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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Ontology as Product-Service System: Lessons Learned from GO, BFO and DOLCE</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Barry Smith</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Department of Philosophy and National Center for Ontological Research, University at Buffalo</institution>
          ,
          <addr-line>Buffalo, NY</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>This paper defends a view of the Gene Ontology (GO) and of Basic Formal Ontology (BFO) as examples of what the manufacturing industry calls product-service systems. This means that they are products bundled with a range of ontology services such as updates, training, help desk, and permanent identifiers. The paper argues that GO and BFO are contrasted in this respect with DOLCE, which approximates more closely to a scientific theory or a scientific publication. The paper provides a detailed overview of ontology services and concludes with a discussion of some implications of the product-service system approach for the understanding of the nature of applied ontology. Ontology developer communities are compared in this respect with developers of scientific theories and of standards (such as W3C). For each of these we can ask: what kinds of products do they develop and what kinds of services do they provide for the users of these products?</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>Preamble</title>
      <p>
        The success of an ontology can be measured using a range of
metrics, including number and variety of associated software
applications; quantities of data and literature annotated using
terms from the ontology; and number, size and degree of
utilization of major databases incorporating terms from the
ontology. By any of these metrics, the Gene Ontology (GO) (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) is the
world’s most successful scientific ontology. In a tutorial
presented at the Intelligent Systems for Molecular Biology (ISMB)
conference in 2005, Michael Ashburner and Suzanna Lewis
formulated a set of “Principles of Biomedical Ontology
Construction” (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) extracted from their experience in developing the GO.
      </p>
      <p>These principles can, I believe, help us to account for the
remarkable success of the GO, which still, after 20 years,
continues on its upward trajectory as concerns numbers of users and
applications, and scientific influence and utility.</p>
      <p>The most important of the Ashburner-Lewis principles for our
purposes here are:
 Before you start building an ontology learn what is out</p>
      <p>there.
 Assess extant ontologies critically and realistically. Do not
reinvent. Start building – but not in isolation. Collaborate.
 The computable representation must be shared. Ontology</p>
      <p>development is inherently collaborative.
 Ensure that there is access to help. Does a warm body
answer help email within a reasonable time (say 2 working
days)?
 Every ontology improves when it is applied to actual</p>
      <p>instances of data.
 There will be fewer problems in the ontology and more
commitment to fixing remaining problems when important
research data is involved that scientists depend upon.</p>
      <p>The basic thesis underlying these principles is that an ontology
becomes more valuable to the extent that it is aggressively used.</p>
      <p>Ashburner and his associates accordingly devised a
multipronged strategy designed to maximize GO usage, including:
1. developing a simple ontology editing tool (called
OBO</p>
      <p>
        Edit) designed to suit the needs of biologists (
        <xref ref-type="bibr" rid="ref3">3</xref>
        )
2. making the GO easy to find by placing it in the public
      </p>
      <p>
        domain
3. making the results of using the GO in annotating biological
literature and data easy to find, by creating the GO
Annotation (GOA) database (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) and associated software
tools
4. providing a set of evidence codes, which allow literature
and data curators to record the types of evidence (for
instance experimental, phylogenetic, computational) on
which their annotations are based (
        <xref ref-type="bibr" rid="ref5">5</xref>
        )
5. ensuring sustainability (
        <xref ref-type="bibr" rid="ref6">6</xref>
        ), for example (i) by ensuring that
the ontology provides permanent identifiers (
        <xref ref-type="bibr" rid="ref7">7</xref>
        ), that it is
updated speedily in light of advances in science and in the
needs of users, and (ii) by providing easy and enduring
online access to all successive versions of the GO
6. providing assistance in creation and use of persistent
      </p>
      <p>
        identifiers and repositories for ontology content (
        <xref ref-type="bibr" rid="ref8">8</xref>
        )
7. providing online user forums and help desk, and an issue
tracker that allows users to report errors or omissions in the
ontology and to obtain rapid feedback
8. responding to needs of users by creating new ontologies
developed in such a way as to interoperate with the GO
and with each other
9. making these ontologies easy for biologists to access by
creating an open portal: initially the GOBO (Global Open
Biology Ontologies) portal, launched already in 2001 (
        <xref ref-type="bibr" rid="ref9">9</xref>
        );
Copyright © 2019 for this paper by its author. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
now the OBO (Open Biological and Biomedical
      </p>
      <p>Ontologies) Foundry at http://obofoundry.org.
10. ensuring an effective modular architecture for these
ontologies, including providing each ontology with a name
(such as “Cell Ontology”, “Protein Ontology”) that would
make it easily findable by new users
11. ensuring an effective division of labor by devising
procedures to support resolution of overlaps between
ontology modules and an editorial process that allows each
OBO ontology to be managed by scientists with
corresponding subject-matter expertise
12. contributing to the development of ontology software (for</p>
      <p>
        example ROBOT (
        <xref ref-type="bibr" rid="ref10">10</xref>
        ) and the Ontozoo tools (
        <xref ref-type="bibr" rid="ref11">11</xref>
        ))
13. maintaing a reliable license regime to provide legal
      </p>
      <p>certainty for users and reusers of the ontologies.</p>
      <p>This strategy has yielded (and continues to yield) a positive
snowball effect whereby, when one community encounters
gaps or errors when using the GO or one of its sister ontologies,
these gaps and errors are rapidly fixed. This increases the value
of the ontology, thereby making it attractive to further users,
who in turn identify further gaps and errors thereby initiating a
new cycle of improvement. Such fixes occur in a way that
preserves the integrity of the GO as a resource on which existing
and future users can rely as it develops over time and addresses
new sets of user needs.</p>
    </sec>
    <sec id="sec-2">
      <title>Product-Service Systems (PSS)</title>
      <p>While the role played by ontology services is familiar to all
ontology practitioners, such services have not thus far been an
explicit topic of theoretical reflection. In the advanced
manufacturing industries, in contrast, a set of parallel developments has
engendered a new organizational paradigm with considerable
impact both practically and theoretically.</p>
      <p>
        The term ‘product-service system’ was introduced in the early
2000s, when producers of, for instance, aircraft engines or
photocopying machines had been experimenting with new business
models focused on the marketing of bundled services.
On one model, GE does not sell engines. Rather it charges for
the use of its engines per hour of flying time. As pointed out in
(
        <xref ref-type="bibr" rid="ref12">12</xref>
        ), this fosters better alignment of incentives between GE and
its customers, both of whom want to minimize the amount of
downtime for unscheduled maintenance. This creates a
secondorder incentive on the part of GE to learn as much as possible
about the reasons for engine failure and to ensure that lessons
learned in servicing are not only quickly disseminated across its
staff of service technicians but also communicated to the
designers of the next generation of GE engineers.
      </p>
      <sec id="sec-2-1">
        <title>GE is thereby stimulated</title>
        <p>
          to develop sophisticated algorithms for predicting likely sources of
future engine failure and the optimal time to service the engine to
prevent such failures. The more data and experience GE
accumulates, the better these algorithms become, and the more effective GE
will become in delivering these services. (
          <xref ref-type="bibr" rid="ref12">12</xref>
          )
Manufacturing and servicing become tied together in ways that
allow advances on either side to be mutually reinforcing. This
then gives rise to an additional dimension that will be of
significance to us here, in that, for GE, as for other advanced
manufacturers, there is a cottage industry of smaller companies that
offer repair services to its products. The latter may indeed bring
benefits. They may be quicker, and cheaper, than GE itself. At
the same time, however, such companies contribute to a
fragmentation of the data landscape in ways that may bring adverse
consequences for users in the future.
        </p>
        <sec id="sec-2-1-1">
          <title>Product-Service System Business Models</title>
          <p>The business model underlying the activities of GE, as well as
– somewhat later – IBM, Microsoft, Adobe, is that each of these
organizations wants to provide services. They are, in effect,
using the products that they create as delivery mechanisms for
services. This model contributes to a move away from the
throw-away approach characteristic of manufacturing in the
second half of the 20th century, to a situation in which one
product is maintained in active use for as long as possible and is
continually updated to ensure a maximally productive life.</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>As Mont points out (13), to achieve this goal</title>
        <p>requires a higher level of customer involvement and education by
producers. For producers and service providers, product-service
systems mean a higher degree of responsibility for the product’s full
life cycle, the early involvement of consumers in the design of the
product-service system, and design of the closed-loop system.
A product-service system is thus not simply the result of
associating products with services. Rather, it constitutes an
architecture where artifacts and processes are deliberately designed
in such a way that they fit together in a single system, which
may involve multiple enterprises and multiple user
communities joined together in complex networks.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>The GO Product-Service System</title>
      <p>
        In an interesting parallel to such developments in the advanced
manufacturing and commercial software industries, we can now
see that the GO developer community has been providing the
Gene Ontology to its users as a (free) product bundled with a
range of user services. This reflects the fact that the incentives
of the GO developers were from the very beginning aligned
with the incentives of its users. Indeed, many of these users
formed part of the very same GO Consortium that was
responsible for developing and maintaining the ontology itself.
From the very beginning the GO pursued a strategy of assisting
its users in solving the problems that arise, for example, when
a new release of the ontology involves changes that might
disrupt existing workflows, or when new scientific results or new
sorts of data arise which need to be accommodated within the
GO and GOA frameworks. Both GO developers and GO users
want to minimize the amount of downtime of the ontology of
the sort that would arise, for instance, if the GO failed to correct
errors or to provide terms relating to newly discovered
biological phenomena in a reliable manner and with a rapid turnaround
time. The GO has helped its users also by developing software,
such as the AmiGO browser (
        <xref ref-type="bibr" rid="ref14">14</xref>
        ), which enhances the value of
the data entered by curators into the GOA database by making
these data more easily accessible.
      </p>
      <p>
        The creation of the UniProt and other databases (
        <xref ref-type="bibr" rid="ref15">15</xref>
        ) which use
GO terms in annotations of their data provides the GO itself
with an important informational advantage over potential
competitors. This has served in the biological domain to slow the
growth of the sort of cottage industry of small (‘lite’), local
ontologies that has, unfortunately, been a feature of ontology work
in many other domains, a phenomenon which has repeatedly
given rise to the sort of fragmentation of the data landscape
which ontology development was precisely designed to avoid.
      </p>
    </sec>
    <sec id="sec-4">
      <title>The BFO Product-Service System</title>
      <p>
        BFO was created to serve as the top-level ontology of the OBO
Foundry, and its three principal categories, of (i) independent
and (ii) dependent continuants and (iii) occurrents, correspond
to the three Gene Ontology modules for Cellular Component,
Molecular Function, and Biological Process, respectively (
        <xref ref-type="bibr" rid="ref16">16</xref>
        ).
The BFO developer community, too, offers not merely the BFO
product but also a range of services analogous to those provided
by the GO. Because BFO was established as a top-level
ontology (TLO) designed to support the coordinated development of
interoperable domain ontologies, it provides both (i) services to
those who are using BFO as a starting point for building domain
ontologies, and (ii) services to the users of these domain
ontologies themselves.
      </p>
      <p>
        The BFO developer community provides these services as a
reflection of its conviction that an ontology benefits when it has
a user community that is both large and diverse. Many of the
services are provided through the OBO Foundry (of which BFO
forms a part). However, there are now significant numbers of
BFO-compliant ontologies outside the domain of the life
sciences (
        <xref ref-type="bibr" rid="ref17">17</xref>
        ), and services must be provided to the developers and
users of these ontologies also.
      </p>
      <p>
        The BFO product consists of the ontology itself, in both
formalized and natural language versions, which is presented to its
users as a domain-neutral starting point for ontology creation in a
way that brings the advantage of having been employed as TLO
in many peer ontology initiatives with a correspondingly broad
cohort of experts in BFO-based ontology development.
Services provided by the BFO developer community and its
collaborators include:
 helping such users
- to formulate definitions (
        <xref ref-type="bibr" rid="ref18">18</xref>
        )
- to re-engineer legacy domain ontology artifacts in such a
way as to achieve BFO conformance (
        <xref ref-type="bibr" rid="ref19 ref20 ref21">19, 20, 21</xref>
        )
 providing
- public dissemination and developer portals (for example
ontobee (
        <xref ref-type="bibr" rid="ref22">22</xref>
        ))
- a tracker that enables users to post questions and report
issues (
        <xref ref-type="bibr" rid="ref23">23</xref>
        )
- manuals and ‘how to’ documents providing guidance on
developing and using BFO-conformant ontologies (
        <xref ref-type="bibr" rid="ref24">24</xref>
        )
- review services for developers and users of
BFOconformant ontologies
- training videos, including site visits, tutorials, workshops
and conferences
 serving as liaison between different ontology communities
working with BFO, for example:
- helping to organize collaborative ontology building efforts
- helping to negotiate agreements concerning division of
ontology coverage (and thus division of labor) in
overlapping areas
- helping to align neighboring ontologies in logically
fruitful ways
 updating ontology content wherever needed, while
- informing users in advance of proposed changes
- providing software support for making needed updates to
domain ontologies using BFO (
        <xref ref-type="bibr" rid="ref25">25</xref>
        )
 promoting sustainability in order to provide users with the
confidence that effort invested in using an ontology today
will not be wasted because the ontology ceases to be
maintained at some time in the future.
      </p>
      <p>
        There are a number of items which could be added to this list as
desiderata, including targeted software tools for checking the
BFO compliance of a domain ontology and also tools to assist
in the creation of BFO-conformant ontologies following the
proposals sketched in (
        <xref ref-type="bibr" rid="ref18">18</xref>
        ), (
        <xref ref-type="bibr" rid="ref26">26</xref>
        ), and (
        <xref ref-type="bibr" rid="ref27">27</xref>
        ). The OBO Foundry
provides useful first steps towards the provision of such
services, but there is still no single submission point where some
level of validation for at least some aspects of conformity could
be achieved for BFO-based ontologies.
      </p>
      <sec id="sec-4-1">
        <title>BFO Version Tracking</title>
        <p>
          One service that is indispensable to those who need to use an
ontology over long periods of time is a traceable revision
history. This enables annotations of data to be kept up to date as
the ontology used in these annotations changes. For this
purpose it must be possible to establish the present meanings of
annotations created at an earlier date and using an earlier
version of the ontology. Like the GO, BFO has a traceable history
of this sort, and it has provided guidance to users of successive
versions both to support consistency of use from one version to
the next and also to provide the rationale for specific changes
(
          <xref ref-type="bibr" rid="ref28">28</xref>
          ).
        </p>
        <p>
          Given the large number of ontology development groups using
BFO as their common top level, it is important that updates
involve minimal disruption and that they are carefully managed
in such a way that they do not disrupt existing workflows.
Often, issues can be resolved without any necessary change in the
ontology itself, for example through additional commentary on
the release document, or through associated changes in an
extension ontology such as the IAO (
          <xref ref-type="bibr" rid="ref29">29</xref>
          ).
        </p>
        <p>The consequences of proposed changes in BFO are thoroughly
evaluated before these changes are incorporated in the next
public release. If such changes affect, for example, the ways
English-language definitions are formulated, the BFO developers
are careful to ensure that terms and relational expressions refer
persistently from one version to the next and that examples of
usage provided in earlier versions continue to be applicable in
later versions.</p>
      </sec>
      <sec id="sec-4-2">
        <title>Ontologies Reusing BFO</title>
        <p>
          Some 300 domain ontologies have been built using BFO as top
level (
          <xref ref-type="bibr" rid="ref30">30</xref>
          ). In some cases BFO has been used as a TLO for suites
of mutually interoperable domain ontologies that have been
developed with the goal of providing benefits analogous to
those brought in biological and biomedical domains by the
OBO Foundry. Examples include the Planteome Consortium
(
          <xref ref-type="bibr" rid="ref31">31</xref>
          ), the Network of Epidemiology Related Ontologies (
          <xref ref-type="bibr" rid="ref32">32</xref>
          ) and
the Penn TURBO (Transforming and Unifying Research with
Biomedical Ontologies) suite (
          <xref ref-type="bibr" rid="ref33">33</xref>
          ).
        </p>
        <p>
          Most recently, the Allotrope Foundation (
          <xref ref-type="bibr" rid="ref34">34</xref>
          ) has adopted BFO
as its top-level ontology (
          <xref ref-type="bibr" rid="ref35">35</xref>
          ). The Foundation is funded by a
consortium of the world’s major pharmaceutical companies to
improve the way its members acquire, share and gain insights
from scientific data through standardization and linked data.
BFO’s ability to promote interoperability across ontology
frameworks has made BFO attractive not only in the life
sciences but also in other areas such as industrial engineering
(
          <xref ref-type="bibr" rid="ref36">36</xref>
          ), manufacturing process modeling (
          <xref ref-type="bibr" rid="ref37">37</xref>
          ), and military
intelligence (
          <xref ref-type="bibr" rid="ref38">38</xref>
          ). Not least importantly for our purposes here
are those users of BFO who are developing ontologies of
product-service systems as set forth in (
          <xref ref-type="bibr" rid="ref39">39</xref>
          ) or (
          <xref ref-type="bibr" rid="ref40">40</xref>
          ). Examples
of institutions using BFO in the engineering domain include:



        </p>
        <p>
          NSF Center for e-Design and the Realization of Engineered
Products and Systems (
          <xref ref-type="bibr" rid="ref21 ref41">21, 41</xref>
          )
        </p>
        <sec id="sec-4-2-1">
          <title>Engineering Informatics Research Group (42)</title>
        </sec>
        <sec id="sec-4-2-2">
          <title>Systems Engineering Research Center (SERC) (43)</title>
          <p>
            In March 2019, BFO was selected, after an extensive review
process managed by the National Institute of Standards and
Technology (NIST), to serve as top-level ontology of the
Industrial Ontologies Foundry (IOF) suite (
            <xref ref-type="bibr" rid="ref44">44</xref>
            ).
          </p>
          <p>
            Finally, in the military and intelligence domains, BFO is being
used above all through the Common Core Ontology (CCO)
suite (
            <xref ref-type="bibr" rid="ref45">45</xref>
            ), which forms a set of mid-level BFO-based reference
ontologies covering domains such as physical artifacts,
geospatial entities, units of measure, time and events, together with a
large set of domain ontologies extending from the CCO
covering, inter alia, land, sea, air, planning, operations, and sensor
data.
          </p>
          <p>
            BFO and ISO/IEC 21838
A further type of service that can be of value in almost any area
of organized human activity is the establishment of standards.
The International Standards Organization was founded on the
idea of answering the question: what’s the best way of doing
this? (
            <xref ref-type="bibr" rid="ref46">46</xref>
            ). It began with units of measure and now embraces,
for example, network security standards.
          </p>
          <p>Standard terminologies can promote more effective
communication; electrotechnical standards can promote interoperability
of hardware and software. They can promote improved
understandability of third‐party content formulated in accordance
with the standard, allow new sorts of quality measures to be
developed and applied, and promote transportability of expertise.</p>
        </sec>
        <sec id="sec-4-2-3">
          <title>Existing ISO standards relevant to ontology include:</title>
          <p>
            - Common Logic (CL, ISO/IEC 24707:2018) (
            <xref ref-type="bibr" rid="ref47">47</xref>
            ), a family of
languages extending classical First-Order Logic (FOL) with
features designed to optimize computational use
- Industrial Automation Systems and Integration (ISO 15926),
especially part 14: Data Model Adopted for OWL 2 Direct
Semantics (draft dated 2019)
- Process Specification Language (PSL, ISO 18629) (
            <xref ref-type="bibr" rid="ref48">48</xref>
            )
- Standard for the Exchange of Product Model Data (STEP,
ISO 10303) (
            <xref ref-type="bibr" rid="ref49">49</xref>
            )
Reflecting the number of Department of Defense (DoD) and
Intelligence Community (IC) ontology applications developed on
the basis of BFO as top level, the Joint Technical Committee on
Information Technology (JTC 1) of ISO and the International
Electrotechnical Commission (IEC) initiated in 2016 a process
to consider BFO for adoption as an international standard. This
proposal led to the development of ISO/IEC 21838, Part 1 of
which sets forth the requirements for being a top-level ontology
(TLO). Part 2 then documents that BFO satisfies these
requirements, inter alia by providing formalizations of BFO in both
OWL and Common Logic. The requirements specify further (a)
that the CL formalization be proved consistent, and (b) that the
OWL formalization be proved to be logically derivable
therefrom.
          </p>
          <p>
            Compliance to the ISO rules for the formulation of definitions
required also a number of improvements in the treatment of
natural language definitions of terms and relational expressions in
BFO 2 (
            <xref ref-type="bibr" rid="ref50">50</xref>
            ). Accordingly, a new version of BFO, to be called
BFO-ISO – roughly equivalent to BFO 2.1 in the conventional
enumeration – will be released simultaneously with the
publication of Parts 1 and 2 of ISO/IEC 21838. (The backbone is-a
hierarchy of this new release is illustrated in Figure 1 below.)
The BFO-ISO framework offers a range of new opportunities
for ontology developers, since CL allows greater expressivity
than OWL in the formulation of axioms and of definitions of
ontology terms. The FOL language from which CL is derived
also brings the benefit that it is a more intuitive language when
it comes to presenting formal content to human users.
          </p>
        </sec>
      </sec>
      <sec id="sec-4-3">
        <title>What is a Top-Level Ontology?</title>
        <sec id="sec-4-3-1">
          <title>ISO/IEC:21838-1 defines an ontology as:</title>
          <p>
            a collection of terms, relational expressions and associated
naturallanguage definitions together with one or more formal theories
designed to capture the intended interpretations of these definitions.
Part of the goal of this definition is to take account of the fact
that an ontology – for example the Gene Ontology, or BFO –
can exist in multiple successive versions and yet remain one and
the same ontology. One solution to this problem views the
ontology as a document, analogous for example to a textbook, that
exists in several successive editions (
            <xref ref-type="bibr" rid="ref51">51</xref>
            ). The ISO definition
above relies instead on a common reading of ‘collection’ (as in
‘museum collection’) as representing something that – like
organisms and organizations – can gain and lose included items
(parts) over time.
          </p>
          <p>Top-level ontologies deal with categories, which are general
classes or types represented by domain-neutral terms such as
‘object’ or ‘process’.</p>
          <p>On this basis ISO/IEC 21838-1 defines a top-level ontology as
an ontology that deals with categories shared across a maximally
broad range of domains.</p>
          <p>The standard must then provide a procedure for determining
whether a candidate TLO satisfies this definition. To meet this
need, Part 1 of the standard provides a list of types of entities
ranging from entities relating to time, space and spacetime, to
change and process; qualities and quantities; material and
informational artefacts, and so forth. That an ontology O succeeds in
covering a ‘maximally broad range’ is shown by providing
documentation demonstrating that, given a type or class of entity of
one or other of the listed sorts, either (i) there exists a
corresponding parent (or ancestor) term for this type of entity in O
itself, or (ii) a definition of this class of entity can be created
through logical combination (for example disjunction) of terms
from O representing types or classes satisfying (i).</p>
          <p>ISO/IEC 21838-1 therefore does not require that the TLO
contains detailed treatments of entities under all the mentioned
headings. Thus, for example it is sufficient if it is possible to
point to some extension ontology which serves this purpose,
and which establishes the needed chain of subtype relations to
some term or terms in the TLO. Thus, for example there are no
terms for information artifacts in BFO – thus no terms for data,
signs, symbols, software, and so on. However, many terms in
this family are provided in the Common Core Ontology suite
(CCO) and in the Information Artifact Ontology (IAO), which
provide definitions of the mentioned terms as representing
subtypes or subclasses of BFO:generically dependent continuant.</p>
        </sec>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>BFO and DOLCE</title>
      <p>
        As Guarino himself outlines in (
        <xref ref-type="bibr" rid="ref52">52</xref>
        ), BFO and DOLCE have
much in common. They have a common origin: indeed a
valuable early presentation of BFO was published in the very same
document (
        <xref ref-type="bibr" rid="ref53">53</xref>
        ) in which the formalization of DOLCE first
appears. Both BFO and DOLCE rest on the same trinity of
fundamental dichotomies: between (i) universals and instances, (ii)
dependent and independent entities, and (iii) continuants and
occurrents (the latter referred to by DOLCE as, respectively,
endurants and perdurants). On the other hand, the two
ontologies differ in a number of ways from the point of view of
ontology content – above all in the fact that DOLCE, but not BFO,
adopts a multiplicative view of continuants. This means that
DOLCE, but not BFO, distinguishes physical objects from the
portions of matter which they contain at any given time.
DOLCE was launched in 2002 in WonderWeb Deliverable D18
(
        <xref ref-type="bibr" rid="ref53">53</xref>
        ), and the latter contains what is still today the definitive
formalization of DOLCE. This document forms one major
milestone in a stream of important contributions from the DOLCE
development team, including the OntoClean methodology (
        <xref ref-type="bibr" rid="ref54">54</xref>
        ),
an ontological restructuring of WordNet (
        <xref ref-type="bibr" rid="ref55">55</xref>
        ), and a series of
contributions to domain ontology in areas such as law,
engineering, hydrology, and – interestingly for our purposes here –
of services science (
        <xref ref-type="bibr" rid="ref56">56</xref>
        ). It is worth remarking here also that the
DOLCE community contributed to a remarkable degree in the
provision of ontology-related services, above all in establishing
the FOIS ontology series, the Applied Ontology journal, and the
International Association for Ontology and Its Applications.
While these are services to the broader ontology community,
rather than services to the users of specific ontologies of the sort
that concern us here, this does not take anything away from their
intrinsic value and importance.
      </p>
      <sec id="sec-5-1">
        <title>BFO and Ontological Realism</title>
        <p>
          BFO and DOLCE differ also with respect to the issue of
ontological realism (
          <xref ref-type="bibr" rid="ref57">57</xref>
          ). For the BFO developer community,
ontology is an effort to foster consistency in the ways data are
described by following a specific methodology which uses reality
as benchmark. The goal is to counteract the many tendencies
leading to ad hoc and non-interoperable coding of data, and
thereby to the formation of data silos, of the sort that have
plagued ontology efforts in the past. In many cases, most
notably in the case of the Gene Ontology, we can use the results of
empirical science as a means of gaining access to those portions
of reality that form the needed benchmark. In other cases we
may use for this purpose authoritative sources such as industrial
or military standards, or codes of law.
        </p>
        <p>The reason for using such benchmarks as the basis for creating
ontologies is (simplifying considerably) to arrive at a situation
in which there will be just one authoritative ontology for each
domain of reality. This goal can be achieved only if we can
persuade ontology developers to accept certain shared constraints
on how they build ontologies and for this we need to employ a
strategy that does not endanger, for example, the flexibility that
is needed to keep pace with scientific advance. The OBO
Foundry has been at least partially successful in meeting these
conditions, and in ways that essentially involve the use of BFO.</p>
      </sec>
      <sec id="sec-5-2">
        <title>BFO on the Nature of Ontology</title>
        <p>
          In 2008, I defended the proposition that ontologies like the GO,
which are created to support the retrieval, integration and
analysis of scientific data, are a part of science (
          <xref ref-type="bibr" rid="ref58">58</xref>
          ). They form what
we can think of (again simplifying somewhat) as the
terminological scaffolding of a scientific theory. In the case of GO the
relevant theory would be molecular biology. The ontologies in
question are therefore subject to the same empirically-based
methods of evaluation as are those theories themselves. An
ontology like the GO must, of course, be associated with
implementations satisfying the requirements of software engineering.
But the ontology is not the sort of thing that can exist only as
embedded in some specific software framework.
        </p>
        <p>A counterpart view, as applied to a top-level ontology such as
BFO, would see the latter as providing terminological resources
at a more general level, which is to say, above the level of the
specific sciences. This is to enable domain ontologies at lower
levels to be linked together. What subject-matter experts in, for
example, molecular biology or clinical medicine will see are
terms in GO, or in some clinical ontology such as SNOMED
CT. BFO will remain invisible.</p>
        <p>
          Certain requirements must be satisfied, however, If an ontology
is to serve as “terminological scaffolding” of a scientific theory
or of some counterpart thereof for example in the field of
manufacturing industry (
          <xref ref-type="bibr" rid="ref44">44</xref>
          ) or military doctrine (
          <xref ref-type="bibr" rid="ref59">59</xref>
          ). For again, this
will require services to be provided from the side of the
developers of the ontology.
        </p>
        <p>Above all, it will require provision of services of the sort that
will give users confidence that the ontology will be reliably
disseminated and maintained, and will continue to offer needed
serviced, in the future. Only thus can we overcome a range of
familiar obstacles standing in the way of adoption of an
ontology by new users, captured in complaints for example to the
effect that this or that ontology “was not being kept up to date”;
that it “was not clear to me how the ontology would fit my
particular data”; that it “would not be able to incorporate the terms
I needed in time for my funding deadline”; or that “I did not
have the confidence that the ontology will still be supported
when I need it in the future”. Too often, potential new users of
an existing ontology are motivated to build ontologies of their
own, resulting almost always in ad hoc contrivances with a very
short half-life.</p>
      </sec>
      <sec id="sec-5-3">
        <title>DOLCE and Ontological Realism</title>
        <p>
          The views of the developers of DOLCE on the topic of
ontological realism are formulated as follows:
the aim of DOLCE is to capture the intuitive and cognitive bias
underlying common-sense … DOLCE does not commit to a strong
referentialist metaphysics (it does not make claims on the intrinsic
nature of the world) and does not take a scientific perspective (it is not
an ontology of, say, physics or of social sciences). Rather, it looks
at reality from the mesoscopic and conceptual level aiming at a
formal description of a particular, yet fairly natural, conceptualization
of the world. (
          <xref ref-type="bibr" rid="ref60">60</xref>
          )
DOLCE, that is to say, aims to capture the ontological
categories lying behind natural language and human common sense,
so that its categories are to be regarded “conceptual containers”
and thus as “cognitive artifacts ultimately depending on human
perception, cultural imprints and social conventions.” (
          <xref ref-type="bibr" rid="ref53 ref55">53, 55</xref>
          )
One problem with views of this sort, however, is that they can
be detrimental to the goal of using a top-level ontology as a
means of promoting interoperability of domain ontologies
defined in its terms. Indeed, since ‘cultural imprints and social
conventions’ vary so widely, allowing these to play a role in
determining top-level ontology content raises the problem of
non-interoperability at this very top level itself.
        </p>
      </sec>
      <sec id="sec-5-4">
        <title>DOLCE on the Nature of Ontology</title>
        <p>
          A more charitable, and I believe more adequate, view of
DOLCE, however, sees it as a scientific ontology of human
common sense, with needed benchmarks provided, for
example, by linguistics, perceptual psychology and action theory.
DOLCE can in this way be viewed as a contribution to science,
that has served as inspiration for the development of many new
ontologies, both domain ontologies based on DOLCE in its
FOL version, as well as spin-offs from DOLCE, such as the
Unified Foundational Ontology (
          <xref ref-type="bibr" rid="ref61">61</xref>
          ).
        </p>
        <p>
          In support of a view of this sort is the remarkable degree to
which DOLCE (FOL) has remained stable across its entire
history, reflecting the degree to which human common sense, too,
has also – for reasons relating to the evolutionary survival of
the species – manifested little change over long periods. (
          <xref ref-type="bibr" rid="ref62">62</xref>
          )
The remarkable stability of DOLCE in its FOL version has
however been to some degree overshadowed by the many – in
some ontology user circles more conspicuous – artifacts created
using DOLCE (FOL) as inspiration, but formalized using
OWL, for instance as listed in (
          <xref ref-type="bibr" rid="ref63">63</xref>
          ). The proliferation of
versions of an ontology is clearly not an unalloyed good in the
ontology context, since it will tend to diminish the degree to which
the ontology will be trusted by potential users as a resource that
can be relied upon to promote interoperability in a sustainable
fashion. Guarino has accordingly (in personal communication)
referred to the DOLCE OWL artifacts as mere “variants” over
and against the one “version” of DOLCE described in Sections
3 and 4 of the WonderWeb deliverable D18 (2003).
        </p>
      </sec>
      <sec id="sec-5-5">
        <title>Lessons Learned from BFO and DOLCE</title>
        <p>
          In the matter of update history, now, BFO lies somewhere
intermediate between DOLCE (FOL) on the one hand and
DOLCE (OWL) on the other. For BFO has been maintained as
one thing through a series of updates over time motivated by
the experiences of its users. The one “version” of DOLCE, in
contrast, has been without update for some 17 years, which
means that it has been unaffected by the changes in the field of
ontology around it. Thus while DOLCE provided the
ontological foundations for important work in a series of multi-partner
projects (
          <xref ref-type="bibr" rid="ref64">64</xref>
          ) involving the creation of DOLCE-based domain
ontologies, none of these collaborations brought about changes
in DOLCE itself as a result of discoveries made in its actual use.
DOLCE (FOL) has thus not benefited from the sort of virtuous
cycle of continuous development through a mutually beneficial
interaction with the users of domain ontologies constructed in
its terms that has characterized the evolution of BFO.
A possible exception in this regard is the e-Science Knowledge
Infrastructure (
          <xref ref-type="bibr" rid="ref65">65</xref>
          ), which has taken important steps towards
creation of a suite of ontologies in the domain of hydrology.
(
          <xref ref-type="bibr" rid="ref66 ref67">66, 67</xref>
          ). Otherwise, while DOLCE has certainly inspired the
creation of appreciable bodies of domain-ontology content, it
has not been able to serve in any of the domains where it has
been applied as an easily findable, easily learnable, easily
teachable hub for the development of mutually consistent extension
ontologies in sustainable unitary suites analogous to the OBO
Foundry or the Common Core (
          <xref ref-type="bibr" rid="ref45">45</xref>
          ).
        </p>
        <p>
          The domain ontology contributions created on the basis of
DOLCE thus survive largely as fragments, documented in
scientific papers, rather than as ontological going concerns.
In sum, the various domain ontologies built around the official
DOLCE have not been provided with the services needed to
make the domain ontologies defined in its terms work well
together in a sustainable, publicly accessible way. Matters are
somewhat different in the case of DOLCE in its OWL
formalizations, which have a richer history of usage than the FOL
version of DOLCE. This is in part because most users of ontologies
work with OWL rather than FOL. But it is in part also because
of differences in management policy, reflected in the multiple
sorts of user assistance documented for example at (
          <xref ref-type="bibr" rid="ref63">63</xref>
          ).
The FOL version of DOLCE was, clearly an unusually
impressive piece of ontology design from the very start, and thus there
are good reasons why it has survived so long without updates.
Its record in this respect is not perfect, however, given that one
of the most important spin-offs from DOLCE was the
DOLCECORE proposal presented in 2009 (
          <xref ref-type="bibr" rid="ref68">68</xref>
          ). For the latter describes
a number of improvements over the official DOLCE, and
represents what it calls a “first step, after the release of the DOLCE
ontology in 2002, toward a new version of this ontological
system.” DOLCE-Core has however not resulted in a new version
of DOLCE even though members of the Guarino lab have been
using it to build domain ontologies since 2009, as for example
described in (
          <xref ref-type="bibr" rid="ref69">69</xref>
          ) and (
          <xref ref-type="bibr" rid="ref70">70</xref>
          ).
        </p>
        <p>Conclusion</p>
      </sec>
      <sec id="sec-5-6">
        <title>1. Ontology as Interdiscipline There are scientific disciplines;</title>
        <p>
          and, it is sometimes said, there are scientific interdisciplines
(
          <xref ref-type="bibr" rid="ref71">71</xref>
          ). Interdisciplines work like disciplines. They involve
people making scientific contributions – theories, experiments,
data, perhaps also ontologies – but in such a way that these
contributions cross established disciplinary boundaries.
There is no question that the discipline of ontology as a whole
is properly conceived as an interdiscipline, spanning (at least)
philosophy, linguistics, engineering, and various branches of
computer and information science. We believe, however, that
what has been said above suggests a new approach to the
question of the interdisciplinary nature not only of ontology, but also
of a range of related activities such as scientific theorizing and
standards development.
        </p>
        <p>Let us therefore assume that ontology itself is an interdiscipline.
What is to be said now of each single ontology? Is there some
single type or class whose instances are the GO, and BFO, and
IAO, and UFO, and DOLCE, and DOLCE+DnS Ultralite v.
3.31? Or do we rather need something like an ontology of
ontologies that would have no single root?</p>
      </sec>
      <sec id="sec-5-7">
        <title>2. Ontology as business enterprise: Much of the foregoing has</title>
        <p>rested on what I think is a novel view of ontology developer
teams as analogous to business enterprises.</p>
        <p>The latter, as we have seen, have as their outputs both products
and services, more or less closely bundled together. Products
are of two sorts: material products such as laptops and servers;
and digital products such as Adobe Acrobat. Some enterprises
– such as business consultants – produce no products at all but
only services. Some enterprises product products – such as
IBM’s Watson – but they give them away free, and provide
services to support their use.</p>
        <p>I conclude merely by noting that this perspective can be applied
not only to teams of ontology developers. Standards
organizations, too, can be viewed under this heading, given that NIST,
CEN, ASME, ISO, IEC, W3C and even HL7 are both
production systems, producing standards, and service systems,
providing support for the users of these standards.</p>
        <p>And communities of scientists, too, can be viewed as providing
product-service systems, containing both production elements
– producing scientific results, publications – and service
elements, for example training each new cohort of scientists.</p>
      </sec>
    </sec>
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</article>