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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>KERMIT for Sentiment Analysis in Italian Healthcare Reviews</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Leonardo Ranaldi</string-name>
          <email>l.ranaldi@unimarconi.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Michele Mastromattei</string-name>
          <email>michele.mastromattei@uniroma2.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Dario Onorati</string-name>
          <email>dario.onorati@uniroma1.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Elena Sofia Ruzzetti</string-name>
          <email>elenasofia.ruzzetti@alumni.uniroma2.eu</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Francesca Fallucchi</string-name>
          <email>f.fallucchi@unimarconi.it</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Fabio Massimo Zanzotto</string-name>
          <email>fabio.massimo.zanzotto@uniroma2.it</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>. Dept. of Enterprise Engineering University of Rome Tor Vergata</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>. Dept. of Innovation and Information Engineering Guglielmo Marconi University</institution>
          ,
          <country country="IT">Italy</country>
        </aff>
      </contrib-group>
      <abstract>
        <p />
      </abstract>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1 Introduction</title>
      <p>
        English. In this paper, we describe our
approach to the sentiment classification
challenge on Italian reviews in the healthcare
domain. Firstly, we followed the work of
Bacco et al. (2020) from which we
obtained the dataset. Then, we generated our
model called KERMITHC based on
KERMIT
        <xref ref-type="bibr" rid="ref17">(Zanzotto et al., 2020)</xref>
        . Through an
extensive comparative analysis of the
results obtained, we showed how the use
of syntax can improve performance in
terms of both accuracy and F1-score
compared to previously proposed models.
Finally, we explored the interpretative power
of KERMIT-viz to explain the inferences
made by neural networks on examples.
      </p>
      <p>
        Italiano. In questo lavoro, presentiamo il
nostro approccio al task di sentiment
analysis per le recensioni italiane in ambito
sanitario. Abbiamo seguito il lavoro di
Bacco et al. (2020) da cui abbiamo
ottenuto il dataset. Successivamente,
abbiamo usato KERMITHC basato su
KERMIT
        <xref ref-type="bibr" rid="ref17">(Zanzotto et al., 2020)</xref>
        . Da un’ampia
analisi comparativa dei risultati ottenuti
mostriamo come l’uso della sintassi puo`
migliorare le prestazioni sia in termini di
accuratezza che di F1-score rispetto ai
modelli proposti in precedenza. Infine,
abbiamo esplorato il potere interpretativo
di KERMIT-viz per spiegare le inferenze
fatte dalle reti neurali sugli esempi.
      </p>
      <p>Copyright © 2021 for this paper by its authors. Use
permitted under Creative Commons License Attribution 4.0
International (CC BY 4.0).</p>
      <p>People are practically reviewing anything in
online sites and understanding the polarization of
a comment through automatic sentiment
classiifer is a tantalizing challenge. In recent years,
the number of virtual reviewers has drastically
increased and there are many products and services,
which can be reviewed. Each person, before
buying a product or a service, searches into reviews
from people who have already had experienced the
product or the service. Review portals are
usually linked to the leisure or business activities such
as the world of tourism, e-commerce or movies.
However, there are topics where these reviews and
the associated automatic computed sentiment may
induce to select wrong services, which may
dramatically affect personal life.</p>
      <p>
        When dealing with health-related services, the
effect of positive or negative reviews on hospitals
and doctors can have a potential catastrophic
impact on the health of who is using this piece of
information. QSalute 1 is one of the most important
Italian portals of reviews about hospitals, nursing
homes and doctors. It is very important for
patients to seek the best hospital for their condition
based on the past experience of other patients.
Reviews in the world of health benefit both patients
and hospitals because they are a means to discover
problems and solve them
        <xref ref-type="bibr" rid="ref7 ref8">(Greaves et al., 2013;
Khanbhai et al., 2021)</xref>
        .
      </p>
      <p>
        Automatic sentiment analyzer have then a big
responsibility in the context of health-related
services. In these sensitive areas, it is important to
design AI systems whose decisions are
transparent
        <xref ref-type="bibr" rid="ref6">(Doshi-Velez and Kim, 2017)</xref>
        , that is, the
systems must give the motivation for the choice made
so that people can trust. If the users do not trust a
      </p>
      <sec id="sec-1-1">
        <title>1https://www.qsalute.it/</title>
        <p>
          model or a prediction, they will not use it
          <xref ref-type="bibr" rid="ref14">(Ribeiro
et al., 2016)</xref>
          .
        </p>
        <p>
          In this article, we investigate a model that can
mitigate the responsibility of sentiment
analyzers for health-related services. The model we are
using exploits syntactic information within
neural networks to provide a clear visualisation of
the internal decision mechanism of the model that
produced the decision. We propose KERMITHC
(KERMIT for HealthCare) based on KERMIT
          <xref ref-type="bibr" rid="ref17">(Zanzotto et al., 2020)</xref>
          to solve the sentiment
analysis task introduced by Bacco el al.(2020). We
use KERMITHC on QSalute Italian portal
reviews in order to include symbolic knowledge as
a part of the architecture and visualize the internal
decision-making mechanism of the neural model,
using KERMIT-viz
          <xref ref-type="bibr" rid="ref13">(Ranaldi et al., 2021)</xref>
          .
        </p>
        <p>In the rest of paper, Section 2 gives details about
the dataset and methods, while Section 3 and 4
describe the experiments, the results obtained and
their discussion. Finally, in Section 5 we present
the final conclusions and future goals.
2</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>Data &amp; Methods</title>
      <p>To explore our hunch that syntactic
interpretation may help in Healthcare reviews recognition,
we leverage: (1) a Healthcare training corpus
(Sec. 2.1); (2) a KERMITHC , which is based on
syntactic interpretation and it can explain its
decisions; and finally, (3) some challenges solved due
to KERMITHC (Sec. 2.2).
2.1</p>
      <sec id="sec-2-1">
        <title>Dataset</title>
        <p>In order to investigate reviews in healthcare area,
we selected the QSalute portal, one of the most
important health websites in Italy. This portal can
be defined as the TripAdvisor of hospital
facilities, indeed it talks about: Expertise, Assistance,
Cleaning and Services. In addition to the reviews,
there are some associated metadata such as: user
id, hospital name, review title and patient
pathology. To ensure privacy we do not consider
sensitive data such as user id and hospital name.</p>
        <p>We used a free available scraper on GitHub 2 to
download the dataset. Then, to model this data to
a sentiment analysis task, we followed the
indications provided by Bacco et al.(2020) - in detail, a
review is: (1) negative if the average of its scores
2The scraper is available at https://github.com/l
bacco/Italian-Healthcare-Reviews-4-Senti
ment-Analysis
is less than or equal to 2, (2) positive if the average
of its scores is greater than or equal to 4 (3) neutral
otherwise.</p>
        <p>The resulting dataset is composed of 47,224
reviews consisting of: 40,641 reviews in the positive
class, 3,898 in the neutral class and 2,685 in the
negative class.</p>
        <p>In this work, we solely consider positive and
negative classes, so our final dataset is composed
of 43,326 reviews. The dataset is heavily skewed
(93,80% positive class - 6,20% negative class)
favoring reviews labeled as positive.
2.2</p>
      </sec>
      <sec id="sec-2-2">
        <title>KERMIT 4 Healthcare</title>
        <p>KERMITHC (KERMIT for HealthCare)
architecture is composed of 3 major parts: (1) a KERMIT
model described in Zanzotto et al. (2020), (2) a
Transformers model and (3) a decoder layer that
combines the results obtained from the previous
two sub-parts. In figure Fig.1 we show a graphical
representation of the architecture of KERMITHC ,
pointing the parts that compose it.</p>
        <p>
          The architecture of KERMITHC makes it a
particular model, because it combines the
syntax offered by KERMIT with the versatility of a
Transformer-model. We use KERMIT because it
allows the encoding of universal syntactic
interpretations in a neural network architecture.
KERMIT component is itself composed of two parts:
KERMIT encoder, which converts parse tree T
into embedding vectors and a multi-layer
perceptron that exploits these embedding vectors. The
second sub-part of our architecture is composed
of a Bidirectional Encoder Representations from
Transformers, - as known as BERT - to classify the
sentiment of the reviews. BERT is a pre-trained
language model developed by Devlin et al. (2019)
at Google AI Language. In particular, since the
task concerns sentences in the Italian language, we
have used a special BERT version pretrained on
that language called AlBERTo
          <xref ref-type="bibr" rid="ref12">(Polignano et al.,
2019)</xref>
          .
3
        </p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>Experiments</title>
      <p>
        We used KERMITHC architecture to examine if
it is possible to answer the research questions
showed in KERMIT
        <xref ref-type="bibr" rid="ref17">(Zanzotto et al., 2020)</xref>
        also
in healthcare domain using the Italian language.
Those research questions are: (1) Can the
symbolic knowledge provided by universal symbolic
syntactic interpretations, make a difference and it
be used effectively in neural networks? (2) Do
universal symbolic syntactic interpretations
encode different syntactic information than those
encoded in “embeddings of universal sentences”?
(3) Can the universal symbolic syntactic
interpretations provided by KERMITHC , supply a better
and clearer way to explain the decisions of neural
networks than those provided by transformers?
      </p>
      <p>To provide a comprehensive answer to these
questions, we tested the architecture in a
completely universal setting where both KERMIT and
AlBERTo are trained only in the last decision
layer.</p>
      <p>The rest of the Section describes the
experimental set-up, the quantitative experimental
results and discusses how we can use the
KERMITviz to explain decisions of neural network
inferences over examples.
3.1</p>
      <sec id="sec-3-1">
        <title>Experimental Set-up</title>
        <p>This section describes the general experimental
set-up of our experiments and the specific
configurations adopted.</p>
        <p>The parameters used for the KERMIT encoder
are those proposed in Zanzotto et al., (2020)
paper. The constituency parse trees used for
KERMIT sub-part are obtained using our freely
available script on GitHub3.</p>
        <p>
          We tested several different BERT version
pretrained on Italian language in order to get the best
model for our task. In particular, we tested the
following transformers: (1) UmBERTo
          <xref ref-type="bibr" rid="ref11">(Parisi et
al., 2020)</xref>
          ; (2) AlBERTo
          <xref ref-type="bibr" rid="ref12">(Polignano et al., 2019)</xref>
          ;
(3) BERT multilingual
          <xref ref-type="bibr" rid="ref4">(Devlin et al., 2018)</xref>
          and
(4) ELECTRAita: an Italian version of
ELECTRA model
          <xref ref-type="bibr" rid="ref3">(Clark et al., 2020)</xref>
          implemented by
Schweter (2020) on a work of Chan et al. (2020).
All the models were implemented using
Huggingface’s transformers library
          <xref ref-type="bibr" rid="ref16">(Wolf et al., 2019)</xref>
          and
all were used in the uncased setting with the
pretrained version. The input text for BERT has been
preprocessed and tokenized as specified in
respectively work
          <xref ref-type="bibr" rid="ref11 ref12 ref15 ref2 ref4">(Parisi et al., 2020; Polignano et al.,
2019; Devlin et al., 2018; Schweter, 2020)</xref>
          .
        </p>
        <p>
          Since our experiments are text classification
task, the decoder layer of our KERMITHC
architecture is a fully connected layer with the
softmax activation function applied to the
concatenation of the KERMIT sub-part output and the final
[CLS] token representation of the selected
transformer model. Finally, the optimizer used to train
the whole architecture is AdamW
          <xref ref-type="bibr" rid="ref9">(Loshchilov and
Hutter, 2019)</xref>
          with the learning rate set to 2e− 5.
For reproducibility, the source code of our
experiments is publicly available on our GitHub
repository4.
        </p>
        <p>3The code is available at https://github.com/L
eonardRanaldi/Constituency-Parser-Italia
n</p>
        <p>4The code is available at https://github.com/A
RT-Group-it/KERMIT-4-Sentiment-Analysison-Italian-Reviews-in-Healthcare</p>
        <sec id="sec-3-1-1">
          <title>Pneumology</title>
        </sec>
        <sec id="sec-3-1-2">
          <title>Thoracic Surgery</title>
        </sec>
        <sec id="sec-3-1-3">
          <title>Nervous System</title>
        </sec>
        <sec id="sec-3-1-4">
          <title>Hearth</title>
        </sec>
        <sec id="sec-3-1-5">
          <title>Vascular Surgery</title>
        </sec>
        <sec id="sec-3-1-6">
          <title>Ophthalmology</title>
        </sec>
        <sec id="sec-3-1-7">
          <title>Rheumatology</title>
        </sec>
        <sec id="sec-3-1-8">
          <title>Infections</title>
        </sec>
        <sec id="sec-3-1-9">
          <title>Skin</title>
        </sec>
        <sec id="sec-3-1-10">
          <title>Genital</title>
        </sec>
        <sec id="sec-3-1-11">
          <title>Endoscopy</title>
        </sec>
        <sec id="sec-3-1-12">
          <title>Facial</title>
        </sec>
        <sec id="sec-3-1-13">
          <title>Oncology</title>
        </sec>
        <sec id="sec-3-1-14">
          <title>Haematology</title>
        </sec>
        <sec id="sec-3-1-15">
          <title>Endocrinology</title>
        </sec>
        <sec id="sec-3-1-16">
          <title>Gynaecology</title>
        </sec>
        <sec id="sec-3-1-17">
          <title>Otorhinology</title>
        </sec>
      </sec>
      <sec id="sec-3-2">
        <title>Model</title>
      </sec>
      <sec id="sec-3-3">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-4">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-5">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-6">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-7">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-8">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-9">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-10">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-11">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-12">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-13">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-14">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-15">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-16">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-17">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-18">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-19">
        <title>KERMITHC</title>
        <p>AlBERTo</p>
      </sec>
      <sec id="sec-3-20">
        <title>Average</title>
        <p>Accuracy
0.71 (± 0.14)
0.66 (± 0.27)
0.78 (± 0.13)
0.74 (± 0.28)
0.87 (± 0.05)†
0.94 (± 0.01)†
0.93 (± 0.03)†
0.96 (± 0.01)†
0.81 (± 0.16)
0.70 (± 0.29)
0.79 (± 0.08)
0.87 (± 0.08)
0.58 (± 0.23)
0.68 (± 0.20)
0.68 (± 0.19)
0.57 (± 0.23)
0.64 (± 0.11)
0.63 (± 0.26)
0.79 (± 0.09)†
0.88 (± 0.06)†
0.75 (± 0.09)
0.80 (± 0.19)
0.70 (± 0.24)
0.72 (± 0.26)
0.91 (± 0.06)
0.89 (± 0.21)
0.56 (± 0.30)
0.41 (± 0.25)
0.71 (± 0.20)
0.73 (± 0.29)
0.82 (± 0.08)
0.85 (± 0.14)
0.84 (± 0.14)
0.80 (± 0.18)</p>
        <p>As in the work proposed by Bacco et al.(2020),
we chose to divide the dataset by “Site” and
evaluate the models using accuracy and F1-score
metrics. Despite this division, the dataset is still very
unbalanced favoring the class 1 (positive reviews).</p>
        <p>
          We reports results in terms of the accuracy, Macro
F1 and Weighed F1. Observing Table 2, we can
see that the performance obtained by KERMITHC
always exceeds the best configuration of BERT:
AlBERTo. Hence, trained on the Healthcare
review dataset
          <xref ref-type="bibr" rid="ref1">(Bacco et al., 2020)</xref>
          (see Section 2.1)
KERMITHC seems to be a good candidate to
analyze sentiment of hospital patients.
        </p>
        <p>(a) S: Uno staff di grandissima competenza e professionalita`!
(b) S:Pessima assistenza e servizi assenti tranne il primario di reparto
di neurochirurgia eccellente professionista</p>
        <p>Using the KERMIT-viz visualiser, we
analysed how important the contribution of symbolic
knowledge provided by KERMIT can be. In many
cases it makes all the difference. Looking at the
Figure 2, these are two sentences with a positive
target. The first sentence (shown in Fig. 2a) is
clearly positive while the sentence shown in the
Fig. 2b could be ambiguous as the patient makes
bad remarks about the service but praises the head
of the department. We can observe how some
words have been colored in red (therefore they
have received a greater weight during the
classification phase) emphasizing the positive aspects of
the sentence and causing it to be labeled as
“positive review”. In this way the explainability is
guaranteed and in very delicate topics - like sentiment
in health reviews - we can have more “trust” on
sentiment analysers.
5</p>
      </sec>
    </sec>
    <sec id="sec-4">
      <title>Conclusion</title>
      <p>
        In this article, we investigated a model that
can mitigate the responsibility of sentiment
analyzers for health-related services. Our model
KERMITHC exploits syntactic information within
neural networks to provide a clear visualisation of
its internal decision mechanism. KERMITHC is
based on KERMIT
        <xref ref-type="bibr" rid="ref17">(Zanzotto et al., 2020)</xref>
        and we
worked in a sentiment analysis task introduced by
Bacco el al.(2020).
      </p>
      <p>
        We studied several versions of pre-trained
BERT models on the Italian language and found
out that AlBERTo is, among them, the best model
for this task. However, KERMITHC , which is
composed of KERMIT+AlBERTo, outperforms
better than AlBERTo model alone. Additionally,
via KERMIT-viz, we visualized the reasons why
KERMITHC classifies the dataset. We observed
how KERMITHC captures relevant syntactic
information by catching the keywords in each
sentence giving them more weight in the decision
phase, mitigating and capturing possible errors of
the sentiment analysers. Our future goal is to be
able to have full control of the sentiment analysers
by injecting human rules
        <xref ref-type="bibr" rid="ref10">(Onorati et al., 2020)</xref>
        in
order to mitigate possible errors.
      </p>
    </sec>
  </body>
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