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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Multiclass U-Net Segmentation of Brain Electron Microscopy Data</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Alexandra Getmanskaya</string-name>
          <email>getmanskaya.alexandra@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Nikolai Sokolov</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Vadim Turlapov</string-name>
          <email>vadim.turlapov@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Novgorod</institution>
          ,
          <country country="RU">Russia</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>UNN</institution>
          ,
          <addr-line>Gagarina av. 23, N.Novgorod, 603950, Russian Federation</addr-line>
        </aff>
      </contrib-group>
      <abstract>
        <p>This work focuses on multi-class labeling and segmentation of electron microscopy data. The well-known and state-of-the-art EPFL open dataset has been labeled for 6 classes (instead of 1) and a multi-class version of the U-Net was trained. The new labeled classes are mitochondrion together with its border, mitochondrion's border (separately), membrane, PSD, axon, vesicle. Our labeling results are available on GitHub. Our study showed that the quality of segmentation is afected by the presence of a suficient number of specific features that distinguish the selected classes and the representation of these features in the training dataset. With 6-classes segmentation, mitochondria were segmented with the Dice index of 0.94, which is higher than with 5-classes (without mitochondrial boundaries) segmentation (Dice multi-class segmentation, electron microscopy, neural network, image segmentation, machine learning Information about the anatomy and connectivity of neurons can provide new insights into the relation between the brain's structure and its function [1]. Such information may also provide insights into the physical underpinnings of common serious disorders of brain function such as mental illnesses and learning disorders, which at present have no physical trace. Furthermore, information about the individual strength of synapses or the number of connections between two cells has important implications for computational neuroscience and theoretical analysis of neural networks [2].</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>the most successful in the field of biomedical data segmentation. The main idea of U-Net is to
include local and more extensive contextual information (global context) from the input image.
Based on this concept, a variety of DNN architectures have been proposed for volume data.</p>
      <p>A similar idea is used by the deep contextual network [5], emphasizing the importance of
capturing a suficient receptive field. Both networks are based on fully convolutional networks
[6], and feature maps obtained in the middle layer are propagated directly to deep layers using
a skip connection. Drozdzal et al. have also experimentally shown that the skip connection
is essential for the segmentation of nerve cells [7]. Further research has developed deeper
networks [8, 9] and mechanisms that take into account correlation in three-dimensional space.
Xiao et al. [9] proposed a 3D U-Net with residual blocks. On the task of segmentation of
mitochondria, they received the quality jaccard = 91.8%.</p>
      <p>The next step was the use of three-dimensional convolutions in neural networks. V-Net[10],
3D U-Net[11], DeepMedic[12], HighRes3DNet[13] are diferent architectures using 3D
convolutions.</p>
      <p>In parallel with the development of three-dimensional architectures, methods of preprocessing
input data and post-processing of segmentation results obtained by neural networks were
proposed. Preprocessing and post-processing increases the neural networks segmentation
quality about 5-9% each [14, 15, 16]. For example, Manca Žerovnik Mekuč et al. [17] used contrast
enhancement based on the adaptive gamma correction with weight distribution (AGCWD) [18].</p>
      <p>One of the limitations of 3D CNN is the significantly increased number of training parameters
with a 3D convolution kernel, which leads to high computational costs and high GPU memory
consumption.</p>
      <p>Therefore, architectures that use 3D convolutions have been replaced by architectures that
reduce the number of training parameters, adjusting the balance between the quality of networks
with 3D convolutions and the speed of training two-dimensional convolutions.</p>
      <p>Low-rank factorization of convolutional kernels [19, 20, 21] and hierarchical convolution
(HVEC)[22] are the simple alternative to 3D convolution for exploring 3D spatial context.</p>
      <p>Biological and medical data is characterized by a small amount of labeled data. And the
publicly available electron microscopy data as a whole are presented in only a few volumes due
to the laboriousness of preparing a tissue for an electron microscope and due to the need for
post-processing of the obtained images. The laboriousness of annotation results in even fewer
public labeled electron microscopy datasets.</p>
      <p>We found eight publicly available electron microscopy data, six labeled in only 1 class
(mitochondrion or membranes). And only in two volumes several classes are marked. Therefore,
the vast majority of neural networks in electron microscopy are trained for only two classes.
Therefore, it is important to create multi-class markup and examine the results of multi-class
architectures using this markup.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Materials and methods</title>
      <sec id="sec-2-1">
        <title>2.1. Open datasets</title>
        <p>This section provides information on public datasets. The most widely used datasets for assessing
mitochondrial segmentation have been provided by Lucchi et al. [23] and Xiao et al. [9].</p>
        <p>Mouse neuropil. The mouse neuropil dataset [24] includes 400 images with a size of 4096 ×
4096 with a resolution of 10 × 10 × 50 nm / voxel. A subset of 70 images with a size of 700 × 700
was selected from the dataset and marked up by experts.</p>
        <p>Mouse cerebral cortex dataset. Also known as AC4 dataset. The entire mouse cortical
dataset is a stack of 1,850 images of 4096 × 4096 pixels with a resolution of 3 × 3 × 30 nm /
voxel. The images were compressed 2x in x - y, and two subsets of 1024 × 1024 × 100 pixels
were cropped out and used in the ISBI 2013 EM Challenge [25] as a training and testing set. For
the training sample, 100 images were provided 2D and 3D marked by experts.</p>
        <p>EPFL dataset (Lucchi dataset [23]). The dataset is a 5x5x5 μm section taken from the
CA1 hippocampus region of the brain, which corresponds to a volume of 1065x2048x1536. The
resolution of each voxel (vx) is approximately 5x5x5 nm. Mitochondria were annotated in two
parts of the dataset. Each chunk consists 1024x768x165 image stack.</p>
        <p>Lucchi ++ Mitochondrial Segmentation Dataset.</p>
        <p>This dataset is based on the hippocampal EPFL dataset [23]. The diference lies in the more
accurate mitochondrial markings, in which the senior biologist manually corrected the markings
of the mitochondrial membranes using his own annotation software along with 2 neuroscientists.</p>
        <p>Kasthuri ++ Somatosensory Cortex. Contains annotations of the mitochondria of the
3-cylinder volume of the mouse cortex Kasthuri et al. The tissue is a dense mammalian neuropil
from layers 4 and 5 of the primary somatosensory cortex S1, obtained using serial sectional
electron microscopy (ssEM). In this data, membrane inconsistencies in mitochondrial segmentation
masks were corrected by experts similar to the Lucchi ++ dataset. The dimensions of the stack
are 1463 × 1613 × 85vx and 1334 × 1553 × 75vx with a resolution of 3 × 3 × 30 nm per voxel.</p>
        <p>chm-supplemental data. Contains SBEM training data of the suprachiasmatic nucleus
(SCN) of one 3-month-old mouse (images and labels of mitochondria, lysosomes, nuclei, isotropic
nuclei and nucleoli). This dataset was used by Perez et al. [26].</p>
        <p>UroCell [17]. The open volumetric EM dataset is the first of the urothelial cells. The
tissue samples was taken from urinary bladders of 6–8 weeks old healthy male C57BL/6J
mice. The dataset consists of 1056 consecutive layers of 1366 × 1180 pixels. Voxel sizes in
the dataset are approximately x = 16 nm, y = 16 nm, z = 15 nm — nearly isotropic resolution
in all three directions. Intracellular compartments (mitochondria and endolysosomes) are
manually labeled in 5 sub-volumes of 256 × 256 × 256 voxels. To increase variability, the selected
annotated sub-volumes are taken from diferent parts of the entire volume and are therefore
varied in terms of contrast, brightness, artifacts and content. The data is located on GitHub:
https://github.com/MancaZerovnikMekuc/UroCell.</p>
        <p>ISBI 2012 dataset [25]. The dataset is a set of 30 slices from the sequential transmission
electron microscopy dataset of the ventral nerve circuit of the first stage larva of Drosophila,
which was used in a competition held at the ISBI 2012. The competition task was to find the
membranes of nerve cells. Membranes are marked in the images. The imaged volume measures
2 × 2 × 1.5 µ, with a resolution of 4 × 4 × 50 nm/pixel. The result resolution is the 4 × 4 nm per
pixel.</p>
        <p>You can see that six labeled open datasets in only 1 class. And only in two volumes several
classes are marked. Therefore, the vast majority of neural networks in electron microscopy are
trained for only two classes (object and background).</p>
      </sec>
      <sec id="sec-2-2">
        <title>2.2. Dataset</title>
        <p>The initial data was obtained from the site https://www.epfl.ch/labs/cvlab/data/data-em/ and
are called “EPFL dataset” or “Lucchi mitochondrial segmentation dataset”. This data originally
contains masks only for mitochondria. Therefore, for the analysis and evaluation of multiclass
segmentation algorithms, we manually labeled 14 layers (1024x768) for the following classes:
1. Mitochondrion together with the border
2. Mitochondrion’s border
3. Membranes
4. PSD
5. Axon sheaths
6. Vesicles
Precise marking of 1 layer by hand took about 5 hours. Our markup of the EPFL dataset is
available at https://github.com/GraphLabEMproj/unet. We plan to continue working on the
markup and mark up both of the available volumes. You can see an example of the image patch
markup in Figure 1.</p>
        <p>a)
b)
c)
d)
e)
f)</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.3. Network architecture</title>
        <p>U-Net is considered one of the standard CNN architectures for image segmentation tasks. The
architecture consists of a constricting path to capture the global context and a symmetrical
expanding path that allows precise localization. For the basis of the neural network, the
UNet project was taken https://github.com/zhixuhao/unet. In the original project, U-Net was
used for the binary classification of membranes. In our research, we use U-Net for multi-class
segmentation. We forked the original repository, all changes in the code and our markup of the
Lucci data is available at https://github.com/GraphLabEMproj/unet.</p>
        <p>
          Following the author of the code https://github.com/zhixuhao/unet in U-Net implementation,
there are diferences from the classical U-Net network [ 4]:
• The network input is an image reduced to the size 256x256x1.
• The network output is 256x256x _  , where  _  is the number of classes.
• The sigmoid activation function ensures that the mask is in the range [
          <xref ref-type="bibr" rid="ref1">0, 1</xref>
          ].
        </p>
        <p>Also, we added batch normalization after each convolution and the ReLU activation layers.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>3. Experiments and results</title>
      <sec id="sec-3-1">
        <title>3.1. Evaluation criteria</title>
        <p>For evaluation, we use the Dice similarity coeficient (DSC) and Jaccard index, both commonly
used in the field of medical image segmentation. If we define TP to be the number of true
positive voxels (correctly identified target class), FP the number of false positive voxels (target
class identified on background), FN the number of false negative voxels (missed target) and TN
the number of true negative voxels (correctly classified background), we can define the metrics
as follows. The Dice similarity coeficient measures the similarity between annotations and
predictions and is defined as:
The Jaccard index measures the same as Dice coeficient:
 =
  =
 =

=1
2 
 
2  +   +  
  +   +</p>
        <p>2 
1 +  
The Dice values, like Jaccard’s, range from zero to one. Unlike Jaccard, the corresponding
diference function is not a correct distance metric, since it does not satisfy the triangle inequality.
Jaccard and Dice are equivalent in the sense that one can be expressed through one another:
Since in our study we consider multi-class segmentation, we are interested in multi-class metrics.
Since the Jaccard distance (or Dice) compares 2 sets, in the case of a multiclass classification,
the result will be a vector of Jaccard (or Dice) distances for each class. When training a neural
network, a function that returns a scalar value is used to calculate the error. Therefore, for
multiclass segmentation, it is necessary to convolve the distance vector. To convolve a vector
into a scalar we use linear convolution:
 
= ∑     ,   ⩾ 0, ∑   = 1

=1
 
where   is the weight coeficient, and   is the value of the distance coeficient for the  -th class.</p>
        <p>- scalar value or convolution of the distance vector.  is the number of classes.
In this work, the linear convolution Dice coeficients with weight coeficients
  equal to 1/
is used for the error function.</p>
        <p>Two metrics used in ISBI 2012 are: Maximal foreground-restricted Rand score after thinning
( 
) and maximal foreground-restricted information theoretic score after thinning (   
). For
a detailed description of the metrics, please refer to [25].</p>
        <p>Also, for membrane detection used metric Rand error (RE): 1 — the maximal F-score of the
foreground restricted rand index (Rand 1971), a measure of similarity between two clusters or
segmentations. For the EM segmentation evaluation, the zero component of the original labels
(background pixels of the ground truth) is excluded.</p>
      </sec>
      <sec id="sec-3-2">
        <title>3.2. Experiments</title>
        <p>We cut marked up 7 slices into 256x256 images, and obtain as the result 301 patches. The data
augmentation was used for model training. In the training set, were used 266 patches, and 35 in
the verification set, the batch size was equal to 7. We test the model on 1 slice (12 patches). We
used random sub-sampling cross-validation. We use Adam as an optimizer with a learning rate
set to 10−4. Each training experiment was run for 100 epochs. Experiment’s learning curves
you can see in Figure 2.</p>
        <p>Experiment 1. Segmentation classes (5): mitochondrion together with the border,
membranes, PSD, axon sheaths, vesicles.</p>
        <p>Experiment 2. Segmentation classes (6): mitochondrion together with the borders,
mitochondrion’s border, membranes, PSD, axon, vesicles.</p>
        <p>Added 1 more class of mitochondrial borders.</p>
        <p>Experiment 3. Segmentation class: Mitochondrion together with the border. Segmentation
into class 1 mitochondrion is used.</p>
        <p>a)
b)
c)</p>
        <p>As we can see from the comparison table (See table 1), multi-class segmentation of
mitochondria is not much inferior in quality to binary segmentation.</p>
        <p>The mitochondrial border class is a subclass of “mitochondrion” and further emphasizing the
border improves the segmentation results of the unifying class.</p>
        <p>Of all classes, vesicles show the worst results due to their small size and due to single vesicles
that can be confused with noise (Figure 3). Perhaps the use of three-dimensional convolutions
will smooth this efect. Possibly combining adjacent vesicles into a ”vesicle region” will improve
the results.</p>
        <p>The network was trained in unbalanced classes, because the size of the compartments and
their occurrence in the layer difer tens of times.</p>
        <p>Despite the fact that the smallest in area classes are PSD and axons, their recognition is higher
than that of vesicles.</p>
        <p>a)
b)
c)
d)</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>4. Discussion</title>
      <p>In the discussion section, we present two tables: Table 2: “Comparison mitochondrion
segmentation results” and Table 3: “Comparison membrane segmentation results”. We have placed here
the most illustrative results on the segmentation of two classes: mitochondria and membranes
using binary and multiclass models.</p>
      <p>We test our models on full test EPFL volume and use this values instead of Table 1 results.
We cannot directly compare the results from the table 2 because our models were trained on a
significantly reduced version of the EPFL dataset. But we can put forward several hypotheses
that need to be tested. The worst results were obtained in the layers containing the axon, parts
of the mitochondria cut by the border of the image, fuzzy membranes (Figure 4). The network
confused the axon inner region with the mitochondria. We assume the causes are 1) the small
number of axons represented in the training dataset; 2) we marked only the boundaries of the
axon without the inner region, relying on their brightness as a suficient feature.</p>
      <p>When we added the “mitochondrion’s border” class, the recognition of mitochondria in
the 6-class model increased from 0.895 to 0.906 (Table 2), while the recognition of the border
decreased from 0.849 to 0.81 (Table 1). But it was the only one negative issue only. It means
that it is possible to pick up classes to get segmentation comparable to the segmentation of a
binary model. A multi-class 3D model gives an increase in accuracy as well as a binary model.</p>
    </sec>
    <sec id="sec-5">
      <title>5. Conclusion</title>
      <p>In this paper, we presented a new multi-class labels for the state-of-the-art EPFL dataset,
which includes such classes as mitochondrion including the borders, mitochondrial boundaries,
membranes, PSD, axon, vesicles.</p>
      <p>We present the results of a multi-class segmentation of brain electron microscopy data using
slightly modified U-Net with tiling data-layers onto the 256x256 fragments saving the initial
resolution. The Dice index of mitochondrial segmentation from the network into 5 classes
showed 0.82 instead of 0.954 for binary recognition.</p>
      <p>The research has shown that increasing the number of classes does not necessarily have a
negative impact on the quality of segmentation. The quality of segmentation is afected by
the presence of a suficient number of specific features that distinguish the selected classes
and the representation of these features in the training dataset. With 6-class segmentation,
mitochondria were segmented with a Dice index of 0.94, which is higher than with 5-class
segmentation (0.892).
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