=Paper=
{{Paper
|id=Vol-2903/IUI21WS-HEALTHI-7
|storemode=property
|title=A Playful Smartphone-based Self-regulation Training for the Prevention and Treatment of Child and Adolescent Obesity: Technical Feasibility and Perceptions of Young Patients
|pdfUrl=https://ceur-ws.org/Vol-2903/IUI21WS-HEALTHI-7.pdf
|volume=Vol-2903
|authors=Tobias Kowatsch,Chen-Hsuan (Iris) Shih,Yanick X. Lukic,Olivia C. Keller,Katrin Heldt,Dominique Durrer,Aikaterini Stasinaki,Dirk Büchter,Björn Brogle,Nathalie Farpour-Lambert,Dagmar l’Allemand-Jander
|dblpUrl=https://dblp.org/rec/conf/iui/KowatschSLKHDSB21
}}
==A Playful Smartphone-based Self-regulation Training for the Prevention and Treatment of Child and Adolescent Obesity: Technical Feasibility and Perceptions of Young Patients==
A Playful Smartphone-based Self-regulation Training for the Prevention and Treatment of Child and Adolescent Obesity: Technical Feasibility and Perceptions of Young Patients Tobias Kowatscha,b,c , Chen-Hsuan (Iris) Shiha , Yanick X. Lukica , Olivia C. Kellera , Katrin Heldtd , Dominique Durrere , Aikaterini Stasinakid,g , Dirk Büchterd , Björn Brogled , Nathalie Farpour-Lambertf and Dagmar l’Allemand-Janderd,g a Centre for Digital Health Interventions, Department of Management, Technology and Economics, ETH Zurich, Zurich, Switzerland b Centre for Digital Health Interventions, Institute of Technology Management, University of St.Gallen, St.Gallen, Switzerland c Saw Swee Hock School of Public Health, National University of Singapore, Singapore d Adolescent Medicine, Children’s Hospital of Eastern Switzerland, St.Gallen, Switzerland e Child and Youth School Health Service, Department of Education and Youth, Vevey, Switzerland f Service of Endocrinology, Diabetology, Nutrition and Therapeutic Patient Education, Department of Medicine, University Hospitals of Geneva, Geneva, Switzerland g Pediatric Endocrinology, Children’s Hospital of Eastern Switzerland, St.Gallen, Switzerland Abstract Effective interventions for the prevention and treatment of child and adolescent obesity play an important role in reducing the global health and economic burden of non-communicable diseases. Although multi-component interventions targeting various health behaviors are deemed promising, evidence for their effectiveness is still limited. Self-regulation seems to be a relevant working mechanism in this regard. Therefore, we propose a playful, smartphone-based self-regulation training that also utilizes the health benefits of a slow-paced breathing exercise. The mobile app uses the microphone of the smartphone to detect breathing sounds (e.g. inhalation, exhalation) and translates these sounds into a visual biofeedback on the smartphone screen. The design and evaluation of a very first prototype is described in this interdisciplinary work of obesity experts, clinical psychologists, young patients, and computer scientists. The apps’ breathing detection module uses a random forest tree for quasi real-time classification of the incoming audio samples and biofeedback generation. A study with 11 children and adolescents with obesity was conducted to assess the prototype. Results indicate overall positive evaluations and suggestions for improvement. Implications and limitations are discussed, and an outlook on future work is provided. Keywords human-computer interaction, self-regulation, digital health intervention, biofeedback, breathing training, breathing detection 1. Introduction nutrition, physical inactivity and resulting metabolic risk factors, for example, obesity [5]. The earlier in life ef- Non-communicable diseases (NCDs), such as cardiovas- fective interventions are delivered, the lower the future cular diseases or mental disorders, are the leading cause financial burden of NCDs and the more likely the uptake of death worldwide, contributing to 73% of deaths [1]. of health-promoting behaviors is due to heightened neu- NCDs also lead to a significant financial burden [2, 3], roplasticity and cognitive flexibility in children and ado- for example, up to 90% of all health care spending in the lescents [6, 7]. These efforts are especially important as U.S. [4]. child and adolescent obesity has increased substantially To address this important problem, health interven- worldwide [8], while recent systematic reviews found tions must target adverse health behaviors such as mal- only low to moderate evidence for effective interventions [9, 10]. Joint Proceedings of the ACM IUI 2021 Workshops, April 13–17, 2021, College Station, USA Although evidence suggests multi-component inter- Envelope-Open tkowatsch@ethz.ch (T. Kowatsch); ventions that target, for example, physical activity and dagmar.lallemand@kispisg.ch (D. l’Allemand-Jander) diet, underlying mechanisms for why and for whom they GLOBE https://www.c4dhi.org/ (T. Kowatsch) work are still under investigation [10]. Self-regulation Orcid 0000-0001-5939-4145 (T. Kowatsch); 0000-0002-2576-6569 has been proposed as an important mechanism in child (Y. X. Lukic); 0000-0001-8761-8214 (O. C. Keller); 0000-0001-6478-7269 (N. Farpour-Lambert); 0000-0003-3144-3907 health [11] as it refers to the ”cognitive and behavioral (D. l’Allemand-Jander) processes through which an individual maintains levels © 2021 Copyright © 2021 for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0). of emotional, motivational, and cognitive arousal that CEUR Workshop Proceedings http://ceur-ws.org ISSN 1613-0073 CEUR Workshop Proceedings (CEUR-WS.org) are conducive to positive adjustment and adaptation, as Smartphone reflected in positive social relationships, productivity, adaptation of breathing based achievement, and a positive sense of self.” [12, p. 900] For Playful on biofeedback visualization instance, obese children, require self-regulation skills to Biofeedback resist the urge to eat unhealthy food. In this context, it Visualization was demonstrated that children who have experienced loss of control eating report a higher use of maladaptive Goal Improving strategies for the regulation of emotions than children User self-regulation Breathing without a history of loss of control eating [13]. Similarly, skills Detection (inhalation, exhalation, another study identifies emotional regulation as the mod- silence, and noise) erator for the relationship between perceived stress and emotional eating [14]. Furthermore, a systematic review indicates that self- Microphone Slow-paced breathing regulation skills are among the best predictors of out- comes in obesity interventions in adults [15]. Another study with a representative sample of U.S. children not Figure 1: Concept of the self-regulation training only found a link between self-regulation and the risk of obesity, but further identified that this link is stronger between boys and girls [16]. Moreover, a recent system- acceptance. atic review found that interventions with self-regulation Empirical results of another related work by Shih et interventions can be effective in children and adoles- al. [27] were more promising. They implemented a cents, with possible health benefits [17]. All in all, self- similar self-regulation training and found positive ef- regulation skills represent a relevant target in multi- fects on physiological outcomes and technology accep- component interventions for the prevention and treat- tance. However, the authors tested their prototype with ment of child and adolescent obesity. 19 healthy university students and thus, these findings To this end, we propose a playful self-regulation train- may not translate to children and adolescents. Another ing for children and adolescents. The training is delivered limitation of this study is that the authors employed a via a mobile app and focuses on a breathing exercise. The breathing detection model based on an attention-based app uses the microphone of a smartphone to detect in- long short-term memory model in conjunction with a halation, exhalation, silence and noisy sounds to then preceding convolutional neural network which may not visually guide the user to perform a slow-paced breath- run on older smartphones with limited computational ing training. With the help of the visual biofeedback, power. breathing can be adjusted with the overall goal to im- Another study by Hunter et al. [28] investigated whether prove self-regulation skills. A conceptual overview of a slow-paced breathing training with a mobile app that the training is depicted in Fig. 1. features heart rate variability biofeedback affects the re- After a brief overview of related work in the next sec- covery from an artificial stressor. They found that the tion, we describe the design of a very first prototype and app had a significant effect on salivary alpha amylase re- the evaluation procedure targeting obese children and covery while not showing a significant effect on cortisol adolescents. We then present and discuss the results and recovery or self-reported stress recovery. Technically, the conclude with a summary and outlook on future work. app does not detect breathing but the heartbeat from the smartphone’s rear camera in conjunction with the flash- 2. Related Work light. Thus, the app can present the breathing exercise’s impact on the user’s heart rate variability. However, the Slow-paced breathing was chosen in this investigation heart rate variability is not consciously controlled and its because it is not only a common self-regulation tool [e.g., measurement is time-delayed. Consequently, the breath- 18, 19, 20, 21, 22] but also shows positive ”side” effects on ing training does not allow responsive user interaction. cardiac functioning and mental well-being [23, 24, 25]. The work of Carlier et al. [26] is similar to our training as they implemented a mobile game that uses the micro- 3. Methods phone of a smartphone to detect an ”ommm”-sound to The design and evaluation of the smartphone-based self- then visually guide children through a breathing exercise. regulation training was collaboratively carried out by They tested their prototype with three children suffer- an interdisciplinary team of computer scientists, obese ing from autism spectrum disorder. However, results children and adolescents as well as several obesity ex- indicated no effects on stress reduction or technology perts including physicians, psychotherapists, and diet and sport experts from a children’s hospital. The project described in this work was also approved by the local ethics board. The specifics of the design and evaluation phases are outlined in the following sections. 3.1. Design of the Mobile App 3.1.1. User Interface A focus group discussion with 11 young patients, moder- ated by obesity experts, was conducted as a first step to gather design requirements for the self-regulation train- ing. In response to that discussion, a first conceptual draft of the user interface was developed. The overall goal of the self-regulation training was to ”move” a boat sailing on an ocean towards an isle, far far away, with the help of slow-paced breathing. Specifically, exhalation should imitate wind that blows the boat forward while in- halation should imitate the collection of wind energy for the next breathing cycle. A draft of this idea is depicted in Fig. 2 which also shows a distance-to-destination indi- cator on the bottom and speech bubbles with additional breathing instructions. Based on feedback from the obesity experts and young patients, several elements were dropped and revised to further streamline the user interface. For example, the distance indicator at the bottom and the wind energy in- dicator on the right-hand side were removed so that users could better focus better on the sailboat and its move- ments toward the destination isle. Further, the speech bubbles were replaced by a digital coach at the top of the screen who had the role to ”guide” users through Figure 2: Draft of the App’s User Interface the training. Moreover, moving clouds were introduced to support the boat movements towards the destination isle and to provide also a visual feedback for inhalation To match the style of the user interface of the app, the sounds. In the latter ”inhalation” case, clouds gathered video clip employs a comic-like character and elements together at the center of the screen while they moved of the mobile user interface (e.g. ocean, sailboat and apart when inhaling. The high-level biofeedback logic clouds). The resulting instructional video clip was shown was also defined collaboratively among young patients, to four young patients who were then asked to perform obesity experts and computer scientists. It is outlined in the communicated slow-paced breathing. The breathing Algorithm 1. A prototype of the graphical user interface technique was assessed by the obesity experts according was then implemented for the Android operating system. to the guidelines communicated through the video clip Fig. 3 shows a screenshot of that interface. and deemed appropriate. 3.1.2. Instructional Video Clip 3.1.3. Breathing Detection To ensure consistent and evidence-based instructions on The overall goal of the breathing detection module of how to perform a slow-paced breathing training, an in- the self-regulation training is to process audio signals structional video clip was produced with the help of the in quasi real time to distinguish between inhalation, ex- involved obesity experts. This video clip would be pre- halation, silence, and noise captured by a smartphone’s sented to the user before she or he would perform the microphone. self-regulation training with the app for the very first In a first step, we aimed at assessing the technical fea- time. The clip explains in ca. 30s how a deep abdominal sibility of this approach and built a database of audio breathing is conducted and instructs the audience to in- samples. Due to limited access to young patients and to hale through the nose and to exhale through the mouth reduce the burden of them as patients, as well as due to while performing circa six breath cycles per minute [25]. the feasibility character of this investigation, we decided Algorithm 1: Biofeedback Logic You are doing great. digital coach messages Input: detection = {inhalation, exhalation, silence, Keep it up! noise} 124s Output: biofeedback = {clouds, sailboat, and digital coach message} destination 1 while destination not reached do 2 switch detection do 3 case inhalation do 4 clouds gather together 5 case exhalation do 6 clouds expand 7 sailboat moves towards destination 8 digital coach provides positive feedback 9 case silence do clouds 10 digital coach motivates user to inhale 11 case noise do sailboat 12 digital coach recommends to reduce surrounding noise 13 end 14 end sailing route were supplemented with four descriptive statistical mea- Figure 3: Annotated Screenshot of the App sures. From the time-domain we used the mean, variance, and maximum of the raw audio amplitude and from the frequency-domain the peak frequency amplitude. Third, and consistent with prior work that was suc- to collect audio samples from four doctoral students (2 cessful in detecting breathing patterns [30], a Random females; all between 25 and 27 years old). We asked the Forest model was used with 100 trees, which was empiri- doctoral students to sit comfortably in a chair in their cally found to result in the best prediction performance office and perform a slow-paced breathing exercise for for our data set. three minutes according to the instructions of the video Since our audio database was relatively small com- clip described in Section 3.1.2. The audio was recorded pared to related work [e.g., 27] and to prevent our model with a Samsung Galaxy S6 Edge through a customized from over-fitting, we applied k-fold cross-validation for app that uses the Android AudioRecord API (PCM, 16bit, training and validation. We trained the random forest 44.1 kHz). The distance to the smartphone for these model using the WEKA library. First, we applied a 80/20 recordings was about 20cm, a distance we found optimal training to test split over all four participants. Second, for the breathing exercise, too. One co-author listened to we conducted 10-fold cross-validation on the training the resulting recordings and manually cut them into sep- data. Third, we tested the best model on the test set. The arate audio files labeling them as inhalation, exhalation, performance of the model on the test set is reported in or silence. To collect additional samples for silence and Table 1. The results indicate that the trained model is able noise, the same smartphone was used to record sounds to appropriately differentiate between the four classes in an office. This resulted in audio samples of passing for the breathing of known individuals. cars and streetcars or the speech of office workers, which Finally, the trained random forest model was inte- were manually marked as noise. Silent audio samples grated into the mobile app using the WEKA Android were manually labeled as silence. The data collection API. The feature extraction in the app was reproduced resulted in around 28,000 audio samples of 80ms length. using Java in conjunction with the audio processing li- This length was chosen as it represented the minimum brary OpenIMAJ 1.3.9. The resulting predictions of the buffer size that could be acquired through the Android incoming data would then trigger the animations of the audio engine at the time of implementation. user interface outlined in Algorithm 1. In a second step, we calculated for each sample the first 13 Mel-frequency cepstral coefficients [29] with a window size of 25ms and a 50% overlap. The coefficients Table 1 Offline Performance of the Random-Forest Breathing Detection Algorithm Class TPR FPR PRE F1-Score AUC-ROC Inhalation 0.942 0.012 0.955 0.949 0.990 Exhalation 0.940 0.007 0.977 0.948 0.992 Silence 0.963 0.023 0.931 0.947 0.994 Noise 0.980 0.021 0.954 0.967 0.996 All 4 classes 0.954 0.016 0.954 0.955 0.994 Note: true positive rate (TPR), false positive rate (FPR), precision (PRE), area under the curve receiver operating characteristic (AUC-ROC) 3.2. Evaluation Procedure 4. Results A study with obese children and adolescents was con- Overall, 8 female and 3 male young 9-16 year-old (M ducted in the children’s hospital of the participating obe- = 12.6, SD = 2.4) children and adolescents with obesity sity experts to assess the technical feasibility and percep- participated in the study. All patients were able to reach tions of the self-regulation training. The procedure was the goal set by the training app in 40 to 120 seconds. as follows. However, obesity experts observed that due to the playful First, patients were instructed to watch the educational character of the app, three subjects started to perform breathing video clip and to perform the breathing exer- an adverse breathing pattern (e.g. hyperventilation or cise without the app. Obesity experts provided feedback extensive and long exhalation), motivated by the goal to on their breathing to assure a correct technique. bring the sailboat as quickly as possible to its destination, In a second step, obesity experts handed over the An- despite being instructed otherwise. droid smartphone, the same model used for data collec- The descriptive statistics of the patients’ self-reported tion (i.e. the Samsung S6 Edge), with the self-regulation perceptions of the participating patients are listed in Ta- training app to the patients. The experts then explained ble 2 and corresponding boxplots with raw responses are the purpose of the app and its visual feedback logic. shown in Fig. 4. The high average mean values for all Finally, obesity experts asked the patients to perform constructs indicate that the patients found the training the app’s slow-paced breathing exercise. The patients’ app easy to use and conducive to relaxation at home. Ad- goal was to ”sail” the sailboat to the destination. Dur- ditionally, the patients reported enjoying its actual usage ing the exercise and for safety purposes, obesity experts and indicated that they could even imagine using the observed the patients and intervened in case of any ad- app-based training every day. Finally, patients shared verse breathing activity. Moreover, they noted down that they were able to relax using the app. One-sample whether the goal was achieved and the sailboat reached sign tests confirmed these results as the self-reported the destination, and how long it took the patients to get scores all lie significantly above the neutral scale value there. of zero. Afterwards, the patients received a questionnaire that The qualitative feedback indicated that the digital coach allowed them to assess the app. Constructs of inter- moderating the self-regulation exercise should be cus- est were adopted from technology acceptance research tomizable, for example, regarding their outfit. Moreover, [31, 32] and included perceived ease of use, perceived en- the training session was perceived as too short and thus, joyment, expected usefulness at home, intention to use it was suggested to extend the journey with the sailboat. and perceived relaxation after use. Consistent with prior It was also suggested to add further elements to the ocean work [33, 34], a single item per construct was used to scene, for example, additional milestones such as smaller reduce the burden of the young patients. All items were isles or surface marker buoys as sub-ordinate targets that anchored on 7-point Likert scales ranging from strongly would trigger points when passing by with the sailboat. disagree (-3) to strongly agree (3). All constructs and Interestingly, there were some enquiries into whether item wordings are listed in Table 2. Finally, patients were the training app was available on Apple’s iOS platform, asked to write down any suggestions they may have to which indicated further interest in the training app. improve the app. Overall, the qualitative feedback confirmed the posi- tive quantitative results presented above. Table 2 Perceptions of 11 Young Children and Adolescents with Obesity Construct Scale item wording Mean SD 95% CI p-value Perceived ease of use I found it easy to blow the sailboat to the next island. 2.64 0.67 [2.21 3.00] < 0.001*** Perceived enjoyment I enjoyed the breathing exercise. 2.73 0.65 [3.00 3.00] < 0.001*** Expected usefulness at home I could imagine the exercise helping me relax at home. 1.55 1.04 [1.00 3.00] 0.002** Intention to use I can imagine doing this exercise every day. 2.27 1.27 [2.00 3.00] 0.006** Perceived relaxation With this exercise I could relax well just now. 1.45 1.29 [0.00 3.00] 0.008** Note: confidence interval (CI); p < .001 = *** and p < .01 = ** for one-sample sign tests with 0 as test value and alternative hypothesis being greater as 0; 7-point Likert scales were anchored from strongly disagree (-3) to strongly agree (3) strongly agree 3 self-regulation training might be smartphone addiction [35, 36]. Limiting the number of exercises per day could 2 be a solution in this regard. Finally, adding additional 1 playful elements as suggested by the young patients raises the question to which degree the experiential effect neither 0 of the app can potentially cancel out the development of −1 self-regulation skills and other health benefits of slow- paced breathing such as calming down or strengthening −2 the cardiac system. Related work provides first evidence −3 that both experiential and instrumental effects can coex- strongly disagree ist [27, 37]. Perceived Perceived Expected Intention Perceived ease of use enjoyment usefulness to use relaxation This work has also several limitations. First, the of- at home everyday fline performance of the detection model is based on a small sample of only four doctoral students and not Figure 4: Boxplots and Answers of Self-reported Perceptions on breathing data from the target population. Both as- of 11 Young Children and Adolescents with Obesity pects, the small sample size resulting in low variance of breathing sounds and the mismatch of model develop- ment with population A and assessment by population 5. Discussion B, limit the generalizability of the findings. Second, the training and test sets were collected in the same context, The current work presented a playful, smartphone-based i.e. the same recording environment and smartphone self-regulation training that was collaboratively devel- model, and contain breathing sounds from the same in- oped by an interdisciplinary team of obesity experts, clin- dividuals. Consequently, the detection performance for ical psychologists, children and adolescents with obesity, unknown individuals, other devices, or different envi- as well as computer scientists. The evaluation of the train- ronments remains unknown. Third, the data collection ing with 11 young obesity patients showed the technical with respect to noisy environments was limited to only feasibility, as all patients were able to bring the sailboat one specific environment (the office). Fourth, only one to its destination. Moreover, self-reports of the partici- specific biofeedback theme was evaluated, i.e. the ”ocean- pating patients resulted in overall positive technology and-sailboat” theme, and thus, it is open to which degree assessments and various suggestions for improvement visual elements may have an impact on the effects of were provided. the self-regulation training. Third, the cross-sectional However, the evaluation also resulted in relevant in- study setting in the children’s hospital does not allow to sights regarding potential side effects. First, the playful draw any conclusions on long-term engagement with the biofeedback visualization motivated patients to adopt app. Finally, the evaluation procedure did not contain a breathing technique that could lead to dizziness due any validated instrument to assess self-regulation and to hyperventilation or prolonged periods of exhalation. thus, no conclusions can be drawn in this regard, too. A biofeedback visualization that offers time-restricted inhalation and exhalation windows may overcome this problem. That is, the sailboat could only be moved for- 6. Summary and Future Work ward during a pre-defined time window that promotes a ”healthy” slow-paced breathing [27]. Another poten- We highlighted the relevance of self-regulation mech- tial side effect promoted by the playful nature of the anisms in interventions targeting the prevention and treatment of obesity in children and adolescents. We proposed, implemented and evaluated a breathing-based http://apps.who.int/iris/bitstream/handle/10665/ self-regulation training with young patients affected by 94384/9789241506236_eng.pdf. obesity. [6] F. Y. Ismail, A. Fatemi, M. V. Johnston, Cerebral plas- However, the current work also points towards oppor- ticity: Windows of opportunity in the developing tunities for upcoming research. First and foremost, future brain, European Journal of Paediatric Neurology work may focus on environment-agnostic breathing de- 21 (2017) 23–48. doi:1 0 . 1 0 1 6 / j . e j p n . 2 0 1 6 . 0 7 . 0 0 7 . tection that generalizes among individuals, smartphones, [7] F. Buttelmann, J. Karbach, Development and plas- headsets, and various ”distracting” soundscapes. 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