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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Conference and Labs of the Evaluation Forum, September</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Overview of ImageCLEFtuberculosis 2021 - CT-based Tuberculosis Type Classification</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Serge Kozlovski</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vitali Liauchuk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yashin Dicente Cid</string-name>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vassili Kovalev</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Henning Müller</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>United Institute of Informatics Problems</institution>
          ,
          <addr-line>Minsk</addr-line>
          ,
          <country country="BY">Belarus</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>University of Applied Sciences Western Switzerland (HES-SO)</institution>
          ,
          <addr-line>Sierre</addr-line>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Geneva</institution>
          ,
          <country country="CH">Switzerland</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of Warwick</institution>
          ,
          <addr-line>Coventry</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>2</volume>
      <fpage>1</fpage>
      <lpage>24</lpage>
      <abstract>
        <p>ImageCLEF is a part of the Conference and Labs of the Evaluation Forum (CLEF) initiative and includes a variety of tasks dedicated to multimodal image information retrieval, including image classification and annotation. The tuberculosis (TB) task is one of the ImageCLEF tasks which started in 2017 and changed from year to year. The 2021 edition was dedicated to the automatic classification of five TB types: Infiltrative, Focal, Tuberculoma, Miliary, Fibro-cavernous. The task itself repeated one of the original subtasks from 2017 but the dataset was significantly changed. In 2021, 11 groups from 9 countries participated in the task and submitted at least one successful run. The task results can be compared to the TB type classification task results in the 2017 and 2018 editions. Although top scores were not improved compared to the previous editions, the participants' results allow us to analyze the efectiveness of applying recent deep learning approaches to the task.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Tuberculosis</kwd>
        <kwd>Computed Tomography</kwd>
        <kwd>Image Classification</kwd>
        <kwd>Tuberculosis Type</kwd>
        <kwd>3D Data Analysis</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>In the previous editions of this task, the setup evolved from year to year. In the first two
editions [15, 16] participants had to detect multi-drug resistant patients (MDR subtask) and to
classify the TB type (TBT subtask) both based only on the computed tomography (CT) image.
After 2 editions it was concluded to drop the MDR subtask because it seemed impossible to
solve based only on the image, and the TBT subtask was also suspended because of a very little
improvement in the results between the 1st and the 2nd editions. At the same time, most of the
participants obtained good results in the severity scoring (SVR) subtask introduced in 2018.</p>
      <p>In the 3d edition, the Tuberculosis task [17] was restructured to allow usage of the uniform
dataset, and included two subtasks – a continued severity score (SVR) prediction subtask and a
new subtask based on providing an automatic CT report on the TB case (CTR subtask).</p>
      <p>In the 4th edition [18], the SVR subtask was dropped and the automated CT report generation
task was modified to be lung-based rather than CT-based.</p>
      <p>Because of the fairly high results achieved by the participants in the CTR task in 2020, we
decided to discontinue the CTR task at the moment and switch to the task which was not yet
solved with suficiently high quality. So in this year’s edition, it was decided to bring back to
life the Tuberculosis Type classification task from the 1st and 2nd ImageCLEFmed Tuberculosis
editions. The dataset was updated, extended in size and some additional information was added
for a part of the CT scans.</p>
      <p>We hoped that utilizing the newest deep learning approaches together with the available
pre-trained models and additional data sets would allow the participants to achieve better results
for the TB Type classification compared to the early editions of the task.</p>
      <p>This article first describes the task proposed for TB in 2021. Then, details on the data sets,
evaluation methodology, and participation are given. The results section describes the submitted
runs and the results obtained. A discussion and conclusion section ends the paper.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Task, Data Set, Evaluation, Participation</title>
      <p>
        2.1. The Task in 2021
In this task, participants had to automatically categorize each TB case into one of the following
ifve types: (
        <xref ref-type="bibr" rid="ref1">1</xref>
        ) Infiltrative, (
        <xref ref-type="bibr" rid="ref2">2</xref>
        ) Focal, (
        <xref ref-type="bibr" rid="ref3">3</xref>
        ) Tuberculoma, (
        <xref ref-type="bibr" rid="ref4">4</xref>
        ) Miliary, (
        <xref ref-type="bibr" rid="ref5 ref6">5</xref>
        ) Fibro-cavernous. So the
task is a multi-class classification problem.
      </p>
      <sec id="sec-2-1">
        <title>2.2. Data Set</title>
        <p>In this edition, a data set containing chest CT scans of 1,338 TB patients was used: 917 images
for the training (development) data set and 421 for the test set. Each CT image corresponded to
only one TB type and to one unique patient.</p>
        <p>Additional meta-information containing CT-report in the 2020 edition format was provided
for 243 cases. Since this meta-information may be potentially used as a target label in future task
editions, it was provided only for a subset of train images. We expected participants would use
the best approaches from the previous year task edition to generate CT report for all train and
test cases, and then use this meta-information as an additional feature for TB type prediction.</p>
        <p>For every patient, a 3D CT image series was provided with a slice size of 512 × 512 pixels
and median number of slices equal to 128. All the CT images were stored in NIFTI file format
with .nii.gz file extension (g-zipped .nii files). This file format stores raw voxel intensities in
Hounsfield units (HU) as well as the corresponding image meta-data such as image dimensions,
voxel size in physical units, slice thickness, etc.</p>
        <p>Same as in the previous year, for all patients, we provided two versions of automatically
extracted masks of the lungs obtained using the methods described in [19, 20, 18].</p>
        <p>Typical examples of CTs with diferent TB types are shown in Fig. 1. Table 1 details the
distribution of patients within each TB type. One can note an important unbalance in the label
numbers caused by natural reasons. During the data split, we tried to achieve distribution
similarity between the training and the testing data.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.3. Evaluation Measures and Scenario</title>
        <p>Similar to the previous editions, each participating group could submit up to 10 runs in total.</p>
        <p>The task was evaluated as a multi-class classification problem and scored using unweighted
Cohen’s Kappa coeficient and accuracy metrics. The ranking of this task was done first by
Kappa and then by accuracy.</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.4. Participation</title>
        <p>In 2021, there were 78 registered teams and 29 signed the end-user agreement. 11 groups from
9 countries participated and submitted results. The number of submissions is a bit higher than
in 2020. Table 2 shows the list of participants and their institutions.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Results</title>
      <p>To perform a ranking for this task we used the Cohen’s Kappa coeficient as primary score and
accuracy as secondary score. Table 3 shows these two measures calculated for the best run
submitted by each participating group. For the best run of each group, Figures 2 and 3 show the
corresponding confusion matrices and true positive rate for each TB type.</p>
      <p>SenticLab.UAIC [21] is the winner of the task with a Kappa score of 0.221 and an accuracy
of 0.466. In their experiments, the SenticLab.UAIC team compared several approaches based
on 2D and 3D CNNs. The winning method was based on the slice-wise application of an
EficientNet-B4 2D CNN.</p>
      <p>The hasibzunair [22] team ranked 2nd in terms of both Kappa and accuracy. The team
approach was based on the usage of a hybrid 2D CNN-RNN model. The team experiments
included extensive usage of transfer learning techniques and a custom loss function.</p>
      <p>The SDVA-UCSD [23] team selected volumetric analysis and used 3D CNN models for the
CT analysis. The team’s best solution was found using a 3D ResNet34 with convolutional block
attention.</p>
      <p>The Emad_Aghajanzadeh team in their work [24] experimented with diferent approaches,
including slice-wise analysis using a 2D CNN and a hybrid 2D CNN + RNN model, volume-based
analysis using a 3D CNN and a hybrid 3D CNN + RNN model, and also a hybrid use of 2D + 3D
CNN + RNN models. The team’s best result was achieved using a custom 3D CNN.</p>
      <p>The MIDL-NCAI-CUI team used slice-wise analysis using a pre-trained 2D CNN and ended
up with the EficientNet-B0 model.</p>
      <p>The uaic2021 [25] team tried both 2D projection-based and volumetric approaches. They
ifnished up with 3D MedicalNet10 for the best run.</p>
      <p>The IALab_PUC [26] team tested several pipelines based on diferent 2D CNNs, including
custom one and pre-trained DenseNet121.</p>
      <p>The KDE-lab [27] team used slice-wise analysis using the 2D CNN model (EficientNet-B5).</p>
      <p>The JBTTM [28] team tried to use 3D CNNs but failed and used a simple shallow neural</p>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion and Conclusions</title>
      <p>The results obtained in the task can be compared to the original TBT subtasks presented in
the 2017 [15] and 2018 [16] edition. Before comparison, we should note, that although the
task setup is the same in both editions, the data set was significantly changed, which means
participants needed to deal with diferent images and label distributions, so the achieved scores
can not be compared directly.</p>
      <p>Top scores in the 2017, 2018 and 2021 editions are fairly close (Table 4). The best score of 2021
was achieved by SenticLab.UAIC group and is slightly worse than the best result of 2018 and
2017 in terms of Kappa score - 0.221 vs 0.231 (-0.01 drop) and 0.244 (-0.022 drop). On the other
hand, four groups overcome the 2nd best result from 2018. The top-ranked groups in the 2017
edition achieved better scores than in 2018 and this year but the diference can be explained
by a decrease in TB type balance, rather than a drop in the performance of the approaches
efectiveness [ 15, 16]. Additionally, it is worth mentioning that the group SDVA-UCSD that
participated in the 2018 and 2021 editions was able to improve their Kappa score from 0.147 to
0.190.</p>
      <p>A detailed analysis of the participant predictions in Figures 2 and 3 demonstrate that many
participants struggled with natural TB type unbalance, which resulted in observed
overfitting to the most frequently presented classes. Only SDVA-UCSD and MIDL-NCAI-CUI were
able to achieve better than random recall for all TB types. SenticLab.UAIC, hasibzunair and
Emad_Aghajanzadeh were able to achieve better than random recall for all TB types except
Tuberculoma.</p>
      <p>Analyzing the participants’ working notes papers we mentioned the variability of approaches
and usage of modern machine learning techniques and methods. Thus, the top-3 groups used
completely diferent approaches. In contrast to the 2017 and 2018 task editions, all participants
used deep learning methods for CT analysis. The majority of the participants (eight groups)
used 2D CNN to analyze either selected projections of CT images or all slices. Two of these
groups further used the slice-wise features extracted by 2D CNN to train an RNN in order to
extract inter-slice information. Four groups successfully tried to utilize 3D CNNs for whole
CT analysis. Diferent neural network architectures and model training tweaks were used by
the participants. The majority of the participants also used transfer learning techniques. All
participants used some approaches for artificial data set enlargement and a few pre-processing
steps, such as resizing, normalization, slice filtering etc.</p>
      <p>We should mention that analysis of the participant approaches demonstrates that in some
cases results can be improved if more attention is paid to common machine learning routines like
careful treatment of train-validation label distribution and accurate CT data pre-processing (for
example, a few groups ignored the provided lung masks, which may afect model efectiveness).
Unfortunately, none of the groups tried to utilize the provided partial CT report metadata, so its
importance in this task remains an open question.</p>
      <p>Possible updates for future editions of the TBT task should consider: (i) extending the
additional meta-information for CT scans; (ii) including some kind of lesion location information
to the data set.</p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>All the data for the Tuberculosis task were provided by the Republican Research and Practical
Center for Pulmonology and Tuberculosis which is located in Minsk, Belarus. The data were
collected and labeled in the framework of several projects that aim at the creation of information
resources on lung TB and drug resistance challenges.</p>
      <p>The projects were conducted by a multi-disciplinary team and funded by the National Institute
of Allergy and Infectious Diseases, National Institutes of Health (NIH), U.S. Department of
Health and Human Services, USA, through the Civilian Research and Development Foundation
(CRDF).</p>
      <p>The dedicated web-portal3 developed in the framework of the projects stores information of
almost 5,000 TB cases patients from 16 countries. The information includes CT scans, X-ray
images, genome data, clinical and social data.</p>
      <p>Data collection was supported by the National Institute of Allergy and Infectious Diseases,
National Institutes of Health, US Department of Health and Human Services, CRDF project
RDAA9-20-67103-1 "Year 9: Belarus TB Database and TB Portals".
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