<!DOCTYPE article PUBLIC "-//NLM//DTD JATS (Z39.96) Journal Archiving and Interchange DTD v1.0 20120330//EN" "JATS-archivearticle1.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Fraunhofer-Gesellschaft, Munich</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A federated interoperability approach for data driven logistic support in SMEs</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Jean Paul Sebastian Piest</string-name>
          <email>j.p.s.piest@student.utwente.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Eugenia Iacob</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Marten van Sinderen</string-name>
          <email>m.j.vansinderen@utwente.nl</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>University of Twente</institution>
          ,
          <addr-line>Drienerlolaan 5, Enschede, 7522 NB</addr-line>
          ,
          <country country="NL">The Netherlands</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <volume>88</volume>
      <issue>2019</issue>
      <fpage>86</fpage>
      <lpage>90</lpage>
      <abstract>
        <p>Small and Medium-sized Enterprises (SMEs) in logistics experience practical barriers when trying to use, exchange, share, and exploit real-time data in their operational processes. Such barriers include the abundance of proprietary data formats and schemes, the cost of implementing standards, the lack of trust among partners, the lack of IT expertise, and the uncertainty about benefits and return on investments. This position paper introduces the goal and proposed approach of a recently started research project that aims at lowering these barriers. The core proposition revolves around the application of a federated approach based on the concepts of the International Data Space (IDS). In this paper we present a high level architecture underlying this goal and approach. Two main components of the architecture are discussed in more detail: (1) a connector store, offering connectors to realize data exchange between heterogeneous ICT environments, and (2) an interoperability simulator, to explore collaboration opportunities prior to implementation.</p>
      </abstract>
      <kwd-group>
        <kwd>international data spaces</kwd>
        <kwd>federated interoperability</kwd>
        <kwd>enterprise interoperability simulation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>The sharing of real-time logistics data (e.g., contextual, trip, and planning data) can bring important
innovations to the logistics sector. Data sharing can lead to a better coordination, more efficient
decision-making, and can enable new applications and services that benefit both logistics companies
and their customers. A survey in the logistics industry indicates that 23% of the 260 companies uses
real-time data [10]. There are several barriers that prevent full exploitation of this potential. Examples
are: different (proprietary and standard) data formats, costs of implementing standards, requirements
on data sovereignty, lack of trust, and uncertainty about benefits and return on investments. Especially
SMEs, which typically lack IT expertise and have limited resources, experience these barriers.</p>
      <p>This paper presents an effort aiming at lowering these barriers and addressing two main problems:
data interoperability (and in particular, data sharing needed for collaboration between logistics
companies) and data sovereignty (to protect proprietary data that has strategic value for logistics
companies). We follow the design cycle as prescribed by the design science research methodology [2]
and target the design and validation of two complementary treatments for these problems. One is a
connector store, consisting of predefined data connectors to enable logistics companies to join a
collaboration network through the selection of a suitable data connector from the store. The other
treatment is an interoperability simulator to support logistics companies to explore collaboration
opportunities in dynamic networks prior to implementation.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Approach and related work</title>
      <p>Our problem investigation consists of confirming and deepening our current understanding of the
problem, which is based on previous research and initial input from the consortium partners. We will
further ensure relevance and avoid duplication of work by aligning with and reusing the IDS knowledge
produced in reference projects, more specifically in Data Logistics for Logistics Data [12], and in TKI
IDS Service Environment [13]. We will conduct a systematic literature review to gather general
requirements and construct an initial list of requirements. This list will be classified and verified by
logistics companies for a final confirmation.</p>
      <p>
        During the solution design phase, we design the logistics data space architecture and federated
approach. More specific, our data architecture and approach will be based on the architectural principles
of IDS [9] and will incorporate existing standards for logistics. Examples include data standards, such
as eCMR [14] and OTM [18], data services offered by the Neutral Logistics Information Platform’s
(NLIP) [17] and standardized agreements such as iSHARE [16]. The solution design will be result in a
consolidated overall architecture and methodology and detailed solution designs for the connector store
and the interoperability simulator. To achieving interoperability, at conceptual level, we will make use
of ontology and metamodel approaches building upon our earlier research in this area [1][3][
        <xref ref-type="bibr" rid="ref1">4</xref>
        ][6].
Based on the reviewers suggestions, we will also explore deep-semantics foundational ontologies, such
as UFO, GFO or BFO.
      </p>
      <p>
        During the solution validation phase, we plan to develop a prototype of the logistics data space,
based on hybrid middleware integration platform technology (e.g., eMagiz [15] and other alternatives),
to demonstrate the design and validate the research results. We follow a cyclic approach during solution
design and solution validation, where functional increments of the architecture will be designed,
prototyped and validated in three main cycles. Each cycle will result in a demonstrator with specific
use cases from industry. We plan to extend the architecture described in [
        <xref ref-type="bibr" rid="ref2">5</xref>
        ] and instantiated in [7]. To
explore alternative approach, the federated approach proposed in this research will be incorporated in
the industry platform positioned in [8].
3.
      </p>
    </sec>
    <sec id="sec-3">
      <title>Motivating scenario</title>
      <p>The proposed architecture will be designed to simulate interoperability and provide connectors for
common interoperability scenarios. Together with our consortium partners we selected a motivating
scenario, as shown in Figure 1, to position our contributions and explain how we expect to lower barriers
for SMEs.
logistics ecosystem based on the concepts of IDS. A federated approach to interoperability with
predefined connectors is expected to reduce the time and efforts needed to integrate their systems.
EMAIL: m.j.vansinderen@utwente.nl; j.p.s.piest@student.utwente.nl</p>
      <p>2020 Copyright for this paper by its authors.</p>
    </sec>
    <sec id="sec-4">
      <title>4. High level architecture</title>
      <p>In this section we present our vision concerning the high level architecture for federated
interoperability, as shown in Figure 2. The two main components are the connector store and an
interoperability simulator.
could include incomplete schema mappings (possible loss of information) and inconsistencies between
data protection requirements, and imposed usage restrictions (with possible loss of sovereignty).</p>
      <p>The design of the connector store and interoperability simulator will be aligned in order to realize
the following functionality: (1) the modelling view of the simulator is able to express the functional
support that can be provided by data connectors from the store, (2) the output of the simulator is used
to facilitate the selection and configuration of data connectors from the store and (3) configuration of
applications, (4) meta-data for schemas and (5) logged events from a collaboration supported by data
connectors is usable as input for the analysis view of the simulator.
EMAIL: m.j.vansinderen@utwente.nl; j.p.s.piest@student.utwente.nl</p>
      <p>2020 Copyright for this paper by its authors.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Discussion</title>
      <p>This paper summarizes our vision concerning the development of a dedicated but generalizable
approach and high level architecture for data exchange and sharing in the logistics sector. This vision
is the starting point of a research project that will eventually lead to the specification of architecture
design patterns supporting digital workflows in heterogeneous, distributed and (semi-) autonomous
business ecosystems and supply chains. Specific attention is paid to the practical barriers and needs of
SMEs. More specifically, we aim at developing new methods to cope with data heterogeneity and to
lower the barriers for data exchange and sharing. These methods include design-time mechanisms to
learn from existing schema mappings and runtime mechanisms to establish and improve such mappings
and generate transformations on basis of specified mappings. With respect to the IDS, our research is
expected to result in new applications (transformation, monitoring, control) and methods to support
data provenance and sovereignty and new or improved analytical methods for exploring collaboration
through data sharing in logistics ecosystems. These contributions add value to data sharing
infrastructures as defined by IDS.</p>
      <p>The proposed approach and architecture are expected to make the exchange and sharing of real-time
data accessible and affordable to SMEs and to ensure cybersecurity through trusted IDS-based
connectors. Furthermore, this approach enhances the end-to-end supply chain visibility, thus making
logistics resources utilization and (nearly) real-time dynamic (re-)planning possible and efficient. The
proposed data and middleware architecture and the interoperability simulator create a firm foundation
for the development and testing of (big) data analytics and optimization tools. We align our work with
the Dutch Top Sector Logistics’ vision [11] to establish a logistics data sharing infrastructure, utilizing
established standards for transport and logistics, and as such contribute to a blueprint for a coherent and
secure data infrastructure, and the foundation of data interoperability.</p>
      <p>Additionally, our approach and architecture can be extended with IDS roles, such as a certification
authority, and a clearing house. More precisely, through our first objective, i.e., the connector store we
facilitate the connection between the logistic IDS, and government’s (open) data and communication
platforms and systems, such as Portbase [19] and Cargonaut [14], and we can make available various
collaborative services, and a data infrastructure, that is relevant for optimizing and coordinating
logistics processes by both SMEs, and government organizations. Thus, government and logistic
ecosystems can share real-time process execution data as needed. The second objective of this proposal,
the interoperability simulator, provides a solid analytical basis for investigating not only data
interoperability and data sovereignty, but also compliance with industry standards and laws and
regulations. This way, we aim at improving the quality of data exchanged with partners and government
organizations, and streamlining the processes in which they must interact. Additional use cases, and
scenarios will be developed during the project.</p>
    </sec>
    <sec id="sec-6">
      <title>6. Acknowledgements</title>
      <p>This research is financially supported by the Dutch Ministry of Economic Affairs and co-financed
via TKI DINALOG and NWO. Funding for this work has been granted by the CLICKS project (grant
no. 439.19.633). CLICKS is the acronym for Connecting Logistics Interfaces, Converters, Knowledge
and Standards. The authors thank the involved consortium partners for their support and the anonymous
reviewers for their constructive feedback.</p>
    </sec>
    <sec id="sec-7">
      <title>7. References</title>
      <p>[1] Khadka R., Sapkota B., Pires L.F., van Sinderen M.J., and Jansen S.. Model-driven approach to
enterprise interoperability at the technical service level. Computers in Industry 64(8): 951-965,
2013. https://doi.org/10.1016/j.compind.2013.07.006.
[2] Wieringa R.J.. Design science methodology for information systems and software engineering.
EMAIL: m.j.vansinderen@utwente.nl; j.p.s.piest@student.utwente.nl</p>
      <p>2020 Copyright for this paper by its authors.
for open data-based cargo-tracking in Synchromodal logistics. OTM Conferences 2016: 327-343,
2016. https://doi.org/10.1007/978-3-319-48472-3_19.</p>
      <p>Semantic interoperability in sensor applications making sense of sensor data. CICARE 2013:
3441, 2013. https://doi.org/10.1109/CICARE.2013.6583065.
aware smart logistics,” in 2019 IEEE 23rd International Enterprise Distributed Object Computing
Workshop (EDOCW). IEEE, 2019, pp. 108–117. https://doi.org/10.1109/EDOCW.2019.00030.</p>
      <p>Moreira J.L.R., Daniele L., Pires L.F., van Sinderen M.F., et al. Towards IoT platforms'
integration: Semantic translations between</p>
      <sec id="sec-7-1">
        <title>W3C SSN and ETSI SAREF. SEMANTICS</title>
        <p>aware Logistics using Smart Returnable Assets," 2020 IEEE 24th International Enterprise</p>
        <p>Retrieved
from
digitalisering
de
logistiek
(2019),
retrieved
from
[11] TKI</p>
        <p>Dinalog,
retrieved
from
[13] IDS</p>
        <p>Service</p>
      </sec>
      <sec id="sec-7-2">
        <title>Environment</title>
      </sec>
    </sec>
  </body>
  <back>
    <ref-list>
      <ref id="ref1">
        <mixed-citation>
          [4]
          <string-name>
            <surname>Brandt</surname>
            <given-names>P.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Basten</surname>
            <given-names>T.</given-names>
          </string-name>
          ,
          <string-name>
            <surname>Stuijk</surname>
            <given-names>S.</given-names>
          </string-name>
          , Bui V.T.,
          <string-name>
            <surname>de Clercq</surname>
            <given-names>P.</given-names>
          </string-name>
          , Luís Ferreira Pires, and
          <string-name>
            <surname>van Sinderen M.J..</surname>
          </string-name>
        </mixed-citation>
      </ref>
      <ref id="ref2">
        <mixed-citation>
          [5]
          <string-name>
            <surname>Iacob</surname>
            <given-names>M.E.</given-names>
          </string-name>
          , Charismadiptya G.,
          <string-name>
            <surname>van Sinderen</surname>
            <given-names>M.J.</given-names>
          </string-name>
          , and
          <string-name>
            <surname>Piest</surname>
            <given-names>J.P.S.</given-names>
          </string-name>
          , “
          <article-title>An architecture for situation(</article-title>
          <year>2020</year>
          ),
        </mixed-citation>
      </ref>
    </ref-list>
  </back>
</article>