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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Dyadic joint visual attention interaction in face-to-face collaborative problem-solving at K-12 Maths Education: A Multimodal Approach</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Chiao-Wei Yang</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Mutlu Cukurova</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Kaska Porayska-Pomsta</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>UCL Knowledge Lab</string-name>
        </contrib>
        <contrib contrib-type="author">
          <string-name>London</string-name>
        </contrib>
      </contrib-group>
      <abstract>
        <p>Collaborative problem-solving (CPS) is an essential skill in the workplace in the 21st century, but the assessment and support of the CPS process with scientifically objective evidence are challenging. This research aims to understand in-class CPS interaction by investigating the change of a dyad's cognitive engagement during a mathematics lesson. Here, we propose a multimodal evaluation of joint visual attention (JVA) based on eye gazes and eye blinks data as non-verbal indicators of dyadic cognitive engagement. Our results indicate that this multimodal approach can bring more insights into students' CPS process than unimodal evaluations of JVA in temporal analysis. This study contributes to the field by demonstrating the value of nonverbal multimodal JVA temporal analysis in CPS assessment and the utility of eye physiological data in improving the interpretation of dyadic cognitive engagement. Moreover, a method is proposed for capturing gaze convergence by considering eye fixations and the overlapping time between two eye gazes. We conclude the paper with our preliminary findings from a pilot study investigating the proposed approach in a real-world teaching context.</p>
      </abstract>
      <kwd-group>
        <kwd />
        <kwd>Collaborative problem-solving</kwd>
        <kwd>Multimodal learning analytics</kwd>
        <kwd>Joint visual attention</kwd>
        <kwd>Cognitive engagement</kwd>
        <kwd>Temporal analysis</kwd>
        <kwd>Eye-tracking</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>1.1</p>
    </sec>
    <sec id="sec-2">
      <title>Introduction</title>
      <sec id="sec-2-1">
        <title>A need for scientifically objective evidence for CPS process assessment</title>
        <p>
          CPS is an essential skill in the 21st-century workplace [
          <xref ref-type="bibr" rid="ref1">1</xref>
          ] and regardless of where
CPS sits in the curriculum, teachers or educators are expected to equip students with
this competence. This research attempts to create a multimodal temporal analysis of
dyadic cognitive engagement as evidence for the analysis of students’ cognitive
engagement behaviours in CPS. Because interdependence is a key feature of CPS, a
dyad is regarded as the unit of analysis. We argue that changes in levels of joint visual
attention (JVA) may represent the embodiment of group cognition processes, and the
temporal analysis of JVA makes the dyad's CPS process visible and comprehensible.
Copyright © 2021 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
1.2
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>A short review of multimodal learning analytics (MMLA) in collocated collaboration</title>
        <p>
          The depth and level of a team’s engagement in face-to-face collaboration can only be
understood through data and evidence, and multimodal learning analytics is a
promising way of capturing and interpreting such data [
          <xref ref-type="bibr" rid="ref2">2</xref>
          ], [
          <xref ref-type="bibr" rid="ref3">3</xref>
          ]. Many recent studies
have made use of indicators to measure the quality of collocated collaboration. These
studies mainly focus on two types of indicators: social (verbal, non-verbal, and
physiological) and epistemological (logs and ideas) [
          <xref ref-type="bibr" rid="ref4">4</xref>
          ]. However, more subtle
indicators of internal cognitive states are rarely discussed in terms of assessing a
team’s collaboration performance. Furthermore, the theme of cognitive engagement is
less common in MMLA research. As highlighted in a recent review of the field [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ],
there is a lack of MMLA studies investigating the association between the mode of
gaze employed and the research theme involving engagement. There is also a lack of
studies showing the association between gaze modality and teamwork in formal
learning. This paper aims to explore what insights eye physiological data can provide in
CPS assessment. It focuses on cognitive engagement as an indicator of a dyad’s CPS
performance.
        </p>
        <p>The next section will explain engagement in terms of an engagement framework. It
will highlight ways to measure dyadic engagement, including justification of using
eye gaze and eye blinking data as indicators of dyadic cognitive engagement.
1.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Halverson and Graham’s (HG) Cognitive Engagement Framework</title>
        <p>
          This paper follows Halverson and Graham’s [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ] definition of engagement, whereby
cognitive engagement includes behavioural engagement. The researchers emphasised
identifying engagement through cognitive and emotional indicators, arguing that
external behaviours are “the outward displays of the mental and emotional energies that
fuel learning” ([
          <xref ref-type="bibr" rid="ref10">10</xref>
          ], p.153). Even though cognitive engagement in this study
comprises both behaviour and cognition, emotional engagement’ is considered as beyond the
scope of this study.
        </p>
        <p>
          According to the HG framework, several factors indicate the quantity of cognitive
engagement (attention, effort, persistence, and time spent on task) and a number of
factors indicate the quality of cognitive engagement (cognitive strategy use,
absorption/deep concentration, and curiosity). Since JVA measures attention, one of the
factors concerning the quantity of cognitive engagement, it will be used as the proxy
measure for the quantity of engagement in this research. To detect JVA data, eye
gazes were measured according to Just &amp; Carpenter's eye-mind hypothesis [
          <xref ref-type="bibr" rid="ref11">11</xref>
          ]. This
is based on their observation that eye movements are closely linked to mental activity.
In terms of the eye blinking rate (EBR: the number of eye blinks per minute), changes
in EBR are used to interpret deep concentration, as an index for the quality of dyadic
cognitive engagement. EBR has been studied in neuroscience and psychological
research (e.g biological psychology). Even though several research studies indicate
that an increased EBR correlates with higher dopamine (DA) levels [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ], it is argued
that blinking rates were determined by the ‘task’ rather than the dopaminergic state
[
          <xref ref-type="bibr" rid="ref13">13</xref>
          ]. Besides, there have been many studies that related eye blink rate with
cognition, particularly in task difficulties [
          <xref ref-type="bibr" rid="ref14 ref15">14-15</xref>
          ], the attention required in tasks [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] or task
engagement [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ]. Evidence from studies mentioned above demonstrates that
spontaneous blinking is suppressed to minimise the loss of visual information when the
visual information is more important to a person. Although contexts differ in the papers
discussed above, the evidence presented provides sufficient ground to establish the
relevance of EBR as an indicator of absorption (deep concentration). This may
potentially be explained as a person’s need for high cognitive attention in order to
experience focused concentration – a state of flow. Notably, absorption here does not refer
to the act of paying attention. It means a “state in which people are so involved in an
activity that nothing else seems to matter” (Csikszentmihalyi, 1990, p.4, cited in [
          <xref ref-type="bibr" rid="ref10">10</xref>
          ],
p.156).
2
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Research Problems &amp; Research Questions</title>
      <p>
        There are recent studies investigating the association between joint visual attention
(JVA) and high-quality collaborative interactions of students [
        <xref ref-type="bibr" rid="ref19 ref6 ref7 ref8">6-8,19</xref>
        ]. However,
based on the unimodal data, counting the number of joint eye gazes alone seems
insufficient as a measure of the quality of collaboration [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ]. The insufficiency of
unimodal JVA data to fully represent collaboration is also echoed by Siposova and
Carpenter [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ]. The authors argued that the nature of social attention is complex since
the jointness of attention comes in degrees rather than as arbitrary, discrete and
uniform events. Inspired by gaps in MMLA and the theoretical propositions on the
JVA’s temporal nature, we propose the research questions below.
      </p>
      <p>RQ1. To what extent can eye blinking physiological data increase our
understanding of dyadic cognitive engagement in the CPS context?</p>
      <p>RQ2. What insights can multimodal JVA data generate when adopted in the
measurement of dyadic CPS competence in face-to-face, K-12, Maths learning
contexts?</p>
      <p>In this research, “unimodal-based JVA” refers to levels of joint visual attention
identified via counting the frequency of joint eye gazes in a dyad. Multimodal-based
JVA refers to levels of JVA identified by combining joint eye gaze data as well as an
individual student’s eye blinking rate (EBR) in a dyad. More details about techniques
to capture each indicator will be discussed in the next section. All signals were
collected from eye image videos of two mobile eye-trackers (Tobii Pro Glasses 2) and
were synchronized using Tobii Pro Lab software.
3
3.1</p>
    </sec>
    <sec id="sec-4">
      <title>Methodology</title>
      <sec id="sec-4-1">
        <title>Multimodal data collection</title>
      </sec>
      <sec id="sec-4-2">
        <title>A new approach to capturing joint visual attention</title>
        <p>
          Gaze convergence is often used to measure a dyad’s collaborative outcome or
performance. In recent studies, there are two alternative measures of gaze convergence
[
          <xref ref-type="bibr" rid="ref19 ref6">6,19</xref>
          ] which are commonly assumed when two subjects are looking at the same place
at the same time. One is to capture a dyad’s joint visual attention [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] and the other is
to gauge the gaze similarity [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ]. Both approaches have limitations. For instance, the
use of fiducial markers for participants to glance at every time before collaboratively
solving task problems possibly distracts participants from engaging in CPS activities
[
          <xref ref-type="bibr" rid="ref19 ref6">6,19</xref>
          ]. Also, Schneider's approach [
          <xref ref-type="bibr" rid="ref19">19</xref>
          ] included short fixations within the arbitrarily
defined distance (e.g., radius size 100 pixels) between two gaze points to be
considered as a moment of joint visual attention. That would reduce the JVA's detection
accuracy since the time is needed for the brain and eye to process what is seen [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ].
Regarding the gaze similarity measurement used by Sharma and other researchers [
          <xref ref-type="bibr" rid="ref6">6</xref>
          ],
despite considering an individual’s eye fixation, they don’t consider the overlapping
time when two eye gazes meet together in the same area (Area of Interest, AOI). This
shows the limitations of capturing accurate JVA because of the essential “jointness”
idea in its measurement. The following paragraphs present a proposed approach to
JVA measurement (See Fig.1 A, B).
        </p>
        <sec id="sec-4-2-1">
          <title>A. Approach for time synchrony</title>
        </sec>
        <sec id="sec-4-2-2">
          <title>B. Gaze convergence detection</title>
        </sec>
      </sec>
      <sec id="sec-4-3">
        <title>Eye blinking data detection</title>
        <p>The initial images of the eyes provided by the built-in camera in an eye tracker are
translated into images of pupil location on the software. The image is inverted so that
white indicates the pupil location during one occlusion, meaning the time between
blinks. If the computer registers a white mark, then this means the eye pupil is seen.
The eye must be open and the time between blinks can be measured. A lack of white
mark, suggests that the eye is closed. The time between the white mark appearing and
disappearing is treated as one blink. The algorithm accurately detected above 88.0%
of all blinks identified by manual coding of eye image videos in the pilot study.</p>
        <p>
          Temporal analysis is proposed in this research as the most relevant approach for
examining CPS competence for three reasons. First, the situational context of CPS
and the in-process measurement play a more significant role (as in formative
assessment, rather than summative assessment) in CPS assessment. CPS competence
is a dynamic process heavily dependent on context and temporal dimensions. Second,
the temporal analysis allows the presentation of visual snapshots of a dyad’s CPS
learning process via nonverbal eye interaction in collocated classroom collaboration.
In particular, it can support locating some key moments of learning that have been
missed in both quantitative and qualitative methodology. For instance, the use of
frequency and average measurement, as well as self-report interviews, are challenging
to be used to reflect changes in dyadic engagement over time. Third, the temporal
analysis aligns with the characteristics of cognitive engagement and its indicators. For
instance, the way engagement can vary in intensity and duration [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ], meaning that
engagement can be measured on a continuum (a single dimension of engagement
ranging from high to low) rather than a binary categorization (engaged or
disengaged).
A secondary school math teacher recruited four 13-year-old students to be paired into
two groups. One group had high average math grades (average math grades ranked
first and third, dyad B). The other one had low average math grades (average math
grades were second-to-last, dyad A). The two pairs then took turns participating in the
experiment. During the 20-minute classroom observation, a dyad of two shared a
tablet and did math exercises on the learning platform. The students collaboratively
solved one-variable linear equations. Once they agreed on the answers, they submitted
them to the system by clicking the submit button, and also wrote them down on the
shared worksheet. Each student wore a mobile eye-tracker (Tobii G2) during the CPS
activity. In the first stage of the study (approximately the first 5 mins), the students
were presented with four math questions. In the second stage (around 12 mins), the
students were given another 8 math questions. A dyad’s engagement was measured in
terms of the joint cognitive engagement state through investigating a dyad’s joint
visual attention and eye blinking rates.
4
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Results</title>
      <p>There are two preliminary findings from these data. First, a dyad’s concentration state
in a certain moment may be predicted by observing synchronised EBR patterns in the
CPS process (Figure 2). Secondly, the multimodal JVA data with a temporal analysis
seemed promising, as it provided information about not only the level of dyadic
engagement but also the frequency of a dyad’s highest /lowest engaged states (e.g.,
peaks and troughs) during the CPS process (Figure 3, C, D).</p>
      <sec id="sec-5-1">
        <title>Synchronised eye blinking data in a dyad’s CPS process</title>
        <p>Figure 2 displays the pattern of the change in eye blinking ratio over time of two
students. A pair (dyad A) synchronized (type A &amp; B) and unsynchronized patterns (type
C) are illustrated via green boxes. Two students collaboratively finished the task for
around 6 minutes (Figure 4), resulting in a synchronized EBR type A pattern being
observed at the 4th min (Figure 2). Students didn’t appear to concentrate on the
assigned task when unsynchronized type C and synchronized type B patterns were
observed (Figure 2), as illustrated at the 5.1 and 5.5 mins timepoints, respectively.
4.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Unimodal and multimodal JVA, temporal analysis graphs</title>
        <p>In figures 3 and 4, the pairs of students' JVA in unimodal (as measured only with eye
gaze data) and multimodal (as measured with a combination of eye gaze and blink
data) are graphically presented. Despite both unimodal and multimodal JVA graphs
showing joint visual attention between a pair of students over time, the indicators
used for these measurements were different. The unimodal JVA graph (Fig. 3 A, B)
measured levels of JVA, without EBR included, whereas the multimodal JVA graph
(Fig. 3 C, D) included combined EBR from two students. The results of unimodal and
multimodal graphs differed significantly (Fig. 3). For instance, between timepoint 3.6
and time point 3.8 mins in the activity, levels of JVA were expected to be lower
because a dyad A was not focusing on solving math questions. However, levels of JVA
were still relatively high in the unimodal data graph (Fig. 3A). In addition, in dyad B,
at the moment between timepoint 5.6 mins and timepoint 6.2 mins, the expected trend
was from a trough to a peak due to the fact that the dyad was submitting an answer
and then actively discussing the next math question right away. However, the levels
of JVA in the unimodal data graph (Fig 3B) were very high during the same period. In
Figure 4, video snapshots showed that peaks and troughs in the multimodal JVA
graph were more accurately representing the CPS interactions (high/ low engagement)
in dyad A.</p>
        <p>A: unimodal JVA graph (dyad A)</p>
        <p>B: unimodal JVA graph (dyad B)
C: multimodal JVA graph (dyad A)</p>
        <p>D: multimodal JVA graph (dyad B)
The present study aimed to identify how to plot JVA over time to accurately represent
a pair of students’ behaviours to solve math problems collaboratively. Additionally, to
reflect the diminishing levels of dyadic cognitive engagement when only one student
uses the shared tablet to enter and submit answers. This translates to high levels of
JVA when both students in a pair make mental efforts during the CPS process, and
low levels of JVA when only one student enters information and sends it to the
system. To address this, video snapshots were used to determine which JVA graphs
more accurately represented a dyad's different moments of engagement.</p>
        <p>In addressing RQ1, our pilot study results demonstrated that eye blinking data can
be useful to increase researchers’ (or potentially other stakeholders such as learners
and teachers) understanding of dyadic cognitive engagement in the CPS context. The
change in the EBR indicated the dyad's concentration level, which may increase the
accuracy of the JVA interpretations (levels of JVA in graphs) in dyadic interactions.
One assumption of this methodology is that observing the number of eye blinks over
time may allow the researcher to determine how students' states of absorption (deep
concentration) change. In terms of interpreting eye blinking data, the lower the
number of blinks, the more concentrated the learner was considered in a CPS context;
conversely, the higher the number of blinks, the lower their concentration. When EBR
data streams were added to unimodal JVA data streams based on eye gaze data, each
dyad’s key moments of intense concentration and frequency of peaks and troughs in
the CPS process emerged in multimodal JVA graphs. Based on the observation of
student behaviours from the video recordings of their behaviours and using it as the
ground truth of their engagement, we concluded that the information generated from
the EBR makes the non-verbal multimodal JVA temporal analysis graph more
informative and accurate.</p>
        <p>Regarding RQ2, exploring the insights that multimodal JVA data from eye gaze
and eye-blinks can help us generate in the measurement of dyadic CPS competence in
face-to-face, K-12, Maths learning contexts. We observed that eye blink data can
bring in valuable information about students’ deep concentration during their CPS
process. Such insights can help us design AIED and Learning Analytics tools to
improve children's CPS competence at K-12 schools. For instance, teachers can use
the graphs presented in dashboards to identify peaks in the intensity of JVA and
identify topics, exercises, or tasks that can incite more discussion in a dyad. They also
can use the graphs to identify the frequency of highest and lowest engagement states
to give appropriate interventions or to support students reflecting their CPS
behaviours. It is important to note that the value of such graphs for researchers are
highlighted here, but their potential for teachers would require significant design work
involving teachers. So, our discussions about their value to teachers here are mainly to
generate hypothesis to be studied in the future.</p>
        <p>
          There are many possible explanations as to why multimodal data graphs can more
accurately represent changes in dyadic cognition engagement compared with
unimodal data graphs. Firstly, joint attention is dynamic, not arbitrary [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ], therefore, only
relying on unimodal joint eye gaze data cannot accurately reflect the quality of a
pair’s collaboration. Secondly, eye blinking frequency and joint eye gaze can be
accurately captured using a mobile eye tracking device alone (See section 3.1). Finally, the
definition of cognitive engagement (higher learning construct) was defined precisely
before selecting indicators (lower data streams), and indicators were based on the
aforementioned literature findings. These factors are crucial to enhance the accuracy
of data collection, as arbitrarily selected indicators and vague definitions of complex
engagement, may lead to inaccurate data interpretation.
        </p>
        <p>
          Although multimodal data could bring insights to the learning analytics field [
          <xref ref-type="bibr" rid="ref22 ref23">22,
23</xref>
          ], it is not the purpose of this research to argue that multimodal data is better than
unimodal data. Rather, we emphasise the eye blink data as an additional modality to
eye gaze data can contribute new information to our evaluations of CPS, with the
fused data offering different perspectives about the students’ JVA during CPS
activities.
        </p>
        <p>In order to meaningfully interpret the value of our proposed research, a significant
number of comparative participant pairs need to be recruited, and entire session data
should be analysed for the ecological validity of our interpretations. Moreover, study
compliance was impacted by the intrusive nature of the eye-tracking devices during
CPS activities, resulting in lost data. This is a significant issue that needs to be
addressed in the planning of future investigations.
6</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>Conclusion and Future research</title>
      <p>This research uses eye physiological data, eye blinks, and eye gaze behaviours to
provide a multimodal interpretation of the dyad’s JVA during CPS activities. We
drew from the field of cognitive neuroscience to form the initial hypothesis that eye
blink data can be a valuable data input in multimodal learning analytics approaches to
interpreting JVA. The research proposed and piloted here has the potential to
contribute to the literature with a new technique to capture joint visual attention
(JVA) in collocated collaboration, and to demonstrate that a dyad’s cognitive
engagement change can be accurately observed by measuring levels of JVA on the
temporal analysis with a multimodal approach.</p>
      <p>In future work, the potential of the ‘synchronized eye gazes and eye blinking rate’
multimodal data as a parameter to measure cognitive engagement with AIED systems
used in in CPS contexts should be further investigated. Within a CPS context, the AI
system does not limit itself to face-to-face collaborative interactions between students.
These situations can be any of the following: 1) the collaborative relationship between
a virtual agent and a student in an intelligent tutoring system, 2) the CPS interaction
between a learner and a robot in a human-robot interaction, or 3) the CPS interaction
between two students in a virtual environment. Due to different dynamics of each
particular context, the value of JVA and EBR to be applied in AIED systems should
be studied separately in future research.</p>
    </sec>
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