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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Using AI to Identify Optimal Drilling Locations for Sustainable Irriga- tion for Subsistence Agriculture</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Wanru Li</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kathryn B. Laskey</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mekuanent Muluneh</string-name>
          <email>mulunehmekuanent@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rupert Douglas-Bate</string-name>
          <email>rupertdouglas@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Hemant Purohit</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paul Houser</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Arba Minch University</institution>
          ,
          <country country="ET">Ethiopia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>George Mason University</institution>
          ,
          <country country="US">United States</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Global MapAid</institution>
          ,
          <country country="UK">United Kingdom</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In East Africa, many drought events have occurred over the past few decades. Droughts have resulted in severe food crises, especially for countries relying heavily on agriculture. From the perspective of sustainability, utilizing groundwater for crop irrigation could be an avenue toward resilience to drought. In this study, we aim to use AI to identify optimal drilling locations for sustainable irrigation for subsistence agriculture. Our initial focus is the Hare watershed in southern Ethiopia. To identify suitable drilling locations, a hydrogeological model (TOPMODEL) for estimation of discharge and depth to water table will be implemented first; machine learning models will be constructed to estimate the probability of finding groundwater at a particular location; and finally these will be provided as inputs to an optimization model. Since this study is in progress, preliminary intermediate results are presented in this paper. A topographic wetness index (TWI) map was developed. TWI captures topographic features related to groundwater potential and will be an important input to our drilling location model.</p>
      </abstract>
      <kwd-group>
        <kwd>AI</kwd>
        <kwd>Groundwater potential</kwd>
        <kwd>Topographic wetness index</kwd>
        <kwd>TOPMODEL</kwd>
        <kwd>Machine learning</kwd>
        <kwd>Optimal drilling locations</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Introduction</title>
      <p>
        In Ethiopia, small farmers comprise 95% of all farmers, and
about 80% of the population (
        <xref ref-type="bibr" rid="ref6">Douglas-Bate et al. 2019</xref>
        .
Thus, the population is heavily reliant on agriculture. A
decreasing of water supply has affected the yield of crops and
increased vulnerability to hunger. In 2017, about 20.6% of
Ethiopians suffer from hunger (Ethiopia Hunger Statistics,
n.d). At present in 2020, Ethiopia has faced a large outbreak
of desert grasshoppers which results in loss of food and
income
        <xref ref-type="bibr" rid="ref1">(ActionAid UK. 2017)</xref>
        . To mitigate the impact of food
shortages, drilling wells for irrigation could support
sustainability for subsistence agriculture.
      </p>
      <p>
        Understanding the factors that affect groundwater
availability is important for estimating the probability of finding
water at a location. Previous research has shown that
lithology, geological structures, drainage density, soils, lineament
density, geomorphology, slope and land cover land use are
the main factors that have an impact on the occurrence and
movement of groundwater in an area
        <xref ref-type="bibr" rid="ref10 ref11 ref3">(Jaiswal et al. 2003,
Greenbaum 1985, Jha et al. 2010, Andualem and Demeke
2019)</xref>
        . A recent groundwater drought study has shown that
the evapotranspiration rate, precipitation, and soil moisture
are significant factors affecting groundwater drought
propagation
        <xref ref-type="bibr" rid="ref8">(Han et al. 2019)</xref>
        .
      </p>
      <p>
        To estimate groundwater potential, we used TOPMODEL
(a TOPography based hydrological MODEL) proposed by
        <xref ref-type="bibr" rid="ref4">Beven and Kirkby (1979)</xref>
        . TOPMODEL simulates
hydrological processes and has been used in a variety of
applications. The topographic wetness index (TWI), one of the
TOPMODEL outputs, uses elevation data to estimate places
where water tends to accumulate. Moreover, previous
studies have shown that TOPMODEL has successfully predicted
streamflow
        <xref ref-type="bibr" rid="ref16 ref2 ref3 ref9">(Ambroise et al. 1996, Ibbitt and Woods 2004,
Nourani et al. 2011, Andualem and Demeke 2019)</xref>
        .
      </p>
      <p>
        Optimization approaches have been widely applied in
optimal well placement problems. Ma et al. (2018) developed
a mixed-integer linear programming model to identify the
optimal layout of wells with minimizing the total irrigation
costs in an oasis area in Northwest China. A nonlinear
programming model has been constructed by Liu et al. (2019)
to find the optimal well layouts with minimized pumping
costs in another oasis area in Northwest China.
        <xref ref-type="bibr" rid="ref20">Yin et al.
(2020)</xref>
        focused on developing a nonlinear multi-objective
model to explore optimal freshwater pumping strategies and
optimal pumping locations. The multi-objective setup
ensures groundwater sustainability. However, these well
placement studies do not include uncertainty in the
optimization models. Researchers in a previous study modeled the
optimization problem using an infinite aquifer assumption,
that is, it is assumed there are no constraints on the amount
of water that can be pumped out from the wells (Ma et al.
2018). In fact, this is a very strong assumption which may
not be appropriate for areas that are facing severe water
scarcity. The optimization model of this study will enable
decision making under uncertainty, incorporate a sustainable
irrigation objective, and will relax the infinite aquifer
assumption. The overall objective of this study is to identify
optimal drilling locations for sustainable irrigation. To achieve
this objective, we first model the hydrogeological processes
by implementing TOPMODEL to estimate the discharge
and depth to water table. The outputs of TOPMODEL will
be incorporated into machine learning algorithms to
estimate the probability of finding water at a particular location,
which will then be used as input in an optimization model
for identifying optimal drilling locations. We will
demonstrate our model with a prototype in the Hare watershed in
Ethiopia.
      </p>
      <p>
        Applying machine learning requires data on wells. Data
availability will be a challenging problem. A recent study
has addressed challenges in collecting groundwater data
        <xref ref-type="bibr" rid="ref13">(Lall et al. 2020)</xref>
        . The researchers compared the number of
well data points that were used in two studies. One study
examined global water table depths based on 1.4 million
well data points in North America and hundreds of wells in
Africa. The other study focused on groundwater age
estimates using 6455 wells around the globe. The comparison
highlights the extreme paucity of wells information in
global, especially in Africa. This finding is consistent with
the extreme limitations in available data on wells in the
study area in the present paper.
      </p>
      <p>The rest of the paper is organized as follows. Section 2
presents the research questions for this study; Section 3
describes the study area and data; Section 4 discusses the
methodologies used in this study; Section 5 shows
preliminary results and discussion; Section 6 concludes the paper.</p>
    </sec>
    <sec id="sec-2">
      <title>Research Questions</title>
      <p>This study reports on research questions related to
groundwater recharge, groundwater potential, probability of
finding shallow groundwater, and optimal drilling locations.
Although this paper focuses on the Hare region, the
questions can be generalized to other agricultural regions with
similar characteristics such as dry seasons and irrigation
difficulties.</p>
    </sec>
    <sec id="sec-3">
      <title>Questions Related to Groundwater Recharge</title>
      <p>• What is the groundwater recharge within the study area?</p>
    </sec>
    <sec id="sec-4">
      <title>Questions Related to Groundwater Potential</title>
      <p>• What is the depth to the water table for different sites in
the study area?
• What factors are considered to generate a groundwater
potential map?</p>
    </sec>
    <sec id="sec-5">
      <title>Questions Related to Probability of Finding Shallow Groundwater</title>
      <p>• What are the factors that affect shallow groundwater
availability?
• What is the estimated probability of drilling out water at
a specific location?</p>
    </sec>
    <sec id="sec-6">
      <title>Questions Related to Optimal Drilling Locations</title>
      <p>• Without depleting the water table, how many wells can be
drilled to help satisfy the irrigation need?
• Where are optimal drilling locations that could yield
water with an acceptable distance to the crop fields?
• What are the optimal distances between wells?</p>
    </sec>
    <sec id="sec-7">
      <title>Description of Study Area and Data</title>
    </sec>
    <sec id="sec-8">
      <title>Study Area</title>
      <p>The Hare region is located near the Abaya Lake in southern
Ethiopia with latitude 6˚1ʹ to 6˚17ʹ N and longitude 37˚27ʹ
to 37˚36ʹ E. The total area is 195.43   2. Elevation of the
region ranges from 1161 m to 3465 m.</p>
    </sec>
    <sec id="sec-9">
      <title>Data Collection and Preparation</title>
      <p>In this study, observed daily discharge data for the period
1987 to 2006 was collected from the Ministry of Water,
Irrigation and Energy of Ethiopia. Units were converted from
cubic meters to cubic millimeters. To be consistent with the
meteorological data, the plan was to collect data from 1987
to 2016. However, discharge data could be obtained only
from 1987 to 2006.</p>
      <p>Digital Elevation Model (DEM) data were obtained from
Alaska satellite services with a resolution of 25 m by 25 m.
For convenience of data analysis, an elevation matrix was
created representing a digital elevation model with equally
sized pixels and equal NS and EW resolution.</p>
      <p>
        Meteorological data including precipitation and
temperature was collected to estimate streamflow and groundwater
recharge. Daily precipitation data was retrieved from three
different meteorological stations including Arba Minch,
Chencha, and Dorze stations for the period 1987 to 2016.
Since precipitation data in 1987 is missing for the Dorze
station and temperature data from 2006 to 2016 are missing in
both Dorze and Chencha stations, filling in the missing
values is necessary. All the missing data was downloaded from
NASA Power Single Point Data Access
(power.larc.nasa.gov, n.d.) Since we have multiple
precipitation and temperature measurements, measurements from
the three stations were integrated. The Thiessen Polygon
approach
        <xref ref-type="bibr" rid="ref18">(Rhynsburger 1973)</xref>
        was used to determine the
average precipitation and average temperature in Hare. The basic
concept of this approach is be summarized as follows. First,
we divide the watershed into three polygons (Figure 1)
namely Arba Minch (34.47   2 ), Chencha (64.79   2 )
and Dorze (96.17   2). Each contains a measurement point
(Figure 1). The coordinates for the measurement points are
shown in Table 1. Second, we take a weighted average of
the measurements based on the size of each polygon. The
formula is:
 ̅ = ∑
      </p>
      <p>
        ∑  
where  ̅ is the weighted average;   is the measurement at
polygon  ;   is the area of polygon  ;  is the total number
of measurement points. After performing the above steps,
we have the finalized weighted average precipitation and
temperature data. To be consistent with the other data, the
period 1987 to 2006 was used.
the topographic wetness index computed from the digital
elevation data, a delay function derived by DEM and outlet
data, a set of parameters that need to be calibrated (Table 2),
and hydrometeorological and geological variables including
precipitation data, potential evapotranspiration, and
observed discharge.
formed on the validation data set to evaluate the goodness
are
adof the calibrated parameters. The calibration metric is the
Nash-Sutcliffe efficiency criterion. Values close to 1
indicate a good fit; a value of 1 indicates a perfect match
        <xref ref-type="bibr" rid="ref15">(Nash
and Sutcliffe 1970)</xref>
        . The formula for Nash-Sutcliffe
efficiency is:
 2 = 1 −
      </p>
      <p>∑ =1(</p>
      <p>∑ =1( 
−  
−  ̅
)
2
)2
 is the total number of time steps.
where  
discharge;  ̅
is the observed discharge;  
is the simulated
is the mean of the observed discharge; and</p>
      <p>The depth to water table is simulated based on the
saturation deficit, which is simulated using TOPMODEL. To
evaluate the goodness of the simulation result of the depth to
water table, information on the depth of the existing wells
should be collected, which requires field work.</p>
    </sec>
    <sec id="sec-10">
      <title>Machine Learning Algorithms</title>
      <p>As mentioned in previous section, to find optimal drilling
locations, we need to make predictions on the probability of
drilling water out of a well in Hare region. This would be an
input parameter for the optimization model. We divide the
Hare region into small pixels with equal area. A machine
learning model, such as logistic regression, could be
constructed to predict the probability of water availability for
each pixel in Hare. The binary dependent variable is whether
the well at the location yield water. The independent
variables may include precipitation, elevation, ETP, land cover
land use, soil texture, and percentage of topsoil moisture, the
data will be collected along with the dependent variable by
launching a field work.</p>
    </sec>
    <sec id="sec-11">
      <title>Optimization Approaches</title>
      <p>
        To find the optimal drilling locations, a two-stage stochastic
mixed integer programming (SMIP) problem could be
formulated. The two-stage SMIP approach allows users to
make decisions under uncertainty with two decision
variables, one in the first stage and the other in the second stage
(
        <xref ref-type="bibr" rid="ref12">Küçükyavuz 2017</xref>
        ). In this study, we plan to formulate our
problem with binary first stage and continuous second stage
variables. The objective functions for the two stages should
be defined with respect to the two decision variables.
Uncertainty only exists in the second stage.
      </p>
      <p>The general idea of the two-stage SMIP optimization will
be described from the initial formulation including the
objective functions, decision variables for each stage,
uncertainty and possible constraints, reformulation of the
problem, and how to solve the problem.</p>
      <p>For the initial formulation, the first stage objective
function could be minimizing the total construction cost with
decision variable   denoting whether there is a well (   =
0</p>
      <p>1) at location  . The second stage objective function
could be minimizing the pumping cost with decision
variable   denoting the pumping hours. Uncertainty could be the
yield of water which has a distribution that should be
determined prior the optimization model. A set of constraints
(e.g. restriction on the pumping hours and total amount of
water withdrawn) will be added to fulfill the groundwater
sustainability considerations. Reformulation will be
generated based on the initial formulation to make the problem
tractable. Gurobi, an optimization solver, will be used to
solve this optimization problem.</p>
    </sec>
    <sec id="sec-12">
      <title>Preliminary Results and Discussion</title>
    </sec>
    <sec id="sec-13">
      <title>Groundwater Potential</title>
      <p>The topographic wetness index map of Hare Ethiopia
derived from digital elevation data shows the potential for
where water may tend to accumulate (Figure 2). Areas with
higher values of topographic index indicate large
contributing areas and low slopes. Higher topographic indices
(darker green to purple) are mainly found in the southern
part of the watershed, and a little in the central and northern
parts. These regions have greater potential to become
saturated with rainfall. Higher TWI values are found in the areas
with surface water, such as streams and wetlands. Lower
TWI values indicate the area has small contributing areas
and high slope. In our study, lower TWI values (yellow) are
found in the central and northern parts of the watershed.
Since lower TWI indicates lower moisture storage in the
soils, there may be little accumulation in many parts of the
Hare watershed. As such, it could be challenging to find
shallow good drilling locations for drawing groundwater.
Before finalizing the formulation of the optimization
problem, we need to estimate the parameters for an initial
formulation from the collected data in our study area. As
mentioned, data collection is the most challenging task in this
study. If the collection for some data items requires too
much effort and cost to be practical, the formulation would
be modified to adjust. The research questions related to
optimal drilling locations would be answered after completing
the data collection, parameter estimation and optimization.</p>
    </sec>
    <sec id="sec-14">
      <title>Conclusion</title>
      <p>This study focuses on using AI to identify optimal drilling
locations for sustainable irrigation for subsistence farmers
in Hare Ethiopia. We have found that collecting
hydrogeological data has become the main challenge to develop an
AI model. After data items are collected, we will first
construct the TOPMODEL to estimate discharge and depth to
water table, which will be used as inputs in machine learning
models for an estimation of the probability of finding water
at a particular location. With the probabilities as input, an
optimization model for identifying optimal drilling locations
for sustainable irrigation for subsistence agriculture will be
constructed. Our preliminary intermediate result is the
topographic wetness index map of Hare Ethiopia. The TWI map
indicates that southern part of the watershed has greater
potential to accumulate water; central and northern parts of the
watershed show lower moisture storage in soils, which make
it challenging to identify shallow groundwater. As the study
moves forward, more results will be provided.</p>
    </sec>
    <sec id="sec-15">
      <title>Acknowledgements</title>
      <p>This research is performed by the MODL (Modeling
Optimal Drilling Locations) team, which comprises researchers
from the George Mason University Center for Resilient and
Sustainable Communities (C-RASC), the Arba Minch
University Water Technology Institute, and Global MapAid,
with support from Czech Geological Survey. Wanru Li
gratefully acknowledges support from a C-RASC
fellowship for her efforts on this project.</p>
    </sec>
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