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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Representation for Explainability in Collaborative Robotics and Adaptation</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alberto Olivares-Alarcos</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergi Foix</string-name>
          <email>sfoix@iri.upc.edu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Guillem Alenyà</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institut de Robòtica i Informàtica Industrial, CSIC-UPC</institution>
          ,
          <addr-line>Llorens i Artigas 4-6, 08028 Barcelona</addr-line>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the near future, autonomous robots are going to be used in a large diversity of contexts, interacting and/or collaborating with humans, who will add uncertainty to the task and cause re-planning and online adaptations to the execution of robots' plans. Hence, trustworthy robots must be able to store and retrieve relevant knowledge about their collaborations and adaptations. Furthermore, they shall also use that knowledge to generate explanations for human collaborators. A reasonable approach is first to represent the domain knowledge in triples using an ontology, and then generate natural language explanations from the stored knowledge. In this article, we propose ARE-OCRA, an algorithm that generates explanations about target queries, which are answered by a knowledge base built using an Ontology for Collaborative Robotics and Adaptation (OCRA). The algorithm first queries the knowledge base to retrieve the set of relevant triples that would answer the queries. Then, it generates the explanation in natural language using the triples. We also present the implementation of the core algorithm's routine: construct explanation, which generates the explanations from a set of given triples. We consider three diferent levels of abstraction, being able to generate explanations for diferent uses and preferences. This is diferent from most of the literature works that use ontologies, which only provide a single type of explanation. The least abstract level, the set of triples, is intended for ontology experts and debugging, while the second level, aggregated triples, is inspired by other literature baselines. Finally, the third level of abstraction, which combines the triples' knowledge and the natural language definitions of the ontological terms, is our novel contribution. We showcase the performance of the implementation in a collaborative robotic scenario, showing the generated explanations about the set of OCRA's competency questions. This work is a step forward to explainable agency in collaborative scenarios where robots adapt their plans. explainability, explainable agency, ontology, collaborative robotics, robot plan adaptation Throughout the next decades, research and industry are expected to experience several transformations towards autonomous robots that operate in a large spectrum of environments and tasks. This includes scenarios where robots interact and/or collaborate with humans, who would add uncertainty and constraints to the environment. The development of applications where humans and robots closely collaborate, triggers the appearance of several issues such as those related to trustworthiness between the partners. Hence, autonomous collaborative robots 0000-0002-7733-7715 (A. Olivares-Alarcos); 0000-0001-9249-6696 (S. Foix); 0000-0002-6018-154X (G. Alenyà) CEUR Workshop Proceedings</p>
      </abstract>
      <kwd-group>
        <kwd>Adaptation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>DAO-XAI’21: International Workshop on Data meets Applied Ontologies, September 18–19, 2021, Bratislava, Slovakia
https://aolivaresalarcos.com (A. Olivares-Alarcos)
© 2021 Copyright for this paper by its authors. Use permitted under Creative Commons License Attribution 4.0 International (CC BY 4.0).
shall, among others, be able to store and retrieve knowledge about their experiences to explain
their decisions and actions. For instance, knowledge about how their tasks’ requirements (e.g.
safety) and the changes in their environment afect their plan adaptations. Furthermore, each
human collaborator might prefer a diferent type of explanation and robots should be able to
provide several types.</p>
      <p>
        Nowadays, there is a need for trustworthy intelligent agents, specially due to the growing
trend of using ‘black-box’ machine learning algorithms. Aligned with this idea, the European
General Data Protection Regulation (GDPR) law [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ] has considered the right to explanations.
Hence, research on eXplainable Artificial Intelligence (XAI) [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ] has recently gained significant
momentum. Indeed, there are several works on interpreting the results of ‘black-box’ machine
learning mechanisms such as deep neural networks [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. Furthermore, it is also possible to find
other eforts towards explainable agency (i.e. explaining the behavior of goal-driven agents and
robots) [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ], and explainable automated planning and decision-making [
        <xref ref-type="bibr" rid="ref5">5</xref>
        ].
      </p>
      <p>
        Langley et al. [
        <xref ref-type="bibr" rid="ref6">6</xref>
        ], discussed the need for three elements of explainable agency: a
representation of the domain knowledge, a way to store the knowledge, and the ability to access and
retrieve the knowledge to generate explanations. Knowledge representation formalisms such as
ontologies, are commonly used to store and retrieve knowledge in the robotics domain. Indeed,
the 1872–2015 IEEE Standard Ontologies for Robotics and Automation [7] presented a core
ontology for robotics and automation, which is currently being extended to other robotics’
subdomains [8]. Furthermore, ontologies have been widely used for autonomous robotics during
the last years [9]. Out of the robotics domain, a few works have used ontologies and RDF triples
to generate natural language (NL) explanations [10, 11, 12, 13, 14]. In other works ontologies
helped with improving the human understanding of global post-hoc explanations, presented
in the form of decision trees [15, 16]. Although inspiring, in none of those works can we find
methods that are able to generate diferent types of explanations, a desirable functionality that
has already been considered for the verbalization of robot’s plans [17]. Furthermore, to the best
of our knowledge, ontologies have not been used for explainable agency in robotic domains yet.
      </p>
      <p>In this article, we explore how storing robots’ experiences in a knowledge base, might help to
generate human readable explanations about robots’ collaborations and plan adaptations. The
relevant knowledge is formally represented with OCRA, an Ontology for Collaborative Robotics
and Adaptation [18]. Here we present ARE-OCRA, an algorithm to generate explanations about
robots’ collaborations and plan adaptations using the retrieved facts from the knowledge base.
We implement the core algorithm’s routine that provides diferent explanations depending
on the level of abstraction, from robot formal knowledge to more human readable formats.
The first level reports the set of relevant triples that would answer the target query or queries.
This could be used by ontology experts to debug the reasoning system. The second level,
inspired by other literature baselines, produces a NL sentence joining the knowledge from
the triples with aggregation rules commonly used in NL generation. Note that even though
it is inspired by other works, we implemented our own solution due to the lack of working
implementations. Furthermore, ours actually includes more aggregation rules than most of the
literature approaches. Finally, the third level of abstraction is our novel contribution. It extracts
the relevant entities from the triples and inserts them in the available natural language definition
of the ontology entities. The implementation is applied to a collaborative robotics scenario, in
which a human and a robot share the execution of a task (see Fig. 1). The contributions of this
(a)
(b)
• the design of an algorithm to generate explanations for collaborative robotics and
adaptation by means of an ontology;
• an implementation of the core routine: construct explanation. It uses a set of relevant
triples that are needed to answer the target queries, and generates a natural language
explanation in three diferent levels of abstraction;
• and a qualitative validation in diferent situations extracted from a real case: a complete
collaborative task in which a human and a robot, closely interacting, fill a tray with
tokens.</p>
    </sec>
    <sec id="sec-2">
      <title>2. ARE-OCRA: Algorithm for Robot Explanation with an</title>
    </sec>
    <sec id="sec-3">
      <title>Ontology for Collaborative Robotics and Adaptation</title>
      <p>Given a human and a robot collaboratively executing a task, we can represent and store the
knowledge about their collaboration and adaptations using the ontology OCRA. The algorithm
ARE-OCRA (see Alg 1) generates the target explanations about the human-robot task’s execution.
ARE-OCRA first gets all the relevant instances in our queries (see line 2). They will be instances
of the two main event sub-classes of interest in our work: C o l l a b o r a t i o n s or P l a n a d a p t a t i o n s .
Second, the algorithm extracts and selects a set of relevant and needed triples to explain some
target competency questions (line 4). Third, ARE-OCRA uses the set of triples to generate
the final explanation in NL (line 5). In this work, we present an implementation of the main
routine: construct explanation. Hence, we assume that in the knowledge base there is only one
target instance (e.g. a C o l l a b o r a t i o n ), and that the set of triples has already been generated by
querying the knowledge base.
using commonly natural language generation rules [19] (line 4). This level represents the
baseline and it is inspired by other works from the literature [11, 12]. Note that until this point,
we are generating natural language from the formal axioms of the ontology. Finally, the third
level is our novel contribution and it generates the most abstract explanation (line 9). We use
the NL definitions of the ontology terms and combine them with the knowledge from the triples.
These definitions are distributed together with OCRA, and capture the same notion that is
represented in the logical axioms of a term, but in an more human friendly way.</p>
      <p>In this maximum level of abstraction, we first choose the NL definition depending on the
triples’ knowledge (lines 10-11). The triples are prepared so that we can detect which is the main
term in the explanation. There is a triple indicating that an entity i s i n d i v i d u a l o f one of the
OCRA’s classes (e.g. P l a n a d a p t a t i o n ). Second, we use pre-defined tags to know where to insert
the relevant knowledge from the triples (line 12). In the NL definitions, after the mention to the
relevant classes appearing in the axioms, we find the tags. Looking into the triples and using
the tags, we extract the knowledge that corresponds to each tag (line 13), and we substitute the
tag by it (line 14). For instance, in an explanation about a P l a n a d a p t a t i o n , the NL def. has a
tag after the mention to the initial plan: ’is worse plan than’. In the triples, we could find the
instance corresponding to the initial robot’s plan by using the tag. At this point, we already
have the NL definition filled with instances from the triples. Finally, we extract from the triples
the instance that is individual of the target ontological entity (e.g. P l a n a d a p t a t i o n ). The final
explanation starts with a sentence referring to this instance-class relationship (lines 14-15):
’High risk plan adaptation’ is an instance of ’Plan adaptation’, followed by the NL definition
obtained before.</p>
    </sec>
    <sec id="sec-4">
      <title>3. Validation: Collaboratively Filling a Tray</title>
      <p>In the collaborative task depicted in Fig. 1, there are several situations from which a human
might require an explanation. For instance, we can find diferent risks or types of collaborations,
and the robot might adapt to diferent unexpected situations such a high risk of collision. In this
work, we have focused on providing explanations to the competency questions of the ontology
OCRA, which are presented in our previous work [18]. An OWL DL formalization of OCRA
can be found at the additional material1. The competency questions are the set of queries that
ifx the scope of an ontology. Some examples are:
• Collaboration questions: Which and how many collaborations are running now?</p>
      <p>Which is the plan of a collaboration? Which is the goal of a collaborative plan?
• Plan adaptation questions: Which and how many plan adaptations are running now?
Which is/are the agent/s participating in the plan adaptation? Why is an adaptation of an
agent’s plan happening? Which is the plan before and after an adaptation?</p>
      <p>We have made available an open source implementation of the routine construct explanation
together with some use cases with explanations about: the risk and location of a collaboration,
collaboration types, and a plan adaptation1. In addition, we present one of those cases in detail
in this document: a plan adaptation triggered by a predicted high risk of collision (see Fig. 2).</p>
      <sec id="sec-4-1">
        <title>1www.iri.upc.edu/groups/perception/#ARE-OCRA (a) (b) (c)</title>
        <p>its initial plan, filling a compartment; (b) then the robot detects a situation of high risk and stops, (c)
Finally, the human interacts with the robot while it executes its new plan: stop and remain compliant
until a human command is received.</p>
        <p>In the proposed plan adaptation, the robot is initially moving towards one of the tray’s
compartments, to place a token on it. However, the robot detects a potential risky situation
of collision with the human, and decides to stop. From that moment on, the robot remains in
admittance mode, thus compliant, until the human gives the command to resume its motion.
A user might want to know why the robot has stopped, and/or which where the initial and
ifnal plans. Having stored the knowledge about the adaptation using OCRA, and extracting
the triples from it, our method would generate an explanation in natural language. We are
using Knowrob [20, 21] to store and retrieve the knowledge of the collaboration. Hence, we
have already tested that we can assert and query the knowledge about the target competency
questions. However, recall that in this article we focus on the part of our algorithm in which
we generate the explanation using a set of already available triples. In Listings 1 and 2 we can
see the explanation that our method would generate for abstraction levels 2 and 3, respectively.
The result of the first level is depicted in the additional material 1.</p>
        <p>Listing 1: Generated explanation for all competency questions about the plan adaptation ‘High</p>
      </sec>
      <sec id="sec-4-2">
        <title>Risk Plan Adaptation’ with abstraction level 2.</title>
        <p>' H i g h R i s k P l a n A d a p t a t i o n ' i s I n d i v i d u a l O f P l a n A d a p t a t i o n and h a s P a r t i c i p a n t '
KinovaGen3_0 ' . ' PlaceTokenOnCompartment9 ' isWorsePlanThan '
StopAndRemainCompliantUntilHumanCommand ' and hasComponent '
T r a y F u l l O f T o k e n s U n d e r S a f e t y C o n d i t i o n s ' . ' C o l l i s i o n R i s k I s H i g h ' i s P o s t c o n d i t i o n O f '
ExecutionOfPlaceTokenOnCompartment9 ' . ' ExecutionOfPlaceTokenOnCompartment9 '
e x e c u t e s P l a n ' PlaceTokenOnCompartment9 ' . '
ExecutionOfStopAndRemainCompliantUntilHumanCommand ' e x e c u t e s P l a n '
StopAndRemainCompliantUntilHumanCommand ' . ' StopAndRemainCompliantUntilHumanCommand
' hasComponent ' T r a y F u l l O f T o k e n s U n d e r S a f e t y C o n d i t i o n s ' .</p>
        <p>Listing 2: Generated explanation for all competency questions about the plan adaptation ‘High</p>
      </sec>
      <sec id="sec-4-3">
        <title>Risk Plan Adaptation’ with abstraction level 3.</title>
        <p>' H i g h R i s k P l a n A d a p t a t i o n ' i s an i n d i v i d u a l o f P l a n A d a p t a t i o n , an Event i n which an
Agent ( ' KinovaGen3_0 ' ) , due t o i t s e v a l u a t i o n o f t h e c u r r e n t or e x p e c t e d f u t u r e
s t a t e ( ' C o l l i s i o n R i s k I s H i g h ' ) , changes i t s c u r r e n t Plan ( ' PlaceTokenOnCompartment9
' ) w h i l e e x e c u t i n g i t , i n t o a new Plan ( ' StopAndRemainCompliantUntilHumanCommand ' )
, i n o r d e r t o c o n t i n u o u s l y pursue t h e achievement o f t h e ’ p l a n s Goal ( '
T r a y F u l l O f T o k e n s U n d e r S a f e t y C o n d i t i o n s ' ) .</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Conclusion</title>
      <p>In this work, we have proposed an algorithm (ARE-OCRA) to generate explanations for
collaborative robotics and adaptation utilizing an ontology (OCRA). The main routine of the algorithm
has already been implemented: construct explanation. It uses a set of relevant triples to answer
the target queries to be explained, generating a natural language explanation in three diferent
levels of abstraction for diferent final users. We showcase the performance of the implemented
routine in several situations extracted from a realistic collaborative task. Our work enhances the
explainability of robots in collaborative situations in which they adapt their plans to unexpected
situations. In the future, we first want to finish the implementation of the whole algorithm,
also extracting the triples from the knowledge base. We would like to expand the explanation
space, considering other parameters such as specificity and locality [ 17]. Furthermore, it is
also interesting to store not only a volatile knowledge base but a whole episodic memory for
long-term collaborative explanations. Finally, we also plan to evaluate the diferent types of
explanation with a user study.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This work is supported by the Spanish State Research Agency through the COHERENT project
(CHIST-ERA PCI2020-120718-2) and the María de Maeztu Seal of Excellence to IRI (Institut de
Robòtica i Informàtica Industrial) (MDM-2016-0656). A. Olivares-Alarcos is supported by the
European Social Fund and the Ministry of Business and Knowledge of Catalonia through the FI
2020 grant.
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