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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Joint Polyp Detection and Segmentation with Heterogeneous Endoscopic Data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Wuyang LI</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Chen YANG</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jie LIU</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xinyu LIU</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xiaoqing GUO</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yixuan YUAN</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>City University of Hong Kong</institution>
          ,
          <addr-line>83 Tat Chee Ave, Kowloon Tong, 999077, Hong Kong SAR</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Endoscopy is commonly used for the early diagnosis of colorectal cancer. However, the endoscope images are usually obtained under diferent illumination conditions, at various sites of the digestive tract, and from multiple medical centers. The collected heterogeneous dataset is a challenging problem in developing automatic and accurate segmentation and detection models. To address these issues, we propose comprehensive polyp detection and segmentation in endoscopic scenarios with novel insights and strategies. For the detection task, we perform joint optimization of classification and regression with adaptive training sample selection strategies in order to deal with the heterogeneous problem. Our detection model achieves 1st place in both first and second rounds of EndoCV 2021 polyp detection challenge. Specifically, the proposed detection framework achieves full-scores (1.0) on AP  and AP in the 1 round, and 0.8986 ± 0.1920 of score-d on the 2 round. For the segmentation task, we employ HRNet as our backbone and propose a low-rank module to enhance the generalization ability across multiple heterogeneous datasets. Our segmentation model achieves 0.7771 ± 0.0695 score and ranked 4th place in EndoCV 2021 polyp segmentation challenge.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Colorectal cancer (CRC) is the second common cause of cancer-related deaths in the United
States, with 53,200 estimated deaths in 2020. Fortunately, if an adenomatous polyp is detected
and removed at its early stage, the deaths caused by CRC can be significantly reduced, and the
survival rate is as high as 90%. Endoscopy is a commonly utilized clinical process to identify
adenomatous polyps [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. This process is usually performed manually by the clinician, which may
sufer from human error and missed diagnosis of the polyp. Hence, there is a high demand for
automatic polyp detection and segmentation models with satisfactory accuracy to facilitate the
endoscopy procedures. Even though many methods [
        <xref ref-type="bibr" rid="ref2 ref3 ref4 ref5 ref6">2, 3, 4, 5, 6</xref>
        ] have been built for automatic
detection and segmentation of polyps, existing models are mainly trained with homogeneous
data collected from unique medical centers, and learning with highly heterogeneous dataset
remains an open problem.
      </p>
      <p>
        Polyp Detection Task. Most of the existing works [
        <xref ref-type="bibr" rid="ref2 ref3 ref7">3, 2, 7</xref>
        ] about polyp detection tend to
perform model ensemble and blindly increase the scale of neural networks for heterogeneous
datasets. However, this will lead to two potential inconsistencies, (1) Optimization Inconsistency
(OI): The inconsistent optimization targets of classification and regression, and (2) Data
Inconsistency (DI): The inconsistent standards of colonoscopy polyp annotations. To handle these
two problems, we utilize GFL v2 [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] to jointly optimize classification and regression and use
the regression ofset distribution to relieve the influence of ambiguous annotations. To further
improve the generalization ability of neural networks, we utilize Adaptive Training Sample
Selection (ATSS) [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] strategy to select high-quality anchors with diverse spatial distributions.
Polyp Segmentation Task. Deep convolutional neural networks have achieved impressive
progress in polyp segmentation task [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. Most of the existing methods utilize existing networks,
such as VGGNet, Unet, and Dilated ResNet, as the feature extractor. These models gradually
reduce the feature resolution through convolution layers and pooling layers and recover the
raw resolution through interpolation and convolution operation. This strategy will lead to
intermediate low-resolution feature representations and lose a lot of critical detailed information,
which is not an optimal solution for polyp semantic segmentation, i.e., pixel-wise classification.
Thus, we employ HRNet [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] as our backbone for polyp segmentation in EndoCV2021 challenge1.
Furthermore, considering this dataset heterogeneous property, we propose a low-rank module
to enhance the generalization.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Proposed Methods</title>
      <sec id="sec-2-1">
        <title>2.1. Method Details for Polyp Detection</title>
        <p>
          As illustrated in Figure 1. Given an image, we first adopt ResNeXt-101-DCN with Feature
Pyramid Network (FPN) [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ] for feature extraction (§2.1.1). To relieve the aforementioned
inconsistency (§2.1.2) , we perform joint optimization of classification and regression to bridge OI
and use the regression ofset distribution to relieve DI [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] in detection heads. To further improve
the generalization ability (§2.1.3) of detection framework, ATSS [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] strategy is introduced to
select high-quality training samples with diverse spatial distributions.
        </p>
        <sec id="sec-2-1-1">
          <title>2.1.1. Feature Extraction</title>
          <p>Due to the heterogeneous samples obtained from diferent medical centers, we found AP
improves with the increase of model scale without over-fitting. Hence, we adopted
ResNeXt101DCN as our feature extractor. Specifically, we apply deformable convolutions from stage 3 to 5
of ResNeXt-101 and frozen parameters in stage 1. Besides, FPN is adopted in the backbone for
multi-scale feature fusion.</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>2.1.2. Solutions for the Two Inconsistency</title>
          <p>OI and DI are the major limitations for the performance of polyp detection in EndoCV 2021
challenges. For OI, classification and regression are optimized in two separated branches
with inconsistent supervisions, which brings about the inconsistency during performing
NonMaximum Suppression (NMS) in inference. For DI, we found a large variance of bounding box
coordinates caused by inconsistent standards of manual annotations. As shown in Figure 2
Left, the annotations on two sequential video frames should be similar but are diferent,
obviously. Therefore, these ambiguous boxes will confuse neural networks and afect the detection
performance significantly, especially in the case of small-scale endoscopic datasets.</p>
          <p>1https://endocv2021.grand-challenge.org/EndoCV2021/</p>
          <p>
            Most existing works tend to relieve OI by introducing localization quality estimation strategies,
which are performed in the regression branch for comprehensive representations of detection
results, such as the centerness in FCOS [
            <xref ref-type="bibr" rid="ref12">12</xref>
            ] and the Intersection of Union (IoU) scores in [
            <xref ref-type="bibr" rid="ref13">13</xref>
            ].
However, these methods may fail and lead to severe degeneration of localization estimation
when the ground-truth of bounding boxes is ambiguous. To jointly handle these two problems,
we adopt the well-designed strategies in [
            <xref ref-type="bibr" rid="ref8">8</xref>
            ] to learn the distributions of bounding boxes and
use the statistics of regression ofsets for the localization quality estimation. Then, Generalized
Focal Loss [
            <xref ref-type="bibr" rid="ref14">14</xref>
            ] is used for the joint optimization of classification and regression, which eases
the inconsistency skillfully and results in a significant improvement of detection accuracy.
          </p>
        </sec>
        <sec id="sec-2-1-3">
          <title>2.1.3. Improving Generalization Ability</title>
          <p>
            In addition to augmenting training data ofline, improving the diversity of training samples
in each image has great potential to promote the generalization ability of neural networks.
Therefore, the allocation of training samples plays a decisive role in the model optimization for
polyp detection, especially in the case of insuficient and high-variance EndoCV 2021 endoscopic
datasets. Previous works tend to use hand-craft IoU thresholds (Faster RCNN [
            <xref ref-type="bibr" rid="ref2">2</xref>
            ], RetinaNet [
            <xref ref-type="bibr" rid="ref15">15</xref>
            ],
etc.) and spatial constraints (FCOS [
            <xref ref-type="bibr" rid="ref12">12</xref>
            ], etc.) to select training samples, which may bring about
the biased optimization for object detectors. Besides, in most FPN-based paradigms, training
samples are allocated to diferent levels of feature pyramid layers according to their scales
manually, leading to optimization dificulties. To relieve these problems, we utilize the novel
ATSS [
            <xref ref-type="bibr" rid="ref9">9</xref>
            ] strategy to select high-quality training samples adaptively, which fully utilizes the
statistics information of anchors. Nevertheless, the gap between endoscopic and natural scenes is
still obvious and significant, which inspires us to adjust the number of selected positive samples
to fit the endoscopic scenarios and improve the generalization ability of neural networks. Some
key properties of endoscopic scenes for polyp detection are concluded as followed,
• Non-overlapping: the overlapping of polyps is extremely rare.
• Large-scale: the scales of polyps tend to be larger than 96× 96 pixels shown in Figure 2
          </p>
          <p>Right, which are defined as large objects using MS COCO evaluation matrix.
• Sparsity: the polyps in each image tend to be sparse.</p>
          <p>• High-variance: high inter-sample variance is caused by diferent data sources.
To apply the strategy to the endoscopic scenarios and improve the generalization ability for
endoscopic polyp detection, we enlarge the number of samples for each instance from k=9 to
k=13 to increase the diversity of data in an online manner. The increasing number of samples
won’t generate many intolerable low-quality allocations thanks to the properties of sparsity,
non-overlapping, and large-scale, but achieves the instance-level augmentation with feature
representations in turn.</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Method Details for Polyp Segmentation</title>
        <p>We utilize HRNet as our backbone for polyp segmentation (§2.2.1), and then propose a low-rank
module (§2.2.2) to enhance model generalization. Cross entropy and dice loss are utilized to
optimize the whole model (§2.2.3). The whole framework is shown in Figure 3.</p>
        <sec id="sec-2-2-1">
          <title>2.2.1. Backbone Selection</title>
          <p>
            To choose a suitable solution for the polyp segmentation in EndoCV 2021 challenge, we conduct
a detailed analysis of the dataset at the instance level. We regard the size in the range of 0-400
as small instances, 400-800 as middle instances, and above 800 as large instances. According to
the polyp size statistics in Figure 4 Left, we find that small polyps are the majority ones. Figure
4Right analyzes the ratio of high to width for the polyps, showing that the ratio distributes
widely. When feature representations become low-resolution inner the backbone, it’s hard
to recognize the small instances, especially with biased ratios. Considering these, we adopt
HRNet [
            <xref ref-type="bibr" rid="ref10">10</xref>
            ] as our backbone network, which can maintain the high-resolution representations
among the whole process. Two main components of this backbone are parallel inference and
information fusion, as shown in Figure 3.
          </p>
          <p>Parallel Inference The main idea of parallel inference is to perform convolution operations
in three diferent resolutions, i.e., the blue lines in Figure 3. In this way, the high-resolution
branch can keep the detailed information, and the low-resolution branch can grasp the semantic
information over a wide range of regions.</p>
          <p>Information fusion However, the high-resolution branch has dificulty in learning large
patterns such as a pedunculated polyp, and the low-resolution branch can’t learn detailed
information such as hemorrhage polyp. Information fusion is utilized to address this problem,
i.e., the red lines in Figure 3. Before each cross-branch information fusion, 2× down-sampling
or 2× up-sampling is performed to ensure the strict resolution match. Then, concatenation is
adopted to fuse multi-level information in each branch. At last, we resize the feature maps to
the raw resolution and concatenate them, followed by 1 × 1 convolution to generate .</p>
        </sec>
        <sec id="sec-2-2-2">
          <title>2.2.2. Low-rank Module</title>
          <p>In order to further eliminate noisy information in  and enhance model generalization, we
propose a low-rank module to project the feature map  into a set of low-rank bases and
reconstruct a low-rank feature map  to predict the final result. Specifically, we reshape the
feature map  to  × , where  =   is the number of pixels and  is the channel number.
To compress the semantic information,  is embedded into a low-dimension space of  free
degree using an afine function (· ) with learned parameters, followed by a softmax function,
 =  (()) ∈ × . Then, low-rank bases are calculated by  = N1   ∈
× , where N represents the normalized coeficient and  is a predefined number. Each base
represents the concentrated semantic information of each degree in low-dimension space. In
the end, the low-rank feature map  is reconstruct by  =  . In general, the rank of 
is {, }, empirically 1k, and the rank of  is less than . With this low-rank module,
the feature map in the high dimensional space is redistributed to a low dimensional manifold,
which removes unnecessary information and enhances the model generalization.</p>
        </sec>
        <sec id="sec-2-2-3">
          <title>2.2.3. Optimization objective</title>
          <p>We employ two supervised losses, cross entropy and dice loss, to supervise the learning of
 and . Cross-entropy loss is formulated as  = ∑︀
=1  log , where N is the pixel
number of the whole image,  is the one-hot ground truth and  is the prediction probability.
Dice-loss measures the overlap between the predicted region and ground truth, which is defined
as  = 1 − 2 ∑︀∈∑︀∑︀=1=1(+) .</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Experiments</title>
      <sec id="sec-3-1">
        <title>3.1. Experiments for Polyp Detection</title>
        <p>
          Experiment Setting. To perform model selection and method verification, we conduct
extensive experiments on the released training data [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] with 80% for training (1062 images) and 20%
for validation (266 images) before ofline data augmentation, while the final model is trained
using all data. Pretrained on ImageNet, we further train our models with SGD using 2 NVIDIA
V100 GPUs with a batch-size 8 for 24 epochs (2× training schedule). The learning rate is set
0.01 and decreased by 10 at epoch 16 and 22. The Average Precision (AP) is calculated with
linear IoU thresholds from .5 to .95 with 0.05 interval. For the final model used in EndoCV 2021
polyp detection challenge, multi-scale training is performed by randomly re-scaling images
from (1333, 480) to (1333, 960) with 120 intervals. We not only use the common online data
augmentation strategies, e.g., randomly cropping and flipping with 50% probability, but also
use some ofline augmentation methods, such as random rotation (75% probability to rotate
arbitrary angle), gamma contrast ( ∈ [0.5, 2.0]), and brightness transformation with a random
value from -10 to 10, etc. The NMS threshold is set 0.01, and the score-threshold is set 0.3 for
lower AP and dev or 0 for higher AP and dev, which can be viewed as a trade-of between
robustness and accuracy.
        </p>
        <p>
          Baseline Selection. In some scenes, well-designed one-stage detectors [
          <xref ref-type="bibr" rid="ref13 ref8 ref9">9, 13, 8</xref>
          ] have achieved
higher detection performance and shown more potential on inference speed. Instead of rashly
choosing two-stage, cascade, or ensemble pipelines, we perform extensive experiments on
the baseline selection shown in Table 1. As we expected, one-stage baselines show absolute
advantages in polyp detection. This is because RPN will degenerate into an ineficient
singlestage detector when the number of categories is small. Therefore, we choose one-stage detector
        </p>
        <p>
          FCOS [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] as our baseline.
        </p>
        <p>
          Investigation on Feature Extractors. For polyp detection in EndoCV2021 challenge, heavier
backbones may not be suitable for small-scale datasets [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] due to the potential over-fitting of
neural networks. Fortunately, we find a consistent improvement as increasing the scale of neural
networks, as shown in Table 2, which demonstrates the high-variance of data distributions can
reduce the possibility of over-fitting. On the contrary, utilizing stronger multi-scale feature
fusion methods, e.g., PAFPN [18] and BiFPN [19], doesn’t improve the performance due to the
biased scale distribution. Besides, performing multi-scale inference leads to significantly AP
drops, as demonstrated in Table 2.
        </p>
        <p>
          Ablation Analysis. As shown in Table 3, we perform ablation analysis on each component
using our validation set. Compared with the FCOS baseline, introducing ATSS [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ] can achieve
1.8 AP improvement, which demonstrates the efectiveness of the sample selection strategy.
After relieving the influence of OI and DI, a significant 2.9 AP improvement can be achieved
by introducing both ATSS and GFL v2 [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] together with the comparison of our baseline. In
addition to achieving state-of-the-art performance on endoscopic polyp detection, our model
also has obvious advantages in the inference speed because of the one-stage detection pipeline.
        </p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Experiments for Polyp Segmentation</title>
        <p>
          Experiment setting. To evaluate our method on the released training data [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ], we first split
them into 80% for training (1062 images) and 20% for testing (266 images). Images are resized to
512× 512 pixels. We apply augmentation techniques upon images: random flipping and rotation
with 50% probability, color shift (brightness, color, sharpness, and contrast), and Gaussian noise
N (0.2, 0.3). At last, we normalize these images into [
          <xref ref-type="bibr" rid="ref1">-1, 1</xref>
          ]. The backbone of the segmentation
model is HRNetV2 with parameters initialized on ImageNet. We utilize the SGD optimizer
with the base learning rate of 0.01, the momentum of 0.9, and the weight decay of 0.0005. All
experiments are implemented by the Pytorch framework and trained on four parallel Nvidia
GeForce 2080Ti GPUs with a batch-size of 16 for 484 epochs. To evaluate the performance
of polyp segmentation, seven common criteria including Dice Score (Dice), Sensitivity (Sen),
Specificity (Spe), Accuracy (Acc), IoU of polyp regions (IoU ), IoU of backgrounds (IoU) and
Mean IoU (mIoU) are utilized.
        </p>
        <p>
          Comparison with State-of-the-art Methods. To verify the efectiveness of our method,
we perform a comprehensive comparison with state-of-the-art polyp segmentation methods,
including UNet++ [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ], PraNet [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ], ACSNet [20] and ACFNet [21], as shown in Table 4. Specifically,
our method achieves the best performance, with dice score of 90.364% and mIoU of 90.607%,
demonstrating the superiority of our method over state-of-the-art polyp segmentation methods.
In EndoCV 2021 polyp segmentation challenge, our segmentation model achieves 0.7771 ± 0.0695
score and ranked 4th place based on EndoCV metrics that included generalisation deviation
scores between test sets [22].
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusion</title>
      <p>Automatic polyp detection and segmentation are challenging due to the collected heterogeneous
dataset. We find OI and DI as two major limitations for high-quality polyp detection for the polyp
detection task. To handle these issues, we jointly optimize classification and regression to bridge
OI and use the regression ofset distribution to relieve DI. To further promote the generalization
ability of neural networks, we utilize ATSS to improve the diversity of training samples in each
image. For the polyp segmentation task, we find the small polyps make up the majority of the
dataset. Hence we exploit HRNet as the backbone. To enhance the generalization of the model,
we propose the low-rank module. Extensive experiments demonstrate the efectiveness of our
methods. In the future, we aim to integrate the detection and segmentation framework for
high-quality polyp instance segmentation.
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