering. Basic Sequential
Algorithmic Scheme (BSAS) [6] is applied as a method of unsupervised classification. The main
benefit of this method among others is that the number of clusters may not be known in advance.
However, instead of the number of clusters, this scheme requires two other input parameters, which
are the threshold of the dissimilarity and the maximum allowed number of clusters. The first one is
defined as a distance between each cluster and feature vector, which corresponds to the set of training
samples. The second parameter is required not to divide the input data into a greater number of
clusters than it’s defined by an expert. This parameter should be defined taking into account the
computational costs of those operations and/or limit of clusters, overcoming of which will provide
inadequate and not interpretable training samples subdividing. This method applies separately to the
training samples of each class. As a result of this step, initial expert-selected training samples would
be subdivided into objective subclasses and their heterogeneity would be reduced by transforming
them into dense clusters.

2.1.2. Supervised classification
    The next step is the supervised classification of the study area. Support vector machine [7] is
applied as a method of supervised classification for this task. This method is proved its reliability in
conditions of high heterogeneity of land cover classes [8]. The required input data for this procedure
are an image of the study area and training samples of each class. Subclasses obtained at the previous
step are used as training samples. Therefore, each subclass is interpreted as a particular class. After
this step, the input image will be classified into that number of classes, which corresponds to the
number of subclasses obtained after clustering of initial training samples.
    In case if the task is to obtain classification, which consists only of initial classes, then merging of
subclasses into initial classes is required. The subclasses’ merging defines the initial class of pixels
subclass, and then the value of a pixel is converted to the value of the initial class. This procedure is
performed separately for each pixel of classification obtained at the second step.

2.2.    Spatial resolution equalization
    It is very important to carry out the spatial resolution equalization procedure when satellite images
or separate image bands of different spatial resolutions are used together.
    A widely used method is to simply divide a pixel into subpixels according to the nearest neighbour
rule [9], while the resulting subpixels retain the value of the output pixel. Although the use of the
nearest neighbour rule preserves the average radiometric value of subpixels in a pixel, it does not
increase the information content of the resampled bands.
    Another widely used method for calculating subpixel values is the application of the selected type
of interpolation based on a certain number of adjacent pixels in the original image. Consider, for
example, a bicubic interpolation technique [10] that slightly smoothes the image, giving a sense of
more detail. However, this procedure does not keep the radiometry within the original pixel. The
average value of the subpixels in pixels is different from the initial value of the input image.
    It is proposed to use a method [11] based on image segmentation by spectral signatures, as well as
optimization of decision making when redistributing values in subpixels, taking into account both the
similarity of the original spectral signatures and the spatial relationships of the topology for each type
of land cover.
2.2.1. Scanning pattern
    The Nearest Neighbour Oversampling procedure quadruples a pixel and ultimately generates 4
identical subpixels. To improve the overall physical resolution of the image bands, but not degrade
their quality, it is necessary to correctly redistribute the signals in these subpixels, while maintaining
their average radiometric value.
    This should be done using the scanning window and taking into account the adjacent territory, that
is, the nearest eight subpixels (numbered 1 .. 4 and 6 .. 9) around the current one (numbered as 5) as
shown in Figure 2.




Figure 2: Neighbourhood of processed subpixel (5) within scanning window (1 .. 4 and 6 .. 9)
including 4 subpixels (1, 2, 4, 5) of one low‐resolution pixel

   When processing images, the process of determining different types of the earth's surface is
necessary. This is done by spectral segmentation of the image by spectral characteristics. Fuzzy logic
methods are widely used to solve such problems [12].

2.2.2. Classes reallocating
    For the correct spatial redistribution of subpixels, it is necessary to analyze the topological
properties of the main classes and obtain appropriate topological descriptions. Multiple valued logic
(MVL) methods are used to solve the problem of changing the subpixel class according to the
relationships and classes of the nearest surrounding subpixels.
    MVL is a type of logic in which the level of truth can be m-valued or infinite, not just binary, as in
Boolean logic. MVL requires a mathematical approach to express the relationships between input
logic values and the result of certain phenomena. A logical function with a value having the following
form was used:

                                        f m :  n  ,                                              (1)
where n is the number of multivalued variables, and the set M = {0, 1, ..., m – 1} is the set of certain
truth levels.
    MVL is used to reclassify surface types depending on their spatial distribution, which is used in
our analysis of remote sensing data because this approach will allow a fairly efficient reclassification.
    The pixel redistribution procedure takes into account the following topological properties of the
analyzed segment:
         compactness - when subpixels of one class are localized by compact inseparable groups;
         orientation (linearity) - subpixels of one class are arranged linearly: horizontally, vertically,
    diagonally if you can determine the orientation of these lines;
         texture (homogeneity) - subpixels of one or more classes are arranged in a checkerboard
    pattern or close to it, as well as when several different classes fall within the window and compact
    or linear structures are not defined.
    Five significant types of the relative location of subpixels of one class are defined in Figure 3.
These five types represent specific shapes of subpixels, such as all columns and rows - T5, diagonals
(T2), and right triangles with a certain location (T1 - the right angle at the edges, T3 - the right angle
in the middle of the outer columns and rows in the matrix, T4 - the right angle in the middle of the
matrix). The number of occurrences of such types can be defined as an input variable for a 3-digit
logical function, which will give a decisive result for the central pixel of the class change matrix.




Figure 3: The main types of mutual arrangement of subpixels.

    The values of the types of mutual arrangement of subpixels are consistent with the possible
number of this type of arrangement in the considered block.
    The next step is performed in a matrix consisting of subpixels of a 3 × 3 sliding window, where the
analyzed pixel is central. The classification in the scan window is checked sequentially. A logical
function is used to decide on the replacement of the central subpixel class (Figure 4). According to
this function, the central pixel changes if the value of the function is 2, and does not change if the
value of the function is 0. Changing the class of the central pixel requires additional analysis if the
value of this function is 1.




Figure 4: A logical function to change the class of the central pixel depending on its location.
2.3.    Radiometric‐spatial Feedback
    The hybrid classification method described above requires high-resolution source images. In turn,
to increase the resolution of the bands of a multispectral image, stable clustering is required, which is
based on the spectral signatures of the earth's covers. This leads us to the solution of using radiometric
spatial feedback. This method is an iterative process described in Figure 5.




Figure 5: General scheme of multispectral imagery classification local quality improvement with
radiometric‐spatial feedback.

   The iterative process continues until the spatial resolution of the bands is increased. As soon as the
increase becomes insignificant compared to the previous iteration, the process stops and the final
classification is carried out.

3. Test
   The method of multispectral imagery classification local quality improvement with radiometric-
spatial feedback in the selected study area was tested.

3.1.    Study area
    The study area was located around the city of Novomyrhorod in Kirovohrad Oblast (administrative
province) of central Ukraine (Figure 6). It encompassed agricultural, wetland, and urban landscapes
which elements substantially vary in spatial characteristics. For instance, extensive and spatially
homogeneous croplands have sharp delineations in a form of roads and tree lines, while wetlands and
wet grassland have meandering and vague boundaries. Relatively small built-up areas extended along
streets and surrounded by highly heterogeneous household plots. However, most of these elements
have similar spectral characteristics especially, during the mid-summer season. For their better
recognition from satellite images, the application of spectral indices strongly recommended [13-15].
Figure 6: The study area involved various urban, rural, and complex natural landscapes around
Novomyrhorod, Ukraine. It is shown on the fragment of the Sentinel‐2 Multispectral Instrument
(MSI) image acquired on 6 July 2020. The image represents a true‐colour composite of Red, Green,
and Blue bands of 10 m spatial resolution.

   In this study, we focused on seven land cover types. They are artificial surfaces, croplands, tree-
covered areas, grasslands, wet grasslands, wetlands, and water bodies (Table 1).

Table 1
The classification scheme used in the study
        Land Cover Class                                     Description
  Artificial surfaces         Urban public and industrial built‐up areas, transport units, and
                              construction sites
  Croplands                   Arable land, permanent crops, fallow lands, heterogeneous
                              agricultural areas, household plots
  Tree‐covered areas          Broadleaved and coniferous forest stands, ravine and floodplain
                              forests, roadside tree lines, areas with tree cover more than 30%
  Grasslands                  Natural herbaceous vegetation, permanent grasslands of natural
                              origin, pastures
  Wet grasslands              Grassland that is periodically flooded or waterlogged by freshwater
                              with typical plant communities of grass, sedge, and rush
  Wetlands                    Inland marshes, reed beds, riparian cane formations
  Water                       Rivers, reservoir, streams
3.2.    Sentinel‐2A data and pre‐processing
    Cloud-free Sentinel-2A multispectral instrument (MSI) image acquired on 06 July 2020 was
downloaded from the U.S. Geological Survey (USGS) archive through the EarthExplorer interface
(https://earthexplorer.usgs.gov/). The images were obtained at Level 1C: top of the atmosphere (TOA)
reflectance (https://sentinel.esa.int/web/sentinel/user-guides/sentinel-2-msi).
    The MSI measures the Earth's reflected radiance in 13 spectral bands from the visible near-infrared
(VNIR) to shortwave infrared (SWIR) wavelength regions, with spatial resolutions from 10 to 60 m,
as shown in Table 2.

Table 2
Spatial and spectral resolutions of Sentinel‐2 MSI
      Sentinel‐2A/MSI (µm)                       Band                         Resolution (m)
        Band 1 (0.43–0.45)                  Coastal aerosol                         60
        Band 2 (0.46–0.52)                       Blue                               10
        Band 3 (0.54–0.58)                      Green                               10
        Band 4 (0.65–0.68)                       Red                                10
         Band 5 (0.7–0.71)                    Red‐edge‐1                            20
        Band 6 (0.73–0.75)                    Red‐edge‐2                            20
        Band 7 (0.76–0.78)                    Red‐edge‐3                            20
        Band 8 (0.78–0.90)                        NIR                               10
       Band 8A (0.85–0.87)                    Narrow NIR                            20
        Band 9 (0.93–0.95)                    Water vapor                           60
       Band 10 (1.36–1.39)                    SWIR/Cirrus                           60
       Band 11 (1.56–1.65)                      SWIR‐1                              20
       Band 12 (2.10–2.28)                      SWIR‐2                              20

   To provide atmospherically corrected images essential to calculations of spectral indices, Level 1C
data was processed to Level 2A: bottom of the atmosphere reflectance (BOA).
   The Sen2Cor tool (https://step.esa.int/main/snap-supported-plugins/sen2cor/) from the European
Space Agency (ESA) Sentinel Application Platform (SNAP) was used to perform the corrections for
the Sentinel-2 image. During the processing, Sen2Cor discarded the three bands (B1, B9, and B10)
that consider the effects of aerosols and water vapour on reflectance. Then, the Sentinel-2 bands
acquired at 20 m data were previously resampled using the nearest neighbour method to obtain a layer
stack of 10 spectral bands at 10 m. At the final stage of data pre-processing, the obtained image was
resized by an area of 1500 × 1000 pixels (Figure 6) for testing the method proposed in the study.

3.3.    Spectral indices use
   Spectral indices, being nonlinear transformations of original spectral bands, substantially enhance
the classification quality of complex classes [1, 4, 16]. The red-edge (RE) is the prominent spectral
feature of vegetation, including wetlands [13, 14]. The SWIR range is extensively used in many
applications related to water bodies and urban surfaces [15]. Sentinel-2 MSI image of Level 2A
provides the RE (B5, B6, and B7) and the SWIR (B11 and B12) ranges at 20m spatial resolution.
   The SI used in this study are:
       (a) the normalized difference vegetation index - NDVI [17];
       (b) the red-edge NDVI -RENDVI [18];
       (c) the red edge ratio vegetation index – RERVI [19, 20];
       (d) the normalized difference water index -NDWI [21];
       (e) the modified normalized difference water index - MNDWI [22];
       (f) the normalized difference moisture index - NDMI [23];
       (g) the normalized difference built-up index – NDBI [24].
   The formulations and the bands used to calculate the spectral indices from Sentinel-2A MSI are
shown in Table 3.

Table 3
The spectral indices calculated from Sentinel‐2A MSI image data in the study
        Vegetation Index                    Formulation                  Sentinel‐2 Bands Used
               NDVI                          RNIR  Rred                        B8  B4
                                             RNIR  Rred                            B8  B4
             RENDVI                         RNIR  Rred _ edge                      B8  B6
                                            RNIR  Rred _ edge                      B8  B6
              RERVI                               RNIR                                B8
                                                Rred edge                            B6
              NDWI                            Rgreen  RNIR                         B3  B8
                                              Rgreen  RNIR                         B3  B8
             MNDWI                           Rgreen  RSWIR                        B3  B11
                                             Rgreen  RSWIR                        B3  B11
              NDMI                            RNIR  RSWIR                         B8  B12
                                              RNIR  RSWIR                         B8  B12
               NDBI                           RSWIR  RNIR                         B11  B8
                                              RSWIR  RNIR                         B11  B8



4. Local quality improvement
   Guided by the data flow diagram described in Figure 5, a two-iteration process was carried out,
which included 2 hybrid classification blocks, 2 blocks of spectral bands spatial resolution
enhancement, and the final classification.
   The results of evaluating the spatial resolution of spectral bands after the second iteration using the
edge spread function are presented in Table 4 and show a steady increase of spatial resolution in
bands 5-7 and 8a. It is assumed that a more stable increase of the spatial resolution in bands 11 and 12
can be achieved after attracting additional spectral signatures for reference clustering.

Table 4
Digital image bidirectional Gaussian edge spread function values after the second iteration
          Band                     Basic                   Cubic                   Enhanced
         Band 5                 1.778 × 2                  2.806                     2.658
         Band 6                 2.313 × 2                  3.092                     1.417
         Band 7                 2.157 × 2                  3.047                     1.759
         Band 8a                2.239 × 2                  3.128                     1.893
         Band 11                2.561 × 2                  3.379                     4.113
         Band 12                2.043 × 2                  3.009                     4.125
         Average                   4.364                   3.077                     2.661

   An illustration of the multispectral imagery classification local quality improvement with
radiometric-spatial feedback is shown in Figure 7.
Figure 7: Test example: a ‐ reference classification before the spatial resolution enhancement of
spectral bands, b ‐ a subset of the area of interest, c ‐ final classification after the spatial resolution
enhancement of spectral bands

   In the presented test section, you can see that the class divergence has increased, as a result of
which there are no obvious errors in the final classification when the pixels of the artificial object
class appear in the middle of the field class. All linear extended features, such as forest belts and
roads, retained their shape and got rid of distortions caused by larger pixels from bands with a lower
spatial resolution.

5. Conclusion
   The article presents a solution to a radiometric obstacle by using a hybrid approach to
classification, as well as a solution to a spatial obstacle by the spatial resolution enhancement of
lower-resolution spectral bands. Radiometric-spatial feedback has also been established.
   Further research should be aimed at developing an algorithm for determining the most appropriate
clustering method for each particular class. And to increase the quality of the spatial resolution
enhancement in all spectral bands, it is planned to use spectral signatures databases.

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