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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>FOUST</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Semantics Matters: A New Light on Ontological Commitments of Logics</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Fumiaki Toyoshima</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Satoru Niki</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ruhr University Bochum</institution>
          ,
          <addr-line>Universitätsstraße 150, D-44780 Bochum</addr-line>
          ,
          <country country="DE">Germany</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Université de Sherbrooke, 2500 Boulevard de l'Université</institution>
          ,
          <addr-line>Sherbrooke, QC, J1K 2R1</addr-line>
          ,
          <country country="CA">Canada</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>5</volume>
      <fpage>11</fpage>
      <lpage>18</lpage>
      <abstract>
        <p>It is a central foundational theme to specify ontological commitments that are implicitly embedded in formal logic. In this paper, we address a largely unexplored topic of ontological commitments of the semantics of logic. In particular, we focus on the idea of “modal logic without possible worlds” in contradistinction with the widespread usage of the possible-world semantics in formal ontology. More concretely, we present B. Vetter's potentiality-based theory of possibility and discuss how to develop a modal semantics that would accord with the modal primacy of dispositions in the upper ontology Basic Formal Ontology (BFO).</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;semantics</kwd>
        <kwd>ontological commitment</kwd>
        <kwd>modal logic</kwd>
        <kwd>possible-world semantics</kwd>
        <kwd>potentiality</kwd>
        <kwd>disposition</kwd>
        <kwd>Basic Formal Ontology (BFO)</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Logical representation languages are of paramount importance for formal ontologies. Gruber
[
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] famously defines an ontology in computer science as “an explicit specification of [a shared]
conceptualization”. Being inspired by this definition, Guarino [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] propounds the view (which is
formally furthered later [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]) that an ontology is a “logical theory accounting for the intended
meaning of a formal vocabulary”. Ontologies are so inextricably linked with logics that,
according to Garbacz &amp; Trupuz [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], language description can count as a desideratum for the identity of
ontologies. By this criterion, for instance, the first-order logical version of the upper ontology
Basic Formal Ontology (BFO) [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] is diferent from the Web Ontology Language (OWL) version
of BFO, although they may be intuitively said to be “(conceptually) the same”.
      </p>
      <p>
        Relatedly, it has been a prevailing orthodoxy, notably since Guarino [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ], that the design
and usage of a given logic for ontologies requires an accurate understanding of “ontological
commitments” [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] of the logic (roughly, what exists according to the logical system), as they
are often implicitly embedded in the logic [
        <xref ref-type="bibr" rid="ref3 ref8">3, 8</xref>
        ]. To take one example, Smith [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] argues
against what he calls ‘fantology’: the kind of ontologies that reflect naively the syntactic
surface of first-order (predicate) logic which is paradigmatically expressed by the formula
‘Fa’. He finds problematic the fantologist’s excessively reductive ontological commitment
solely to (universal-level) properties (‘F’) and so-called “bare particulars” (‘a’), as they function
merely as predications and names, respectively. Smith instead proposes a neo-Aristotelian
“sixcategory ontology” which is characterized by the dichotomy between universals and particulars
as well as the trichotomy among substantials (objects), qualities (properties in their general
sense), and processes (occurrents, perdurants). This proposal can be seen as an extension of
Löwe’s [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ] “four-category ontology” consisting of the universal/particular dichotomy and the
substantial/quality dichotomy. As Guarino [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] and Borgo &amp; Hitzler [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] observe, many existing
upper ontologies (such as BFO) are more or less built upon this four-category framework, or
even presumably upon the six-category one.
      </p>
      <p>
        The subject of ontological commitments of logics nonetheless remains relatively
uninvestigated (see Borgo &amp; Hitzler’s [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ] general overview). For instance, first-order logic is usually
taken to be a default option for formalizing ontologies, as is indicated by the fact that it is
embraced by (formalization of) the Guarino-style logical conception of ontologies [
        <xref ref-type="bibr" rid="ref2 ref3">2, 3</xref>
        ]. Far
from being problematic, the usage of first-order logic is indeed useful for articulating the kind
of ontological commitments that would otherwise go unnoticed e.g. in the OWL (which is
widely employed in the Semantic Web). For that matter, a moral from Smith’s [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] challenge to
fantology is the “correct” use (rather than the abandonment) of first-order logic in ontologies.
      </p>
      <p>
        However, many cases of ontology development rely almost exclusively on (modal) first-order
logic or the OWL and logics in ontologies have been recently discussed against this background.
Barlaiter &amp; Dapoigny [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ] elaborate a type-theoretical approach for ontologies that is expressive
enough to represent roles (e.g. students) as “dependent types”. Borgo et al. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] suggest that
other logics should be pursued in order to ameliorate ontological modeling (e.g. to reduce
redundant ontological commitments) with an illustrative example of the application of linear
logic [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ] to axiomatization of existing definitions of technical artifacts (e.g. screwdrivers).
Fillottrani &amp; Keet [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] analyze ontological commitments engrained in ontology languages,
including first-order logic and OWL2 DL.
      </p>
      <p>
        In this paper, we highlight a hitherto largely unexplored topic of ontological commitments of
the semantics of logic. A logical system is generally characterized by its syntax (language), proof
system (theory), and semantics (model). By and large, prior work revolves around ontological
commitments of the syntax of logic, as is illustrated by Smith’s [
        <xref ref-type="bibr" rid="ref9">9</xref>
        ] criticism of fantology. Borgo
et al. [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] focus mainly on logical operators while presenting Kripke resource frames for linear
logic: roughly, a resource-sensitive version of “Kripke frames” (to be explained below). Fillottrani
&amp; Keet [
        <xref ref-type="bibr" rid="ref16">16</xref>
        ] only touch upon the semantics of logics for ontologies, for example, by pointing
out that the semantics of first-order logic and OWL2 DL are both model-theoretic.
      </p>
      <p>
        A noteworthy exception is Loebe &amp; Herre’s [
        <xref ref-type="bibr" rid="ref17">17</xref>
        ] development of what they call ‘ontological
semantics’: the kind of model-theoretic semantics that is directly and purely based on ontological
entities. To illustrate it, they sketch out an ontological semantics for the syntax of first-order
logic. Their motivation is indeed close to ours, but their idea of ontological semantics may
be relatively general because it does not constrain which ontological entity underpins a given
ontological semantics. This is shown by their definition of “ontological structures”, by which
they mean interpretation structures of ontological semantics:
      </p>
      <p>Definition An ontological structure  can be described as  = (, 1, 2, ...)
where  is an arbitrary entity and the  are entities associated with .</p>
      <p>
        By contrast, we will consider more specific ontological commitments of the semantics of
logic. For this purpose, we focus on ontological commitments of the possible-world semantics
of modal logic and motivate the idea of “modal logic without possible worlds" in the context
of formal ontology with the example of the modal primacy of dispositions in BFO (Section 2).
Next, we present Vetter’s [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] potentiality-based theory of possibility and provide its simplified
but formally more rigorous reconstruction (Section 3). Then, we discuss how to build a modal
semantics that would be underpinned by the BFO ontology of dispositions (Section 4). Finally,
we conclude the paper with some brief remarks on future work (Section 5).
      </p>
    </sec>
    <sec id="sec-2">
      <title>2. Modal logic and its Ontological Commitments</title>
      <sec id="sec-2-1">
        <title>2.1. Modal logic and the Possible-World Semantics in Ontologies</title>
        <p>We begin by considering the usage of modal logic in ontologies. Modal logic is a family of
logical systems for such expressions as “It is necessary that ” (‘□ ’) and “It is possible that
” (‘♢ ’). We will sacrifice the use-mention markers at the altar of readability. According to
the possible-world semantics, such claims about necessity and possibility are to be intuitively
understood in terms of possible worlds as follows (note that “if” stands for “if and only if”):
□  is true if  is true in every accessible possible world.</p>
        <p>♢  is true if  is true in at least one accessible possible world.</p>
        <p>To put it formally, a Kripke frame ℱ = ⟨, ℛ⟩ is a pair consisting of a non-empty set 
(“possible worlds”) and a binary relation ℛ over  (“accessibility relation”). A Kripke model
ℳ = ⟨ℱ , ℐ⟩ consists of a Kripke frame ℱ and an interpretation function ℐ that assigns truth
values (1 or 0) to each atomic sentence relative to each world in . Then we can define the
valuation ℳ of □  (resp. ♢ ) for a model ℳ = ⟨, ℛ, ℐ⟩ with respect to a world  ∈  as
follows:
ℳ(□ , ) = 1 if for each  ∈ , if ℛ, then ℳ(, ) = 1
ℳ(♢ , ) = 1 if there is some  ∈  such that ℛ and ℳ(, ) = 1
Diferent formal conditions on an accessibility relation ℛ will determine the truth conditions
of diferent modal axioms. The next table shows some well-known modal axioms and their
corresponding accessibility conditions:</p>
        <sec id="sec-2-1-1">
          <title>Modal axiom Accessibility ℛ is</title>
          <p>(K) □ ( →  ) → (□  → □  ) (no requirement)
(T) □  →  reflexive
(B)  → □♢  symmetric
(4) □  → □  transitive
(5) ♢  → □♢  Eucledian</p>
        </sec>
        <sec id="sec-2-1-2">
          <title>Conditions on Frame ℱ</title>
          <p>(no requirement)
ℛ
ℛ ⇒ ℛ
(ℛ and ℛ) ⇒ ℛ
(ℛ and ℛ) ⇒ ℛ</p>
          <p>
            As Borgo et al. [
            <xref ref-type="bibr" rid="ref14">14</xref>
            ] say, modal logic is an exceptional use case of non-classical logics in
ontologies (as compared to OWL languages, which can be thought to be classical, as they are
roughly decidable fragments of first-order logic). Furthermore, many modal formulations of
ontologies are based on the so-called system S5: the logical system that has the Kripke model
where the accessibility relation ℛ is an equivalence relation (i.e. reflexive, symmetric, and
transitive). Examples include the S5 formalization [
            <xref ref-type="bibr" rid="ref19">19</xref>
            ] of the notion of rigidity in the
OntoClean [
            <xref ref-type="bibr" rid="ref20">20</xref>
            ] methodology, Bittner’s [21] two-dimensional S5 formulation of physical possibilities
in classical physics, and the S5 axiomatizations of such upper ontologies as the Descriptive
Ontology for Linguistic and Cognitive Engineering (DOLCE) [22] and the Unified Foundational
Ontology (UFO) [23, 24, 25].1
          </p>
          <p>Let us now turn to the issue of ontological commitments in modal logic, especially those of
the possible-world semantics. To be sure, the possible-world semantics is a convenient formal
tool and its usage does not ipso facto entail any ontological commitment to possible worlds
(whether concrete [26] or abstract [27, 28]). However, it would be as natural to problematize
ontological commitments of the semantics of logic, just as those of the logical syntax (which
we discussed in Section 1). In the present case study, that is to say, we should not read of an
ontology of possible worlds naively from the possible-world semantics. As a matter of fact,
aforesaid modally formalized ontologies seem to be neutral on the nature of possible worlds,
as they do not endorse a specific theory of them. At the same time, the question can arise
as to what is an ontological underpinning of the possible-world semantics. For instance, the
modal formalizations of DOLCE [22] and UFO [23, 24, 25] subscribe to the possibilist account of
modality, whereby there are merely possible individuals (“possibilia”) in other possible worlds
than our actual one, as is often illustrated by Lewis’s [26] example of talking donkeys. It is
not clear what possibilia are supposed to mean in these ontologies, if we do not take seriously
possible worlds.</p>
          <p>
            Another issue can be raised concerning the widespread usage of the system S5 in ontologies.
To consider this point, it would be useful to understand varieties of modality [29]:
• Logical modality: “Necessarily, 2 + 2 = 4.”
• Metaphysical modality: “I could not have been born of diferent parents.”
• Nomic modality (aka nomological/physical modality): “Nothing can travel faster than
light.”
• Dynamic modality (aka circumstantial modality): “I can swim because the pool is there.”
• Deontic modality: “You must wash your hands before lunch.”
• Epistemic modality: “He must be the real murderer.”
Quite importantly, the system S5 is generally reckoned to be a congruous formal system for
representing metaphysical modality. It would be therefore reasonable to think that existing
modalized ontologies tend to embrace the system S5 because of their primary interest in
1To be more precise, the S5 formalizations of rigidity [
            <xref ref-type="bibr" rid="ref20">20</xref>
            ] and DOLCE [22] are also committed to the Barcan
formula (∀□ () → □ ∀()); and those of Bittner’s ontology [21] and UFO [23, 24, 25] are to the converse
Barcan formula (□ ∀() → ∀□ ()) as well as the Barcan formula.
metaphysical modality, as is witnessed by the fact that the UFO [23, 24, 25] modal formalization
explicitly refers to alethic modality (roughly, logical and metaphysical modalities).
          </p>
          <p>However, it is controversial whether the system S5 is the correct logic of metaphysical
modality. For instance, the system S5 validates the axioms (B), (4), and (5); but they are questioned
with respect to metaphysical modality by Dummett [30], Salmon [31], and Wedgwood [32],
respectively. Moreover, it is not obvious whether the system S5 is the most suitable choice for
ontologies in many contexts, as other non-metaphysical kinds of modality (e.g. nomic modality)
may be sometimes a main focus of ontologies. It might be thus worth exploring other weaker
systems than S5 in modal formalizations of ontologies.</p>
        </sec>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Modal Logic without Possible Worlds: A Motivating Example of the</title>
      </sec>
      <sec id="sec-2-3">
        <title>Modal Primacy of Dispositions in BFO</title>
        <p>
          We have brought for discussion the subject of ontological commitments of the semantics of
logic, above all of the possible-world semantics of modal logic. One may be still skeptical of the
value of careful consideration of the ontological significance of the possible-world semantics
(see also Loebe &amp; Herre’s [
          <xref ref-type="bibr" rid="ref17">17</xref>
          ] discussion on what they call ‘motivating problems’ with their
idea of ontological semantics). For one thing, being detached from logical semantics, the notion
of possible worlds (often together with Lewis’s [33] accompanying idea of “counterparts”) is
highly helpful for ontological modeling (e.g. of properties [34] and spatial information [35]) and
possible worlds may be construed epistemically as information systems or contexts/situations. It
may be a pragmatic decision to utilize the possible-world semantics with no serious engagement
in its ontological import.
        </p>
        <p>To motivate the current inquiry, let us consider the BFO ontological category of dispositions.
A disposition is a property that is associated with a realization, namely to a specific possible
behavior of the bearer of the disposition such that the disposition exists in virtue of certain
features of the physical makeup of the disposition bearer [36, 37]. To take a canonical example,
the fragility of this glass is the disposition to be realized in the glass being broken when the
glass is pressed with a certain degree of force; and this fragility exists in virtue of some specific
molecular structure of the glass. Note that BFO adopts a realist methodology for ontology
development according to which ontologies should represent what exists in (scientific) reality
[38]; and dispositions have a modal nature: they can realize themselves in some associated
circumstances.</p>
        <p>We focus on the following explanation of the BFO category of dispositions:</p>
        <p>Incorporation of dispositions into the BFO ontology provides a means to deal with
those aspects of reality that involve possibility or potentiality without the need for
complicated appeals to modal logics or possible worlds. [5, p. 102]
How should we understand this statement? First of all, it is questionable whether and how
an ontology of dispositions can help BFO to dispense with modal logic. Logic is supposed to
explicate implicit characteristics of (conceptualization of) reality in formal ontologies. Granted
that modality is a key component of reality (and thus deflationism about modality is of the
table), modal logic can be plausibly taken to be an appropriate language for specifying more
fully the BFO ontology, which is presently available only in classical logics such as first-order
logic and the OWL, to the best of our knowledge.</p>
        <p>The excerpt under discussion can be arguably better understood in terms of ontological
commitments of the semantics of logic. That is, even if BFO is formalized with the
possibleworld semantics, it is an ontology of dispositions, but not of possible worlds, that serves, as it
were, as the main source of modality within the BFO framework. Then, we encounter a variant
of the thorny problem that we specified in Section 2.1: how to find a dispositional underpinning
of the possible-world semantics. More concretely: what is a dispositional interpretation of a
non-empty set  of “possible worlds” and an “accessibility relation” ℛ over  in a Kripke
frame? This question may be too dificult to answer, at least momentarily.</p>
        <p>
          However, we could work around this conundrum by adopting another approach to the
connection between logic and ontologies. To enhance practical knowledge formalism, Guarino
[
          <xref ref-type="bibr" rid="ref8">8</xref>
          ] proposes to develop formal languages whose constructs are ontologically “non-neutral”. As
Borgo &amp; Hitzler [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ] say, his idea is to have ontological commitments built directly into the
language so that the user does not need to code the ontological assumptions of the representation
constructs. If we apply this strategy to the level of semantics and reinterpret the issue of a
dispositional grounding of the possible-world semantics, our focal point will be an alternative
semantics to the possible-world one which would have a built-in BFO ontology of dispositions.
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. B. Vetter’s Potentiality-Based Theory of Possibility</title>
      <p>We are now interested in a “dispositionally modal semantics” with no ontological commitment
to possible worlds which can be imported into the BFO ontology. In point of fact, the conception
of “modal semantics without possible worlds” has been explored before in philosophical logic,
although it may not be mainstream there. For instance, Kearns [39] develops a four-value and
non-deterministic hierarchic semantics for such normal logical systems as S5 (which is furthered
with more general results [40]). While his proposal aims for general ontological neutrality, we
will consider a modal semantics that is rooted in a dispositional theory of modality [41, 42]
according to which, roughly, a state of afairs (e.g. of this glass being broken) is possible just in
case there is some disposition with a primitive modal profile (e.g. the fragility of the glass) the
realization of which is (or included in) that state of afairs.</p>
      <p>
        There are several preceding works on dispositionally modal semantics (see Warmke’s [43]
general overview): for example, Jacob’s [44] proposal to define modality in terms of
counterfactuals, which are in turn defined in terms of dispositions (or “powers” in his terminology)
(but see Warmke’s [43] criticism). In the interest of space, we will focus on Vetter’s [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ]
framework for modality that is based on her ontology of potentialities (which she distinguishes from
dispositions, as we will explain below), because it is arguably one of the most well-developed
dispositional (in its broad sense) accounts of modality.
      </p>
      <sec id="sec-3-1">
        <title>3.1. Conceptual Framework</title>
        <p>
          Let us adumbrate the conceptual core of Vetter’s [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] potentiality-based theory of modality. She
begins by thinking that the ordinary conception of dispositions may be ill-suited for ensuring a
whole range of modal truths. As we said, for instance, the modal proposition “Possibly, this glass
breaks” can be made true in virtue of the fragility of the glass such that this disposition can be
realized in the glass being broken. Consider however the fact that a (new) steel bridge can also
break e.g. owing to a huge explosion. Since we usually do not ascribe fragility to this bridge,
the truth of the modal proposition “Possibly, this steel bridge breaks” would be inexplicable in
terms of dispositions of the bridge (refer to Wang [45] for detailed discussion).
        </p>
        <p>This observation motivates Vetter to elaborate her notion of potentiality which undergirds the
modality of dispositions. According to her analogical explanation, potentiality is to disposition
what height is to tallness, in spite of the fact that, being a theoretical posit, potentiality is
intuitively harder to grasp than height. Tallness admits of degrees and to be qualify as tall
(in a context), a person needs to have a suficiently great height (in that context). Similarly,
dispositions are gradable and to have some disposition (in a context), an object needs to possess
the relevant potentiality to a suficiently high degree (in that context). Going back to the example
of fragility, both modal propositions “Possibly, this glass breaks” and “Possibly, this steel bridge
breaks” can be made true in virtue of the fact that both the glass and the bridge have some
potentiality that is relevant to fragility (disposition), albeit to a difering degree.</p>
        <p>To generalize, one of the basic tenets of Vetter’s potentiality approach to modality, inter alia
to possibility, is that: “It is possible that p just in case something has a potentiality for it to
be the case that p” [18, p. 103]. However, several important tweaks are to be added for this
characterization to be a full-fledged account of metaphysical modality. Consider the following
modal truths (which are extracted from her discussion):
(A) It is possible that Hannah and Jane together play a duet for flute and piano.
(B) It is possible that my granddaughter is a painter (assuming that I presently have no
granddaughter).</p>
        <p>Since neither Hannah nor Jane can play a duet on her own, the explanation of the modal truth
(A) requires introducing joint potentialities: potentialities possessed by several objects together.
As a result, the modal truth (A) is grounded in the joint potentiality of Hannah and Jane to play
a duet. Moreover, in Vetter’s view, joint potentialities ground extrinsic potentialities, and vice
versa. That is to say, an object has a joint potentiality together with other objects if and only if
the object has some extrinsic potentiality: a potentiality that the object would lose with the
change of such external objects. To illustrate this point, Hannah has an extrinsic potentiality to
play the flute for the duet with Jane.</p>
        <p>In contrast, the modal truth (B) may be more problematic for the potentiality account of
possibility, for my granddaughter does not exist at present or even in no way exists. Such
cases can be accommodated by recourse to iterated potentialities. Then, the modal truth (B) is
grounded in my potentiality to have a child who has the potentiality to have a daughter who
has the potentiality to be a painter. To use Vetter’s expression, I serve as a “witness” for the
possibility of my granddaughter being a painter. Given these three varieties of potentialities
(joint, extrinsic, and iterated), Vetter provides the following potentiality-based definition of
possibility:</p>
        <p>POSSIBILITY: It is possible that p = Something has a (...) potentiality for it to be
the case p. [18, p. 247]</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Formal Framework</title>
        <p>Here we shall give a somewhat simplified account of Vetter’s formal semantics described in
[18, Appendix]. In comparison to the formulation below, the original semantics includes plural
terms and has a more relaxed (informal) account of truth. We shall see that ours is a sound
specification of the original formalisation.</p>
        <p>The system P of Vetter uses an enhanced first-order language ℒ. For each variable  and a
sentence [/], we include . (“ is such that ”: a device to turn a formula into a predicate)
as a unary predicate. Furthermore, for each unary predicate Φ , we include   [Φ] (“potentially
Φ ”) as another unary predicate. The primitive connectives of ℒ are {¬, ∧, ∨, →, ≡} , and the
ifrst-order quantifiers are {∀, ∃}.</p>
        <p>Then the notion of a model is introduced by first defining a larger class of pre-models.
Definition 1. A pre-model is a triple ⟨, ,  ⟩ where  is a non-empty domain, and  is an
interpretation such that:
• it assigns to each constant  an element () ∈ .</p>
        <p>• it assigns to each -place predicate Φ an -ary relation (Φ) .</p>
        <p>Let ℒ() be the language extended with constants ¯ for each  ∈ , such that (¯) = . Then
 is a mapping that assigns a value  () ∈ {0, 1} for each sentence  of ℒ(), according to the
following conditions.</p>
        <p>•  (Φ( 1, . . . )) = 1 if ⟨(1), . . . , ()⟩ ∈ (Φ) .
•  (¬) = 1 if  () = 0.
•  ( ∧  ) = 1 if  () = 1 and  ( ) = 1.
•  ( ∨  ) = 1 if  () = 1 or  ( ) = 1.
•  ( →  ) = 1 if  () = 0 or  ( ) = 1.
•  ( ≡  ) = 1 if  () =  ( ).
•  (∀) = 1 if  ([/¯]) = 1 for all  ∈ .</p>
        <p>•  (∃) = 1 if  ([/¯]) = 1 for some  ∈ .</p>
        <p>Next, we pick out from the class of pre-models the ones that satisfy some desirable properties
required by Vetter. A pre-model is a model if  further satisfies the following conditions.
•  ((. )()) = 1 if  (()) = 1.
• If  (Φ( ) ≡ Ψ( )) = 1 then  ((  [Φ]( ) ≡   [Ψ]( )) = 1.
•  (  [.
∨  ]()) = 1 if  (  [. ]() ∨   [.
]()) = 1.
• If  (Φ( )) = 1 then  (  [Φ]( )) = 1.</p>
        <p>• (  [. ∧ ¬]()) = 0.</p>
        <p>We write |=  if () = 1 for any model ⟨, , ⟩. It is then straightforward to check that
the conditions for  and potentiality given for P in [18, p. 306] are satisfied in our formulation
as well. Hence our semantics validates the principles required for the original semantics to
define modality. We therefore claim that it is a sound specification of Vetter’s account.</p>
        <p>As a preliminary notion for possibility, an operator stating ‘something has a potentiality to
be such that ’ (where this potentiality can be extrinsic or joint) is implemented in P by the
following.</p>
        <p>♢  := ∃  [. ]().</p>
        <p>Note however that this original formulation can be problematic.2 Given a predicate of the form
(, ), the formula ♢ Φ is ambiguous because it is unclear whether the relevant potentiality is
  [. (, )] or   [. (, )]. If the above formulation is in fact defective, then one
possible solution would be to restrict the number of occurrence of free variables in  to ≤ 1.</p>
        <p>For a notion of modality adequate for metaphysical possibility, we need some further
machinery. Let us define ♢ 0 =  and ♢ +1 = ♢ (♢ ). Then we introduce a new operator ♢ * ,
such that we have the following additional clause for the sentences of the form ♢ * .</p>
        <p>• (♢ * ) = 1 if (♢ ) = 1 for some  ∈ N.</p>
        <p>We can see this as the formal counterpart of the iterated potentiality discussed in Section 3.1
(e.g. my potentiality to have a child who has the potentiality to have a daughter who has the
potentiality to be a painter). Finally, the desired notion of necessity is defined in a classical
manner, namely □  := ¬♢ * ¬.</p>
      </sec>
      <sec id="sec-3-3">
        <title>3.3. Ontological commitments of Vetter’s potentiality semantics</title>
        <p>We make some brief remarks on Vetter’s “potentiality semantics” as compared to the
possibleworld one in respect of ontological commitments. First and foremost, the potentiality semantics
strives to steer clear of an ontology of possible worlds. In the system P, the “iterative possibility
operator” ♢ * is defined in terms of the “non-iterative possibility operator” ♢ , which is in turn
defined in terms of the “potentiality (unary) predicate”   [Φ] . This stands in marked contrast
with the definition of the possibility operator by means of the accessibility relation between
possible worlds (see Section 2.1). Relatedly, the potentiality semantics would espouse the
ontological priority of possibility over necessity, as the necessity operator is defined in terms
of the (iterative) possibility operator (□  := ¬♢ * ¬), but not vice versa. In the possible-world
semantics, by contrast, it may be sometimes taken to be conventional whether the necessity
operator defines the possibility one ( ♢  := ¬□ ¬) or the other way around (□  := ¬♢ ¬).</p>
        <p>2There is another possibly odd feature in the system.   [. → ]() and   [. ¬( → )]() are
(by the first condition of a model) equivalent to  →  and ¬( → ), respectively. Hence (  [Φ]() ≡
  [. → ]()) ∨ (  [Φ]() ≡   [. ¬( → )]()) follows from an instance of the law of
excluded middle (  [Φ]() ∨ ¬  [Φ]()), for general Φ; this may be counterintuitive as a relation between
potentialities.</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion: Towards a Dispositionally Modal Semantics for BFO</title>
      <p>
        Our investigation is motivated by a modal semantics that would dovetail with the modal primacy
of dispositions in BFO without recourse to possible worlds (see Section 2.2). In this section, we
will discuss how to develop such a “dispositionally modal semantics” for BFO in terms of Vetter’s
[
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] potentiality-based semantics for metaphysical modality. Moreover, we will consider how a
dispositionally modal semantics can cohere with the system S5. For one thing, the integration
of BFO with the notion of rigidity [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ] of property types have been investigated because of its
usefulness in BFO [46] and rigidity is formalized in the system S5 [
        <xref ref-type="bibr" rid="ref19">19</xref>
        ]. In particular, we will
discuss the axioms (T) and (5) of S5 (which were explained in Section 2.1) because they would
raise noteworthy foundational issues.
      </p>
      <sec id="sec-4-1">
        <title>4.1. Potentialities in BFO</title>
        <p>First of all, it is necessary to consider where Vetter’s notion of potentiality is to be located
within the BFO framework that claims to embrace the modal primacy of dispositions. An
apparent problem is that Vetter sharply distinguishes potentialities from dispositions. However,
potentialities can be dispositionally construed under some auxiliary assumptions. McKitrick
[47] develops a pragmatically motivated, very broad conception of dispositions that is useful for
characterizing multifarious entities dispositionally, according to which potentialities could be a
subtype of dispositions (see Toyoshima et al.’s [48] detailed discussion). Following McKitrick, we
can provide a dispositional reformulation of Vetter’s potentiality-based theory of metaphysical
modality. For instance, iterated potentialities can be understood as “predispositions” [49]:
dispositions to acquire further dispositions.</p>
        <p>Nonetheless, potentialities may not be restricted only to the BFO category of dispositions, even
if they are dispositionally interpreted in McKitrick’s manner. Consider for example extrinsic
potentialities (in Vetter’s terms) or extrinsic dispositions (in McKitrick’s terms). An extrinsic
disposition is a disposition that exists (at least partially) in virtue of the way the world that is
external to the bearer is. Now, BFO describes a disposition as an internally grounded realizable
entity: if a disposition ceases to exist, then the physical makeup of the disposition bearer is
thereby changed. As Toyoshima et al. [48] say, it would be reasonable to think that extrinsic
dispositions are not dispositions in BFO because they are not internally grounded. For example,
Hannah’s extrinsic disposition to play the flute for the duet with Jane can cease to exist even
without Hannah’s physical changes, e.g. when Jane ceases to exist. This means that, to be
modally formalized à la Vetter, the BFO thesis of the modal primacy of dispositions would
need to be softened in such a way that the term ‘disposition’ therein refers to dispositions in
McKitrick’s sense of the term, beyond the BFO category of dispositions.</p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Validating the Axiom (T)</title>
        <p>
          Vetter [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] says that her potentiality semantics validates the axiom (T), to be exact, its
“potentiality translation”: that is, |= □  →  or equivalently |=  → ♢ * . However, Yates [50] questions
the plausibility of this result because it is based on the introduction of problematic kinds of
potentialities. His driving example is the mathematical truth 2 + 2 = 4 and we write ⟨2 + 2 = 4⟩
as this true proposition for convenience. From the axiom (T), it follows that |= ♢ * ⟨2 + 2 = 4⟩.
Informally, there is a witness with a potentiality for the possibility that ⟨2 + 2 = 4⟩.
        </p>
        <p>The issue here is which entity would serve as such a witness. Vetter’s answer is that this
potentiality is possessed by anything whatsoever and it is always manifested (where
manifestations of potentialities can be understood by analogy with realizations of dispositions). To
put it diferently, everything has a potentiality to be such that ⟨2 + 2 = 4⟩ (note that this
non-orthodox expression corresponds to the unary predicate . Φ in Vetter’s formal system).
Yates argues that this approach is ad hoc in the sense of being committed to what he calls a
‘plenitude of powers’ and Vetter’s potentiality-based theory of modality fails to validate the
axiom (T), which Vetter (as well as Yates) takes to be a requirement of a logic of metaphysical
modality.</p>
        <p>Controversy continues as to whether a general dispositional approach to modality (including
Vetter’s) can validate the axiom (T) [51, 52, 53, 54]. Instead of sifting through this debate, we
will briefly consider how Vetter’s strategy would be available to a BFO-based dispositionally
modal semantics. Consider the example of a potentiality to be such that ⟨2 + 2 = 4⟩. Unlike
other potentialities that we have seen so far, such potentialities are possessed by anything and
always manifested. While it might be safe to postulate dispositions possessed by anything,
these potentialities would be better characterized in terms of the BFO category of qualities than
of realizable entities (including dispositions), because they are always manifested and would fit
well with the BFO conception of qualities (e.g. shape, mass, and color): “if [a quality] inheres in
an entity at all, [it] is fully exhibited, manifested, or realized in that entity” [5, p. 183].</p>
        <p>This can raise an interesting question about qualities, realizable entities, and their relationship
from a modal point of view. As was shown in Section 4.1, potentialities would correspond to a
wide range of realizable entities, including dispositions in BFO. Discussion on the validity of
the axiom (T) would imply that the notion of potentiality could also apply to some qualities,
beyond realizable entities. At the same time, the modal feature of qualities would not be as
salient as that of realizable entities. This will motivate us to consider carefully the distinction
between qualities and realizable entities, especially from a modal perspective. This topic can be
further linked with the general ontological distinction between categorical and dispositional
properties (cf. [47]). In short, the building of a dispositionally modal semantics for BFO will
necessitate closer scrutiny of specifically dependent continuants in general, as they are a parent
type of qualities and realizable entities.</p>
      </sec>
      <sec id="sec-4-3">
        <title>4.3. Validating the Axiom (5): Is Modal Dispositionalism Very Limited?</title>
        <p>
          We will move onto the axiom (5). While being agnostic as to whether the logic of metaphysical
modality should comprise (5) (or even (4)), Vetter [
          <xref ref-type="bibr" rid="ref18">18</xref>
          ] submits, albeit tentatively, that her
potentiality-based theory of possibility can validate (5) under some auxiliary assumptions. Her
argument begins by discussing potentialities in time, above all of “past-concerning potentialities”:
to borrow her example, my potentiality to be in London on January 1, 2000.3 To figure out
3This is an example of “tenseless potentialities” and there can be also such “tensed potentialities” as my
potentiality to have been in London. For our expository purpose, it will sufice to discuss tenseless potentialities only. For
details on potentialities and time, refer to Vetter [18, Chapters 5.8, 6.1 and 7.9].
past-concerning potentialities, she considers what she calls the ‘triviality thesis’. According
to this thesis: “past-concerning potentialities are possessed if and only if their manifestation
properties are, and hence are possessed to maximal degree if they are possessed at all” [18, p.
189], where an object possesses a potentiality to be  to the maximal degree if and only if the
object lacks the potentiality not to be . The pivotal idea is that, granted that the past is “fixed”,
we cannot change the past. To paraphrase it, we have no potentiality for the past to have been
diferent from the way as it was actually so. Therefore, if I now have a potentiality to be in
London on January 1, 2000, then this potentiality must be maximal-degree in the sense that I
now lack the potentiality not to be in London on January 1, 2000.
        </p>
        <p>Let us focus on the axiom (5): ♢  → □♢ . A “potentiality reading” of (5) is ♢ *  → □♢ *  or
equivalently ♢ *  → ¬♢ * ¬♢ * : if something has an iterated potentiality for , then nothing
has an iterated potentiality for it to be the case that nothing has an iterated potentiality for
. In other words: “given an iterated potentiality, there are no potentialities for that iterated
potentiality never to be possessed” [18, p. 212]. Consider now some entity e (or entities) that
existed at the very first moment of the universe. Given the triviality thesis, nothing ever has
a potentiality for e to have diferent potentialities at the first moment of the universe, to wit,
to have their potentialities never been possessed. The potentialities of e are “fixed” in this
sense. Suppose that e is the necessary existent (which Kimpton-Nye [55] calls the ‘NEC’) which:
“already had iterated potentialities for every potential development of the universe” [18, p. 213],
namely iterated potentialities for all other potentialities that exist at any time of the universe.
Because of the “fixedness” of the potentialities of the NEC, it follows that: “for every iterated
potentiality, nothing has an even iterated potentiality for it to be the case that nothing has an
iterated potentiality for the same ultimate manifestation” (ibid.). This line of reasoning, or the
“NEC story” [55], leads to the validity of (5) within the potentiality framework.</p>
        <p>Prima facie, nothing would hinder BFO from postulating the NEC and the NEC story would
allow a dispositionally modal semantics to validate the axiom (5). There are nonetheless two
concerns as to the NEC story. First, it may be criticized for being ad hoc, as with the validation of
(T) based on a “plenitude of powers”. Second, it may conflict with the intuition that many actual
entities are contingent beings and none of the actual (contingently) existing entities may have
existed [43, 45]. More broadly, there is a classical objection to a general dispositional approach
to modality (including Vetter’s) which is sometimes called ‘modal dispositionalism’: it fails to
account for so-called ‘global modality’ [45] (e.g. the possibility of talking donkeys) because
dispositions are properties of locally existing individual entities and dispositional modality can
only cover local possibilities (and, at best, their limited generalization, as illustrated by iterated
potentialities in Vetter’s theory).</p>
        <p>There are at least two ways of responding to this objection from global modality. One is
that it may not be clear whether modal dispositionalism must cover all the possibilities that
one would be willing to recognize pre-theoretically. We are primarily concerned with how
modal dispositionalism can explain metaphysical possibility (which is assumed to correspond to
the system S5). The objection seems to assume that pre-theoretical intuition (“conceivability”)
about possibility is good guide to metaphysical possibility, but this is highly questionable (see
Borghini &amp; Williams’s [41] detailed discussion). To say the least of it, conceivability does
not determine metaphysical possibility and their alleged strong connection may be due to a
dominant possible-world-based understanding of modality [55]. It may be thus unproblematic
that the possibility of talking donkey is outside the reach of modal dispositionalism.</p>
        <p>The other, more positive response is that modal dispositinalism could accommodate such
possibilities as talking donkeys. Vetter’s theory can allow for merely possible (as well as actual)
potentialities because it introduces iterated potentialities and, when an entity has a potentiality
to have a potentiality, the latter potentiality may be merely possible (cf. [41]). We can therefore
think, for example, that this donkey has a potentiality to have a potentiality to talk. If one
is agnostic as to such iteration-based merely possible potentialities, another interpretation
available would be that the donkey “type” (rather than individual monkeys) has a potentiality
to talk. This reply requires types to be able to have potentialities, but Vetter’s approach could
accept it because it would be compatible with the claim that mathematical objects (e.g. numbers)
have potentialities [18, Chapter 7.7].</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>
        To recapitulate briefly, we spotlighted ontological commitments of the semantics of logic. In
particular, we focused on ontological commitments of the possible-world semantics of modal
logic and their potential problems. Being motivated by the idea of modal logic without possible
worlds, we presented a reconstructed version of Vetter’s [
        <xref ref-type="bibr" rid="ref18">18</xref>
        ] potentiality-based theory of
possibility and discussed how to develop a modal semantics that would cohere with the modal
primacy of dispositions in BFO.
      </p>
      <p>In the future, we will further this discussion in a formally more rigorous way in order to take
concrete steps towards a BFO-based dispositionally modal semantics. This line of inquiry is
expected to shed light on the largely unexplored modal aspect of dispositions (partly because
they tend to be investigated with a pragmatic emphasis on their OWL representation [36, 37])
and also to facilitate a better ontological and formal comparison between BFO and other upper
ontologies such as DOLCE and UFO. Regarding this direction of study, it may be helpful to
look into a modal formalization of agency based on the deliberative STIT (“Seeing To It That”)
operator [56] because agency is intimately connected with the capability to do something and
capabilities could seen as a kind of potentialities (see also Troquard et al.’s [57] analysis of
ontological assumptions of the STIT logic).</p>
      <p>Finally, it is well worth registering that we thought, more or less conservatively, that a
BFO-based dispositionally modal semantics needed to capture metaphysical modality and this
modality corresponded to the system S5. We made these assumptions partly because our
argumentation would be otherwise dificult to comprehend owing to the disconnection from
the orthodox view of modality and modal logic. As we explained in Section 2.1, however, we
can have good reason to doubt or even deny these premises. A radical departure from such
restrictions will yield a number of diferent approaches to modal semantics. As this outlook
exemplifies, semantics matters when it comes to ontological commitments of logic.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>FT acknowledges financial support by the SPOR Canadian Data Platform (CIHR). The research
of SN is supported by a Sofja Kovalevskaja Award of the Alexander von Humboldt-Foundation,
funded by the German Ministry for Education and Research.
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