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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Neural Argumentation Mining on Essays and Microtexts with Contextualized Word Embeddings</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Manfred Stede</string-name>
          <email>stede@uni-potsdam.de</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Stephan Oepen</institution>
        </aff>
      </contrib-group>
      <abstract>
        <p>Detecting the argument components Claim and Premise is a central task in argumentation mining. Working with two annotated corpora from the genre of short argumentative texts, we extend a BiLSTM-CRF neural tagger to identify argumentative units and to classify their type (claim vs. premise). For the corpora we use, Persuasive Essays and Argumentative Microtexts, current methods relied on pre-computed non-contextual word embeddings such as Glove. In this paper, we adopt contextual word embeddings (Bert, RoBerta) and cast the problem as a sequence labeling task. We show that this step improves the state of the art for the Persuasive Essays, and we present strong initial results on applying the same approach to the Argumentative Microtexts. • Find argument components (ACs): Given a text, which spans correspond to argumentative material?</p>
      </abstract>
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  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>
        The task of finding argumentation structures in text
has received increasing attention over the last years.
In contrast to most other NLP problems, it is not a
single, well-demarcated task but a constellation of
subtasks, combinations of which can be employed
for specific applications
        <xref ref-type="bibr" rid="ref1 ref10 ref11 ref15 ref7">(Lippi and Torroni, 2016;
Stede and Schneider, 2018)</xref>
        . These subtasks are:
• Classify ACs: Does an AC constitute a claim
being made, or a premise being given to
support or undermine a claim?
Copyright © 2021 for this paper by its authors. Use permitted
under Creative Commons License Attribution 4.0
International (CC BY 4.0)
• Detect relations among ACs: Various relations
can hold between ACs; mostly, just support
and attack are being distinguished.
• Build argumentation graph: Combine the
results of the aforementioned subtasks into a
well-formed graph structure representing the
argumentation that is performed in the text.
(Notice that argumentation can be recursive:
Claim C is supported by premise E1, which
is in turn supported by premise E2, so that E1
has two functions.)
• Classify argumentation schemes: Provide
labels for the reasoning patterns underlying
claim-evidence pairs.
• Argument quality: Work out various attributes
for the arguments and/or relations, such as the
strength of an argument, etc.
      </p>
      <p>One view of thinking about argumentation
mining is that of an extension of sentiment analysis.
In a broad sense, sentiment analysis cares about
“what people think about some entity X”, whereas
argumentation mining extends this to the question
“why people think Y about X”; thus it can unveil
more complex reasoning processes rather than just
detect opinions and sentiment.</p>
      <p>
        In this paper, we concentrate on the ‘core’
subtasks that any application will need: Finding ACs in
text, and labelling them as either claim or premise.
This in line with the common definition of an
argument (e.g.,
        <xref ref-type="bibr" rid="ref5">(van Eemeren and Grootendorst, 2004)</xref>
        )
as consisting minimally of one claim and one
statement of evidence, which we here call a premise.1
      </p>
      <p>
        We will be using two datasets that have been
among the earliest that were made available, and at
1More generally, ‘premise’ covers statements that can
either support or attack a claim. This distinction is subject to the
relation classification, which we do not address in the present
paper.
the same time are among the most “deeply”
annotated, in the sense that full argumentation graphs
are provided. These are the persuasive essay (PE)
corpus by
        <xref ref-type="bibr" rid="ref13 ref14 ref6">(Stab and Gurevych, 2017)</xref>
        and the
argumentative microtext (AMT) corpus by
        <xref ref-type="bibr" rid="ref10 ref11 ref7">(Peldszus
and Stede, 2016)</xref>
        . As indicated, for the present
purpose we use only the labeling of argument
components as claim vs. evidence, though.
      </p>
      <p>Our contributions are (i) we present new
stateof-the-art results on argument component detection
and type classification on the PE corpus; and (ii)
we show the first results for mapping that analysis
procedure to the AMT corpus, i.e., in a combined
detection and classification task. (Previous research
on AMT has so far started from gold-annotated
components and focused on building complete tree
structures.)</p>
      <p>In the following, we first summarize the relevant
related work (Section 2), and then describe the two
corpora in more detail (Section 3). This is followed
by a presentation of our experiments and results
(Section 4) and conclusions (Section 5).
2</p>
    </sec>
    <sec id="sec-2">
      <title>Related Work</title>
      <p>
        Both the PE and the AMT corpora have been used
in a variety of approaches to argument mining tasks.
Some have concentrated on subtasks that proceed
from already-given argument components, which
are then classified as claim or evidence (and
afterwards, relations are built). This holds for
        <xref ref-type="bibr" rid="ref10 ref9">(Peldszus
and Stede, 2015)</xref>
        ,
        <xref ref-type="bibr" rid="ref13">(Potash et al., 2017)</xref>
        , and
        <xref ref-type="bibr" rid="ref1">(Afantenos et al., 2018)</xref>
        . The first end-to-end systems,
comprising argument component identification as
well as role and relation classification, were
presented by
        <xref ref-type="bibr" rid="ref10 ref11 ref7">(Persing and Ng, 2016)</xref>
        and
        <xref ref-type="bibr" rid="ref13 ref14 ref6">(Stab and
Gurevych, 2017)</xref>
        for the PE corpus, both using
linguistic feature engineering, and ILP as
optimization tool. Focusing on component and role
identification (i.e., the task that we address here), the
current state of the art results on the PE corpus
were achieved by the neural systems of
        <xref ref-type="bibr" rid="ref6">(Eger et al.,
2017)</xref>
        , who compared several DL approaches and
found LSTM-ER most successful, and by
        <xref ref-type="bibr" rid="ref3">(Chernodub et al., 2019)</xref>
        , who used a BiLSTM-CNN-CRF.
We will compare our own results to these in Section
4. Recently,
        <xref ref-type="bibr" rid="ref16">(Wambsganss et al., 2020)</xref>
        used a
similar technical setup as we do, but they focus solely
on the identification of argument components (i.e.,
they do not distinguish claim and evidence), and
thus their results are not directly comparable.
      </p>
      <p>
        For the AMT corpus, all previous work that we
are aware of has started from the argumentative
discourse units (ADUs) given by the corpus
annotation and then distinguished the types of argument
components
        <xref ref-type="bibr" rid="ref10 ref13 ref13 ref14 ref6 ref9">(Peldszus and Stede, 2015; Stab and
Gurevych, 2017; Potash et al., 2017)</xref>
        . By
transferring our approach from PE to AMT, our
experiments reported below are thus the first that include
the argument component detection step, and hence
we cannot compare our results to a previous state
of the art.
      </p>
      <p>
        Recent interesting work, which is not directly
comparable to ours, was done by
        <xref ref-type="bibr" rid="ref12 ref16">(Persing and Ng,
2020)</xref>
        , who suggest an unsupervised approach for
claim/evidence and relation labeling on the PE
corpus, and
        <xref ref-type="bibr" rid="ref2">(Alhindi and Ghosh, 2021)</xref>
        , who employ
BERT-based transfer learning on a new corpus of
student essays.
3
      </p>
    </sec>
    <sec id="sec-3">
      <title>Text Corpora</title>
      <p>
        Persuasive Essays. The PE corpus consists of
402 argumentative essays (2235 Paragraphs) that
were written by learners of English in response to a
given prompt.
        <xref ref-type="bibr" rid="ref13 ref14 ref6">(Stab and Gurevych, 2017)</xref>
        collected
the essays from a website and provided annotations
of argumentation graphs. Essays started with a
question, and contain a claim and a constellation
of evidence, possibly with substructure. Some
sentences can be non-argumentative, as they merely
provide background or elaborations of minor
significance. In addition, for the whole text there is
a main claim, usually located at the end of the
text, and which is supported by the paragraph-level
claims. In the interest of compatibility with other
work, we here treat the types ‘main claim’ and
‘claim’ as equivalent and perform classification on
paragraph level, i.e., the task is to label the ACs in
each paragraph.
      </p>
    </sec>
    <sec id="sec-4">
      <title>Argumentative Microtexts. The AMT corpus</title>
      <p>
        by
        <xref ref-type="bibr" rid="ref10 ref11 ref7">(Peldszus and Stede, 2016)</xref>
        consists of 112 short
texts (each of about 3–5 sentences) that have been
labelled with full argumentation tree structures.
Similar to PE, the AMT texts were written by
students in response to a prompt. However, students
wrote in their native language German, and the
texts were later professionally translated to English.
The annotations are very similar to those in PE,
except that (i) there is no ‘main claim’ (instead,
each text has one single claim), and (ii) AMT texts
do not contain any non-argumentative material; in
other words, the argumentation is “dense”. We
treat an AMT text as technically corresponding to
PE
MT
      </p>
      <p>Corpus Statistics. Table 1 provides information
on the sizes of the Persuasive Essays and Microtext
corpus. The train, development, and test splits
represent comparable proportions of the total, but
overall the PE corpus is substantially larger.
4</p>
    </sec>
    <sec id="sec-5">
      <title>Experiments and Results</title>
      <p>We first describe the task of mapping the corpora
to a common format, then explain our technical
approach to claim/premise identification, and
afterwards describe the experiment and its results.
PE Preprocessing. The corpus uses a
tokenoriented, tab-separated (CoNLL-like) format,
whose two columns are the word (token) and its
label. The label consists of a component type
(MajorClaim, Claim and Premise). As stated above, we
mapped ‘Major Claim’ to ‘Claim’, so for our task
we have two labels for classification: Claim (C)
and Premise (P). Overall, there are 2257 claims,
and 3832 premises. In order to train using Flair2,
we used the spaCy toolkit 3 to add part-of-speech
information, distribute the claim/premise classes to
token-level BIO annotations, and then encode the
PE data as a sequence of triples, (Token; PoS; BIO).
AMT Preprocessing. The Argumentative
Microtext corpus comes in an XML format, which we
converted to the same format as that described
above for PE. Overall, AMT has 112 claims (one
for each paragraph), and 464 premises.</p>
      <p>
        Approach. Following the approach of
        <xref ref-type="bibr" rid="ref3">(Chernodub et al., 2019)</xref>
        , we implement a BiLSTM-CRF
neural tagger for identifying argumentative units
and for classifying them as claims or premises. The
BiLSTM-CRF method is a popular sequence
tagging approach and achieves almost state-of-the-art
performance for tasks like named entity
recognition (NER). Further, we tested two versions of
precomputed contextual word embeddings; Bert
        <xref ref-type="bibr" rid="ref4">(Devlin et al., 2018)</xref>
        and RoBERTa
        <xref ref-type="bibr" rid="ref8">(Liu et al., 2019)</xref>
        .
2https://github.com/flairNLP/flair
3https://spacy.io
Experiment. We train on-the-fly in each training
mini-batch. it means that embeddings would not
get stored in memory. The advantage is that this
keeps your memory requirements low. We apply
the same experimental settings of the earlier
research quoted above: a fixed 70/20/10 train/dev/test
split on the PE, and we used the same distribution
for AMT. The hyper-parameters were: Optimizer:
SGD; learning rate: 0.1; dropout: 0.1; number of
hidden units: 256.
      </p>
      <p>
        Results. Table 2 shows a comparison of our
best performing models on the Persuasive Essays
dataset to the best results provided by the
        <xref ref-type="bibr" rid="ref6">(Eger
et al., 2017)</xref>
        and
        <xref ref-type="bibr" rid="ref3">(Chernodub et al., 2019)</xref>
        , as well as
our results on AMT. On the PE corpus, Bert
embeddings performed best and on AMT corpus RoBerta
yields the best results. As the table shows, our
approach on PE improves F1-score performance
considerably from 0.645 reported by
        <xref ref-type="bibr" rid="ref6">(Eger et al., 2017)</xref>
        to 0.715. Applying our approach using RoBerta
on AMT gives 0.718 F1-score, which we consider
promising. This result is, to best of our knowledge,
the first that has been reported for this particular
task on the AMT corpus.
      </p>
      <sec id="sec-5-1">
        <title>Method</title>
      </sec>
      <sec id="sec-5-2">
        <title>STag (BiLSTM-CRF-CNN) TARGER (using Glove) Our Model (using Bert) Our Model (using RoBerta)</title>
        <p>F1(PE)</p>
        <p>F1(AMT)
0.647
0.645
0.715
0.675
Contextual word embeddings have been shown to
yield state-of-the-art results for many NLP tasks,
and in this paper we found that they also
outperform previous work (using non-contextual
embeddings) on identifying claims and premises in
argumentative essays. For the Persuasive Essay corpus
we were thus able to achieve a new state of the
art for the combination of the two subtasks
“detect argument components” and “classify argument
components”, which we implemented as one joint
sequence-labeling task.</p>
        <p>
          We argue that this joint task is in fact highly
relevant for practical applications of argument mining
on other genres as well: Given the customary
definition of argument as a claim and at least one premise,
these need to be identified and distinguished in
running text, whether it is some social media
contribution, a legal document, or a newspaper editorial.
We thus think it is appropriate to apply this task
also on the argumentative microtext corpus
          <xref ref-type="bibr" rid="ref10 ref11 ref7">(Peldszus and Stede, 2016)</xref>
          , which in previous work
has been studied only by exploiting two
simplifications: there is no non-argumentative material, and
pre-annotated ADU boundaries are used – in other
words, the detection of argument components has
not been performed. For a realistic setting, these
simplifications should be dropped, however. We
therefore applied our approach also to the
microtexts, even though we are solving a somewhat
”inflated” problem: We classify claim/premise/other
on texts that – somewhat artificially – do not
contain any “other”. Our results are, to our knowledge,
the first that have been provided for this new
perspective on the corpus.
        </p>
        <p>Our next steps are: (i) We plan to add the step
of relation identification, which is necessary for
a more fine-grained representation of
argumentation structure in texts that may contain multiple
claims and/or recursive structures. (ii) We will
further explore the issue of domain adaptation by
experimenting with cross-domain train/test settings
for the PE and AMT corpora, and possibly for an
additional corpus.</p>
      </sec>
    </sec>
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