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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Conference and Labs of the Evaluation Forum, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Retrieving Comparative Arguments using Ensemble Methods and Neural Information Retrieval</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Viktoriia Chekalina</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alexander Panchenko</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Philips Innovation Lab Rus</institution>
          ,
          <addr-line>Moscow, Russian Federation</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Skolkovo Institute of Science and Technology</institution>
          ,
          <addr-line>Moscow, Russian Federation</addr-line>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>2</volume>
      <fpage>1</fpage>
      <lpage>24</lpage>
      <abstract>
        <p>In this paper, we present a submission to the Touché lab's Task 2 on Argument Retrieval for Comparative Questions [1, 2]. Our team Katana supplies several approaches based on decision tree ensembles algorithms to rank comparative documents in accordance with their relevance and argumentative support. We use PyTerrier [3] library to apply ensembles models to a ranking problem, considering statistical text features and features based on comparative structures. We also employ large contextualized language modelling techniques, such as BERT [4], to solve the proposed ranking task. To merge this technique with ranking modelling, we leverage neural ranking library OpenNIR [5]. Our systems substantially outperforming the proposed baseline and scored first in relevance and second in quality according to the oficial metrics of the competition (for measure NDCG@5 score). Presented models could help to improve the performance of processing comparative queries in information retrieval and dialogue systems.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;comparative argument retrieval</kwd>
        <kwd>natural language processing</kwd>
        <kwd>neural information retrieval</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>On a daily basis, people face the problem of choosing between two entities - which phone is
more reliable, which juice contains less sugar, which hotel is better for a holiday.
Domainspecific comparison systems, like WolframAlpha or Difen, solve this problem partly and rely
on structured data, which limits the number of cases it can be used.</p>
      <p>On the other hand, the Web contains a vast number of opinions and objective arguments that
can facilitate the comparative decision-making process. It creates the need of developing an
open-domain general system that could process such information. The issue is to retrieve from a
set of documents relevant, supportive and credible arguments. The aim of the proposed work is
to retrieve from ClueWeb12 1 corpus documents and re-rank them, considering argumentation
for or against one option or the other.</p>
      <p>The contribution of our work is the following: we are first to use ensemble methods based
on mixed statistical and comparative features to the document ranking; we are first to use
neural information retrieval approach to the task of argument retrieval; we propose a model
outperforming the baseline and yielding the first and the second-best result according to the
relevance and quality metric, respectively.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Related work</title>
      <p>
        The most relevant to this work is the previous shared task Touche 2020 [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ]. 17 participants
took part in the competition and submitted 41 runs. Various approaches were tested by these
participants, including methods based on extraction of structures corresponding to claims
and premises, assessing argument quality, representation of documents by language models,
expansion of the query by similar words. The ranking function from search engine ChatNoir [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ]
based on BM25F [
        <xref ref-type="bibr" rid="ref8">8</xref>
        ] approach was used as a baseline.
      </p>
      <p>
        Only a few of the submitted solutions can slightly improve the baseline. The best overall
approach in the previous competition was the method based on query extension and reranking
documents by relevance, credibility, and supportive quality [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ].
      </p>
      <p>
        This work is based on our run submitted in the previous version of the Touche shared task [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ].
In this work, we used a pre-trained language model to find relevance between the query and
document. Extraction of comparative structures and counting the number of comparative
sentences in a document help us to assess the quality of relevant arguments.
      </p>
      <p>
        Therefore, the problem of argument retrieval arises in other scenarios. Comparative
argumentation machine CAM [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] retrieves comparative sentences with respect to accepted objects and
comparison aspects. The paper [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] explores the influence of context on an argument detecting
system and proves the performance increasing related to it.
      </p>
    </sec>
    <sec id="sec-3">
      <title>3. Datasets and experimental design</title>
      <sec id="sec-3-1">
        <title>3.1. Datasets</title>
        <p>The organizers provided 50 comparative questions (topics), for which we should obtain
documents containing convincing arguments for or against one or another option. Topics for the
competition are available online. 2</p>
        <p>
          In addition, 50 topics and corresponding relevance annotations of the previous year’s
competition [
          <xref ref-type="bibr" rid="ref13">13</xref>
          ] were given for supervised learning. These documents were also retrieved from
ChatNoir and ranked manually to 0 (not relevant), 1 (relevant) or 2 (highly relevant) scores. We
use this data to train and set up models based on the decision trees and fine-tune the BERT
ranker. Besides, last year’s teams submissions were available too.
        </p>
        <p>
          Unfortunately, this data is not insuficient for fitting large supervised ranking models, for
example, based on the BERT technique. In this case we use adjacent question-answering dataset
called Antique [
          <xref ref-type="bibr" rid="ref14">14</xref>
          ]. This dataset consists of the questions and answers of Yahoo! Webscope L6
and contains 2,626 open-domain non-factoid questions and 34,011 manual relevance annotations.
        </p>
        <p>The example of query and ranked answers are in Table 6, Table 7 in Appendix A. It might be
noticed that Antique dataset has a diferent set of ranking scores - 0, 1, 2 instead of 1, 2, 3, 4 - so
we rewrite Antique ranks in accordance with the following mapping 1→0, 2→1, 3→1, 4→2.</p>
        <sec id="sec-3-1-1">
          <title>2https://webis.de/events/touche-21/shared-task-2.html</title>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Evaluation setup</title>
        <p>
          We use every topic as a query in ChatNoir [
          <xref ref-type="bibr" rid="ref7">7</xref>
          ] search engine and extract up to 100 unique
documents from the ClueWeb12 corpus. We clean documents’ bodies from HTML tags and
markups and ranked them using one of the developed approaches described below.
        </p>
        <p>As auxiliary data, the organizers provided the topics of the previous year’s competition. For
each proposed topic, a set of documents from ChatNoir was retrieved and labelled as described
above. We use this data to train developing models and valid composing approaches. In the
validation phase, we split the ranked data into 40 topics in train and 10 in validation.</p>
        <p>
          In the run phase, we execute produced solutions on web evaluation platform Tira [
          <xref ref-type="bibr" rid="ref15">15</xref>
          ]. In this
stage to fit the model we use ranked data from the previous year entirely and predict rank for
current proposed topics. The runs were evaluated using the NDCG metrics based on the human
judgements of the submitted runs. Retrieved documents were judged in accordance with two
criteria: (i) document relevance, (ii) whether suficient argumentative support is provided [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Document ranking using ensembles of trees</title>
      <p>
        In this section, we use ensembles of trees as a supervised machine learning technique to solve
ranking problems. We choose either pointwise regression tree algorithms, like Random Forest,
or boosted tree algorithms like XGBoost and LightGBM. In the cases of LightGBM model we
employ LambdaMART [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] objective. It combines cost function derived from minimizing the
number of inversions in ranking (LambdaRank [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]) and objective for building gradient boosted
decision trees (MART [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]). We use PyTerrier platform for information retrieval.3 It simplifies
the extraction of the text features and allows expressing retrieval experiments [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <sec id="sec-4-1">
        <title>4.1. Feature extraction</title>
        <p>For our ranking ML methods, we use features that came from 3 origins described below: (i)
ranking features extracted by PyTerrier, (ii) specific comparative features, (iii) score from
ChatNoir system based on custom BM25 scoring function.4
4.1.1. Features extracted by PyTerrier
PyTerrier provides measure of matching query-document texts by several models. Among these
models are statistical measures (TF-IDF), mesures based on language models (Heimstra, Diriclet),
measures based on occurrence of a document depending on the fields that the term occurs
in (BM25F, PLF). The list of all possible models are available at the cite 5. Among these varieties
we have chosen BM25, Heimstra, DFIC, DPH, TF-IDF, DiricletLM, PL2 for our exploration.</p>
        <p>We applied each of the selected methods sequentially and independently to the training set,
ranked documents by the obtained scores and evaluated the ranking on the validation set. The
result of these tests is in Table 1. We have chosen 3 methods with the most promising results,
and these 3 methods combine 3 features.</p>
        <p>3https://pyterrier.readthedocs.io/en/latest/index.html
4https://www.elastic.co/guide/en/elasticsearch/reference/current/index-modules-similarity.html
5http://terrier.org/docs/current/javadoc/org/terrier/matching/models/package-summary.html</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Models</title>
        <p>4.2.1. Random Forest
4.2.2. XGBoost
4.2.3. LightGBM</p>
        <p>BM25
0.3637</p>
        <p>
          Heimstra
4.1.2. Comparative features
We focus not only on finding high relevant documents as on finding documents with a
comparison of one object relative to another. The work [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] assumes that the comparative issue can
be represented by comparative structures - objects for comparison, comparative aspects and
predicates. We take the sequence-labelling model suggested in the cited paper and applied it
to the query. It helps us to define objects for comparison for every topic. Then we apply the
model to document and get a comparative feature set.
        </p>
        <p>The feature is_retrieved describes are there any comparative structures in the document
at all. Characteristic objs_score defines how many objects from query are found in document
(0, 1 or 2). Feature asp_pred_score is counted in the following way: if at least one object from a
query is in the document, every word in the document labelled as an aspect or predicate increases
the score to 0.5. Finally, we combined defined features with scores obtained from the ChatNoir
system, and a resulting feature vector for pair query-document is {score_pl2, score_tf,
score_bm, score_dfic, baseline_scores, is_retrieved, ap_score, objs_score}.
We use the Random Forest model imported from Sklearn and wrapped by the PyTerrier pipeline.
To find the best setup, we vary the number of estimators from 10 to 150, the value 20 gives the
best valid score NDCG@5 of 0.408.</p>
        <p>We also wrapped gradient boosting library from Sklearn to PyTerrier class and tune
hyperparameters by setting the learning rate from 1e− 4 to 0.1 and max_depth from 4 to 16. The best
setup is learning rate 0.01, max_depth 6 and gives NDCG@5 0.547.</p>
        <p>In the case of LightGBM, we vary the number of leaves from 8 to 20 and the learning rate from
0.001 to 0.1. The best configuration with num_leaves equal to 15 and a learning rate equal to 0.1
gives 0.579 score.</p>
        <p>
          The feature importance of the resulting model is in Table 2. It can be seen that the most
significant feature is the score retrieved from the ChatNoir, then there is a Divergence from
Independence based on Chi-square [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ] and the existence of comparison objects in the document.
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Document ranking using neural information retrieval based on BERT</title>
      <p>
        Contextualized language models such as BERT can be much more eficient for ranking tasks
because they contain vast relationships between language units. In the proposed work we use a
reranking model from OpenNIR [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ]6 based on “Vanilla” Transformer architecture [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ].
      </p>
      <sec id="sec-5-1">
        <title>5.1. Text representation</title>
        <p>
          BERT receives a query and document and processes it jointly. A distinctive feature of the BERT
reranker is injection token similarity matrices on each layer, which considerably improves
performance [
          <xref ref-type="bibr" rid="ref24">24</xref>
          ].
        </p>
      </sec>
      <sec id="sec-5-2">
        <title>5.2. Training process</title>
        <p>First, we pretrain this reranker on the Antique dataset. We clean this dataset from incorrect
symbols and makeups. We also left from the dataset documents of length more than 300
characters, since the length of the ChatNoir retrieves usually does not exceed 300. The training
process lasted for 500 epochs with 0.001 learning rate and 56 objects in every batch. Finally, our
model gives NDCG@5 0.3362 on a validation set. We fine-tune the model on 40 train topics
from the previous year for 50 epochs with the same configuration. Fine-tuning increased the
score on validation up to 0.412.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>6. Results</title>
      <sec id="sec-6-1">
        <title>6.1. Results on validation set</title>
        <p>The result for every proposed approach obtained on the validation part of data from the previous
year competition is in Table 3. We also evaluate the previous year’s baseline on the validation
set. The best scores come from the LightGBM model, which also outperforms the baseline.
XGBoost has fewer scores, Random Forest as a simple algorithm has the smallest score. Bert
overtakes Random Forest a little.</p>
        <p>In the right column, we also added the time required to train each model. It can be seen
that the ensemble-based models have approximately the same time complexity, while the Bert
requires much more time to train.</p>
        <sec id="sec-6-1-1">
          <title>6https://github.com/Georgetown-IR-Lab/OpenNIR</title>
        </sec>
      </sec>
      <sec id="sec-6-2">
        <title>6.2. Results on test set</title>
        <p>For final testing, the retrieved documents were labelled manually with a score from 0 to 3.
Judgment was carried out in two independent criteria: the relevance of the document to the
given topic and the quality of the text. Quality criterion includes good language styling, easy
reading and proper sentence structure, the absence of typos and alliteration.</p>
        <p>For each criterion, a separate file with the assessor’s scores is available. The results of two
evaluations are presented in the Table 4 and Table 5. The runs of our team Katana have the best
result between all teams in terms of relevance and the second result in terms of the text quality.</p>
        <p>As in the validation set, XGBoost and LightGBM give the best performance. It is well explained,
since the loss of these models based on the ranking quality functions, NDCG in the XGBoost
case and LambdaMART in the LightGBM case. The first model describes relevance a bit better
(0.489) and has first place among the whole participant. For quality, conversely, LightGBM is
better. It archives 0.684 and takes second place in a quality table, slightly surrendering to Top 1.
The random forest method has scores just below the baseline in both cases. It can be explained
by a more elementary algorithm for building an ensemble. Bert gives a quite good result for
quality and weak for relevance. Perhaps the data from the adjacent task (factoid QA) used for
the training is the reason for not a very accurate solution.</p>
      </sec>
    </sec>
    <sec id="sec-7">
      <title>7. Conclusion</title>
      <p>In this paper, we present our solution to the Argument retrieval shared task. We pay attention to
ensembles methods and use statistic approaches, language modelling and comparative structure
extraction to retrieve features for it. We also use a neural reranker based on the Bert technique
to use information from a contextualized model in our task.</p>
      <p>The best results were obtained by gradient boosting methods, training on ranking cost
function: XGBoost and LightGBM. The proposed approaches outperform baseline and take first
and second places in relevance and quality ranking, respectively. Bert contextualized model
shows the need for large learning data.</p>
    </sec>
    <sec id="sec-8">
      <title>Acknowledgments</title>
      <p>This work is partially supported by the project “ACQuA: Answering Comparative Questions
with Arguments” (grants BI 1544/7-1 and HA 5851/2-1) as part of the priority program “RATIO:
Robust Argumentation Machines” (SPP 1999). We thank Maik Frobe for providing the support
of the software runs in the TIRA system.</p>
    </sec>
    <sec id="sec-9">
      <title>Appendix A: Examples of training data</title>
    </sec>
    <sec id="sec-10">
      <title>Appendix B: Examples of ranking results</title>
      <p>In this appendix you can find examples Top-3 ranked documents in accordance to LightGBM
and Baseline approaches.</p>
      <p>Rank
Rank
1. Stanford and Harvard have a similar admissions
rate of about 7%. MIT comes with a somewhat
greater rate of success admitting just under 10% or
1742 for the class of 2015. Harvard, Stanford and
MIT are global leaders in culture, commerce and
governmental policies.
1. Stanford and Harvard have a similar admissions
rate of about 7%. MIT comes with a somewhat
greater rate of success admitting just under 10% or
1742 for the class of 2015. Harvard, Stanford and
MIT are global leaders in culture, commerce and
governmental policies
2. For more than a decade, i have served as an ad- 2. For more than a decade, i have served as an
admissions oficer for MIT. In that time, i’ve read more missions oficer for MIT. In that time, i’ve read more
than 10,000 applications and have watched thou- than 10,000 applications and have watched
thousands of new students enter MIT. It is a privilege to sands of new students enter MIT. It is a privilege to
work at the most dynamic and exciting university work at the most dynamic and exciting university
in the world. in the world.
3. Our primary enhancement was targeted at fami- 3. All of this factual information, plus a lot of other
lies earning less than $75,000 — making mit tuition detail, can be found in the mit admissions literature.
free and eliminating In fact, this year, mit will award $74 million in
undergraduate aid.</p>
      <p>Which smartphone has a better battery life: Xperia or iPhone?
LightGBM Top-3
Baseline Top-3
1. 1. The power saver app that will turn down set- 1. The iPhone 4 is apple’s thinnest smartphone yet,
tings when battery life is low to get as much juice but ofers a much better screen, faster processor,
out of the battery as possible. Sony has set the video calling, and many other enhancements.
benchmark with its 12 megapixel camera inside the
Xperia S.
2. How to increase the battery life of apple’s iPhone
4s many of those with an iphone 4s have complaints
about the battery life. Apple has acknowledged
these problems, and is working to fix them.
3. Sony Ericsson includes an 8gb card in the sales
package the Sony Ericsson Xperia arc s has below
average battery life. Most users will get around 24
hours of life out of the Xperia. X27’s 1600mah
battery before it needs a recharge, but heavy users may
need an injection of power before then.
2. Sony Xperia’s review: an above average
smartphone gizmotraker’, as far as battery life is
concerned, it last about 7 hr 30 min in talktime, 450 hrs
in standby.
3. How to increase the battery life of Apple’s Iphone
4s many of those with an iphone 4s have complaints
about the battery life. Apple has acknowledged
these problems, and is working to fix them.</p>
    </sec>
  </body>
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