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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>WiP Proceedings, June</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Algorithm for Direction Finding Using Spinning and Omnidirectional Antennas that Uses All Available Information</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Matti Raitoharju</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Patria</institution>
          ,
          <addr-line>Systems, Tampere</addr-line>
          ,
          <country country="FI">Finland</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>0</volume>
      <issue>4</issue>
      <fpage>1</fpage>
      <lpage>03</lpage>
      <abstract>
        <p>We propose a new algorithm for direction finding using a spinning Direction Finding (DF) antenna and an omnidirectional antenna. In the proposed algorithm we use all information about when a target is received using either antennas, whereas in literature only situation when the signal is received using the spinning DF antenna and the signal with the spinning DF antenna is stronger than with the signal received with the omnidirectional antenna. Simulated results show that the proposed algorithm is more accurate in direction finding and target positioning than the algorithm found in literature.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Direction-of-Arrival</kwd>
        <kwd>Spinning DF Antenna</kwd>
        <kwd>Direction Finding</kwd>
        <kwd>Electronic Intelligence</kwd>
        <kwd>DOA</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Directional antenna
Omnidirectional antenna</p>
      <p>
        In [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] algorithms for detecting multiple DoAs from targets are discussed. The downfall of
the algorithms in [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ] is that the antenna pattern is assumed to be Gaussian-shaped, which
means that only the mainlobe is used and it is assumed to be a Gaussian. Same assumption
is made also in [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]. This means that only pulses that are received stronger with the spinning
DF antenna (thick line in Figure 1) are used, and all other information is neglected.
      </p>
      <p>The assumption of a constant transmission amplitude does not usually hold as radar systems
incorporate scanning patterns and the transmission direction changes. The constant amplitude
assumption is valid approximation only if the transmission BW is high and the radar scanning
speed is low compared to the receiver spinning DF antenna BW.</p>
      <p>In this paper, we propose an algorithm that uses information from all received pulses and does
not assume anything about the transmission pattern. Rest of this paper is organized as follows.
Section 2 describes the models used in this paper. Section 3 shows how the probability density
function (pdf) of DoA can be determined using all information. In Section 4 we show how the
mean and variance of the estimates are computed. Section 5 contains example applications of
the proposed algorithm and Section 6 concludes the article and discusses future work.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Models for the system</title>
      <p>We assume here that the emitter is a pulsed radar, and we can associate pulses from a single
radar together. Received pulses can be divided into three groups based on the PAs</p>
      <sec id="sec-2-1">
        <title>1. Pulse is received with both antennas 2. Pulse is received only with the spinning DF antenna 3. Pulse is received only with the omnidirectional antenna We model the PA received with the spinning DF antenna using model</title>
        <p>Ar(t) = fr (θ (t)) ft (t) + εr,
(1)
where Ar(t) is the received amplitude, fr (θ (t)) is the receiver gain at time t to the direction of
the transmitter, ft (t) is the field strength of the transmitted signal at the receiver at time
and ε is a noise term, which is assumed to be zero mean normal with variance σ r2. We assume
t,
that the receiver antenna pattern fr (θ (t)) is known. We do not make any assumptions of the
shape of transmission field strength</p>
        <p>
          ft (t). Transmission field strength can have complex shapes
especially when the transmitter is an Active Electronically Scanned Array (AESA) radar. In
AESA radars, the scanning pattern can be steered electronically from one direction to other
via phase control practically without delay [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ].
        </p>
        <p>For the omnidirectional receiver, the antenna gain is constant go and the received PA is:</p>
        <p>Ao(t) = goft (t) + εo,
pro(Ar(ti), Ao(ti)|ϕ ) = pN
⃓⃓ fr (ϕ − θ i) Ao(t) (︃ fr (ϕ − θ i) )︃ 2
where εo ∼</p>
        <p>N(0, σ o2). We assume that both antennas are connected to a multichannel receiver
so that the sensitivity for both channels is same and we use same threshold Alimit for detecting
a pulse for both antennas.</p>
        <p>
          The model is more general than those found in [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. In [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ], the transmitter power and thus
ft (t) is assumed constant and only values of P (t) &gt; Ao(t) are used.
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>However, we make a simplification compared to [3] in that we consider signal absolute amplitude and not complex amplitude.</title>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Probability of DoAs</title>
      <p>When we have detected pulse with both antennas at time ti we can solve the unknown field
strength ft (t) from (2) and substitute it into (1) to get:</p>
      <p>Ao(ti) = fr (ϕ − θ i)
︃( Ao(ti) − εo )︃
go
+ εr,
where ϕ is the direction of the target in geographic coordinates. After this we compute the
likelihood for target being at angle ϕ using the normal pdf
(2)
(3)
(4)
(5)
(6)
⃓
1
= √︃(︂ fr(ϕ − θ i) )︂ 2
go
σ o2 + σ r2
e
︄(</p>
      <p>Ao(ti)− fr(ϕ − θ i)Ao(t) )︄2</p>
      <p>go
2︄( fr(ϕ − θ i) )︄2
go
σ o2+2σ r2
as accurate evaluation of the DoA as in the first case. However, as
detecting a pulse and we neglect the noise in the inequality we get</p>
      <p>Alimit ≥ goft (t) ⇒
where subscript ro refers to the case where pulse was received with both antennas.</p>
      <p>If the pulse is received only with the directional antenna, we can deduct that the signal
source is in the direction where the gain of the spinning DF antenna is higher than the gain
of the omnidirectional antenna and the amplitude of the received PA is below the detection
threshold of the omnidirectional antenna. This area corresponds to the area marked with thick
blue line in Figure 1. Because the transmitting gain (and power) is unknown we cannot make
Alimit is the threshold for</p>
      <p>pN (︁ Ar(ti)|ft (ti) fr (ϕ ) , σ r2)︁ dft (ti),
and to get the pdf we use uninformative prior and normalize using Bayes’ rule to get
p(ϕ |Ar, Ao) =</p>
      <p>p(Ar, Ao|ϕ )
∫︁ϕ 3=600 p(Ar, Ao|ϕ )dϕ
.</p>
      <p>In practice, the computation of the probabilities above encounter often numerical errors and
instead of using likelihoods the computations should be done using log-likelihoods until the
normalization.</p>
      <p>ft (ti) ≤</p>
      <p>Alimit .</p>
      <p>go
If we had a known value of ft (ti) and (1) the likelihood is</p>
      <p>p(Ar(ti))|ϕ, f t (ti)) = pN (︁ Ar(ti)|ft (ti) fr (ϕ ) , σ r2)︁ .</p>
      <p>By integrating the possible values of ft (t) using (7) we get
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)</p>
    </sec>
    <sec id="sec-4">
      <title>4. DoA and variance determination from the pdf</title>
      <p>
        The pdf of DoAs is not always practical and it is often required to be transformed to a mean
and variance of DoA in degrees. To obtain the mean of DoA first a weighted Cartesian mean
µ is computed [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]
and the mean of DoA µ ϕ is
where atan2 is the four-quadrant inverse tangent. After the mean is solved the variance for
the target direction is obtained by
µ c =
∫︂ 360 [︃ p(ϕ ) sin ϕ ]︃
      </p>
      <p>ϕ =0 p(ϕ ) cos ϕ
µ ϕ = ∠µ c = atan2(µ c,1, µ c,2),
σ ϕ2 =
∫︂ 180</p>
      <p>Transmission field strength
Spinner gain</p>
      <p>Omnidirectional gain
90
180
270
90
180</p>
      <p>270
0
(t)</p>
      <sec id="sec-4-1">
        <title>Pulse amplitudes</title>
        <p>Ar(t)
Ao(t)
Pulses detected with both antennas
Pulses detected with spinner only
Pulses detected with omnidirectional antenna only
Detection threshold
90
180
270
0
90
180
270</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Examples</title>
      <p>In this section, we show examples of the proposed algorithm. The antenna gain and
transmission efild strengths are simulated. The noise is simulated from a normal distribution with
standard deviation 0.1 and the detection threshold for a pulse is 1.</p>
      <p>In the first example radar is located at 270 ◦ from the receiver. The radar is making a
circular scanning pattern so that it’s mainlobe is directed towards the receiver when receiver
has direction 0◦ . The DoA of radar pulses is solved using pulses received of two revolutions of
the spinning DF antenna. In this situation the radar mainlobe is directed towards the receiver
when the receivers spinning DF antenna’s first sidelobe is directed towards the radar. Top
plot of Figure 2 shows the gains as the function of spinning DF antenna angle. In the bottom
plot the noisy signals and detected pulses are shown. All pulses that are received with both
antennas come from the rfist sidelobe. Then there are few pulses detected with spinning DF
antenna’s mainlobe that come from sidelobes of the transmitter and few pulses detected with
the omnidirectional antenna only.</p>
      <p>In real world situations the spinning antenna could be rotating 1200 degrees in second and
in our simulation there are 100 pulses for 720 degrees. This would make the pulse repetition
frequency of the transmitting radar 167 Hz, which is a low value. We have chosen this small
number of pulses to show how the proposed algorithm can perform in dificult situations with
a small number of received pulses.</p>
      <p>
        Figure 3 shows the likelihoods computed from the received pulses. Because all pulses received
with both antennas are in the first sidelobe and the spinning DF antenna has two almost
identical sidelobes the likelihood pro has two peaks and due to the noise in measurements
the wrong likelihood peak is the stronger one. Algorithms in [
        <xref ref-type="bibr" rid="ref3 ref4 ref5">3, 4, 5</xref>
        ] assume that the pulses
received are from the mainlobe and the omnidirectional antenna is used to discard pulses that
are not and thus in this case those algorithms would not provide DoA estimates.
      </p>
      <p>Likelihood computed from pulses received only with the spinning DF antenna is directed
approximately to the correct direction but has much larger variance than the peaks that are
computed with both antennas. But when these two are combined we get an accurate peak
in the correct direction. In this example, the likelihood computed using only omnidirectional
antenna does not provide more information to other measurements.</p>
      <p>The mean and standard deviation estimates computed using diferent data are given in
Table 1. The estimates were computed using a 1◦ resolution. Results show how the combined
estimate is much more accurate than any of estimates computed alone. Results also show that
all standard deviations are reasonable and can be used to determine the goodness of the DoA.</p>
      <p>Transmission field strength
Spinner gain
Omnidirectional gain
90
180
270
90
180</p>
      <p>270
0
(t)</p>
      <sec id="sec-5-1">
        <title>Pulse amplitudes</title>
        <p>Ar(t)
Ao(t)
Pulses detected with omnidirectional antenna only</p>
        <p>Detection threshold
90
180
270
0
90
180
270</p>
        <p>
          The second example shows how the proposed method can be used to determine direction even
without any pulses detected with the spinning DF antenna. Algorithms in literature [
          <xref ref-type="bibr" rid="ref2 ref3 ref4 ref5">2, 3, 4, 5</xref>
          ]
do not work as there are no pulses received with spinning DF antenna and with omnidirectional
antenna simultaneously. This example also shows how the method is independent of the
transmitter pattern. Figure 4 shows the gain and amplitudes. This time radar emits pulses
with random amplitudes in blocks. These blocks are coming at times when the receiver antenna
is directed away from the radar so all received pulses are received with the omnidirectional
antenna, which contain no directional information in itself. However, as the pulses must have
been emitted when the spinning DF antenna is pointing away from the radar, we still get a
likelihood shown in Figure 5. The radar was simulated to direction 60◦ and the estimated
direction is 45◦ with standard deviation 18◦ .
        </p>
        <p>In our third example, we show how the number of received samples afect to the
directionifnding accuracy. The simulated situation provides a lot of information for DoA finding task.
The situation is simulated 1000 times with varying the number of pulses and the exact time
when the mainlobe of a slowly scanning radar is directed approximately towards the receiver.
Figure 6 shows an example of the situation.</p>
        <p>The average DoA estimation error as the function of total pulses is shown in Figure 7. In
this test, we can see that the estimation accuracy using all information is better than using
only pulses that are received with both antennas when number of pulses is less than 13 and
with 7 pulses the average DoA error with all information is less than 1 degree, while the error
with using only information when both antennas receive the pulse is more than 8 degrees. In
these results the DoA estimation with omnidirectional antenna only is more accurate than the
estimation with spinning antenna only. This can be explained looking to Fig. 6 where one can
see that there are only a few pulses received with the directional antenna only compared to
the pulses received with the omnidirectional antenna.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>6. Conclusions and future work</title>
      <p>In this paper, we studied how to use all available information from a spinning DF antenna
and an omnidirectional antenna to determine the DoA of a set of pulses. We showed in
examples that the proposed method can determine the DoA of a signal source and the use of all
information. The use of all information gives estimates better accuracy and more importantly
helps to determine estimate DoA in dificult situations where a traditional DoA estimation
methods would not have provided any information about the DoA of the radar pulse.</p>
      <p>In this paper, all data was simulated. In future, the algorithm should be tested with real
data and radiation patterns of antennas. The algorithm could also be extended to be able
to take into account imperfections in the radiation pattern of the real-world omnidirectional
antennas, that is, to use a radiation pattern of the omnidirectional antenna instead of a constant
go. Furthermore, the use of radiation patterns could be extended to take into account the
elevation angle and the algorithm could incorporate the complex amplitude instead of the
absolute amplitude.</p>
      <p>90
180
270
90
180</p>
      <p>270
0
(t)
Pulse amplitudes</p>
      <p>Field strength
Spinner gain</p>
      <p>Omnidirectional gain
Ar(t)
Ao(t)</p>
    </sec>
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