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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Steps towards a Dislocation Ontology for Crystalline Materials</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ahmad Zainul Ihsan</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Danilo Dess</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mehwish Alam</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Harald Sack</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Stefan Sandfeld</string-name>
          <email>s.sandfeldg@fz-juelich.de</email>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>FIZ Karlsruhe</institution>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Forschungszentrum Julich, Institute of Advanced Simulations</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Leibniz Institute for Information Infrastructure</institution>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>RWTH Aachen University</institution>
          ,
          <addr-line>Faculty 5</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>The eld of Materials Science is concerned with, e.g., properties and performance of materials. An important class of materials are crystalline materials that usually contain \dislocations" { a line-like defect type. Dislocation decisively determine many important materials properties. Over the past decades, signi cant e ort was put into understanding dislocation behavior across di erent length scales both with experimental characterization techniques as well as with simulations. However, for describing such dislocation structures there is still a lack of a common standard to represent and to connect dislocation domain knowledge across di erent but related communities. An ontology o ers a common foundation to enable knowledge representation and data interoperability, which are important components to establish a \digital twin". This paper outlines the rst steps towards the design of an ontology in the dislocation domain and shows a connection with the already existing ontologies in the materials science and engineering domain.</p>
      </abstract>
      <kwd-group>
        <kwd>Dislocation Ontology</kwd>
        <kwd>Ontology Design</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        Dislocation { one-dimensional lattice defects in crystalline materials { are
responsible for plastic deformation of, e.g., metals or semiconductors, and play
an important role concerning mechanical properties such as the hardening
behavior. Since the dislocation had been postulated in the 1930s by Orowan [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ],
Taylor [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], and Polanyi [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ], signi cant work has been dedicated to visualize
dislocations through di erent microscopy techniques and to predict the evolution of
dislocations by various simulation types. While dislocations are directly related
to aspects on the atomic scale, in many situations the idealized representation
of the dislocation as mathematical line is su cient or even preferred. To
understand the behavior of materials, however, aspects from both scales need to be
Copyright © 2021 for this paper by its authors. Use permitted under Creative
Commons License Attribution 4.0 International (CC BY 4.0).
considered. This makes the knowledge representation di cult, even though this
has not been perceived as a major research hindrance in the past.
      </p>
      <p>
        During the past years, data-driven approaches made new methods and tools
for analyzing and understanding the evolution of dislocation systems possible
[4{6]. Similarly, the whole eld of Materials Science and Engineering (MSE), a
parent domain of the specialized domain of dislocations, is currently also
undergoing almost disruptive change. This change brings simulations and experiments
together, enabled by data-driven/data science approaches, and ultimately makes
the digital transformation in the eld of MSE possible [7{9]. One of the key
enabler of the digital transformation is the Digital Twin (DT) [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. DT is a digital
representation of a real physical asset that represents the relevant features of the
real asset within a model. For instance, to represent the whole process the
experiment, a material digital twin could be created. The relevant features assigned
from the experimental data are then represented by one or several simulation
models. As one of the desired e ects, each model within the DT may re-use the
data resulting from another model, e.g., in a multi-scale simulation approach. To
make the DT possible, new ways of handling research data and data annotation
are needed, in particular to be able to use the data in an interoperable way and
such that the descriptions of both the real asset and its virtual representation are
unambiguous. Knowledge representation through a formal symbolic
representation, i.e., through an ontology, is able to support data handling and to enable
interoperability between related domains. Such an approach allows the domain
knowledge to be represented by a set of axioms that can be understood by the
machine. Furthermore, such a representation is explicit, i.e. the meaning of all
concepts are de ned, and it is shared by a common consensus.
      </p>
      <p>In this work, rst steps towards formalizing the knowledge of dislocations
together with the relevant details concerning the crystallography are introduced.
Emphasis is put on representing the dislocation geometry, utilizing semantic
formalization using an ontology. We start by designing and modeling a formal
de nition of crystalline materials in terms of the underlying crystallography
including slip plane and slip direction. The former is the plane to which the
motion of the dislocation is generally constrained, the latter is the direction along
which plastic deformation takes place. Those should be explicitly described along
with the idealization of dislocation as a mathematical line and other required
details of crystalline materials.</p>
      <p>The paper is organized as follows. Section 2 presents related work of materials
science domain ontologies and points out the existing gaps. Section 3 describes
the physical aspects of dislocations along with the proposed ontology. Finally,
Section 4 concludes and sketches the envisioned future work.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related ontologies in the Engineering eld of Materials Science and</title>
      <p>
        Over the past three decades, a number of groups were involved with explicit
conceptualization of the knowledge of their own MSE domains by means of
ontologies. One of the earliest materials ontology is the Plinius ontology [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]: the
authors developed an ontology for ceramic materials that covers the
conceptualization of chemical compositions ranging from the single atom to complex
chemical substances. In the \Materials Ontology" of Ashino et al. [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ], the authors
developed a detailed structure of materials information consisting of substances,
process, environment, and properties of the materials. The recent development
of materials digitization [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] has shown an initial step to describe the
processstructure-property relation of a material de ned by an ontology that represents
the work ow applied to the specimen, e.g. heat treatment, specimen extraction,
and tensile testing.
      </p>
      <p>
        Another ongoing e ort to establish semantic standards that apply at the
highest possible level of abstraction, under which all conceivable domain ontologies
can be subsumed and interoperated, is the European Materials and Modelling
Ontology (EMMO)1 developed by the European Materials Modelling Council
(EMMC)2. It provides a common semantic framework for describing materials,
models, and data with the possibility of extension and adaptation to other
domains. For instance, the authors in [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] demonstrated the application of EMMO
in the domain of mechanical testing, and in [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] the authors addressed the
challenges that arises when level-domain ontologies are combined with EMMO by
ontology alignment. Unfortunately, EMMO currently does not contain many
sub-domains, which also includes the domain of dislocation.
      </p>
      <p>
        Apart from work related to EMMO, e orts also have been made to represent
the domain knowledge of crystal structures. The authors of MatONTO [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] have
developed a Crystalline Structure Ontology as a sub-module of MatONTO by
means of mapping and re-engineering the terms from the Crystallographic
Information File (CIF) dictionary [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ]. Since CIF and the alternative CIF2 standard
are published and distributed under the umbrella of the International Union of
Crystallography3, it serves as a de facto standard for this community. The
authors of CIF in [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] also have further developed the STAR/CIF Ontology that
is written in the mathematical symbolic script language called dREL [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ].
      </p>
      <p>
        Recent development work concerning the Materials Design Ontology (MDO)
[
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] resulted in an ontology that covers the eld of materials design, e. g., with
regards to ab-initio calculations. Within MDO, a crystalline structure ontology
module is developed to represent information of the atomic structure of
materials. Yet, all these ontologies do not explicitly represent the physical and
conceptual aspects of the crystal structure that are directly related to the
representation of defects in crystals, i.e., lattice or slip planes, lattice or slip directions;
furthermore, geometrical details of dislocations can { so far { not be represented.
In summary it can be concluded that even though signi cant progress has been
made concerning the ontology design in a number of related domains, it becomes
clear that a level-domain ontology of dislocations in crystalline materials is still
missing. Furthermore, there is still a gap between the existing crystal structure
      </p>
      <sec id="sec-2-1">
        <title>1 https://emmo-repo.github.io</title>
        <p>2 https://emmc.eu
3 https://www.iucr.org/
ontologies in terms of the representation of crystalline defects. Therefore, in this
work, the rst steps towards ontology design of dislocations in crystalline
materials are taken. For this, the terms from MDO will be connected and reused,
especially these terms that describe the crystal structure, e.g., the atom entity
and the lattice to enable data interoperability between domains.</p>
        <p>Description of the Physical Domain and Ontology
Design
3.1</p>
        <p>
          Representation of Crystalline Materials and Line Defects
Before the ontology is designed, the most relevant concepts and notions for
crystalline materials and line defect are now described. This is by far not a
complete introduction; for more information the reader is referred to, e.g., [
          <xref ref-type="bibr" rid="ref21 ref22">21,
22</xref>
          ].
        </p>
        <p>Crystalline materials are characterized by a periodic arrangement of the
constituent atoms (see Fig. 1, left for an example). The representation of crystal
structures consists of the lattice together with a motif : the lattice is a
mathematical concept of an in nite, repeating arrangement of points in a space (3D), in a
plane (2D), or on a line (1D), in which all points have the same surrounding and
coincide with atom positions. The motif (or base) consists of an arrangement of
chemical species which in the real crystal can be atoms, ions, or molecules. One
can now identify a smallest pattern of atoms which upon repetition along all
spatial directions would again cover the whole structure: this pattern is the unit cell,
shown as the black parallelepiped in Fig. 1. The edge lengths of this cell de ne
the three lattice parameters. As shown in Fig. 2, to fully characterize the unit
cell altogether six parameters are needed: three lengths, (a; b; c) and three angles
( ; ; ). Based on these parameters, unit cells are often classi ed into a crystal
system. There are seven distinct crystal systems, often ordered according to the
increasing symmetry: cubic, tetragonal, orthorhombic, hexagonal, trigonal,
triclinic, and monoclinic. E.g., the cubic structure has a = b = c; = = = 90
and the monoclinic structure has a 6= b 6= c; = = 90 ; 6= 90 .</p>
        <p>Based on these de nitions one can now de ne lattice points, lattice directions,
and lattice planes as shown in Fig. 3: the lattice consists of a set of lattice points
(which are the points where atoms or molecules are located), a lattice direction or
lattice vector is a vector connecting two lattice points, and a lattice plane, forms
an in nitely stretched plane (characterized through a plane normal) that cuts
through lattice points such that again a regular arrangement of lattice points in
the plane occurs.
Real crystalline materials generally don't have perfect order of atoms { at least
not everywhere. Typically, a piece of material contains a large number of
crystalline defects where the local order of the crystal structure is destroyed. Such a
defect might be a point defect (e.g., a missing atom) or a line defect/dislocation
(a strongly localized, tube-like region of disorder, which contains in the center
the highly disordered dislocation core). While in general the notion of \defect"
has a somewhat negative connotation, it is exactly this deviation from the
perfect structure that result in important, e.g., electrical, mechanical, or thermal
properties. In the following the one-dimensional defect type is considered; other
defects will be discussed in a follow up publication.</p>
        <p>In the context of plastic deformation, a dislocation is de ned as the boundary
of a slipped area within which atoms are displaced by the size of an elementary
unit translation given by the so-called Burgers vector. Yet, the question arises
on which granularity level a dislocation should be de ned? One can de ne it in
terms of displaced atoms, or { as will be done in the following { one can take a
mesoscopic view where individual atoms are no longer visible and the tube-like
defect \region" is in fact reduced to a mathematical line. The motion of this line
through the crystalline material is constraint to a speci c crystallographic plane.
Details of the motion are determined by details from the atomic scale which is
why the full crystallographic information still is required, even though the \defect
region" is now idealized as mathematical line. These two di erent levels of detail
requires particular attention when it comes to designing the dislocation ontology.</p>
        <p>The motion of the dislocation is constrained to a speci c crystallographic
plane, called the slip plane. Within the slip plane, there are speci c slip directions
along which plastic deformation occurs, given by the so-called Burgers vector.
A slip system is then de ned as the set of slip planes with the same unit normal
vector and the same slip direction is de ned. Thus, the slip system is fully
determined by the unit normal vector and the slip direction or the Burgers
vector (where the latter is not a unit vector).</p>
        <p>On the mesoscale, the mathematical dislocation object as shown in Fig. 4 is a
directed curve that has a start point and an end point. The local line orientation
changes along the line while the Burgers vector is constant for each point of the
line. Lastly, since the dislocation is a directed curve it has a line sense which
unlike the local line orientation is a property of the whole line.</p>
        <p>start
end
dislocation line
local line direction
Burgers vector</p>
        <p>Ontology Design
The ontology design of dislocations in crystalline materials begins with the
conceptualization of the crystal structure, followed by that of dislocations in
crystalline materials. For this, the Crystal Structure module and the Dislocation
module are developed. As shown in Fig. 5, the classes from MDO4:Lattice and
MDO:Occupancy de ning the lattice concept and the motif concept as an
arrangement of chemical species in the crystal structure, respectively, are connected and
reused.</p>
        <p>The MDO contains only the class MDO:Lattice but does not contain any
terms such as lattice point, lattice direction, and lattice plane. These will be
added in our ontology. The MDO:Lattice class is re ned such that each lattice
individual consists furthermore of a UnitCell which is de ned through the six
lattice parameters (LatticeParameterLength and LatticeParameterAngle).</p>
        <p>Given that the dislocation moves on a preferred plane, the slip plane, the slip
plane concept needs to be described rst. As shown in Fig. 5, CrystalStructure
has the SlipPlane (a subclass of LatticePlane) and SlipSystem.
Furthermore, on the SlipPlane there are speci c directions called SlipDirection along
which plastic slip happens and which is a subclass of the LatticeDirection.
Finally, each CrystalStructure individual has a SlipSystem consisting of
normal direction (SlipPlaneNormal) and SlipDirection of the respective slip
plane. The dislocation module as shown in Fig. 6, represents the Dislocation
LatticePoint</p>
        <p>hasLatticePoint
hasLatticePoint
LatticeParameterAngle
hasLatticeParameterAngle</p>
        <p>hasUnitCell
UnitCell
hasLatticeParameterLength
hasLatticePoint</p>
        <p>LatticePlane
hasLatticePlane</p>
        <p>LatticeDirection
hasLatticeDirection
rdfs:subClassOf
hasLatticeDirection
MDO:Lattice
hasLattice</p>
        <p>SlipPlane
hasSlipPlane
CrystalStructure
hasOccupancy
rdfs:subClassOf</p>
        <p>hasSlipDirection
hasSlipPlaneNormal</p>
        <p>hasSlipSystem
hasCrystalStructure</p>
        <p>SlipDirection</p>
        <p>consistsOf
SlipPlaneNormal
consistsOf
SlipSystem
LatticeParameterLength</p>
        <p>MDO:Occupancy</p>
        <p>CrystallineMaterial
as subclass of a CrystallineDefect from which all crystalline defects
(zerodimensional up to three-dimensional defects) are derived. The Dislocation
relates to BurgersVector and LineSense. Furthermore, since the dislocation only
moves on a preferred type of plane, a relation between the Dislocation and its
SlipPlane is de ned. The CrystallineMaterial together with the SlipPlane
are the link to the crystal structure module.</p>
      </sec>
      <sec id="sec-2-2">
        <title>4 Materials Design Ontology (MDO). https://w3id.org/mdo</title>
        <p>LineSense</p>
        <p>CrystallineDefect
In this paper, steps towards an ontology design of dislocations in crystalline
materials are presented. This has been done by developing a modular ontology of
crystal structure and dislocation where common classes from the MDO have been
reused and adapted. Future work will focus on the re nement of the above
introduced concepts, so that further aspects and concepts from the materials science
domain are included. Examples of this extension are the di erential
geometrical representation of dislocations as curved lines, consideration of the Bravais
lattice but also other types of defects (e.g., point defects, grain boundaries). In
addition, to extend the interoperability between domain ontologies especially
within the MSE community, ontology alignment into EMMO also would be a
very worthwhile undertaking.
5</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Acknowledgements</title>
      <p>AI and SS acknowledge nancial support from the European Research Council
through the ERC Grant Agreement No. 759419 MuDiLingo ("A Multiscale
Dislocation Language for Data-Driven Materials Science") and Helmholtz Metadata
Collaboration (HMC) within the Hub Information at the Forschungszentrum
Julich.</p>
    </sec>
  </body>
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