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<article xmlns:xlink="http://www.w3.org/1999/xlink">
  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>FOUST</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Mereosemiotics: Parts and Signs</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Martin Thomas Horsch</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>High Performance Computing Center Stuttgart</institution>
          ,
          <addr-line>Nobelstr. 19, 70569 Stuttgart</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>UK Research and Innovation, STFC Daresbury Laboratory</institution>
          ,
          <addr-line>Keckwick Ln, Daresbury WA4 4AD</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>University of Central Lancashire, School of Psychology and Computer Science</institution>
          ,
          <addr-line>Preston PR1 2HE</addr-line>
          ,
          <country country="UK">UK</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>5</volume>
      <fpage>11</fpage>
      <lpage>18</lpage>
      <abstract>
        <p>For descriptions of cognitive processes, including process models for research data provenance and simulation workow metadata, a formal notation is developed on the basis of the foundational ontological paradigm of mereosemiotics, i.e., the combination of mereotopology with Peircean semiotics. To demonstrate the viability of the approach, this is applied to extend the pre-existing OWL ontology for a physicalistic interpretation of modelling and simulation - interoperability infrastructure (PIMS-II) by a modal rst-order logic axiomatization.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;applied ontology</kwd>
        <kwd>process data technology</kwd>
        <kwd>mereotopology</kwd>
        <kwd>semiotics</kwd>
        <kwd>knowledge representation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Understanding and characterizing research workows, i.e., cognitive processes that yield a
research outcome, is essential to reproducibility [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4">1, 2, 3, 4</xref>
        ]. Moreover, it is the reliability
of the employed processes and procedures that motivates trust in the research outcome, cf. the
discussion of epistemic grounding by Williams [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ], of warrant transmission by Symons and
Alvarado [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], and of computational reliabilism by Dura´n et al. [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ]. Accordingly, research
data infrastructures can only support reproducibility and reliability if provenance metadata are
available and can be exchanged in a standardized form [
        <xref ref-type="bibr" rid="ref10 ref11 ref12 ref13 ref14 ref15 ref9">9, 10, 11, 12, 13, 14, 15</xref>
        ]: “The quality
of metadata determines the reusability,” as Wulf et al. [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] assert. Consequently, much of the
recent work on semantic artefacts in engineering, natural sciences, and scientic computing
has focused on research workow descriptions; in materials modelling, in particular, a system
of connected standardized provenance descriptions at multiple levels has been developed,
encompassing MODA (“model data”) tables [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] for a semi-formal descriptive annotation of
simulation results targeting human-to-human communication, the ontology for simulation,
modelling, and optimization (OSMO) as a domain-ontology version of MODA [
        <xref ref-type="bibr" rid="ref17 ref18 ref19">17, 18, 19</xref>
        ], the
physicalistic interpretation of modelling and simulation – interoperability infrastructure (PIMS-II)
as a mid-level ontology for cognitive processes [
        <xref ref-type="bibr" rid="ref20 ref21">20, 21</xref>
        ], and process topology based approaches
from ProMo for mapping process models to Petri nets and high-level I/O notations [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ].
      </p>
      <p>
        The elementary multiperspective material ontology (EMMO), which is work in progress and
available as a beta version,1 is used as a foundational ontology [
        <xref ref-type="bibr" rid="ref22 ref23 ref24">22, 23, 24</xref>
        ]. Both for the
present rst-order axiomatization of mereosemiotics and for PIMS-II, the associated OWL
implementation, many basic design choices exclusively serve the purpose of remaining close to
the EMMO, so that the present work can support EMMO-based interoperability in line with
objectives from the Horizon 2020 and Horizon Europe work programmes. Where there are
minor deviations from the EMMO approach, care has been taken to ensure that they do not
stand in the way of implementing straightforward crosswalks between the two ontologies that
work reliably for typical use cases. No attempt will be made here to provide a philosophical or
metaontological justication of nominalism, physicalism, Peirceanism, mereotopology, rejection
of the perdurant-endurant distinction, etc.; rst, because it is the EMMO developers who need
to be credited with designing the foundations of this paradigm [
        <xref ref-type="bibr" rid="ref22 ref23 ref24">22, 23, 24</xref>
        ], and second, because
some advantages and challenges pertaining to this approach have already been discussed
elsewhere [
        <xref ref-type="bibr" rid="ref25 ref26">25, 26</xref>
        ].
      </p>
      <p>
        The semantic artefacts mentioned above jointly rely on combining mereotopology with
Peircean semiotics, i.e., on the foundational ontological paradigm of mereosemiotics [
        <xref ref-type="bibr" rid="ref25">25</xref>
        ]. The
present work proposes a system of axioms in modal rst-order logic for mereosemiotics. These
axioms concern cognitive processes in particular as well as cross-domain concepts and relations
provided by the PIMS-II mid-level ontology in general. The article is structured as follows:
Section 2 discusses mereotopology and the way in which nominalism, spatiotemporal monism,
continuity of spacetime, and linearity of time are implemented. Section 3 introduces the present
approach to formalizing Peircean semiotics, based on semiotic monism, coherently integrating it
with mereotopology. Section 4 addresses modal relations and propositions, giving an expression
to necessitism and mereotopological essentialism, and introduces the kinds of collectives that are
dened in PIMS-II; it also discusses the pre-existing system of mereosemiotic chain relations
from the VIMMP Primitives [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] (VIPRS) that is included in PIMS-II to support
domain-tomid-level ontology alignment. Conclusions to be drawn from this work are formulated in
Section 5.
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Mereotopology</title>
      <sec id="sec-2-1">
        <title>2.1. Metaontological Motivation</title>
        <p>
          The following remarks are formally not part of the present axiomatization of mereosemiotics,
which is given in Sections 2.2 to 4.3. However, they may help to motivate the axioms and
provide a suggested interpretation for its concepts and relations on the basis of necessitism,
cf. the detailed discussion by Williamson [
          <xref ref-type="bibr" rid="ref27">27</xref>
          ], four-dimensionalism [
          <xref ref-type="bibr" rid="ref28">28</xref>
          ], and spatiotemporal
monism [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ] as proposed, e.g., by Williams [
          <xref ref-type="bibr" rid="ref29">29</xref>
          ]; while Muller [
          <xref ref-type="bibr" rid="ref30">30</xref>
          ] does not use the term
spatiotemporal monism, he similarly proposes to rely on “space-time histories of objects as
primitive entities” instead of continuant-occurrent dualism.
        </p>
        <p>It is proposed to construct the domain  for the ontology as follows:2</p>
        <p>1The name of that foundational ontology has recently changed, retaining the acronym “EMMO,” which had
originally been introduced to abbreviate European materials and modelling ontology.</p>
        <p>2Alternatively, where it is benecial to rely on a model that is enumerable, the domain can also be constructed
1. R4 is given an interpretation as dimensionless spacetime, with the rst three coordinates
1, 2, 3 of some four-dimensional point q = (1, 2, 3, 4) ∈ R4 being understood as
spatial and the fourth coordinate 4 being understood as temporal.
2.  ⊆ R4 is 4D-complete if and only if for each q ∈  there are linearly independent
r1, r2, r3, r4 ∈ R4 such that q′ ∈  for all q′ − q = ∑︀1≤ ≤ 4 r where 0 &lt;  ≤ 1.
3.  ⊆ R4 is simple if and only if it consists of nitely many connected components.
4.  ⊂ R4 is 4D-delimited if and only if a)  is a closed set and b) for some  ∈ R,
(q′ − q)2 ≤ 2 for all q, q′ ∈  and c)  and R4∖ are 4D-complete and simple.
5.  ⊂ R4 is temporally closed if and only if {4 | q ∈ } is a closed subset of R.
6. By some relation between physical and dimensionless spacetime, the physical universe is
mapped to the connected 4D-delimited set  ⊂ R4, the actual and necessary
(dimensionless) universe; the employed relation should be such that its inverse, from  to physical
spacetime, is surjective and preserves continuity if physical spacetime is continuous, or
adjacency if physical spacetime is discrete. It does not matter how exactly this is done as
long as  is 4D-delimited and consists of a single connected component, and as long as 
is the dimensionless universe necessarily; accordingly, by the present construction,  is a
continuum even if the physical universe is regarded as consisting of discrete elements.</p>
        <p>As a closed set,  includes its boundary, the three-dimensional hypersurface  ⊂ .
7. The domain of the ontology is  = { ⊂ ∖ |  is 4D-delimited and temporally
closed}. The elements of  are that which exists; they are referred to as objects.3
8. An object  ∈  is an item if it is a single connected component and a mereotopological
collective if it consists of multiple connected components; in the latter case, the (maximal)
connected components of  are its mereotopological members.</p>
        <p>9. For any two objects ,  ∈  , the criterion for proper parthood is P˙ ⇔  ⊂ ,
10. the criterion for temporal precedence is given by ˓→t ⇔ ∀q ∈  ∀q′ ∈  : 4 ≤ 4′,
11. two objects temporally coextend, ≡ t, if and only if {4 | q ∈ } = {4′ | q′ ∈ },
12. and the criterion for spatiotemporal connectedness is C ⇔ ( ∩ ) ̸= ∅.
Accordingly, for any ,  ∈  , their spatiotemporal fusion is an object,  ∪  ∈  . However, the
universe does not exist ( ̸∈  ), an empty object does not exist (∅ ̸∈  ), and the complements
of objects are not objects ( ∈  ⇒ ∖ ̸∈  ).</p>
        <p>
          Ontological commitment, following Quine [33, paragraph 49], here extends exclusively to
individuals, namely, to objects as introduced above. That which exists is that which is accessible
to quantication in rst-order logic; this quantication is always over  which will be omitted
for brevity. The inverse relation of Q will be denoted by Q− , and the product notation QQ′
will be employed for chain relations such that QQ′ ⇔ ∃ (Q ∧ Q′). Implementing
nominalism, existence is not attributed to concepts and relations, which are formalized here
as unary and binary predicates, not as individuals. However, textual labels corresponding
to concepts and relations, in particular, their internationalized resource identiers (IRIs), can
exist in the ontology; this construction is used in the OWL DL demonstrator implementation
PIMS-II [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ].
by using Q everywhere instead of R.
        </p>
        <p>
          3It is expected that research data infrastructures and digital platforms that employ the present ontology will
predominantly or exclusively deal with bona de objects as discussed by Vogt [
          <xref ref-type="bibr" rid="ref31">31</xref>
          ], which have bona de
boundaries [
          <xref ref-type="bibr" rid="ref32">32</xref>
          ]; such entities are straightforwardly covered by the domain  .
        </p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Spatiotemporal Connectedness and Proper Parthood</title>
        <p>
          ≡ ⊤
In the literature a great variety of potential axiomatizations of mereotopology have been explosed
in detail [
          <xref ref-type="bibr" rid="ref28 ref30 ref32">28, 30, 32, 34, 35</xref>
          ]; the aim of the construction from Section 2.1 is to motivate axioms
that yield a strong mereotopology that is easy to handle in view of the application in Section 4.1,
mainly through a strong version of spatiotemporal monism [
          <xref ref-type="bibr" rid="ref25 ref29 ref30">25, 29, 30</xref>
          ]. Five relations4
constitute the basis of this mereotopology: isSpatiotemporallyConnectedWith (denoted C),
isProperPartOf (denoted P˙), isMereotopologicalMemberOf (denoted ≤ ˙ ), temporallyPrecedes
(denoted ˓→t), and temporallyCoextendsWith (denoted ≡ t). In particular, overlap can then be
constructed as P˙− P˙, the product P˙ P˙−
        </p>
        <p>Q is the complete relation, and P˙ is idempotent, all of
which simplies the system of mereosemiotic chain relations discussed in Section 4.1; necessitism
and mereotopological essentialism support the discussion of modal relations, cf. Section 4.2.</p>
        <p>Spatiotemporal connectedness C is reexive and symmetric [34]
nothing is connected with everything, but all objects are connected indirectly
∀ C ∧ ∀(C → C);</p>
        <p>∀∃ ¬C ∧ ∀ C2;
C2 ≡ ⊤</p>
        <p>Q is complete. C is constitutive of identity [34], proper parthood, and fusion [35]
∀ (∀(C ↔ C) →  = ) ,
∀
︁(</p>
        <p>(∀ (C → C) ∧  ̸= ) ↔ P˙ ,
∀x (∀ ( x ↔ ∀(∨C ↔ C)) ∧ ∃  x) ;
fusion  here takes multiple arguments, x = 1 · · ·  being a sequence of  ≥
Proper parthood P˙ is asymmetric and transitive, everything is a proper part of something,
1 variables.
and P˙ P˙−
≡ ⊤</p>
        <p>Q is complete (any two objects “underlap,” i.e., are joint proper parts of a greater
object), all of which are deducible from Axioms (2), (4), and (5). As an expression of continuity
of spacetime5 and the strong supplementation principle [36],
∀
︁(</p>
        <p>︁)
∀( P˙− P˙ → P˙− P˙) → P˙2 .</p>
        <p>︁)
︁)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
The maximal items that are proper parts of a mereotopological collective are its members
∀
︁(</p>
        <p>Item: ∧ P˙ ∧ ¬∃′(Item:′ ∧ P˙′ ∧ P˙′)
↔ ≤ ˙  ,
︁)
and an object is an item6 if and only if it cannot be split into disconnected parts
∀ (∀(</p>
        <p>→ C) ↔ Item:) .
4See the Appendix for a list of relations relevant to this work.
5By the construction from Section 2.1, this does not require actual physical spacetime to be continuous.
6See the Appendix for a list of concepts relevant to this work.</p>
        <p>Temporal precedence ˓→t is asymmetric and transitive</p>
        <p>¬∃(˓→t ∧ ˓→t) ∧ ∀ ((˓→t ∧ ˓→t) → ˓→t) ,
and it carries over from objects to their proper parts
∀ (︁ ˓→t →
︁(
∀′( P˙′ → ˓→t′) ∧ ∀′( P˙′ → ˓→t′)︁)
;</p>
        <p>(9)
(10)
(11)
(12)
(13)
(14)
Axioms (9) and (10) entail that the relations P˙− P˙ and ˓→t are disjoint. Everything precedes
something, everything is preceded by something, and by linearity of time, any two objects
have proper parts that are in a temporal precedence relation with each other
∀∃ ˓→t ∧ ∀∃ ˓→t ∧ ∀∃′′
Temporal coextension ≡ t is dened by equivalent applicability of ˓→t to proper parts
∀ (︁
∀′ ︁(
∃′( P˙′ ∧ ˓→t′ ∧ ˓→t′) ↔ ∃′( P˙′ ∧ ˓→t′ ∧ ˓→t′)︁)
↔ ≡ t
︁)
, and ≡ t P˙− P˙ (equivalently, P˙− P˙≡ t) characterizes temporal overlap.
so that it follows from Axioms (9) to (12) that ≡ t and ˓→t are disjoint. The chain ≡ t P˙
(equivalently, P˙≡ t) can be used to express that  extends over a temporal subinterval compared to</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Cognitive Processes</title>
      <sec id="sec-3-1">
        <title>3.1. Cognitive Steps as Peircean Triads</title>
        <p>
          The present approach to formalizing steps of a cognitive process as triads, inspired by Peirce [37,
38, 39, 40] and more recently Sowa [41, 42] and Goldbeck et al. [
          <xref ref-type="bibr" rid="ref22">22</xref>
          ], is outlined7 in recent
work [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ]. Representation of an object  (referent) by a sign  (representamen), denoted R,
is understood in terms of a triadic cognition 
∀ (TriadicCognition:
        </p>
        <p>↔ ∃123 3 123),
∀ 123
︁( 3 123 ↔ (E˙1 ∧ ¨E2 ∧ E3 ) ,</p>
        <p>︁)
...
and E (isThirdElementIn) relate individual elements to the cognition.
i.e., a cognitive step that has three elements, above, 1, 2, and 3, where 3 is a quaternary
predicate..r.elating the three elements to the cognition; E˙ (isFirstElementIn), ¨E (isSecondElementIn),</p>
        <p>
          It is not explicitly required here for any of these elements to be unique. On the one hand,
Peirce’s formulations would suggest this where he speaks of “the sign,” “the object,” and “the
interpretant” [38]. On the other hand, Peirce also develops the understanding that for every
semiosis, “there obviously are two objects, the object as it is in itself (the monadic object),
and the object as the sign represents it to be (the dyadic object)” and “also three interpretants;
7See also Francisco Morgado et al. [
          <xref ref-type="bibr" rid="ref23">23</xref>
          ] and the report [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] on Borgo’s and Kutz’ example scenarios [43].
namely, 1) the interpretant considered as an independent sign of the object, 2) the interpretant
as it is as a fact determined by the sign to be, and 3) the interpretant as it is intended by, or is
represented in, the sign to be” [44, p. 373]. It may be best to understand these multiplicities
as single, unique individuals that are here merely viewed in dierent ways or, alternatively,
as collectives that have multiple members, cf. Section 4.3. However, for some applications it
does help to permit multiple distinct individuals in the same triadic role, e.g., where a step of a
research workow addresses several “objects of research,” cf. Schembera and Iglezakis [
          <xref ref-type="bibr" rid="ref11 ref12">11, 12</xref>
          ].
        </p>
        <p>
          Implementing semiotic monism [
          <xref ref-type="bibr" rid="ref25">25</xref>
          ] by asserting that anything can act as a representamen
and also as a referent (in dierent contexts), no specic concepts are needed to distinguish
between indviduals that take these roles, since the same entity can occur on both sides of a
representation relation. However, multiple types of cognitive steps need to be distinguished
depending on the roles played by triadic elements and the way in which they are connected to
each other within a cognitive process. Participation in a process, isParticipantIn (denoted ¨P),
requires overlap8 ( P˙− P˙, see above) and is antireexive
∀(¨P → P˙− P˙) ∧ ¬∃ ¨P,
        </p>
        <p>∀(∃¨P ↔ Process:),
and the part of the taxonomy that is relevant for the present purpose is given by9
∀(Process: → Item:) ∧ ∀ (Cognition:
→ Process: ) ∧
∀ (CognitiveStep:
→ Cognition: ) ∧ ∀ (TriadicCognition:
→ CognitiveStep: ) ∧
∀ ((Perception: ∨ Interpretation: ∨ Metonymization: ) → TriadicCognition: ) . (17)
The elements that act as a representamen (denoted R˙) in a cognitive step  are engaged in
representation (R, see above) with the elements that act as a referent (denoted O) in 
∀ ︁( ( R˙ ∧ O ) → R .</p>
        <p>︁)
In a semiosis, these elements are the sign , the object , and the interpretant ′ [38]
∀ ′ ︁( (︀ 3 ′ ∧ (Perception: ∨ Interpretation: ))︀
→ ( R˙ ∧ O ∧ R˙′ ) , (19)
︁)
where  and ′ act as representamina, and  is their joint referent: The sign is the input of the
cognitive step, the interpretant is its output, the object is what both are about.</p>
        <p>A case distinction is needed for participation of triadic elements in triadic cognitions, by
relation ¨P as introduced above, requiring physical presence and hence spatiotemporal overlap.
Both perceptions and interpretations are semioses; what distinguishes them is whether or not
8In particular, if  is included spatially in  for some time, but not for all time, it means that  and  overlap.
By virtue of spatiotemporal monism, there is no dualism of “continuants” (or “endurants”) and “occurrents” (or
“perdurants”); in line with the EMMO, processes are not “perdurants,” and participants are not “endurants.” It is
possible for the same object to be a process and to participate in a process.</p>
        <p>9For denitions, cf. the Appendix and the ontology at http://www.molmod.info/semantics/pims-ii.ttl.
(15)
(16)
(18)
the object needs to be present. Representamina need to be present in general, whereas the
referent only needs to participate in a perception
∀ ( R˙
→ ¨P ) ∧ ∀ (︁
(O ∧ Perception: ) → ¨P .</p>
        <p>︁)
In a metonymization [45], a sign  that represents  is attributed to a new referent ′
︁(
∀ ′ (3 ′
∧ Metonymization: ) → (O ∧ R˙ ∧ O′ ) .
︁)
Peirce requires a “real, physical connection of a sign with its object, either immediately or by its
connection with another sign” [37]; a sign “must be aected in some way by the object which
it signied or at least something about it must vary as a consequence of a real causation with
some variation of its object” [39]. In particular, permitting the application of signs to contingent
or hypothetical phenomena, Peirce states that a real causal connection is present if a “cause
which precedes the event also precedes some cognition of the mind” [40, p. 142]; therein, the
event (the occurrence of which may be contingent) is the referent, and the common cause is
something that contributes causally to the occurrence of the event and to the cognition by which
the representamen is generated. Accordingly, the “real causal connection” between the referent
causal connection (hasCausalConnectionWith, denoted C˙⋆) with the new referent
and the representamen needs to be preserved, i.e., it must be ensured that the old referent has a
︁(
︁)
∀ ′ (O ∧ O′ ∧ Metonymization: ) → C˙⋆′ .</p>
        <p>The relation C˙⋆ is constructed as the reexive and transitive closure of the symmetric and
antireexive relation hasDirectCausalConnectionWith (denoted C˙)
∀ (︁ C˙⋆ ↔
︁(</p>
        <p>︁)
∃( C˙⋆ ∧ C˙) ∨ C˙ ∨  = 
.</p>
        <p>Constitutivity ¨C, cf. Axioms (41) and (42), participation ¨P, and direct grounding ˓→
(¨C ∨ ¨P ∨ ˓→ ∨ C˙) → C˙</p>
        <p>∧ ¬∃ C˙,
︁)
are sucient criteria for the presence of a direct causal connection. Future work might explore
a more coherent formalization of causal connectedness in modal terms [46, 47].</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Epistemic Grounding</title>
        <p>
          Peirce introduces chain formation out of individual triadic cognitions as follows: “the
interpretant, or third, cannot stand in a mere dyadic relation to the object, but must stand in such
a relation to it as the [rst] representamen itself does. [...] The third must [...] be capable of
determining a third of its own. [...] All this must equally be true of the third’s thirds and so
on endlessly” [38]. For a conceptual analysis of typical research workows in computational
engineering, cf. Lenhard and Hasse [48, p. 73f.] as well as Lenhard and Ku¨ster [3, Section 2];
it is explained in previous work [
          <xref ref-type="bibr" rid="ref20">20</xref>
          ] how MODA [
          <xref ref-type="bibr" rid="ref16">16</xref>
          ] and OSMO [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] can be mapped to the
(20)
(21)
(22)
(23)
(24)
EMMO [
          <xref ref-type="bibr" rid="ref23 ref24">23, 24</xref>
          ] through the PIMS-II mid-level ontology to translate such workows into chains
of Peircean triadic cognitive steps.
means that step  reuses a representation relation R from the preceding step 
When a triadic cognition  directlyGrounds another triadic cognition  , denoted ˓→ , this
∀

(˓→
        </p>
        <p>∧ TriadicCognition: ) → ∃( R˙ ∧ R˙ ∧ O ∧ O ) ,
where  isGroundFor  , denoted R¨  and subsumed under R
cf. Fig. 1; for instance,  could be a modelling step from which a molecular model  for system
 is obtained as an interpretant, and  could be a molecular simulation of system  where the
model  is used to represent . There needs to be a ground10  that represents both  and  ,
∀  (R¨ 
→ R  ).</p>
        <p>In the present example, the ground  for  could be the assertion that “step  epistemically
grounds step  by parameterizing the molecular model that is subsequently employed as a
simulation input.” The reasoning according to which one cognitive step grounds another can
itself be given the form of a sequence of cognitive steps; e.g., consider an explanation of how
 is epistemically grounded, providing a justication for a cognitive process where  directly
grounds  . As in the example above, the grounds  and  then both represent  . The preceding
ground  comes into existence before the new ground  , such that  is the sign and  is the
interpretant in a grounding interpretation⃗ 
∀

˓ 
→</p>
        <p>→ ∃⃗    (R¨  ∧ R¨  ∧ ⃗3     ∧ Interpretation⃗:  ) ,
︁(
︁(
︁)
︁)
︁)
(25)
(26)
(27)
(28)
(30)
cf. Fig. 1. The representation relation R  is reused in a grounding metonymization⃗   by
which  is assigned the grounded step  as its new referent by ⃗3     . In general,
∀

︁(
˓ 
→
→ ⃗∃   (R¨  ∧ ⃗3     ∧ Metonymization⃗:  ) ,
︁)
cf. Fig. 1. Ultimately, a triadic cognition is grounded epistemically if there is an accepted
presupposition that logicallyPrecedes it (denoted ˓→+) directly or indirectly
∀
 ︁( (︀ Presupposition: ∨ ∃⊥(˓→+⊥ ∧ Presupposition:⊥)︀)
↔ GroundedCognition: )︀
∧
(GroundedCognition: → Cognition: ) ∧ (Presupposition: → CognitiveStep: ) , (29)
where ˓→+ is the transitive closure of ˓→
∀ (︀ ˓→+
↔</p>
        <p>︀( ∃ (˓→+ ∧ ˓→ ) ∨ ˓→ )︀ .</p>
        <p>
          10To Peirce [38], a ground is “an idea” that explains how a sign relates to an object. The present use of the
term applies this specically to an explanation that provides epistemic grounding to a cognition, as understood by
Williams: “Epistemic grounding is a matter of reliability. A belief is epistemically grounded [... if and only if] it is
formed via a process that in fact makes it likely to be true” [
          <xref ref-type="bibr" rid="ref5">5</xref>
          ]. Similarly, Jubb argues in favour of “distinguishing
between what some position commits one to – logical grounding – and what may be useful in assessing whether
it is a sensible position at all – epistemic grounding” [49].
        </p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Relational and Conceptual Framework</title>
      <sec id="sec-4-1">
        <title>4.1. Mereosemiotic Chain Relations</title>
        <p>Relations from domain ontologies, which are comparably specic, oen correspond to chains
of top-level relations, which are more generic; as Zhou et al. [51] put it, they can be “used to
‘atten’ the structure of the other ontology by short-cutting a property chain.” Since the OWL
description logic ℛℐ only permits one-way chain inclusions [52], in what is usually the
wrong direction to implement the alignment, it can be useful if constructs for chains out of
generic relations are explicitly included in a foundational or mid-level ontology to facilitate an
alignment. Here, these abstract relations are P˙ (isProperPartOf), R (isRepresentamenFor), and
their inverse relations. Accordingly, the PIMS-II mid-level ontology includes the mereosemiotic
chain relations that were introduced in previous work when the VIMMP domain ontologies
were aligned with the EMMO; these relations were found to be helpful or even necessary in
many cases [18, Chapter 5]. The present system of chain relations is thus constituted by the
free monoid M⋆ over M = { P˙, P˙− , R, R− }, with identity as the neutral element.11 For any
Q, Q′ ∈ M⋆
∀ (︀ ∃(Q ∧ Q′) ↔</p>
        <p>QQ′)︀ ,
and inverse chains are obtained by (QQ′)− ≡
(Q′)− Q− , i.e., for any Q1, ..., Q ∈ M
∀(Q1 · · ·</p>
        <p>Q ↔</p>
        <p>Q− · · ·</p>
        <p>Q1− ).</p>
        <p>As a consequence of the strong mereotopology from Section 2.2, an implementation of the
mereosemiotic chain relations can disregard many combinations of elements that are equivalent
11For the OWL implementation, the following naming convention is employed: The binary product relations
are called overlapsWith ( P˙− P˙), sharesReferentWith (RR− ), and sharesRepresentamenWith (R− R). The names for
higher-order product relations begin with the prex ms (for “mereosemiotics”), followed by the elements IP for “is
proper part of,” HP for “has proper part,” IR for “is representamen for,” and HR for “has representamen.” In this
way, e.g., the name msIPHRHPIP is used for the product P˙R− P˙− P˙.
(31)
(32)
or redundant. For Q, Q′ ∈ M⋆, it follows from Axioms (4), (6), and (31) that
∀(Q P˙2Q′ ↔</p>
        <p>Q P˙Q′),
so that chains containing the factor P˙2 need not be considered; the same applies to P˙− 2. Similarly,
any chains containing the “underlap” factor P˙ P˙− can be eliminated by
∀
︁(</p>
        <p>Q P˙ P˙− Q′ ↔ (∃′ Q′ ∧ ∃′ Q′′) ,
︁)
where Q, Q′ ∈ M⋆, since P˙ P˙− ≡ ⊤</p>
        <p>Q, cf. Section 2.2; therefore, any elementary proposition on
Q P˙ P˙− Q′ can be replaced with a conjunction over two separate existential propositions on Q
include an explicit declaration of Q P˙ P˙− Q′ in the ontology. By construction
and Q′ (which remain expressible in ℛℐ description logic) so that it is not necessary to
∀(Q1Q2Q3 →</p>
        <p>Q1Q2Q2− Q2Q3),
for all Q1, Q2, Q3 ∈ M⋆, and from mereotopology
∀(QQ′ →</p>
        <p>Q P˙− P˙Q′),
∀(Q P˙Q′ →</p>
        <p>Q P˙− P˙Q′) ∧ ∀(Q P˙− Q′ →</p>
        <p>Q P˙− P˙Q′),
yielding a dense hierarchy of relational subsumptions over M⋆, cf. Fig. 2.
for any Q, Q′ ∈ M⋆, since P˙− P˙ is reexive and P˙ and P˙− are subrelations of P˙− P˙, cf. Section 2.2,</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Absolute and Qualified Necessity</title>
        <p>The present ontology permits the application of modal operators a) to relations, by which
necessary and possible relations □ Q and ♢ Q can be constructed from a relation Q, and b) to
rules, yielding laws as rules of the type □ (</p>
        <p>→  ), where  and  are propositions. Beside
qualied modal operators □  and ♢ , which require a descriptor of the applicable modal
context , it includes absolute necessity and possibility □ and ♢ , which are free of context. The
absolute operators satisfy the S5 axioms of modal logic
□</p>
        <p>□ (
→  )
⇒
⇒
⇒
♢□
(
(□ 
,
∧ □</p>
        <p>
          ),
→ □  ),
where  and  are propositions. Motivated by the construction from Section 2.1, where the
domain is necessarily  (understood here as absolute necessity), necessitism is applied; i.e.,
the existence of an object is a matter of absolute necessity [
          <xref ref-type="bibr" rid="ref27">27</xref>
          ]
and the Barcan formula [
          <xref ref-type="bibr" rid="ref27">27, 53</xref>
          ] holds for any proposition  with the free variables x
∀ □ ∃ ( = ),
♢ ∃x
        </p>
        <p>⇒ ∃x ♢ .</p>
        <p>All existing objects exist necessarily because they are here dened as spatiotemporal entities and
the spatiotemporal extension of the domain  is regarded as an absolute necessity; contingency
is thereby shied to the relations between objects. This does not mean that counterfactual
propositions need to be absolutely impossible, or that it becomes impossible to speak of
contingent phenomena – quite the opposite: This construction is introduced here precisely to solve
the paradox that contingent situations (including multiple mutually contradictory scenarios,
as in an optimization) can occur as referents in actually occurring cognitive processes [25,
Section 3.2]. In such cases, it is safe to say that, e.g., a model  of an undesirable event , with
the representation relation R, does retain an actually existing referent even if we hope or
assume that the event as such will not occur; the spatiotemporal existence of  is nonetheless a
necessity.</p>
        <p>By the same line of reasoning, mereotopological essentialism is supported12
∀ ((♢ C → □ C) ∧ (♢ ˓→t → □ ˓→t)) .
(38)
≡ t, and for the instantiation of the mereotopologically dened concept Item, so that
Analogous rules can then be deduced for all mereotopological relations, including P˙, ≤ ˙ , and
∀(♢ Item: → □ Item:).</p>
        <p>
          The OWL implementation of PIMS-II [
          <xref ref-type="bibr" rid="ref21">21</xref>
          ] realizes modal relations in terms of assertions about
the IRIs of the relations, i.e., using individuals that instantiate the concept IRI; in a similar way, a
12Varzi refers to this as “a radical form of mereotopological essentialism” [54, p. 1017]. Chisholm [55, p. 145.]
and Plantinga [56] speak of “mereological essentialism,” which unproblematically extends from parthood to
connectivity and hence from mereology to mereotopology; however, Chisholm and Plantinga employ constructions
based on possible worlds and temporal slicing, neither of which is done here, which makes it easier to capture
mereotopological essentialism by a simple expression such as Axiom (38).
(33)
(34)
(35)
(36)
(37)
relation can be asserted to be the negation ¬Q of another relation Q. To dene laws, Proposition
objects are employed, which have Triple objects (i.e., RDF triples that are reied as PIMS-II
articulations) as semiotic members, cf. Section 4.3. This permits applying PIMS-II to encode
propositions that go beyond the expressive power of OWL DL. Ongoing work on RDF-star [57]
suggests that in the future, there will be a new recommendation for the reication of triples,
which might then be employed instead.
        </p>
        <p>The relation between absolute and qualied modes of necessity is not straightforward to
characterize in general, and no such attempt is made in the present work. Multiple modal
frameworks are a requirement for addressing problems such as those posed by McCarthy [58], or
hypercontingency (“it may be possible” to construct a warp drive, but it may also be impossible)
as discussed by Kaminski [59, p. 351f.]. Qualied necessity can go beyond absolute necessity;
e.g., it was not absolutely necessary for Trump to lose reelection, but to a knowledge base that
holds this information, it is epistemically necessary. On the other hand, qualied possibility
can go beyond absolute possibility: If Jones  and Lewis ℓ, who have never met before, will
meet in the future and shake hands, their overall spacetime trajectories are connected, Cℓ,
which is then absolutely necessary, □ Cℓ, due to mereotopological essentialism; however, since
we do not know whether that will happen and are therefore unaware of the shape of  and ℓ,
appropriate use can be made of the qualied modal proposition ¬□ Cℓ in an adequate context.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. System of Collective Objects</title>
        <p>Mereotopology includes the concept of a mereotopological collective, i.e., a spacetime object
that is not connected as a whole and is decomposed into maximal connected components, its
members, which are items and which are related to the associated collective by the relation
≤ ˙ (isMereotopologicalMemberOf), cf. Axiom (7). However, the practical use of this EMMO
construction for annotating research data is far too limited to be sucient [25, Section 3.1].
Jones  and Lewis ℓ from the example above (Section 4.2) might never meet during their lifetime:
Then they are spatiotemporally disconnected from each other, ¬Cℓ, and their fusion  (with
ℓ ) has two members, ≤ ˙  and ≤ ˙ ℓ. Or they might meet and shake hands, in which case
their fusion becomes one item. We do not know which is the case, and if we did, it would still
require us to handle dierent pairs of people dierently depending on irrelevant circumstantial
phenomena.</p>
        <p>A viable ontology that deals with research data requires additional kinds of collectives. Here,
in line with the general structure of the present approach, SemioticCollective individuals (to
which their members are related by ≤ ¨ , isSemioticMemberOf) are introduced to complement
the MereotopologicalCollective individuals (objects of the relation ≤ ˙ ) such that generally,
Collective individuals (objects of ≤ ) have at least two members</p>
        <p>∀ (∃ ≤  → ∃(≤  ∧ ≤  ∧  ̸= )) ,
∀ (︀ (≤ ˙  ∨ ≤ ¨ ) → ≤ )︀
∧ ∀(≤  → P˙),
(39)
(40)
whereby membership is subsumed under proper parthood. It is common to classify collectives
into dierent kinds depending on how their components or members interact or are assembled
into a whole; e.g., Masolo et al. [60] propose three types: Pluralities like “Alice and Bob,” proper
collectives (e.g., forests or organizations), and composites “that have another sort of internal
structure” [60]. Canavotto and Giordani [61] distinguish between heaplike and non-heaplike
collectives, e.g., contrasting “a bunch of puzzle pieces” (heaplike) against “one puzzle made of
those pieces” [61]. Semiotic collectives are characterized by joint action as a representational
element, i.e., as a referent or representamen; PIMS-II distinguishes the following four kinds of
semiotic collectives:
1. In a Plurality , the members  (with ◁p) appear together as one representational
element, all contributing to this eect in the same way; the members of a plurality can be
anything other than another plurality or a structure.
2. In a Structure , the members  (with ≺ ) constitute one representational element, but
all in dierent roles; anything except structures can be a member of a structure.13
3. In an Articulation , to which its members are related by ◁r (“ realizes ”), dierent
realizations of a single representational element are grouped together; e.g., copies of
the same data item on dierent computers, multiple ways of denoting or encoding the
same molecular model, or spoken utterances and written versions of the Lord’s Prayer in
dierent languages can be grouped together into articulations. The realizations (members)
of an articulation cannot include any semiotic collectives.
4. A Proposition  has articulations  as its members, denoted ◁a (“ articulates  ”);
this construction is to be employed whenever there are several ways in which the same
propositional content was expressed and it is this shared semantic and/or pragmatic
content that is relevant, rather than the exact way in which it was stated.</p>
        <p>Following the paradigm of semiotic monism, no distinction is made between collectives that
appear as a referent or a representamen. Membership is further generalized to constitutivity
(denoted ¨C), cf. Axiom (23), which requires spatiotemporal overlap, and to underlying (denoted
¨C+), the transitive closure of ¨C, which is antireexive</p>
        <p>∀(≤  → ¨C) ∧ ∀(¨C → P˙− P˙),
∀ (︁ ¨C+ ↔ (∃(¨C+ ∧ ¨C) ∨ ¨C)︁)
∧ ¬∃ ¨C+;
(41)
(42)
e.g., the articulations “200” and “kPa” are constitutive of the articulation “200 kPa.” This relation
cannot be subsumed under proper parthood, since realizations of the same articulation “200” are
proper parts of realizations of other articulations, such as “200 K,” that are disjoint with “200 kPa.”
It is le open whether constitutivity is reducible to a construction involving modal relations;
work by Vogt [62] suggests that this is challenging, since there are many ways in which one
object may be constitutive of another.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>
        Arndt et al. observe that it is “very common for standardization bodies on all levels (regional,
super-regional, international) oen to provide an inconsistent, ambiguous set of concepts,
13Pluralities are permitted as members of structures, to be employed as follows: If  and  contribute to the
appearance of a structure as a referent or a representamen in the same way, while  contributes in a dierent way,
the structure has two members. First, the plurality of  and ; second, .
terms, and denitions. This is especially true for subjects that are relevant in a wide range of
domains” [63]. Ontology-based data technology aims at improving consistency, and facilitating
a uniform understanding of basic cross-domain concepts is a task that is usually attributed
to foundational ontologies. To achieve this goal, it is necessary to provide a formalization
of the underlying ontological paradigm, going beyond description logic which is insucient
to express many typical axioms. Mereotopology in combination with Peircean semiotics, or
mereosemiotics, is an ontological paradigm that is already in use by one foundational ontology
(EMMO [
        <xref ref-type="bibr" rid="ref23 ref24">23, 24</xref>
        ]), mid-level ontologies including PIMS-II [
        <xref ref-type="bibr" rid="ref20 ref21">20, 21</xref>
        ], and a great number of domain
ontologies, e.g., the eight domain ontologies from the Virtual Materials Marketplace (VIMMP)
project [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] the ontologies mentioned by Francisco Morgado et al. [
        <xref ref-type="bibr" rid="ref23">23</xref>
        ], and many more that are
being developed in projects funded from the Horizon 2020 research and innovation programme.
      </p>
      <p>Despite the uptake of this ontological paradigm in data management practice, there is little
literature so far on the interaction between spatiotemporal parthood/connectedness on the
one hand and cognitive processes consisting of Peircean triads on the other hand; none, to
the knowledge of the author, includes an axiomatization comparable to that of the paradigms
underlying other foundational ontologies. Addressing this challenge, the axiomatization of
the core parts of PIMS-II in modal rst-order logic, given in the present work,14 provides
mereosemiotics with an unambiguous formalization. While the present axiomatization does
not entail four-dimensionalism, it is consistent with it; thereby, it species a coherent approach
to integrating semiotics with four-dimensionalism and nominalism (strongly rejected by Peirce,
but enforced by the EMMO). By this approach, research data provenance can be denoted in terms
of cognitive processes, e.g., experimental procedures or simulation workows, documenting
the reliability and supporting the FAIRness of data that are made available on research data
infrastructures.</p>
      <p>
        Supplementary information is made openly accessible through Zenodo [
        <xref ref-type="bibr" rid="ref21">21, 64</xref>
        ].
      </p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work was funded by the German Research Foundation (DFG) through the National
Research Data Infrastructure for Catalysis-Related Sciences (NFDI4Cat), DFG project no. 441926934,
within the National Research Data Infrastructure (NFDI) programme of the Joint Science
Conference (GWK). It was facilitated by activities of the Innovation Centre for Process Data
Technology (Inprodat e.V.), Kaiserslautern, Germany. Discussions in the Metadata4Ing group within
NFDI4Ing, DFG project no. 442146713, are acknowledged.</p>
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    </sec>
    <sec id="sec-7">
      <title>Appendix: List of Concepts</title>
      <p>The following PIMS-II concepts are directly relevant to this work:
• Articulation: A semiotic collective  such that ∃ ◁r. the realizations  of a single
articulation  can include literal (written or digital) and non-literal (e.g., spoken) versions; taxonomy:
Articulation ⊑ SemioticCollective.
• Cognition: Process in which signs represent objects; taxonomy: Cognition ⊑ Process.
• CognitiveStep: Elementary cognition (e.g., a triad); taxonomy: CognitiveStep ⊑ Cognition.
• Collective: Anything that has members (an  with ∃ ≤ ); taxonomy: Collective ⊑ Object.
• GroundedCognition: Cognition that is logically preceded by a Presupposition, cf. Axiom (29);
taxonomy: GroundedCognition ⊑ Cognition.
• Interpretation: Semiosis that does not require the object to participate and be present physically;
taxonomy: Interpretation ⊑ Semiosis.
• Item: Connected component of spacetime, cf. Axiom (8); taxonomy: Item ⊑ Object.
• MereotopologicalCollective: Anything that is not an Item, i.e., any  such that ∃ ≤ ˙ ;
taxonomy: MereotopologicalCollective ⊑ Collective.
• Metonymization: Semantic change that satises Axiom (22) such that there is a “real causal
connection” [40, p. 142], C˙⋆′, between the old referent  and the new referent ′; taxonomy:
Metonymization ⊑ SemanticChange.
• Object: All that exists is an Object.
• Perception: Semiosis that requires the object to participate and be present physically, cf.
Axiom (20); taxonomy: Perception ⊑ Semiosis.
• Plurality: A semiotic collective  such that ∃ ◁p. Members  of a plurality  engage in
representation jointly, all in the same way or role; taxonomy: Plurality ⊑ SemioticCollective.
• Presupposition: Anchor point for epistemic grounding – some previous cognitive step that is not
subject to further scrutiny; taxonomy: Presupposition ⊑ CognitiveStep.
• Process: Connected region (Item) in which one or multiple objects participate (have a role), i.e.,
any  such that ∃ ¨P is a Process, cf. Axiom (16); taxonomy: Process ⊑ Item.
• Proposition: A semiotic collective  such that ∃ ◁a . The members of a proposition  are
articulations that express some joint semantic and/or pragmatic content, namely  ; taxonomy:
Proposition ⊑ SemioticCollective.
• SemanticChange: Cognitive step with the structure old referent – sign – new referent as in
Axiom (21), cf. Paradis [45]; taxonomy: SemanticChange ⊑ TriadicCognition.
• Semiosis: Cognitive step with the structure sign – object – interpretant following Peirce [38],
cf. Axiom (19); taxonomy: Semiosis ⊑ TriadicCognition.
• SemioticCollective: An  with ∃ ≤ ¨ , i.e., a collective that acts jointly as a representational
element (i.e., representamen or referent); taxonomy: SemioticCollective ⊑ Collective.
• Structure: A semiotic collective  such that ∃ ≺ . The members  of a structure  engage
in representation together, but all contributing in dierent ways or roles; taxonomy: Structure ⊑
SemioticCollective.
• TriadicCognition: Cognitive step that is constituted by the interaction between three elements,
i.e., any  such that ∃123 3 123; taxonomy: TriadicCognition ⊑ CognitiveStep.</p>
    </sec>
    <sec id="sec-8">
      <title>Appendix: List of Relations</title>
      <p>The following PIMS-II relations are directly relevant to this work:
symbol
hierarchy
isSpatiotemporallyDisconnectedFrom
isTemporallyConnectedWith
isTemporallyIncludedIn
isThirdElementIn
isTriadOf
logicallyPrecedes
realizes
sharesReferentWith
sharesRepresentamenWith
temporallyCoextendsWith
temporallyPrecedes
temporallyOverlapsWith
overlapsWith
underlies
⊤Q</p>
      <p>C
¬C
→
⊤Q
C
P˙− P˙
(For descriptions cf. http://www.molmod.info/semantics/pims-ii.ttl.)
(relates a TriadicCognition to an rdf:List)</p>
    </sec>
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