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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>A. Mamudu)</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A Conceptualisation of Process Mining Impacts</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Azumah Mamudu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Queensland University of Technology</institution>
          ,
          <addr-line>2 George Street, Brisbane City, QLD 4000</addr-line>
          ,
          <country country="AU">Australia</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>000</volume>
      <fpage>0</fpage>
      <lpage>0003</lpage>
      <abstract>
        <p>As the process mining domain continues to see growing interest among various industry sectors globally, it is expedient to study its impact in organisations. Currently, no models or frameworks exist specifically to assess the impact of process mining. Although generic IT/ IS impact models or frameworks could be adopted, they are unlikely to cater to the contextual nuances particular to the process mining environment. This study aims to provide a clear conceptualised understanding of process mining impact and its success factors and contextual elements. The extent to which these contextual factors contribute to Process Mining impact will also be ascertained. Applying a multi-phased qualitative analysis approach, secondary data from published case studies and empirical data from real-life case studies will be analysed to derive an empirically validated process mining impact model. Current research progress includes a structured literature review on Success literature and building an a priori model from the analysis of secondary case studies.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Process mining success</kwd>
        <kwd>process mining impact model</kwd>
        <kwd>process mining impact</kwd>
        <kwd>impact models</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Background and Research Problem</title>
      <p>analytics market size will grow from $185 million in 2018 to $1.42 billion at a Compound Annual
Growth Rate (CAGR) of 50% 3.</p>
      <p>
        Considering current market trends and the attention of the BPM research community towards
the applicability of process mining in organisations [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ], a unique opportunity is presented to
thoroughly investigate the nature of impact in the process mining domain. This forms the crust
of my research.
      </p>
      <p>Using qualitative analysis techniques, this research seeks to conceptualise the notion of
impact in process mining through empirically-derived assessment models that elaborately
capture its key dimensions and contextual elements.</p>
      <p>This study proposes a definition for process mining impact as a short- or long-term outcome or
series of outcomes, perceived by relevant stakeholders which is directly or indirectly attributable
to the implementation and use of a process mining tool in an organisation.</p>
      <sec id="sec-1-1">
        <title>1.1. Research problem and questions</title>
        <p>
          As process mining continues to proliferate the business environment, the evidence to support its
impact and contribution to organisations is mostly anecdotal. To the best of my knowledge, apart
from reports and use cases from practitioners, tool vendors and consultants [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ], no empirically
designed models or frameworks exist for assessing the impact of process mining outcomes in
organisations. It could be argued that existing generic impact models could be used to measure
impact in process mining. However, such generic models or frameworks are less likely to
properly capture the unique contextual nuances that pertain to the process mining environment.
This could hinder a deep appreciation of the nature of impact that process mining provides
and inhibit its potential to provide optimal value as a technology investment [
          <xref ref-type="bibr" rid="ref9">9</xref>
          ]. Based on
this motivation, this research seeks to propose an extensive model that identifies and evaluates
process mining impact and its influencing contextual factors.
        </p>
        <p>To achieve this, the following research questions are posed:
1. How can the impact of process mining be conceptualised (constituents and key
dimensions)?
2. What are the diferent contextual elements that can influence process mining impact?
3. How might the impact of process mining difer based on the contextual elements identified
in RQ 2?</p>
      </sec>
      <sec id="sec-1-2">
        <title>1.2. Research contribution</title>
        <p>This study is expected to make the following theoretical contributions to research.
• Provide a clear conceptualised understanding of process mining impact.
• Provide a synthesis of existing literature on contextual elements of process mining impact
to address RQ 3 (secondary contribution).
• Deliver a deep understanding of the changing nature of PM impact based on contextual
elements.
• Propose a set of artefacts, actionable principles and procedural guidelines for measuring
the interrelationships between process mining impact and contextual factors.
3https://research.aimultiple.com/process-mining-stats/</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Related Work</title>
      <p>
        Current success research in process mining mainly explores critical success factors for adopting
process mining. A key literature on process mining success is [
        <xref ref-type="bibr" rid="ref10">10</xref>
        ]. They propose a model from
theoretical and empirical foundations which identifies success factors and measures for process
mining. Another relevant study focuses on the success factors for process mining adoption
in organisations [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. They explore the enabling factors and challenges for the early stages
of adopting process mining tools by organisations. Elements such as speed, eficiency and
compliance are identified as key success factors in [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ] for achieving automation and digital
transformation in process mining although their main study focus is not success factors.Two
other studies by [12] and [13] touch on the impact and value realisation of process mining, but
they provide no clear direction to achieving these objectives.
      </p>
      <p>Success research in Business Process Management (BPM), the mother-domain of process
mining has been substantial, both theoretically and empirically. For instance, some BPM success
models, such as by [14], extend the DeLone and McLean IS success model to test systems
quality and use of BPMS applications in operational activities. Other models [15] are unique
to certain industry contexts such as banking. The works by [16] and [17] propose a holistic
BPM framework with detailed sub-constructs for achieving BPM success. Other such as [18]
consider the contribution of organisational roles and responsibilities to BPM success initiatives
while [19] empirically test how organisational characteristics such as culture can influence
success factors in BPM adoption. [20] investigate success factors for the individual stages of
BPM adoption. Finally, BPM critical success factors have been systematically assessed for the
Public Sector [21].</p>
      <p>In the broader area of IS, success has been an active research area for many decades [22, 23, 24,
25]. However, it is understood diferently among various organisational stakeholders [ 24, 25].
Diferent scopes and measures have been used in evaluating IS success which has further
complicated the understanding of the concept [22, 23].</p>
      <p>The initial efort to unify diverse views of success in IS research was conducted by DeLone
and McLean in 1992. Currently the most cited and recognised success model in IS literature,
the DeLone and McLean model of IS success is a taxonomy of six dimensions which presents
a unified and integrated conceptualisation of the dependant variable [26, 27]. It identifies six
dimensions of IS success [22]. The DeLone and McLean IS success model has been examined by
other researchers such as [28], [29] and [30] who have either re-specified, extended or studied
the inter-relatedness of its dimensions with other independent variables.</p>
      <p>Gable et al. [23] re-conceptualise IS success in a formative and multi-dimensional model
that provides a benchmark for monitoring IS performance based on current and anticipated
net benefits from an information system as perceived by relevant stakeholders. Their 2-part
four-dimensional model measures individual and organisational impact to date on one half, and
uses system quality and information quality to assess probable future impacts on the other half.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Relation of Work to BPM State of the Art in Research</title>
      <p>
        From a research perspective, the strides made in process mining (a sub-domain of Business
Process Management), have naturally skewed towards the technical aspects such as the developing
and designing of algorithms [
        <xref ref-type="bibr" rid="ref6 ref7">6, 7</xref>
        ]. The more managerial aspects that study process mining
in practice still has significant research gaps. For instance, over the years, most case studies
about the application of process mining have touched on some issues relating to process mining
in the organisational context, process mining methodologies, process mining success factors
and process mining adoption [
        <xref ref-type="bibr" rid="ref5 ref7">5, 7</xref>
        ]. Other pertinent managerial topics relating to governance,
organisational culture and enterprise integration of process mining have received little to no
attention hence a call for research contributions [
        <xref ref-type="bibr" rid="ref7">7</xref>
        ] to fill some of these existing gaps.
      </p>
    </sec>
    <sec id="sec-4">
      <title>4. Research Methodology</title>
      <p>The study will employ a multi-phased qualitative study using secondary data from published case
studies and empirical data from selected multiple real life case studies. Qualitative techniques
will be used to inductively derive an a priori model which will be validated using primary data
from three to five case studies. Table 1 below captures a detailed representation of the research
design based on the respective research questions.</p>
      <p>iDnevteasitliegdation (--eISmne-pcdoiernipcdtaahlr)cyacsaessetuevdiideesnce; --oRfSQevcturaieuaswcleitt;suatrtueivddeyLadintaeatrlaaytsuisre uAmnicndleienargsrtcaimonndpcianecpgttoufaplirsoecdess
SN qRueessetairocnhs Neantquureiroyf Research input</p>
      <p>How can the impact
of process mining be
RQ1 conceptualised
(constituents
and key dimensions)?</p>
      <p>What are the diferent Literature on success
RQ 2 ccmaoinnntiiennxgftluuimaelnpecalecetmp?reonctesssthat iHnivgehstliegvaetlion fparcotcoersssamndining adoption</p>
      <p>How might the impact
of process mining difer
RQ 3 based on the contextual
elements identified
in RQ2?</p>
      <p>Process mining impact
Detailed cmoondteexltwuiatlheelexmteenndtesd
investigation (moderating and
mediating factors)</p>
      <p>Research
methods</p>
      <p>Research
output
Structured Literature
Review
- Qualitative analysis
of case study data;
- Expert interviews</p>
      <p>A synthesis of existing
literature on contextual
elements of process
mining impact to
address RQ 3.
- A deep understanding of the
changing nature of PM impact
based on contextual elements.
- Ascertain the extent to which
contextual factors contribute to
Process Mining impact.
- Provide a rich understanding
of outputs from RQ 1 and 2.</p>
      <sec id="sec-4-1">
        <title>4.1. Research progress</title>
        <p>
          The research is still in its early stages. A thorough literature search has been conducted using
specific success and impact related keywords to collate success and impact literature from the
process mining domain. Due to limited published literature, the search was expanded to BPM
and IS domains. The literature analysis outcomes were used to draft a structured literature
review. Exploratory studies have been conducted by qualitatively analysing secondary data
from 12 real-life best practice process mining use cases by [
          <xref ref-type="bibr" rid="ref8">8</xref>
          ]. An initial version of a conceptual
model for process mining impact has been derived. The next stage involves a confirmatory
analysis of the model using empirical data from in-depth case studies.
        </p>
      </sec>
      <sec id="sec-4-2">
        <title>4.2. Open points and issues</title>
        <p>• Feedback on the proposed research design and associated risks pertaining to the study
area.
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