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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>IWSG</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>A Climate Change Community Gateway for Data Usage &amp; Data Archive Metrics across the Earth System Grid Federation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Sandro Fiore</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Paola Nassisi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Alessandra Nuzzo</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Maria Mirto</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Luca Cinquini</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dean Williams</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giovanni Aloisio</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff3">3</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Euro-Mediterranean Center on Climate Change Foundation</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Jet Propulsion Laboratory/Caltech</institution>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Lawrence Livermore National Laboratory</institution>
          ,
          <addr-line>Livermore, California</addr-line>
          ,
          <country country="US">USA</country>
        </aff>
        <aff id="aff3">
          <label>3</label>
          <institution>University of Salento</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2019</year>
      </pub-date>
      <volume>12</volume>
      <fpage>12</fpage>
      <lpage>14</lpage>
      <abstract>
        <p>- The ESGF Dashboard is a key component of the Earth System Grid Federation (ESGF). It provides a distributed and scalable software infrastructure responsible for capturing a comprehensive set of data usage and data archive metrics both at the single site and federation level. The data usage information is related to the number of downloads and successful downloads and the number of distinct downloaded files, grouped by variable, model, experiment, etc. On the other hand, the data archive information is related to the total number of published datasets, total data volume and CMIP5 models and modelling institutes. All the above metrics relate to both cross and specific projects that are very notable in the climate community, such as, CMIP5, CMIP6, Obs4MIPs and CORDEX. From a Science Gateway perspective, the ESGF Dashboard presents the collected metrics through its Community Gateway (ESGF Dashboard User Interface). 1</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Keywords— Earth System Grid Federation, Data Usage
Metrics, Dashboard Community Gateway, CMIP experiments.</p>
      <p>I.</p>
      <p>INTRODUCTION</p>
      <p>
        The increased models’ resolution in the development of
comprehensive Earth System Models is rapidly leading to a
very large climate simulations output that poses significant
scientific data management challenges in terms of data
sharing, processing, analysis, visualization, preservation,
curation, and archiving [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ][
        <xref ref-type="bibr" rid="ref2">2</xref>
        ][
        <xref ref-type="bibr" rid="ref3">3</xref>
        ].
      </p>
      <p>In this domain, community efforts like the Coupled
Model Intercomparison Projects (CMIP [4]) represent very
challenging and relevant large-scale global experiments for
climate change research.</p>
      <p>The Coupled Model Intercomparison Project (CMIP) has
been established by the Working Group on Coupled
Modelling [5] (WGCM) under the World Climate Research
Programme (WCRP). CMIP studies the output of coupled
ocean-atmosphere general circulation models that also
include interactive sea ice. These models allow the simulated
climate to adjust to changes in climate forcing, such as
* These authors have contributed equally to this work
Copyright © 2021 for this paper by its authors. Use permitted under
Creative Commons License Attribution 4.0 International (CC BY 4.0).
increasing atmospheric carbon dioxide. CMIP began in 1995
by collecting output from model "control runs" in which
climate forcing is held constant. Later versions of CMIP
have collected output from an idealized scenario of global
warming, with atmospheric CO2 increasing at the rate of 1%
per year until it doubles at about Year 70.</p>
      <p>The WCRP CMIP3 multi-model dataset archived at
PCMDI, included realistic scenarios for both past and
present climate forcing. The research based on this dataset
has provided much of the new material underlying the IPCC
4th Assessment Report (AR4).</p>
      <p>The WCRP CMIP5 experiment has provided the bases
for the IPCC AR5. CMIP5 has promoted a standard set of
model simulations in order to:
evaluate how realistic the models are in simulating
the recent past,
provide projections of future climate change on
two-time scales, near term (out to about 2035) and
long term (out to 2100 and beyond), and
understand some of the factors responsible for the
differences in model projections, including
quantifying some key feedback such as the
instances involving clouds and the carbon cycle.</p>
      <p>
        CMIP has led to the development of the Earth System
Grid Federation (ESGF [
        <xref ref-type="bibr" rid="ref4">6</xref>
        ]). ESGF is one of the largest-ever
collaborative data efforts in Earth system science that
develops, deploys and maintains software to facilitate
advancements in geophysical science. With its collection of
independently funded national and international projects,
ESGF manages the first ever decentralized database for
accessing geophysical data at dozens of federated sites.
ESGF involves a large set of data providers/modelling
centers around the globe and includes the European
contribution through the IS-ENES [
        <xref ref-type="bibr" rid="ref5">7</xref>
        ] project (by the
European Network for Earth System Modelling (ENES [
        <xref ref-type="bibr" rid="ref6">8</xref>
        ])
community).
      </p>
    </sec>
    <sec id="sec-2">
      <title>With respect to CMIP, it should be noted that:</title>
      <p>•
•</p>
    </sec>
    <sec id="sec-3">
      <title>ESGF has been serving the Coupled Model</title>
      <p>
        Intercomparison Project Phase 5 (CMIP5 [
        <xref ref-type="bibr" rid="ref7">9</xref>
        ])
experiment, providing access to about 2PB of data
produced around the globe by 26 institutes (groups)
and 60 models, and
      </p>
    </sec>
    <sec id="sec-4">
      <title>ESGF is supporting the CMIP6 [10] experiments,</title>
      <p>which are expected to publish around 20PB of data
(a 10X factor with respect to CMIP5).</p>
      <p>
        From an infrastructural perspective, ESGF provides
production-level support for search &amp; discovery, browsing
and secure access to climate simulation data and
observational data products [
        <xref ref-type="bibr" rid="ref4">6</xref>
        ]. Still, computing capabilities
are being added to the ESGF framework stack to enable
server-side data analysis and to complement the data access
functionalities mainly available in the current service
offering.
      </p>
      <p>
        Besides that, and in relation to this paper, ESGF also
includes a software component named ESGF Dashboard,
which provides support for federating, tracking, visualizing,
and reporting data usage information. While initially the
ESGF Dashboard was primarily meant to address monitoring
challenges [
        <xref ref-type="bibr" rid="ref4">6</xref>
        ], its focus, over the last few years, has mainly
moved towards a distributed and scalable software
infrastructure responsible for collecting data usage and
archive community metrics both at single site and federation
level. This component provides coarse and fine grain
information on how much, how frequently and how
intensively the whole federation is being exploited by the
end-users, by capturing the level of interest of the ESGF
community on the available datasets. As such, the ESGF
Dashboard provides a complete understanding about the
amount of downloaded data, the most downloaded ones, the
data published across the federation, etc. Still,
georeferenced metrics add an interesting client-side perspective
to this multi-dimensional analysis. At the same time, the
ESGF Dashboard gives feedback on the less-accessed
datasets and variables, which can both help to design
largerscale future experiments and to get insights on the long tail
of research. All the metrics reported above are related to both
cross and specific projects that are very relevant in the
climate community, such as, among the others: CMIP5 [
        <xref ref-type="bibr" rid="ref7">9</xref>
        ],
Obs4MIPs [
        <xref ref-type="bibr" rid="ref9">11</xref>
        ], CORDEX [12,13], and CMIP6 [
        <xref ref-type="bibr" rid="ref8">10</xref>
        ].
      </p>
      <p>
        From a Science Gateway perspective, the ESGF
Dashboard presents the collected metrics through a rich set
of attractive widgets (i.e. charts, maps and reports) available
via its brand new (w.r.t. [
        <xref ref-type="bibr" rid="ref4">6</xref>
        ]) Community Gateway (ESGF
Dashboard User Interface) [14]. It allows end-users (i.e.
climate scientists) to visualize the data usage and data
archive metrics offering a very different perspective (more
user oriented) about the scientific experiments data
exploitation.
The rest of the paper is organized as follows. Section 2
presents the ESGF Dashboard architecture in terms of
requirements and architectural design, whereas Section 3
describes in detail its Community Gateway providing a
comprehensive description of all the supported views. Section
4 provides some of the most relevant achievements in terms of
metrics that can be easily inferred from the Community
Gateway. Finally, Section 5 draws the conclusions and hints
the future work.
      </p>
      <p>II.</p>
      <p>ESGF DASHBOARD ARCHITECTURE</p>
      <p>
        The ESGF architecture consists of a set of services, which
are logically grouped into four types of nodes: data node
(providing access to data), index (supporting indexing and
searching of datasets), identity provider (supporting federated
user authentication) and compute (providing data analysis
capabilities). Related to this work is the data node type, which
is a collection of open source components providing basic data
access functionality via HTTP/OPeNDAP [15] services
associated with metadata catalogues (THREDDS [16]). Its
main components are the data Publisher application that
generates the metadata catalogs, the THREDDS and GridFTP
[
        <xref ref-type="bibr" rid="ref10">17</xref>
        ] servers as well as the ESGF Dashboard.
      </p>
      <p>This section dives into the details of the ESGF Dashboard
design, highlighting the requirements (both functional and
nonfunctional) and the architecture. The next two sub-sections
specifically address these two aspects.</p>
      <sec id="sec-4-1">
        <title>A. Requirements analysis</title>
        <p>The ESGF Dashboard has been designed by considering a
set of functional and non-functional requirements mainly
gathered from the ESGF/CMIP community.</p>
        <p>More specifically, with regard to the functional
requirements, the ESFG Dashboard has to provide:
(i) data download statistics (both per node, per project,
institution-based and federated-level view) provided according
to several analysis dimensions or a combination of two or three
of them;</p>
        <p>(ii) client statistics (grouped by country and/or continent
and also over time) related to all of the clients that carried out
at least one download from the ESGF data nodes;</p>
        <p>(iii) status of the federation in terms of data volume and
number of published datasets at project and global level.</p>
        <p>Additionally, the most relevant non-functional requirements
are related to:
(i) tolerate unpredictable or invalid input (robustness);
(ii) hide the back-end complexity (transparency);
(iii) properly scale with regard to an increasing number of
metrics and data nodes (scalability);</p>
        <p>(iv) efficiently manage and store the large set of data usage
statistics (efficiency);
(v) provide a security layer able to address both
authentication (in strong synergy with the authentication
mechanisms currently available in the IS-ENES/ESGF
federation) and authorization (in terms of previously defined
classes of users) (security);</p>
        <p>(vi) be easily extensible with new metrics and interfaces,
based on new user/system requirements, and the new elements
should be straightforwardly added to the system with few code
changes/additions (extensibility and reusability);</p>
        <p>(vii) be highly configurable and flexible to allow site
administrators to carry out site-specific configurations,
preserving local autonomy &amp; federation-level needs
(configurability/flexibility);</p>
        <p>(viii) provide a user interface aimed at computational
scientists as well as domain-based experts (climate change
scientists) (usability);</p>
        <p>(ix) provide a complete set of APIs to give users the
opportunity to programmatically access the dashboard metrics
(programmability)</p>
        <p>(x) be “zero-conf” (w.r.t. the list of nodes to be monitored,
geo-location information, list of available services, deployment
information, etc.) to allow the node administrator to test and
use the dashboard right after the installation without any
intermediate setup/configuration steps (zero-conf).</p>
      </sec>
      <sec id="sec-4-2">
        <title>B. Architectural design</title>
        <p>This sub-section describes the ESGF Dashboard
architectural design (see Figure 1), as a result of the
requirement elicitation phase mentioned in the previous
subsection. In particular, two key components are relevant in the
proposed design for, respectively, (i) metrics collection (data
nodes level) and (ii) metrics aggregation across the federation
(collectors level).</p>
      </sec>
      <sec id="sec-4-3">
        <title>1) ESGF Data nodes</title>
        <p>At the data nodes level, the ESGF Dashboard is responsible
for processing every new download entry occurring at the site,
as well as inferring and storing the whole set of associated
metadata into several multi-dimensional databases (data marts)
running in the Dashboard back-end. To do that, the Dashboard
queries the proper ESGF index node and retrieves the full
metadata description related to the downloaded file. The
metrics stored in the data marts are available to any application
or service via the Dashboard REST API.</p>
      </sec>
      <sec id="sec-4-4">
        <title>2) ESGF Dashboard Collector</title>
        <p>To gather all the metrics across the federation, the ESGF
Dashboard relies on a collector node, which exploits a lazy
hierarchical pull protocol based on leaves and collector nodes.
The former are the data nodes, whereas the latter are
intermediate nodes, which hierarchically aggregate metrics.
The highest node in the hierarchy (top collector) aggregates the
whole set of metrics across the federation. The collector
protocol exploits the REST API provided by the Dashboard to
expose the metrics. Each collector manages a local set of data
marts (with basically the same structure of the leaves nodes)
and it provides an aggregated view of the metrics related to the
nodes running at the underlying level. All the collectors (at the
different levels of the hierarchy) expose the metrics stored in
their data marts via the Collector REST API. The top collector
exposes its federation-level back-end database of metrics to the
ESGF Dashboard User Interface, the community gateway
providing user-friendly access to the federated metrics (see
next Section).</p>
        <p>III.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>ESGF DASHBOARD COMMUNITY GATEWAY</title>
      <p>This section presents in detail the ESGF Dashboard User
Interface, which is the central hub of the ESGF Dashboard,
providing user-friendly access to a comprehensive set of data
usage and data archive metrics across the whole ESGF. From a
software stack point of view the ESGF Dashboard UI is built
on top of the following technologies: Java 8 and Spring 5
MVC, Bootstrap template, jQuery (UI objects), Morris.js (for
graphs), Google APIs (for Maps) and the PostgreSQL RDBMS
(its database). The Dashboard User Interface is open to all
users and provides an easy-to-use and highly interactive
interface.</p>
      <p>In the following sub-sections, the main views provided by
this gateway are presented and discussed in detail.</p>
      <p>This view provides information about the data downloads
(number of downloads, size, number of successful downloads)
over three different dimensions: time, data node and project.
performed on the entire federation. Charts are dynamic, light
and very suitable for analysis and reporting. The metrics can
also be downloaded as CSV file for further re-use or analysis
outside the gateway.</p>
      <p>This view provides in-depth information and details about a
specific project. As an example, Figure 3 shows a CMIP5
project-specific view. Similarly, to the previous case, the user
can choose one of the following metrics: number of downloads,
data size, and number of successful downloads.</p>
      <p>The user can choose one of the metrics and visualize it as
bar charts from different points of view (See Figure 2). The
analysis/reporting can be limited to a single host as well as
Based on these metrics, this view displays the different
charts/tables: (i) top ten datasets; (ii) top ten experiments; (iii)
all downloaded variables; (iv) top twenty downloaded
variables; (v) number of downloads by experiments; (vi)
number of downloads by models.</p>
      <p>Besides displaying data aggregated across the whole
federation, this view also allows a more selective display of the
same metrics for a specific host, thus limiting the
reporting/analysis to a single node.</p>
      <p>As it can be easily argued, such articulated and
complementary views allow a strong and deep understanding
of each metrics as they are examined at the same time from
different perspectives. Even in this case, the metrics can be
downloaded as CSV file for further re-use or analysis outside
the gateway.</p>
      <p>The geo-downloads section (Figure 4) aims to display on a
map information related to the downloads distribution (size and
number of files) per continent as well as additional metrics at a
finer level (grouped by countries) on different tables.
general the ESGF infrastructure. Drilling down more than the
country level (e.g. regional) is not in the current roadmap.</p>
      <sec id="sec-5-1">
        <title>D. Published data over the entire federation</title>
        <p>This section (see Figure 5) provides a summary view of the
total amount of data published on the ESGF federated archive
in terms of total number of datasets as well as distinct and
replica datasets with the related total data volume (in TB);
moreover, it also displays the number of datasets, along with
distinct and replica datasets and their related data volume for
CMIP5, CMIP6, INPUT4MIPs, Obs4MIPs and CORDEX
projects. Also, it is possible to select a specific data node and
obtain information on the total number of published dataset and
the total amount of data for that node. The initial list of this
view was set with the 5 projects mentioned before, being them
very relevant to a large number of users. This view is meant to
be extended over time with additional projects as soon as new
ones raise a significant interest from the community.</p>
        <p>This view is particularly interesting because it gives a
georeferenced client-side perspective of the data usage. Of course,
sensitive information is not provided being filtered out at the
level of each single data node (leaves). Moreover, the country
level of details can reveal how much a specific country is
actually involved using/exploiting the CMIP data and in</p>
        <p>In particular, it addresses a specific requirement, from the
CMIP community, related to the CMIP5 data available in the
ESGF federated data archive rather to its data usage; more
precisely, it provides a very interesting global view of the
CMIP5 published data (this information is indeed captured
from the ESGF index nodes). Two tables provide respectively a
model-based and an institute-based view for the CMIP5
project. As such, end users can easily infer the total number of
models (and modelling institutions) and for each model (as
well as institution) metrics about the size and number of
datasets published across the entire federation.</p>
        <p>INSIGHTS</p>
        <p>Thanks to the ESGF Dashboard Community Gateway some
insights in terms of metrics targets can be straightforwardly
inferred and visualized through the available web interface.
Here is some of them (captured at the time the paper is being
written), which in some cases can be considered as milestones
for the community:
• Published data: overall 1,316,528 datasets and 7.3PB in
total. Around 300K datasets are replicas.
• 1PB published datasets for CMIP6 reached in March 2019,
with about 260K (distinct) datasets.
• Datasets from 61 models and 30 different institutions have
been published for CMIP5.
• The CMIP5 most downloaded variable is the precipitation
(184,212 downloads) followed by northward wind and
near-surface air temperature.
• From a geo-downloads point of view the number of
downloads from Asia is currently three times the one from
North America and 1,5 times the one from Europe.</p>
        <p>V.</p>
        <p>CONCLUSIONS AND FUTURE WORK</p>
        <p>This paper presents the ESGF Dashboard (a key component
of the Earth System Grid Federation), which provides a
distributed and scalable software infrastructure responsible for
capturing a set of data usage and data archive metrics both at
the single site and federation level. The architectural details as
well as an in-depth view of the ESGF-Dashboard Community
Gateway are comprehensively discussed. This work highlights
the relevance of the data usage metrics, the complexity of
gathering them across the whole ESGF federation from a
distributed systems standpoint as well as the quantitative and
visualization aspects related to them from a Science Gateway
perspective. Some insights in terms of targets for a few relevant
metrics are also presented. Future work will address new
requirements from the ESGF community such as for examples,
new metrics related to the novel data analysis and compute
services, expected to be included in the ESGF infrastructure by
the end of 2019. This work is currently ongoing in the context
of the ESGF Compute Working Team and will deliver
preliminary results during the CMIP6 timeframe.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>ACKNOWLEDGMENT</title>
      <p>This work was supported by the EU FP7 Infrastructure for
the European Network for Earth System modelling - Phase 2
project (IS-ENES2, Grant Agreement 312979) and it is
currently supported by the EU H2020 IS-ENES Phase 3
(ISENES3, Grant Agreement 824084).
[14] ESGF Dashboard Community Gateway. Available online at:
http://esgfui.cmcc.it:8080/esgf-dashboard-ui/
[16] Unidata. THREDDS Data Server (TDS) [software]. Boulder, CO:</p>
      <p>UCAR/Unidata. (http://doi.org/10.5065/D6N014KG).</p>
    </sec>
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