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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Determining the likely localization of methane sources using forecast time series and satellite data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Marina V. Platonova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ekaterina G. Klimova</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Federal Research Center for Information and Computational Technologies</institution>
          ,
          <addr-line>Novosibirsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Novosibirsk State University</institution>
          ,
          <addr-line>Novosibirsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>323</fpage>
      <lpage>329</lpage>
      <abstract>
        <p>The paper is devoted to the topical problem of determining the sources of methane from observational data. An algorithm based on the statistical optimization method used to estimate a time constant parameter is considered. To implement the algorithm, a variant of ensemble smoothing is used, which is an optimal estimate of the desired parameter based on observational data and forecast for a given time interval. This paper presents the implementation of the algorithm for real observational and forecast data, the results of a three-dimensional transport and difusion model are taken as a mathematical model, and satellite measurement data are used as observational data. Methane fluxes are estimated in subdomains of the Earth's surface for specified time intervals. The paper contains a mathematical formulation of the problem, a scheme for its numerical implementation. The results of numerical experiments with model and real data are presented.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Methane sources</kwd>
        <kwd>forecast</kwd>
        <kwd>satellite data</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        The task of searching for methane sources is modern and urgent; interest in solving this
problem has been growing more and more recently. International interest is associated with
various political and economic factors, including a carbon tax. A common practice is when data
assimilation systems are used for such a task [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1, 2, 3</xref>
        ]. In this work, the problem of probabilistic
localization of methane fluxes is solved using the system of data assimilation for the model
of transport and difusion in the atmosphere [
        <xref ref-type="bibr" rid="ref4 ref5 ref6">4, 5, 6</xref>
        ]. The use of a mathematical model and
satellite data to solve the problem is currently a relevant method using data assimilation as a
basis. In the case of modern models with high spatial resolution, the algorithm is very laborious
due to the high dimension of the vectors of predicted variables and observational data [
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ].
      </p>
      <p>This article discusses an approach to solving this problem based on the decomposition
of the model area. Methane sources on the Earth’s surface are considered as an estimated
parameter. The authors present the results of model numerical experiments with real data on
the implementation of a part of the analysis step the data assimilation algorithm in the case of a
global model of transport and difusion.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Using time-series forecasts and satellite data to determine the likely localization of methane sources</title>
      <sec id="sec-2-1">
        <title>2.1. The ensemble Kalman filter for methane fluxes estimation</title>
        <p>
          Following [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
          ], we will make an estimate based on the data of satellite observations
from a given time interval. Methane flux values will be estimated from observational methane
concentrations. This version of the algorithm is considered in many modern works [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
          ].
        </p>
        <p>
          The estimation of the values of the flow averages over the subdomains from the observational
and forecast data is carried out according to the standard formula of the Kalman filter (analysis
step) [
          <xref ref-type="bibr" rid="ref10 ref9">9, 10</xref>
          ]:
        </p>
        <p>=  +  [0 − ( )] ,
 =    (︁    + ︁) − 1</p>
        <p>.</p>
        <p>
          Here  — estimation of the average flow over the subdomains,  is the forecast by the
model and 0 is the observational data. To implement the ensemble Kalman filter, it is necessary
to specify an ensemble of perturbations of the estimated quantity [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
          ]:
(1)
(2)
where  is the size of the ensemble. Matrix   is evaluated by the ensemble:
  =  ( ) ,
 =  ( ) [︁ ( ) + ]︁− 1 .
        </p>
        <p>Operator  includes model prediction at the time of observation, interpolation from grid
nodes to observation points. When working with satellite data, the operator includes vertical
averaging with known coeficients (using the average kernel). We will assume that the equation
of changes in flows from time to time is constant and flows do not change (the forecast step is a
change in the variable at the forecast step according to the model), i.e.:</p>
        <p>+1 = ,
 is the number step of the time.</p>
        <p>Observational data on the concentration of greenhouse gases at the moment of time  can
be represented in the form:</p>
        <p>0 =  [ () + ] + 0,
where  is the operator of the model, i.e. the model describing the time variation of the
concentration  is included in the observation operator. To implement the analysis step, you
need to specify an ensemble of errors. We write the observation operator in the form:
( ) = 1 [︀  () +  +  −  () + ]︀ ,
where 1 is the operator of the interpolation to the observation point. In the case of satellite
data on greenhouse gas concentrations, the data contains information about the mean in a
vertical column:</p>
        <p>0 = ∑︁  0,</p>
        <p>=1
the sum with the weights of the values at  levels along the vertical.</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Deterministic version of the LETKF algorithm</title>
        <p>
          Consider a deterministic version of the local data assimilation algorithm. The data assimilation
algorithm consists of alternating forecasting steps and model analysis steps. The analysis stage
is an optimal estimate based on observational and forecast data [
          <xref ref-type="bibr" rid="ref11 ref9">9, 11</xref>
          ]. We will consider a
variant of the ensemble Kalman filter, in which the covariance matrix of the forecast errors is
specified at the initial moment and considered constant over time.
        </p>
        <p>Let us define an ensemble of forecast errors:</p>
        <p>
          The covariance matrix of forecast errors can be represented as  ( ) . The analysis
step of the assimilation procedure has the form (1)–(2). Consider the implementation of the
analysis step algorithm based on the deterministic LETKF algorithm [
          <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
          ]:
 =  +   ( ) − 1,
  = [︀ ( − 1) + ( ) − 1 ]︀ − 1 .
        </p>
        <p>
          In this case, the analysis algorithm becomes local. It can be implemented for any grid node
independently [
          <xref ref-type="bibr" rid="ref10 ref11">10, 11</xref>
          ]; in this case, operations are performed with the ensemble dimension
matrices. Additional localization can be performed by element-wise multiplication of the matrix
 by a function that decreases with distance. This algorithm can be implemented in a simplified
deterministic version in which the ensemble of disturbances is not recalculated according to
the model.
        </p>
        <p>
          Using the formulas of this algorithm, following [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
          ], we will make an estimate based
on the data of satellite observations for a given time interval. Methane flux values will be
estimated from observational data using methane concentration information. This version of
the algorithm is considered in many modern works [
          <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
          ].
        </p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Implementation of the analysis step for real observational and forecast data</title>
        <p>In the process of implementing the algorithm for finding the estimate of methane sources,
it is possible to distinguish several stages. Note that the estimate is carried out for a given
time interval, in which the fluxes are considered constant. In algorithms for processing large
amounts of satellite data, it is customary to evaluate for a given time interval (for example, a
(3)
(4)
week), assuming that the fluxes values are constant during this period. In this case, the data
vector contains all observational data from this period, and the forecast from the transport and
difusion model is included in the interpolation operator.</p>
        <p>It should be noted that the use of the deterministic variant is possible only in experiments
using a 6-hour time interval.</p>
      </sec>
      <sec id="sec-2-4">
        <title>2.4. Surface area decomposition</title>
        <p>Due to the specificity of the used algorithm, it is possible to perform the analysis step locally.
We assume that the data is known on the surface of the Earth. We have divided the entire
surface area of the Earth into subdomains of approximately 1000× 1000 km. Further, the work
of the formulas of the algorithm will be carried out within each subdomain.</p>
      </sec>
      <sec id="sec-2-5">
        <title>2.5. Specifics of using the data of the MOZART model</title>
        <p>
          The data assimilation algorithm consists of a forecast step and an analysis step. For the forecast
step, we used the results of calculations of the mathematical model MOZART-4. This is the
MOZART-4 Global Chemical Transport Model, the source code of which is freely available. The
results of calculations of this model were provided by colleagues Anatoly A. Lagutin and Egor
Yu. Mordvin [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ]. This model is autonomous, it only needs meteorological data for the duration
of the simulation. The model has a spatial resolution of 2.8× 2.8∘ . The MOZART-4 model has
28 levels in height (from the surface of the Earth to a height of ∼ 2 hPa). This model includes
85 types of gases and 12 aerosol components. The content of each component of the model in the
atmosphere is found by solving the mass conservation equation taking into account adventive,
convective, and difusion transfer. In addition, there is accounting for the emission component
of the underlying surface, aerosols, photochemical reactions and wet/dry deposition. In the
MOZART-4 model we used for our calculations, we used a standard set of chemical reactions.
        </p>
      </sec>
      <sec id="sec-2-6">
        <title>2.6. Specifics of using AIRS data</title>
        <p>We used data from the AIRS satellite as observational data for the analysis step. The Atmospheric
Infrared Sounder AIRS, launched into low-Earth orbit on May 4, 2002 aboard NASA’s Aqua
satellite, provides data for monitoring the Earth’s atmosphere. AIRS is one of six instruments
aboard the Aqua satellite, which is part of NASA’s Earth Observing System. AIRS measures all
the primary greenhouse gases including carbon dioxide, the largest source of anthropogenic
greenhouse gas, carbon monoxide, methane, and ozone.</p>
        <p>
          The main AIRS products used in CH4 extraction are those recoverable using both AIRS
and AMSU. The AIRS instrument on NASA’s Aqua satellite orbits the Earth from pole to pole
approximately fifteen times a day. The AIRS data information products used are divided into
series 6-minute granules, and each granule is a file, there are 240 granules for each day. All
AIRS information products that were used for the calculations satisfy the measurements by the
method of least squares. To properly compare the satellite observations with model simulations,
the model data should be convolved using the averaging kernels [
          <xref ref-type="bibr" rid="ref12">12</xref>
          ].
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Model experiments with real data</title>
      <p>
        We divide the surface of the globe into regions for which we will calculate the estimate. Since a
local algorithm is used at the analysis step, which can be used for each grid node independently,
the procedure for estimating the emission values is carried out separately for the specified
subdomains. The same approach is used in works [
        <xref ref-type="bibr" rid="ref1 ref2 ref3 ref4 ref5">1, 2, 3, 4, 5</xref>
        ], but these works use an analysis
algorithm that is not local.
      </p>
      <p>The transport and difusion model calculates a forecast based on the given initial values
of concentrations and fluxes over a time period with a given time step, then interpolation is
performed to the observation point and the time at which the observation is made. Further, the
search for the estimate is carried out according to formulas (3)–(4).</p>
      <p>Numerical experiments were carried out with model data and with real data for the described
local deterministic data assimilation algorithm.</p>
      <p>It is believed that predictive and observational data are known at the surface of the Earth. The
entire area is divided into regions, the analysis is carried out locally for each sub-area separately.
The possibility of performing an analysis step locally is due to the properties of the assimilation
algorithm used. From the estimates obtained within each sub-area, a general emission estimate
is compiled. Over the entire model area, the concentration value was set, observational data
were modeled.</p>
      <p>The results of the MOZART-4 model and observational data were taken at the same time. We
have interpolated the received data into one grid.</p>
      <p>We set up observation and forecast error matrices to work with ensembles. All generated
random variables have a normal distribution, zero mean and specified variance. As errors in the
ifrst approximation (forecast for the initial moment), random variables with a variance of 0.08
were taken.</p>
      <p>Figure 1 shows the spatial distribution of the distribution of the methane mixture ratio at an
altitude of ∼ 1500 m at 00.00 UTC on August 01, 2002.
a
b</p>
      <p>To simulate methane emissions, we have chosen one subregion with a size of 1000× 1000 km.
In this case, the emission is modeled in the region — Siberia (from 50∘ 36’ to 58∘ 48’ north latitude
and from 78∘ 24’ to 86∘ 48’ east longitude). I would like to note that the order of the modeled
emission is 0.1e− 08.</p>
      <p>Data assimilation was carried out at the analysis step for one for one 6-hour interval (from
00:00 UTC August 1, 2002 to 6:00 am August 1, 2002). Results of model experiments with real
data are presented on Figure 2. Figure 2, a shows a model methane release in one sub-region
(Siberia). Figure 2, b shows an estimate of the localization of methane sources obtained from
data on methane concentration.</p>
      <p>For a qualitative assessment of the operation of the algorithm for the probabilistic localization
of methane sources, let us compare the deviations of the geographic coordinates of the found
sources in comparison with the coordinates of the modeled emission. The maximum deviation
is ± 2∘ , which is comparable to the degree measure of the grid step in the space of the Mozart-4
model.</p>
    </sec>
    <sec id="sec-4">
      <title>Acknowledgments</title>
      <p>The authors of the article express their deep gratitude to colleagues who provided materials for
the work: professor Anatoly A. Lagutin and assistant professor Egor Yu. Mordvin.</p>
    </sec>
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