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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Determinants of COVID-19 Hospitalizations in Slovakia</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Martin Šuster</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Katarína Bod'ová</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vladimír Nosál'</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Richard Kollár</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Faculty of Mathematics</institution>
          ,
          <addr-line>Physics and Informatics</addr-line>
          ,
          <institution>Comenius University</institution>
          ,
          <addr-line>Mlynská dolina, 842 48 Bratislava</addr-line>
          ,
          <country country="SK">Slovakia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Jessenius Faculty of Medicine in Martin, Comenius University</institution>
          ,
          <country country="SK">Slovakia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>National Bank of Slovakia</institution>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2020</year>
      </pub-date>
      <fpage>1</fpage>
      <lpage>12</lpage>
      <abstract>
        <p>Prediction of COVID-19 related hospital admissions, especially in the conditions where testing strategies are changing due to introduction of mass rapid antigen testing without their PCR confirmation is very important. We introduce simple, short time prediction model for hospital admissions, where positive PCR and AG tests are used.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>The COVID-19 pandemic is overwhelming hospital
capacities all over the world. Slovakia is a small country with
5.5 million inhabitants and limited resources of
healthcare system (Figure 1). Slovakia has fared very well
during the first wave of the COVID-19 pandemic but was hit
much harder in the second wave. Expecting second wave
of the pandemic, 1000 new ventilators were procured.
Despite that, healthcare workers are significantly
understaffed, especially anaesthesiologists and intensivists,
including nurses. Understanding the evolution of
hospitalisations and ability to make short term forecasts can
improve strategy and preparedness. Projection models are
dependent on known disease prevalence, partially
reflecting results of PCR tests. However new testing strategies,
especially introduction of mass use of antigen rapid tests,
changed the relationship between PCR-confirmed
infections and hospitalizations.</p>
      <p>
        Slovakia has attempted various non-traditional
strategies to contain the spread of the epidemic. Most notable is
a mass testing of the whole adult population (10–65 years
old) with antigen tests. Mass testing started with a pilot
phase on October 23–25, followed by a nationwide test
on the weekend of October 31 to November 1, and a
subsequent second round of mass testing limited to districts
with high positivity in the first round (over 0.7%,
covering slightly more than half of the country) on
November 7–8. Pilot testing in the four most affected districts
covered 145 945 inhabitants with 5 594 positive findings.
During the second round 3 625 332 tests were performed
with 38 359 positive findings. Third phase of testing
identified 13 509 positive tests in 2 044 855 participants.
Overall, in only three weeks 5 811 163 tests were performed
with 57 467 positive results
        <xref ref-type="bibr" rid="ref5 ref5 ref6 ref6">(Ministry of Interior of the
Slovak Republic, 2020; Ministry of Defence of the
Slovak Republic, 2020)</xref>
        . Subsequently, mobile test centres
were set up in most of 80 administrative districts of
country, where inhabitants have opportunity to get tested free
_____________________
Copyright ©2021 for this paper by its authors. Use permitted under
Creative Commons License Attribution 4.0 International (CC BY 4.0).
of charge. These performed 1 702 679 tests with 96 475
positive findings as of December 21, 2020
        <xref ref-type="bibr" rid="ref4">(korona.gov.sk,
2020)</xref>
        . Most results of the rapid antigen tests were not
confirmed with PCR test. Mass testing had an instant
effect on lowering the number of subsequent positive PCR
tests, but as of the beginning of December 2020 the
epidemic was on the rise again
        <xref ref-type="bibr" rid="ref5 ref6">(Public Health Authority of
the Slovak Republic, 2020)</xref>
        . The decline in confirmed
infections via PCR tests after the two rounds of mass testing
shows that the series is a poor determinant of the
evolution of the epidemic. We find that both types of tests and
also the positivity rates contribute to the description of the
situation.
      </p>
      <p>In this paper, we present a model explaining COVID-19
hospitalizations in Slovakia. We are able to make
shortterm projections of hospitalizations, giving the authorities
some advance notice to adjust social distancing measures
or to reorganize healthcare capacities.</p>
      <p>The data collected until December 20, 2020 were used
for analysis and short-time hospital admission predictions
for the time period between December 21, 2020 and
January 31, 2021.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Model</title>
      <p>We model admissions to hospitals and discharges
separately, as they follow very different processes. The
admissions are mostly determined by the epidemic situation
in the general population. The discharges follow the
medical situations of individual patients, and partly also the
existing procedures in hospitals.
2.1</p>
      <sec id="sec-2-1">
        <title>Admissions</title>
        <p>As the SARS-CoV-2 infection spreads among the
population, some infected individuals develop symptoms of
COVID-19 severe enough to warrant hospital admissions.
It follows, therefore, that admissions should be related
to the new infections in the population, and possibly the
severity of new infections. We have identified four
significant epidemiological factors that contribute significantly
to hospital admissions:
• Number of positive PCR tests; this factor is
commonly interpreted as the number of confirmed
infections, a globally and thus far most consistently
reported dynamical variable that allows comparison of
the epidemic situation among countries. In general,
the number of positive PCR tests provides a measure
that represents a systematic part of all infected
individuals in the country, particularly in countries with
high test volumes and developed large scale contact
tracing, where most of infected individuals are tested
and detected sufficiently early. Thus, it is an
important factor that contributes to hospital admissions as
a part of infected individuals develop symptoms, and
with some lag, the symptoms become severe enough
to lead to hospitalization. (As discussed above, the
Slovak healthcare infrastructure was severely
overwhelmed with mass-testing in November, leading to
a systematic decrease in traditional PCR testing and
a subsequent fall in confirmed infections.)
• Number of positive antigen (AG) tests; this factor is
commonly interpreted as the number of confirmed
individuals in the early stages of infection. Since
midNovember 2020 Slovakia has offered AG testing for
the general population. AG tests are popular among
the public (there are approximately 4-times more Ag
tests than PCR administered over the recent weeks),
since tested individuals do not need any test
prescription or official indication, and the test results are
available in approximately 15 minutes after a sample
collection. To some degree the AG tests are a
substitute for PCR tests, albeit imperfect. Both the
sensitivity and specificity of the AG tests are lower. Since
AG tests tend to detect individuals in early stages of
the COVID-19 infection, we expect a longer lag
between a positive AG test and eventual hospitalization
than between a positive PCR test and hospitalization.
• Positivity of PCR and positivity of AG test; these
two factors identify the fraction of administered AG
and PCR tests with positive results. Numbers of
positive PCR and AG tests characterize the
epidemiological situation only partially, as they are strongly
influenced by the number of tests administered. An
addition of the two test positivity factors contains
information needed to asses both the number of tests
taken and the information provided by their results.</p>
        <p>Note that the test sample is selected by either contact
tracing, self-selected by symptoms, or a need for a
certificate of non-infectiousness. Therefore, we expect that the
test positivity is systematically higher than the infection
incidence in the general population. As long as the
selection for the tests and the number of tests are not changing
rapidly, the tested sample can be thought of as a condensed
sample of the population and the fraction of positive tests
is proportionally related to the overall SARS-CoV-2
incidence.</p>
        <p>Regression estimates. We use the four time series of the
factors described above as the explanatory variables for the
time series of the observed hospital admissions. We allow
the explanatory variables to have individual time lags that
are also optimized within the model.</p>
        <p>
          Both AG and PCR tests are subject to significant
fluctuations over the week, with much lower figures over
the weekends. Therefore, we use 7-day averages of all
explanatory variables. MA-7 was centered to the right.
A weekend dummy (alias weekend effect, which has value
1 during weekend, and 0 during week) is included to
capture the lower admissions on Sundays, Saturdays, and
national holidays. The data on tests are provided by the
National Health Information Center on a dedicated website
          <xref ref-type="bibr" rid="ref5 ref6">(Public Health Authority of the Slovak Republic, 2020)</xref>
          .
Hospital admissions data are provided by the Ministry of
Health in a public data repository for researchers
          <xref ref-type="bibr" rid="ref1">(Bodova
and Kollar, 2020)</xref>
          .
        </p>
        <p>The functional form of the model is a linearized version
of a multiplicative power function:</p>
        <p>The estimation results are summarized in Table 1 and
Figure 3. Overall, we explain 96% of the variability in
the admissions. All the included variables have expected
signs and are very significant, except for AG positivity rate
being not statistically significant, as relevant AG testing
was present only in the second half of our sample. We
decide to keep the variable, as it is significant in alternative
(linear) specifications of the model.</p>
        <p>The optimal time lag for the time series of PCR tests
turns out to be zero, while the optimal time lag for AG
tests is 4 days. This agrees with our hypothesis that the
AG tests detect individuals on average in an earlier stage
eg PCR_rate ed AG_rate weekend_effect
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Discharges</title>
        <p>of the infection, with a longer lag before hospitalization.
Note, however, that due to the 7-day moving averages of
the explanatory variables, the average time between a
positive PCR test and hospitalization is 3 days, and the
respective time between AG test and hospitalization is one week,
which agrees with the generally accepted time course of
the COVID-19.</p>
        <p>Both the PCR and AG positive rates have expected
positive signs. On average the rate of positive PCR tests in
December was 20.6%, the figure for AG tests being 6.9%.
This indicates that the tests are scarce—the rate of PCR
tests is significantly above the recommended WHO
standard of 5%. Increasing the PCR rate by one percentage
point (i.e. from approximately 20% to about 21%) will
lead to 4.4 additional hospitalizations per day, while each
percentage point of positive AG tests will lead to about
2.3 extra hospitalizations per day. The optimal lag of AG
test positivity is 10 days, which means the voluntary free
AG testing is an important early warning indicator of an
impending worsening of the situation. Since AG testing
is available on demand, without screening, the
population tested is likely more similar to the general
population. High positivity of AG testing indicates 10 to 14 days
ahead, that there will be high demand for admissions to
hospitals.</p>
        <p>A vast majority of patients is discharged from the hospital
for two different reasons: they are either reasonably cured
to be released for home treatment, or they die. On
average over 20% of discharges in December were reported
as deaths—although this figure may include some earlier
deaths reported in December, since it takes several weeks
for the pathology results to be reflected in death statistics.
(Slovakia is very particular in classification of COVID-19
related deaths. Only patients who died primarily for the
reason of the respiratory form of the disease are classified
as COVID-19 related deaths.)</p>
        <p>We considered a model for the two different processes,
and also for a longer hospital stay of patients hospitalized
at ICU or ventilated. We were not able to distinguish
statistically between the different treatment regimes or their
outcomes. The best fit of the hospital discharges time
series we obtained as 9.2% of the 7-day moving average of
time series of hospitalizations without a time lag. This
corresponds to approximately 11 days of average hospital stay
P-value
0.000
per patient. The only other significant variable is a
weekend dummy, reflecting a much lower number of patients
discharged on weekends.</p>
        <p>Linear regression. The estimation results are presented in
Table 2 and Figure 4. Despite the simplicity of the model,
we are able to explain 94% of the variability of
hospital discharges. On weekdays 11% of the COVID-19
patients are discharged, while on weekends and holidays this
falls to just 4%. Note again that the hospitalizations
variable is a 7-day moving average, thus the number of
discharges roughly corresponds to the volume of
hospitalizations three days prior to the discharge. Thus the equation
for discharges is:
Discharges = aHospitalizations + b weekend_effect + e
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Short-term hospitalization forecasts</title>
      <p>
        A forecast of time series of hospitalizations requires as
an input time series of the four explanatory variables
described above with appropriate time lags. Thus, a
prediction model is needed for the number of positive PCR and
AG tests and the overall PCR and AG positivity. In the
main scenario, we assume that both PCR and AG
positivity is constant for the period of prediction
        <xref ref-type="bibr" rid="ref5 ref6">(using values
as of December 27, 2020)</xref>
        . This assumption is reasonable
due to the fact that the rate of positive tests is rather
stable in recent history and also it allows to use the observed
trends in the number of positive tests observed in
individual countries.
      </p>
      <p>
        Based on the regression used in the volume of
hospitalizations prediction it is only necessary to forecast a
weighted linear combination of the appropriately
timelagged time series of the number of positive PCR and AG
tests (see Table 1). The weighted linear combination is
then a measure representing the overall observed incidence
of COVID-19. The trends in the overall observed
incidence were described by
        <xref ref-type="bibr" rid="ref1">Bodova and Kollar (2020)</xref>
        . For
the purpose of this projection we use an ARMA model
with automatically optimized lag structure.
      </p>
      <p>
        We also add two alternative scenarios. An optimistic
scenario assumes the incidence declines by about 1.5% a
day during the lockdown scheduled until January 10. This
roughly corresponds to a 7-day reproduction number of
0.9. After January 10 the incidence grows approximately
as in the main scenario. A pessimistic scenario assumes
a high rate of contacts during the holiday period. An
alternative way to interpret the pessimistic scenario is
materialization of the risks from a recently reported more
infectious virus strain
        <xref ref-type="bibr" rid="ref2">(Davies et al., 2021)</xref>
        . In this scenario
incidence grows by 4.4% until January 10 and then
continues growing at the same rate as in the main scenario.
      </p>
      <p>Figure 3 shows the weighted sum of test incidence used
for the forecasts in the three scenarios described above.
Figure 4 and Figure 5 show the forecasts for hospital
admissions and discharges. Figure 6 shows the forecast of
the number of hospitalized patients.</p>
      <p>The projection interval is constructed from one standard
error confidence band of admissions, while using
respective point estimates for discharges, conditional on the
dynamics of hospitalizations stocks. This is given by the
larger uncertainty in the exogenous variables, notably
results of AG and PCR tests, that determine admissions,
while discharges are endogenous to the model system.</p>
      <p>Based on the data available at the ond of December
2020, our model predicted continuation of the trend of
rising hospital utilization (even in the optimistic scenario),
which started at the very end of December 2020. The
model predicted the increase from 2895 hospitalized
patients (as of December 31) to around 3700 by the end
of January 2021. Model for the pessimistic scenario
predicted over 5100 hospitalized COVID patients at the end
of January 2021.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Discussion and conclusions</title>
      <p>
        Different hospital admissions prediction strategies were
previously published
        <xref ref-type="bibr" rid="ref3">(Wesner et al., 2021; Mohimont
et al., 2021; Gerlee et al., 2021)</xref>
        . We have presented a set of
simple statistical models robustly explaining the
hospitalizations, hospital admissions and discharges in Slovakia.
The model, applied to the data available at the end of
December 2020, predicted gradually increasing demand on
hospital resources in January 2021. The model has shown
that even if there was a marked improvement in
COVID19 containment policies, the explanatory variables were on
a trajectory with a high degree of inertia. To the best of our
knowledge, this is the first work using both PCR and AG
tests as predictors of hospital admissions.
      </p>
    </sec>
    <sec id="sec-5">
      <title>Acknowledgements</title>
      <p>We are grateful to Brian Fabo, Martin Huba and Martin
Smatana for helpful comments and assistance with data.
This work has been supported by the Slovak Research and
Development Agency under the Contract Nos.
APVV-180308 (RK) PP-COVID-20-0017 (RK, KB) and by the
Scientific Grant Agency of the Slovak Republic under the
Grants Nos. 1/0755/19 (RK, KB) and 1/0521/20 (KB,
RK).</p>
    </sec>
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