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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Design, implementation and application of an intelligent system for territorial risks assessment</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Ulyana S. Postnikova</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Valeriy V. Nicheporchuk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Olga V. Taseiko</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Institute of Computational Modeling SB RAS</institution>
          ,
          <addr-line>Krasnoyarsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Krasnoyarsk Branch of the Federal Research Center for Information and Computational Technologies</institution>
          ,
          <addr-line>Krasnoyarsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Reshetnev Siberian State University of Science and Technology</institution>
          ,
          <addr-line>Krasnoyarsk</addr-line>
          ,
          <country country="RU">Russia</country>
        </aff>
      </contrib-group>
      <fpage>533</fpage>
      <lpage>540</lpage>
      <abstract>
        <p>The process describes an intelligent system creation designed for risk evaluation and management. The risk can be anthropogenic, natural, or social nature, and belong to territories of diferent scales. Complexity in structuring and collecting information about the state territorial security as well as diferent risks assessment methods necessitate the development of a modular multitask system. The information management system support model formalizes the problem area to justify the joint intelligent technologies use. Based on the model, system architecture has been developed. This architecture defines the composition, functionality, interaction interfaces, as well as the information resources organization, that were used to support management. Here is presented an intelligent system prototype operation result.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Model system</kwd>
        <kwd>intelligent technologies</kwd>
        <kwd>system architecture</kwd>
        <kwd>structure of information resources</kwd>
        <kwd>assessment and management of territories risks</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Maintaining the territorial safety is a challenging task, especially when the economy fails.
However, existing technologies readily provide an opportunity to implement low-cost measures
allowing to manage social, natural, and technogenic risks. It is important to study various
territorial characteristics, treating them as complex systems, in order to find and justify these
measures. One of the most theoretically well-supported concepts is the idea of the territory
as a complex socio-natural-technogenic system where multiple risk groups are formed and
implemented [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. The construction of an intelligent risk assessment system should be based on
formalizing a suficient number of socio-economic and natural-climatic indicators, integrated
assessment algorithms, data processing and visualization, and the coordination of systemic and
external services.
      </p>
      <p>
        In order to establish acceptable various risks’ levels for conducting a sociological survey, a
risk classification was carried out as part of the iNTeg-Risk project [
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. Data was collected and
processed to assess and analyze risks as well as their acceptable levels and methods of managing
them. The developed systems of analysis (NETworked) and risk management (NET-HARMS)
are able to identify and predict systemic and emerging risks that occurred in accidents described
by data sets.
      </p>
      <p>
        To control territories in the EU countries, the concept of “smart city” or “smart territory”
based on the criteria for sustainable and efective development is actively being developed. This
concept covers various spheres of life: energy, transport infrastructure, resource consumption,
environmental impact, etc. It requires a detailed analysis and diagnosis of the territory and key
indicators to create such a system [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. The concept of a “smart city” has a strong theoretical
foundation; however, in reality it works only in isolation, and does not consider any risks
thereby losing the most of its value.
      </p>
      <p>
        The results obtained by the researches [
        <xref ref-type="bibr" rid="ref4 ref5 ref6 ref7">4, 5, 6, 7</xref>
        ] prove the necessity of data integration,
taken from incidents and formalized industrial safety indicators. Public safety requirements
have increased recently, especially in the light of global events and trends related to climate
change, digitalization of private data, the COVID-19 pandemic, as well as constant growth and
development of technical systems and industry. However, periodically occurring disasters show
the failure of eforts to prevent them, alongside with the necessity to consolidate large monitoring
data and utilization of intelligent technologies to search for a new knowledge [
        <xref ref-type="bibr" rid="ref10 ref8 ref9">8, 9, 10</xref>
        ].
      </p>
      <p>This work proposes the “end-to-end” technology creation for designing and building an
intellectual system responsible for assessing territorial risks. It briefly describes the contents
of the informational support systemic model for territorial risk management, which underlies
the architecture of the intellectual system. The presented architecture allows you to create
multitask problem-oriented systems; some of them are already implemented in the Siberian
region.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Model of information support management</title>
      <p>
        The result of the first stage building an intelligent system is a management support system
model M that formalizes the basic requirements, composition and elements interaction in the
form [
        <xref ref-type="bibr" rid="ref11">11</xref>
        ]:
      </p>
      <p>= ⟨, , , , , ,  ⟩,
where  — management objectives;  — control tasks;  — decision levels;  — system
functions;  — containers integrating information resources, their processing methods and
characteristics for each type of risk;  — information technologies;  — formed decisions.
The listed elements of the model are detailed as sets.</p>
      <p>
        Management goals set  = {1, 2, 3} include: 1 — increase life expectancy by reducing
the number of dead and deceased prematurely; 2 — increase in the healthy life duration
by reducing the number of people who need treatment, rehabilitation and social protection;
3 — comfortable living environment creation, including the environment normalization and
uninterrupted resources supply. All management goals have a multiplier efect — financial
investments in preventive measures are significantly less than the cost of unprevented harm [
        <xref ref-type="bibr" rid="ref12">12</xref>
        ].
Tasks set  = {1, 2, 3} are grouped by their implementation frequency and include the
following: 1 — the risk of reduction measures that are performed continuously; 2 — seasonal
preventive measures peculiar to cyclical emergencies, environmental, anti-epidemic and other
measures; 3 — one-time events that radically reduce the level of risk. Strategic decisions on
the territorial security management that require collection and processing large amounts of
data are made at the regional level 1. Municipal 2 and object 3 levels have limited functions
when it comes to collecting and viewing data. Such a division is reflected in the intelligent
system architecture which provides diferent human-machine interfaces. The set of functions
 = {1, 2, 3, 4}, where 1 is the collection and consolidation of data; 2 — analytical data
processing and calculations; 3 — dynamic visualization of results; 4 — decisions making.
      </p>
      <p>
        Containers in an intelligent system are presented as pairs  = {, }, where  —
information resources,  — methods and algorithms that process and present data using information
technologies  [
        <xref ref-type="bibr" rid="ref13 ref14">13, 14</xref>
        ]. In its turn,  = {1, . . . , 5}, where 1 — data warehouse
technologies; 2 — analytical data processing technologies; 3 — intelligent technologies; 4 —
geoinformation technologies; 5 — web technologies. Information resources  = {1, . . . , 5},
where 1 — system-forming elements (reference books, classifiers); 2 — monitoring processes
(events) data; 3 — analyzed objects characteristics; 4 — spatial data; 5 — knowledge bases.
The typical structure of  elements is developed using UML notations. Based on the structure
of information resources description, the intellectual system data warehouse was designed and
iflled.
      </p>
      <p>
        Let us focus on the description of knowledge bases. Their structure in a generalized form
reflects the representation of a multilevel aggregated knowledge model used in the solving
control problem process and described in [
        <xref ref-type="bibr" rid="ref15">15</xref>
        ]. Knowledge bases are represented by the set
5 = ⟨frames, rules, models, solver, interfaces, thesaurus, decisions⟩, where frames — the base
of frames representing possible scenarios for changing the analyzed objects characteristics;
rules — a rule base “condition-action-rules” type; models — calculation library models; solver —
inference machine; interfaces — knowledge library base interfaces; thesaurus — a dictionary
describing fact variables and their properties; decisions — decision projects database. Frames
form a scenario for the risk reduction measures behavior. Rules represent actions and conditions
for their execution and are used as attached procedures in frames. Models are needed to assess
the consequences of activities and describe the new state of security for a certain territory. The
solver interprets the calculation and interface procedures, implements the withdrawal strategy
by selecting the preferred rule or procedure from the characteristics of the evaluated territory
applicable to the array, in accordance with the specified criteria. As a result, “anonymous”
decision templates are filled with specific information about the types, sequence and expected
outcomes. The implementation of the 5 structure in the repository is presented as logically
related tables.
      </p>
      <p>Integrating these technologies in control systems allows synthesizing solutions that
coordinate the actions of experts from various departments involved in the targeted risk reduction
programs development. Updated information resources increase the decision efectiveness
when it comes to working with lack of time, the presence of incomplete and obscure initial
information, and the error high costs.</p>
      <p>
        The intelligent system work results largely depend on the volume and content of the data,
which is diferent for diferent territories. The output can be represented as  = {, , , },
where  — text recommendations and explanations;  — tables;  — graphical representations;
 — dynamic maps visualizing the territorial risks distribution. For a better understanding, 
includes the extensive terminology used in risks assessment [
        <xref ref-type="bibr" rid="ref16 ref17">16, 17</xref>
        ].
      </p>
      <p>Elements from sets of this system model can be supplemented with the new data processing
technologies advent, information resources types, as well as territorial management tasks.</p>
    </sec>
    <sec id="sec-3">
      <title>3. A conceptual description of the architecture of an intelligent system</title>
      <p>The next step in the intelligent system implementation is architectural design, linking the system
model elements, and the information processes decomposition of the system’s interaction with
the external environment, and the program modules functioning within the system.</p>
      <p>The multitasking problem-oriented intelligent system architecture is based on the system
management model. Figure 1 shows context diagram of the system interacting with the
environment. This configuration allows getting results when performing various combinations of
functions  . For example, 1 data collection results and consolidation are available to other
systems through a data gateway. Performing risk assessments (functions 2, 3) without forming
solutions 4 is advisable in case of information resources deficiency.</p>
      <p>Using the control support model elements, control tasks  were decomposed as functional
diagrams. This allowed describing in detail the transformation processes of information resources
using IT technologies. The architecture concretizes the intelligent system design describing
a unit of consolidating information resources, subsystems and data processing services, and
human-machine interfaces (Figure 2).</p>
      <p>
        Consolidation processes are described in accordance with the classification of information
resources and information technologies introduced in the system model. The use of
systemforming resources d1 to enrich monitoring data during the consolidation process in the
repository made it possible to implement various analytical processing technologies, such as POD
(post OLAP dynamics), Data Mining, and others [
        <xref ref-type="bibr" rid="ref18 ref19">18, 19</xref>
        ]. The main information resources array
was used to assess territorial risks is data from monitoring processes and events 2, as well
as analyzed objects 3 characteristics. The basic spatial data 4 is used for the formation of
cartograms and overview maps is placed in the repository. Detailed cartographic territorial
descriptions are available through WMS and other services described in [
        <xref ref-type="bibr" rid="ref20">20</xref>
        ]. To collect
formalized management processes in 5 knowledge bases, a graphical method proposed for displaying
a sequence of “elementary” operations, similar to IDEFx notation.
      </p>
      <p>Due to significant diferences in the data structure, processing and presentation result methods,
it is advisable to integrate them for each risk type by the type of container processing. The
growth of intellectualization system is possible with the mass knowledge bases formation
that describes the preventive measures management processes. A graphical interface is being
developed to transform formalized descriptions of multi-step actions. The large training sample
formation makes it possible to use neural networks and other intelligent technologies. This
allows creating several alternative solutions with ranking them by priority.</p>
      <p>Human-machine interfaces are designed taking into account diferent decision-making levels
. Diferent dynamic representations of the processing results (elements of the set  ) allow
avoiding the reduction of risk assessments as a single numerical indicator. The support includes
various access mechanisms for individuals who form and make managerial decisions — desktop
software systems, websites, and mobile applications.</p>
      <p>The developed architecture made it possible to determine the synthesized intelligent system
functionality and substantiate the software components and rational methods choice for the
integrated control problems solution.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Assessment of territorial risks in the intelligent system</title>
      <p>
        To assess territorial risks, it is proposed to collect and analyze monitoring data and statistics on
emergencies and dangerous events, including industrial safety violations, public health, and
environmental monitoring data. The proposed approach diference is using formalized
characteristics of the danger sources, objects’ vulnerability, and the state of protection systems [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ].
      </p>
      <p>The territorial risks assessment takes place in three main stages:
— definition and formation of a source data array;
— risks calculations and analytical modeling;
— analysis results dynamic presentation, including risks mapping.</p>
      <p>During the first stage, there are determined possible dangers for the territories, initial data,
general target information and models for the analytical risks study are formed. When
performing the second stage, it is necessary to divide the risks into two fundamental groups,
characterized by the exposure duration (instant and long-term efect). At the third stage,
recommendations are developed for risk management at the municipal level.</p>
      <p>The risk calculation is carried out in order to determine the necessity and efectiveness of
preventive measures, as well as measures to manage the municipality’s developmental risks by
executive authorities.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusions</title>
      <p>
        The architecture’s basic functions are implemented in the integrated management support
systems “ESLA-PRO” and the Risk Analysis System SAR ES. Operational experience has shown
the necessity to improve intersystem information exchange using distributed ledger technologies,
cloud data storage, consolidating information from industry systems. Also have been created
updated regional atlases of emergency situations covering natural and anthropogenic natures,
some of them are published on the ICM SB RAS [
        <xref ref-type="bibr" rid="ref21">21</xref>
        ] geographic informational portal.
      </p>
      <p>
        The proposed creation method of an intelligent system for assessing and managing social,
natural and anthropogenic systems’ risks allows building up a comprehensive information
platform for solving a wide range of territorial management tasks. The method is based on the
management information support model and the intelligent system architecture that substantiate
the original integration of information resources and technologies. The combination of an
intelligent system with integrated monitoring services will systematically reduce the human and
social life risks, as well as the ecological systems’ state to acceptable values that are currently
achieved in only a small number of countries [
        <xref ref-type="bibr" rid="ref22">22</xref>
        ].
      </p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>This research project No. 18-47-240006: “Methods and information technologies for risk
assessment of the development of socio-natural-technogenic systems in an industrial region” was
funded by the Russian Foundation for Basic Research, Government of Krasnoyarsk Territory,
Krasnoyarsk Regional Fund of Science.</p>
    </sec>
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