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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Extracting Entities and Events from Archives Textual Metadata?</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Davide Varagnolo</string-name>
          <email>d.varagnolo@studenti.unipi.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>C´assio Rodrigues</string-name>
          <email>cassiorodrigues@outlook.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Ana Martins</string-name>
          <email>anacatarinasmartins@hotmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dora M</string-name>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Coimbra Business School-ISCAC, Polytechnic Institute of Coimbra</institution>
          ,
          <country country="PT">Portugal</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Department of Informatics, University of E</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>NOVA Laboratory for Computer Science and Informatics</institution>
          ,
          <addr-line>NOVA LINCS</addr-line>
          ,
          <country country="PT">Portugal</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>A method for extracting events and entities from ISAD(G) metadata archives elements, that contain text descriptions, is presented. The method consists of applying a set of processing rules according to text fields classification, with the objective of populating the CIDOCCRM ontology with additional information about events and entities, like persons, locations, dates, relations, baptisms, births, etc. An illustrative example of a 'baptism' classification, extraction, and representation is also presented.</p>
      </abstract>
      <kwd-group>
        <kwd>Text Classification</kwd>
        <kwd>Natural Language Processing</kwd>
        <kwd>Semantic Web</kwd>
        <kwd>Archives Linked Data Semantic Representation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        EPISA (Entity and Property Inference for Semantic Archives) is a research
project involving the Portuguese National Archives - Torre do Tombo, archival
experts, and Information and Computer Science researchers The project aims to
design a prototype, as an open-source knowledge platform, aiming to represent
archival information on a linked data model. One of the project’s major tasks is
the semantic migration, i.e, the process to extract and represent the relevant
entities and their properties from the existing records in the actual DigitArq, [
        <xref ref-type="bibr" rid="ref13">13</xref>
        ].
The DigitArq platform is the Portuguese National archive system that uses
wellestablished description standards, namely the ISAD(G) (General International
Standard Archival Description) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and ISAAR(CPF) (International Standard
Archival Authority Record for Corporate Bodies, Persons and Families) [
        <xref ref-type="bibr" rid="ref14">14</xref>
        ]
with a hierarchical structure adapted to the nature of archival assets.
      </p>
      <p>
        To accomplish the migration process an automatic semantic migration
prototype, based on Knowledge Discovery, from Digital Archive metadata to
populate an ontology in CIDOC-CRM was developed. CIDOC-CRM (Conceptual
? This work is financed by National Funds through FCT - Foundation for Science and
Technology I.P., within the scope of the EPISA project - DSAIPA/DS/0023/2018.
Reference Model) standard, an ontology developed for museums by the
International Committee for Documentation (CIDOC) of the International Council
of Museums (ICOM) [
        <xref ref-type="bibr" rid="ref10 ref2">10, 2</xref>
        ], was used to build the data model and description
vocabularies [
        <xref ref-type="bibr" rid="ref11 ref4">4, 11</xref>
        ].
      </p>
      <p>
        The resulting dataset is an OWL knowledge base representation of the
existing information in DigitArq as it is, where each DigitArq representation of
metadata archives units has a scheme complying to ISAD(G) [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ] and ISAAR
[
        <xref ref-type="bibr" rid="ref14">14</xref>
        ] recommendations. The DigitArq information is organized according to a set
of fields and their values. Among this set of fields, there are some that present
atomic values, such as the ”Reference code”, the ”Title”, or the ”Recipient”,
that do not require further interpretation, and the migration process was done
by applying a predefined set of rules establishing the mapping between ISAD(G)
elements and CIDOC-CRM classes and properties. There are other fields, such as
’Scope and content’ and Archival and Custodial History that are characterized
by having additional information describing its unit, and it is in text format.
These texts, usually, have a structure that can be recognized, by using Natural
Language Processing (NLP) tools, and giving as output a feature value list that
will be the input for the additional ontology Population.
      </p>
      <p>The information extraction from text is not intended to extract all the
information, but only parts of information considered important, such as baptisms,
births, inventories due to death, incorporation of documents between archives,
institutions, persons, and places involved in those events.</p>
      <p>
        Methodologies to extracted general information from text into ontologies are
presented in several works, such as [
        <xref ref-type="bibr" rid="ref1 ref12 ref5 ref6 ref7 ref8 ref9">8, 1, 9, 12, 7, 5, 6</xref>
        ]. In particular, OntoPrima
is a NLP-based Ontology Population system that extracts instances of concepts
and relations from text to populate an ontology using NLP techniques.
      </p>
      <p>The goal of this paper is to present the process of applying a set of processing
rules according to text fields classification, with the objective of populating the
ontology with additional information about events and entities, like persons,
locations, dates, relations, baptisms, births, etc.
2</p>
    </sec>
    <sec id="sec-2">
      <title>Events and Entities extraction overview</title>
      <p>The extraction of information from documents text elements depends on the
type of the information, such as baptisms, births, inventories due to death,
incorporation of documents in archives, institutions, persons, dates and places
involved in those events. The ontology representation of this information and
the corresponding mapping rules are defined manually and are presented in the
next subsection.</p>
      <p>Each type of information and extraction process is defined using GATE
(https://gate.ac.uk/), and to decide the type of information in a text linked
to a document, an automatic text classifier is used.</p>
      <p>Figure 1 presents the architecture of the proposed system that has 3 phases.
The first one runs a classifier over the national archives information OWL
representation. In the second phase, for each classified text linked to a document
(E31 Document), the text and the corresponding document reference code are
sent to an information extraction process. Finally, the information extraction
process extracts a set of relations, that using the OWL rewriting rules (mapping
rules), will represent the information extracted in CIDOC-CRM linked to the
document that had the information extracted.
2.1</p>
      <sec id="sec-2-1">
        <title>Representation of events and entities extracted</title>
        <p>Each classified text has a set of mapping rules assigned to it, which allows to
represent the information extracted in CIDOC-CRM. For better understanding,
consider in particular the ’baptism’ type of information.</p>
        <p>The representation of a baptism in CIDOC-CRM is presented in Figure 2. A
’baptism’ is represented as a CIDOC-CRM activity (E7 activity) linked to the
document representation by property ’P129 is about’. The ’E7 activity’ has type
’baptism’ and can have: a date, the person baptized that is the document receipt,
and the persons and their roles in the baptism context like the Godmother and
the Godfather. In a baptism description the birth is also described, the birth is
represented by the CIDOC-CRM class birth (E67 Birth) linked to the document
by the property ’P67 refers to’. The birth class has properties to represent the
parents, ’P96 by mother’ and ’P97 by father’. To represent the grandparents, new
birth events are used to represent the birth of the parents. All these births are
linked to the document with the text description by property ’P67 refers to’.</p>
        <p>This representation is automatically generated from the information extracted
from the text and the document reference code.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>Text metadata automatic classification</title>
        <p>To build an automatic classifier to determine if a natural language text contains
some information, such as the description of a baptism, a marriage, a passport
request, some material transference between archives, or an enumeration of
entities, a sample of Fonds with its hierarchical dependent documents was chosen and
semi-manually tagged. The classified texts were then used to build the datasets
for the automatic classifiers.</p>
        <p>Corpus for the Classifications A set of 3,800 Portuguese National Archives
documents was selected from four district archives, and for each document the
information was represented as showed in Table 1 when adequate.</p>
        <p>The text values of the ISAD(G) elements, such as ”Scope and content” or
”Archival and Custodial History”, from the sample is used to define the
automatic text classifier that will be applied to decide if a text, defined as a string
and linked to a document in the Archives OWL2 representation, should be used
to extract events and entities to populate the ontology.</p>
        <p>Classifiers performance Since the text categories present in the selected
Fonds were unbalanced, from the 3,800 texts manually classified, a sample of
300 text for each category was selected. Then, Decisions Trees were used to
build a classifier for each information type. The dataset for each Decision Tree
was obtained by selecting 300 positive text occurrences and 300 negative
occurrences selected from the other texts categories positive occurrences. The classifier
was built dividing the dataset intp 2 subsets, one for training (70%) and another
for testing (30%). The classifiers achieved 100% accuracy.
Classification
Incorporation
Incorporation
Incorporation
Baptism
ISAD(G) Element Text
Archival and Custo- ”Livros entrados no Arquivo por transferˆencia
dial History do Arquivo da Universidade de Coimbra, onde
se encontravam provisoriamente em 1976, e
por incorporac¸o˜es do Carto´rio Notarial de</p>
        <p>Oliveira de Azem´eis.”
Archival and Custo- ”Tera´ sido transferida da Direcc¸a˜o de
Fidial History nanc¸as de Beja e/ou da Tesouraria da Fazenda</p>
        <p>Pu´blica para o ADBeja em 1988, ao abrigo do</p>
        <p>DL n.º 46350, de 22 de Maio de 1965.”
Archival and Custo- ”Proveniente da Direcc¸a˜o Escolar de Beja, em
dial History 2001.”
Scope and Content ”Pais: Manuel Martins Ramos e Ana Joaquina</p>
        <p>Martins
Avos maternos: Joa˜o Martins de Oliveira e
Joana Francisca da Silva
Avo´s paternos: Manuel Martins Ramos e
Custo´dia Maria da Costa
Padrinhos: Anto´nio Martins de Oliveira e
Josefina Maria de Jesus</p>
        <p>Data de nascimento: 9 de Novembro de 1811”
2.3</p>
      </sec>
      <sec id="sec-2-3">
        <title>Events and entities extraction</title>
        <p>The information extraction process is defined using GATE (General Architecture
for Text Engineering), a Java suite of tools to perform natural language
processing tasks over corpus. The tasks are managed by applications that include several
language resources. The main application is ANNIE (A Nearly-New Information
Extraction System), which is a set of modules comprising a tokenizer, a gazetteer,
a sentence splitter, a part-of-speech tagger, a named entities transducer and a
coreference tagger.</p>
        <p>Despite the fact that GATE does not support (natively) the Portuguese
language, the test results obtained in the information extraction tasks are very
satisfactory and promising.</p>
        <p>Each information extraction task is implemented by defining new rules for
two modules:
The Gazetteer (originally, geographical dictionary or directory used in
conjunction with a map or atlas) are entity dictionaries used in Name Entity
Recognition task. In the Annie application, these entity dictionaries help to
tag di↵erent words in the texts.</p>
        <p>The Named Entity Transducer is a technique of Name Entity Extraction
via Finite State Transducer, managed by rules. In Annie application, it is
possible to create and modify rules, using Jape (Java Annotation Pattern
Engine, https://gate.ac.uk/wiki/jape-repository/). A Jape grammar consists
of a set of phases, each of which consists of a set of pattern/action rules. The
phases run sequentially and constitute a cascade of finite state transducers
over annotations. The left-hand-side (LHS) of the rules consist of an
annotation pattern description. The right-hand-side (RHS) consists of annotation
manipulation statements. Annotations matched on the LHS of a rule may
be referred to on the RHS by means of labels that are attached to pattern
elements.</p>
        <p>Consider, as an illustrative example, the text presented in Table 1 and
classified as a ’baptism’. This text has a predefined structure:
– All the relatives have the structure</p>
        <p>{DegreeOfKinship}: {MaleRelative} e {FemaleRelative}
– The date of birth has a similar structure too, but checking the possible cases
it has two variants:
Data de nascimento: {DayInNumbers} de {NameOfMonth} de {YearInNumbers}
Data de nascimento: {DayInNumbers}-{MonthInNumbers}-{YearInNumbers}
This kind of structured text is adequate to define rules that helps to extract
entities. To achieve this purpose, two lists of names were created in the Gazetteer
to automatically tag the months and nouns designations of the degrees of kinship
in Portuguese (months pt.lst and relatives pt.lst). Portuguese proper names are
also extracted, but there is no need of applying named recognition techniques,
because the pattern of this kind of texts allows the extraction process to be carry
out directly with the Jape rules defined.</p>
        <p>After the Gazetteer processing, all the degrees of kinship and the months that
appears in the texts are tagged. Then and after the processing of the Sentence
Splitter and the POS Tagger, the Jape rules are applied to extract the name of
the relatives and the birthdates. Concerning the other text classification,
specialized rules are defined to extract the information (in order to cover di↵erent
patterns), that have a priority system to be triggered. The following Jape rule
allows to extract the father in the baptism classification:
Rule: Pais Priority: 100
({Token.string ==~ "[Pp]ais"} {Token.string == ":"} ):intro
({Person.kind == fullName} ):pai
({Token.string == "e"}|({Token.string == "e"} {Token.string == "de"})
):and
({Person.kind == fullName, Token.string != "Avos", Token.string != "Data"}):mae
--&gt;
:pai.Relative = {kind = "pai" }, :mae.Relative = {kind = "mae" }</p>
        <p>Finally, the output of the each extraction task is a XML file with all the
information extracted. This file is the input of the ’Rewriting Rules’ module
that will update the knowledge base with the new individuals, class instances,
and properties that link them together and represent the information extracted
in CIDOC-CRM. These new individuals are also linked to the document where
they were mentioned.
Information Extraction Performance These information extraction
specialized processes are still under development. However, preliminary evaluation
of the process for baptisms descriptions can achieve a 98% precision and 99%
recall, when extracting dates, entities, birth events and baptism activities with
the correct roles assigned to the persons who participated in the events, as well
as the places. Similar results on precision and recall were obtained for processes
to extract the information from very well structured texts, but the experiments
with texts classified as incorporation have a much lower precision and recall,
due to the fact that those texts are not so well structured. These kind of texts
require the use of syntactic information and semantic similarity to recognize the
events and the roles in the events.</p>
        <p>The experiments to evaluate the precision and recall of the extraction
processes are done by choosing a set of documents, where an ISAD(G) element is
classified as the process category and for each text a human decides if the
information extracted is correct and if all the information was extracted. In a near
future an improvement of this evaluation will be done by trying to automatize
some parts of the human verification.
3</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Conclusions and Future work</title>
      <p>A method for extracting information from ISAD(G) elements, that contain text
descriptions, was proposed in this paper. The method has 5 phases: the
definition of the information to be represented, the definition of the rules to map
the information in CIDOC-CRM, a classifier for selecting the texts that
convey the information, a process for automatic extract the information, and its
representation CIDOC-CMR using the mapping rules.</p>
      <p>The experiments made in extracting events and entities from text documents,
for some types of information, show that the proposed strategy is adequate even
if some processes such as the extraction of incorporation information need to
be improved. The classifiers evaluation shows that it is easy to build a classifier
with a very good performance to classify the text in the text elements. The task
of manually annotate the set of documents for the classifier is laborious and
time consuming since it has to be done for at least a sample of 500 positive
occurrences of texts for each information type.</p>
      <p>The evaluation of the final results is done by evaluating the correctness of
the representation of the events and entities in the final Ontology, which is
also laborious and time consuming and requires specialized knowledge on the
ontology representation. As future work, it is intended to improve the evaluation
process.</p>
    </sec>
  </body>
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