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    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>An Unsupervised Approach to Extract Life-Events from Personal Narratives in the Mental Health Domain</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Seyed Mahed Mousavi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Roberto Negro</string-name>
          <email>R@1</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Giuseppe Riccardi</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Signals and Interactive Systems Lab, University of Trento</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>Personal Narratives are an important source of knowledge in the mental health domain. Over an extended period of time, the psychologist learns about the patient's life-events and participants from the Personal Narratives shared during each therapy session. The acquired knowledge is then used to support the patient to reach a healthier mental state by appropriate targeted feedback during each conversation. In this work, we propose an unsupervised approach to automatically extract personal life-events and participants from the patient's narratives and represent them as a personal graph. This personal graph is then updated at each interaction with the patient. We have evaluated our proposed approach on a dataset of longitudinal Italian Personal Narratives as well as a dataset of English commonsense stories.</p>
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        There is a growing research and clinical interest in
developing conversational agents (CA) for
mental health support as Personal Healthcare Agents
(PHA)
        <xref ref-type="bibr" rid="ref1 ref5 ref8">(Abd-alrazaq et al., 2019; Fitzpatrick et al.,
2017; Inkster et al., 2018)</xref>
        . However, the lack of
appropriate domain knowledge has resulted in the
abundance of rule-based dialogue systems in the
mental health domain with shallow interactions
and weak user engagement
        <xref ref-type="bibr" rid="ref2">(Abd-Alrazaq et al.,
2021)</xref>
        . Currently available dialogue knowledge
can be adequate for consumer-oriented agents or
holding a free-topic social conversation. However,
it can not be used to hold a dialogue about
personal life-events and emotions. Meanwhile,
patients’ conversations in the mental health domain
      </p>
      <p>Copyright © 2021 for this paper by its authors. Use
permitted under Creative Commons License Attribution 4.0
International (CC BY 4.0).
have a unique and complex structure since they
encompass personal feelings and situations which
vary across patients and interventions.</p>
      <p>
        In order to carry out a personal conversation
regarding the patient’s life-events, it is essential
to obtain the required knowledge during each
interaction with the patient and from her Personal
Narratives. Personal Narratives (PN) are
recollections of thoughts and emotions about life-events
of the patient. These narratives are used by the
psychologist to identify the issues that have
activated the patient’s emotional state and provide
support accordingly in order to reach a healthier
mental status
        <xref ref-type="bibr" rid="ref14 ref15">(Tammewar et al., 2019; Vromans
and Schweitzer, 2011)</xref>
        .
      </p>
      <p>
        In this work, we present an unsupervised
approach, inspired by
        <xref ref-type="bibr" rid="ref3">(Chambers and Jurafsky,
2008)</xref>
        , to automatically extract the life-events and
their participants from the patient’s PNs, and
construct a Personal Space Graph. Figure 1 represents
the work flow of our model. Through the
interaction with the patient, each narrative is parsed and
presented in terms of its predicates (the events, the
edges of the graph) and their noun dependencies
(the participants, the nodes of the graph). Each
edge has an index based on its order of appearance
in the narrative which makes it possible to
reconstruct the order of occurrences among the events
(for instance, the event ”litigo spesso” is
mentioned after ”parla male”). Moreover, the events
and participants mentioned in a recent narrative
are considered to be more relevant for an
ongoing interaction. Based on this assumption, older
nodes and edges in the graph will become less
relevant upon receiving a new narrative (presented by
dashed lines in Figure 1). The obtained graph can
be integrated with PHAs to automatically identify
the life-event that is distressing the patient from
his/her PNs to provide support and monitor its
recurrence.
      </p>
      <p>
        We have evaluated our approach on a dataset
of longitudinal Italian PNs collected from
patients who were receiving Cognitive Behavioural
Therapy to manage their distressi. Besides,
the English adaptation of our model was
evaluated in the ”Story Cloze Test” setting introduced
by
        <xref ref-type="bibr" rid="ref9">(Mostafazadeh et al., 2016)</xref>
        . The results show
that the proposed approach obtains similar
results to other unsupervised models on the English
dataset, and can be a strong baseline for personal
space representation and response selection in
Italian.
2
      </p>
    </sec>
    <sec id="sec-2">
      <title>Literature Review</title>
      <sec id="sec-2-1">
        <title>Unsupervised Event Extraction There have been</title>
        <p>
          several interesting works regarding the
unsupervised extraction of events and their participants
from unstructured text.
          <xref ref-type="bibr" rid="ref3">(Chambers and Jurafsky,
2008)</xref>
          introduced the concept of ”Narrative Event
Chain”. In this work, the events with a shared
participant are assumed to be parts of a uniform
story. They present the events in the narrative by
the verbs that have a shared participant, and the
participant’s role for each verb.
          <xref ref-type="bibr" rid="ref4">(Chambers and
Jurafsky, 2009)</xref>
          then extended this model to
”Narrative Schema”, obtained by merging different event
chains extracted from one narrative into an
inteiThis data collection has been approved by the Ethical
Committee of the University of Trento
grated uniform schema in order to model the
document by all participants across the verbs.
Recently,
          <xref ref-type="bibr" rid="ref7">(Hatzel and Biemann, 2021)</xref>
          proposed to
further extend the ”Narrative Schema” concept to
support long documents in German language by
1) performing language adaptation of the model;
and 2) dividing the event sequence into multiple
strongly-connected schema in order to present
different scenes in a long story.
        </p>
        <p>
          Evaluation Criteria Regarding the evaluation
of the models, the mentioned unsupervised
approaches were evaluated in ”Narrative Cloze Test”
setting. In this setting, an event is removed from a
sequence of events in a document and the task is to
predict the most probable candidate for the
missing event
          <xref ref-type="bibr" rid="ref3">(Chambers and Jurafsky, 2008)</xref>
          . Later
however,
          <xref ref-type="bibr" rid="ref9">(Mostafazadeh et al., 2016)</xref>
          introduced
”Story Cloze Test” evaluation criterion. In this
setting, the system selects a complete lexicalized
sentence as the closure to a story rather than
predicting the missing event. For this purpose, the
authors crowd-sourced a dataset of commonsense
stories, called ROCStories, with right and wrong
ending sentences for each story.
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Personal Space Graph Representation</title>
      <p>In this work, we propose an unsupervised
EntityRelation Extraction (ERE) approach to obtain the
personal graph of life-events and participants from
the user’s PNs in the mental health domain. Figure
1 shows the workflow of our approach, consisting
of vfie main modules.</p>
      <p>
        Functional Unit Segmentor Upon receiving a
narrative, it is first segmented into its functional
units. A functional unit is a contiguous span
within a message which has a coherent
communicative intention
        <xref ref-type="bibr" rid="ref11">(Oltean et al., 2017)</xref>
        . The
segmentation into Functional Units was performed
by a seq2seq model
        <xref ref-type="bibr" rid="ref14 ref16">(Zhao and Kawahara, 2019)</xref>
        ,
trained to jointly perform Functional Unit
segmentation and Dialogue Act (DA) tagging, based on
ISO standard DA tagging in Italian
        <xref ref-type="bibr" rid="ref12">(Roccabruna
et al., 2020)</xref>
        . The model was trained on the corpus
of Italian dialogues in the mental health
        <xref ref-type="bibr" rid="ref10">(Mousavi
et al., 2021)</xref>
        . The predictions of the model were
then post-edited and adjusted by two human
annotators with strong inter-annotator agreement (0.87)
measured by Cohen’s κ coefficient
        <xref ref-type="bibr" rid="ref13 ref6">(Fournier and
Inkpen, 2012)</xref>
        .
      </p>
      <p>Dependency Parser Each functional unit is
then passed to the dependency parser to obtain the
corresponding dependency tree, for which spaCy
natural language processing libraryii was used.
Using the obtained tree and part-of-speech tags,
tokens tagged as nouns and proper nouns are
extracted as nodes in the graph (nominal
modifier nouns are excluded in this process since
they are describing/specifying characteristics of
another noun). In cases that pronouns are subjects
or objects of a verb, they are extracted as nodes as
well.</p>
      <p>Entity Linking In order to make sure repeated
nouns or variations of the same noun are mapped
to the correct node in the graph, an Entity
Linking module is defined. This module queries
BabelNetiii and ConceptNetiv semantic networks for
the root form of the extracted nouns and matches
them consequently to obtain a set of entities and
participants in the narrative.</p>
      <p>
        Null Subject Restorer All the verbs contained
in the functional unit are extracted and controlled
for possible null subject case. Null subjects
are non overtly expressed subject pronouns
commonly used in pro-drop languages such as Italian
and Spanish
        <xref ref-type="bibr" rid="ref13">(Russo et al., 2012)</xref>
        . In this case, the
subject of the verb is restored as a pronoun based
iispaCy spacy.io
iiiBabelNet babelnet.org
ivConceptNet conceptnet.io
on its conjugation using an out-of-the-shelf library
MLCONJUG3v to make sure each event
participant is detected and extracted correctly.
      </p>
      <p>Entity-Relation Extraction Lastly, the model
navigates through the dependency tree to find the
verbs that connect the extracted entities as subjects
and objects/oblique nominals. In cases of entity
conjunctions, the same verb spans over all the
entities in the same conjunction. For a better
visualization, the neighbours of the verb in the
dependency tree are explored to obtain an entire
predicate composed by adverbs, ad-positions and
auxiliaries as the edge of the graph.</p>
      <p>The obtained graph is specific to each patient
and spans over the life-events shared in the
narratives. In each graph, the patient is presented as the
node ”Io” and all the other participants in the
patient’s PNs are connected to it by the
corresponding predicate. PNs in the mental health domain are
about the events that activated the patient’s
emotional state. Therefore, it is important to maintain
the consecutive order among events in each PN as
well as among subsequent PNs through several
interactions with the patient. For this purpose, each
edge is indexed based on its sequence of
appearance in the narrative in order to reconstruct the
ordered chain of events. Moreover, events extracted
from prior narratives are considered less relevant
to the patient’s mental status, unless they re-appear
in recent narratives. Therefore, these events
receive lower importance score in time based on the
assumption that the issue is resolved and the
patient does not feel the need to re-mention it.
4</p>
    </sec>
    <sec id="sec-4">
      <title>Evaluations</title>
      <p>
        We have evaluated our proposed approach in two
different settings in the mental health domain for
Italian language. Furthermore, we have compared
the performance of its English adaptation with
other models in the ”Story Cloze Test” setting
introduced by
        <xref ref-type="bibr" rid="ref9">(Mostafazadeh et al., 2016)</xref>
        .
4.1
      </p>
      <sec id="sec-4-1">
        <title>Personal Narratives Evaluation</title>
        <p>
          We first collected a dataset PNs from Italian
patients who were receiving Cognitive Behavioural
Therapy to better manage their distressvi. Using
the approach introduced priorly by
          <xref ref-type="bibr" rid="ref10">(Mousavi et
al., 2021)</xref>
          , the patients were asked to write PNs
vMLCONJUG3 pypi.org/project/mlconjug3
viThis data collection has been approved by the Ethical
Committee of the University of Trento
Recall
        </p>
        <p>Rand. TF-IDF</p>
        <p>NC-AP
48.7</p>
        <p>NC-ROC
49.4</p>
        <p>Nouns ERE
45.1 45.6
about real-life situations and events that have
activated their emotional state for the period of three
months. As the result, we collected 241 PNs from
18 patients with average length of 128.2 tokens per
PN and average number of 11.9 PNs per patient.</p>
        <p>Using the obtained dataset of PNs, in the first
setting we evaluated the model for the task of
Closure Selection. That is, the model was tasked
to select the correct closure sentence for an
incomplete narrative based on the participants and
events (verbs) it consists of. Similar to a
responseselection setting, we assessed the performance of
the model using two pools of 2 and 5 candidates,
each consisting of 1 correct closure and n-1
distractors.</p>
        <p>In the second setting, we evaluated whether the
obtained graph can correctly represent a personal
space of events and participants that varies for
each user. To this end, the model was first
presented with a set of 2 or 5 consecutive PNs from
a specific patient as history. Once the
corresponding personal space graph was extracted, the model
was tasked to select the next possible PN from that
patient from a pool of 2 candidates, consisting of
the correct PN and a distractor (a PN written by a
different user.)</p>
        <p>The results of these evaluations are presented in
Table 1. In the first scenario, while TF-IDF
manages to be a strong baseline, our proposed system
outperforms the Random baseline and has a much
higher success rate than the selection solely based
on the recurrence of the nouns. Moreover, by
raising the task difficulty and increasing the pool size
to 5, our model maintains the same performance
trend. Regarding the second evaluation, the
results indicate that the recurrence of the nouns is
an important factor for the model to select the next
possible PN. Nevertheless, our model manages to
outperform this baseline by considering the
predicates as an additional factor, and get closer to
TFIDF scores.
4.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Story Cloze Test</title>
        <p>
          In order to compare the performance of our model
with other unsupervised approaches, the English
adaption of the model was evaluated in the ”Story
Cloze Test” setting. In this setting, the model
is tasked to select the most probable ending for
a four-sentence story from a pool of 2,
consisting of the right ending and the wrong one.
          <xref ref-type="bibr" rid="ref9">(Mostafazadeh et al., 2016)</xref>
          . The result of this
evaluation for the test set of 3744 stories is
presented in Table 2, indicating that our model
performance is inline with other unsupervised
approaches.
5
        </p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>Conclusion</title>
      <p>In this work, we present an approach to
automatically extract life-events and participants from
patients’ Personal Narratives in the mental health
domain and represent them as a personal graph. This
graph can be a source of knowledge for Personal
Healthcare Agents (PHA) in this domain, to
automatically identify the life-event that is activating
the user’s emotional state and causing distress.</p>
      <p>We evaluated our model on a domain-specific
dataset of Personal Narratives in Italian as well
as an open-domain dataset of commonsense
stories in English. The results indicate that our
proposed model performs in-line with other
unsupervised alternatives and can be a strong baseline for
automatic extraction of life-events from Personal
Narratives in Italian.</p>
    </sec>
    <sec id="sec-6">
      <title>Acknowledgments</title>
      <p>The research leading to these results has received
funding from the European Union – H2020
Programme under grant agreement 826266:
COADAPT.</p>
    </sec>
  </body>
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