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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Virtual crystal approximation study of the complex refractory carbides based on Ti-Nb-Mo-V-C system with CASTEP computer code</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Roman</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Bishchak</string-name>
          <email>bishchakr@gmail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Sergiy</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Korniy</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Myroslav</string-name>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Panchuk</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Ivano-Frankivsk National Technical University of Oil and Gas</institution>
          ,
          <addr-line>Karpatska str., 15, Ivano-Franokivsk, 76019</addr-line>
          ,
          <country>Ukraine Ukraine</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Pavlo Prysyazhnyuk</institution>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Ternopil Ivan Puluj National Technical University</institution>
          ,
          <addr-line>Ruska str., 56, Ternopil, 46001</addr-line>
          ,
          <country country="UA">Ukraine</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In the present study virtual crystal approximation with first principles CASTEP computer code was performed for investigation of multicomponent carbides in Ti-Nb-Mo-V-C system. The analysis of a computed properties data for fifteen carbides with equimolar metals components ratios showed, that elastic constants have significant positive deviation from rule of mixtures. Systematization of computed quantitative (elastic and lattice constants, hardness and fracture toughness) together with qualitative (charge density) data allowed us to distinguish ternary (Nb,Ti,Mo)C carbide as the most suitable compound for development wear-resistant materials and coatings.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Computing from first-principles</kwd>
        <kwd>CASTEP code</kwd>
        <kwd>multicomponent carbides</kwd>
        <kwd>elastic constants</kwd>
        <kwd>wear-resistance</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>Progress in engineering material science, structure-based materials and drug design highly depends
on efficiency of implementation well revised theories and models into high-throughput computer
codes. In the recent decades first-principles calculations based on density functional theory [1] has
been the dominant technique for the quantum mechanical modelling of 3D periodic solids due to its
high robustness, predictive power and reproducibility of results, when validating against experimental
data. Computing properties of disordered solid solutions using so-called virtual crystal approximation
(VCA) technique [2] within DFT framework is an effective approach to reach sufficient accuracy at
relatively low computational cost, when compared to supercell [3], special quasirandom structure
(SQS) [4] and effective cluster interaction (ECI) [5] methods. Similar approaches based on
rectangular and hexagonal cells [6, 7] for modelling complex cyber-physical systems are used in
analysis of medical and biological processes [8]. The general limitation of the VCA is the low
accuracy in calculation of excess properties such as mixing enthalpy or volume for the interstitial
solid solutions [9], which are characterized by significant deviation from Vegard’s law. However,
mechanical properties, such as elastic constants, in many cases can be determined with high precision
even for multicomponent systems like high entropy alloys (HEAs) and ceramics (HECs). S. Wang at
el. [10] calculated the lattice constants (LC) using VCA implemented in Cambridge Serial Total
Energy Package (CASTEP) [11] for the and SQS method for the FeCoNiCr – based HEAs and
showed that the accuracy of both methods is very close to each other and to available experimental
data, when calculated systems of elements with similar atomic radius and electronic configuration.
Results of successful VCA computations using CASTEP code for HECs of Ti-Zr-Hf-V-Nb-Ta-C
system, based on data analysis of computed properties, including heats of formations, elastic constants
and melting points reported in [12]. It was found that TiHfVTaC quaternary carbide has the best
combination of properties among fifteen investigated compounds.</p>
      <p>Experimental investigations of complex refractory compounds require special high temperature
equipment, pure fine or ultrafine powders of initial components, which
makes such type of
experiments very expensive. Using first-principal computing codes for prediction properties of
complex compounds allows to decrease number of experiments and determine most significant trends
in composition – properties relationship, using data analysis information technologies.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Computational details and models</title>
      <p>The general concept underlying the VCA for a (A1-xBx)C-type compounds is the compositionally
averaging of AC and BC parent phases pseudopotentials and obtaining resulting external potential
(VVCA(r)) according to the formula :
 
( ) = (1 −  ) 
( )+   
( ),
where x – composition. Within the DFT approach for a system with Nv valence electrons total energy
(Etot) of a can be written as
  [{  }, {  }] =  ({  })+ ∑   |−
∇2 +   | +</p>
      <p>∬ 
1
2
1
2
 ′
 ( ) ( ′)
| −  ′|
+   [ ],
and  
carbides can be represented as
where RI shows location of the lattice site I and    is the corresponding pseudopotentials,  ( ) is the
electron density,</p>
      <p>is the exchange-correlation energy,  ({  }) is the energy of ions interaction
is the external pseudopotential, which in terms of VCA for a MC-type multicomponent
 
( ,  ′) = ∑</p>
      <p>∑       ( −   ,  ′ −    ),



(1)
(2)
(3)
where    is a pseudopotential for a given metal component M, which located on a lattice site I (fig.
1) and    represents its relative amount, so the total value on each site is equal to 1. Lattice models
were constructed for MC-type carbides with FCC structures (spacegroup
Fm3m), where M was
pure Ti, Nb, V, Mo and their combinations in equiatomic ratios, while other sites were filled with
carbon.
general gradient approximation (GGA) for the Perdew-Burke-Ernzerhof exchange-correlation
functional [14]. The electron-ion interactions were treated by ultrasoft Vanderbilt pseudopotentials
(C19 version) generated on the fly. The integration over Brillouin zone was performed using 8×8×8
Monkhorst-Pack [15] k-points mesh at the 520 eV plane wave energy cutoff. Convergence tolerance
of self-consistent field (SCF) was set to 10-5 eV/atom, 3⨯10-2 eV/Å and 5⨯10-2 GPa for total energy,
max ionic force and max stress, respectively. After the reaching of equilibrium geometry,
“stressstrain” method at strain amplitude of 0.03 Å was used to obtain components of elastic tensor for
further prediction of mechanical properties.</p>
    </sec>
    <sec id="sec-3">
      <title>3. Results and discussion</title>
      <p>To cover all MC-type carbides of the Ti-Nb-Mo-V-C system with equimolar ratio of metal
components 15 structures (four unary, six binary, four ternary and one quaternary carbide) were
optimized (relaxed). Their lattice parameters are listed in table 1. The comparison calculated results
against available experimental data reported in [16, 17, 18] for some unary stochiometric carbides
shows that calculation error in all cases does not exceed 10 % (typical error of DFT calculations).
This indicates good accuracy of structure relaxation with chosen parameters and allows to extend
calculations for the mechanical properties determination using “stress-strain” method.

= 2 (
9 (1 − 2 )2 0,585
8(1 +  )3 )
− 3 ,
where Poisson’s ratio can be calculated for known B and G using (6) and following equations:
Structure/a, Å
(Nb,Ti,V)C/4.2598
(Nb,Ti,Mo)C/4.1647
(Nb,V,Mo)C/4.2727
(Ti,V,Mo)C/4.2336
(Nb,Ti,V,Mo)C/4.2491
(4)
(5)
(6)
(7)</p>
      <p>Another important materials characteristic, which can be derived using computed components of a
stress tensor, is a fracture toughness represented through the critical tension stress intensity coefficient
(KIc) as
where</p>
      <p>is the electronegativity factor, α0 is the constant depending on the chemical bonding
characteristics in material (α0 is equal to 8840 GPa for covalent and ionic crystals), V0 is the volume
per 1 atom and  ( ) is the empirical fitting function of Poisson’s ratio.</p>
      <p>=</p>
      <p>3(1 − 2 )
, 
=</p>
      <p>2(1 +  )
1 1
3
(8)
(9)</p>
      <p>most desirable for many practical applications [22].</p>
      <p>Moreover, despite high hardness of the (Nb,Ti,Mo)C its fracture toughness is highest among all
investigated structures, which is unusual for carbide-like materials with high amount of covalent
bonds. Such combination of properties makes this compound very good candidate for using as a
component of impact wear resistant materials and coatings [23] for exploitation in extreme operating
conditions, caused by high specific loads.
metal components combinations in equiatomic ratios</p>
      <p>Analysis of electron density data maps (EDM) (fig. 4) shows that areas with low electron density
(highlighted in orange) become smaller, when number of mixed metal core atoms increasing. For the
(Nb,Ti,Mo)C carbide isocharge lines indicating strength of interatomic bonding show that electron
density between in metal-carbon (M-C) as well as in metal – metal (M-M) pairs is relatively low. This
can be described as a formation covalent bonds provided by M-C couples and metallic bonding
provided through M-M interactions. Other calculated structures are also characterized by mixture
covalent-metal bonding, but its manifestation is relatively weaker. Weak interatomic bonding was
detected for (Nb,Ti)C carbide, despite its mechanical properties is rather high. This discrepancy needs
additional investigations, so it does not allow to classify this structure as an optimal. However,
computed differences in electron density distributions gives only qualitative proof of the nonlinearity
composition – properties relationships in given systems.</p>
    </sec>
    <sec id="sec-4">
      <title>4. Conclusions</title>
      <p>The effect of alloying of MC-type (FCC structure) refractory carbides with Nb, Ti, Mo and V in
equimolar rations and all possible combinations on the elastic moduli, Vickers hardness and fracture
toughness has been studied via first principles computing. CASTEP computer code with implemented
virtual crystal approximation approach. The calculated values of lattice constants and elastic moduli,
checked against literature experimental data for a known carbide structures of a given system are in
good agreement, because the maximum error does not exceed 10 %. It was found, that ternary carbide
of (Nb,Ti,Mo)C has the best combination of predicted mechanical characteristics, such as Young
modulus (~ 650 GPa), Vickers hardness (~ 29 GPa) and fracture toughness (~ 6.5 MPa·m1/2), besides
electron density map for this compound indicates presence strong covalent-metallic interatomic
bonding, which corresponds to the high mechanical properties. The general limitation of the proposed
approach is the rather low accuracy of the thermodynamic stability regions prediction. This requires
additional calculation or experimental investigation of formation energies for selected compounds
with promising mechanical properties. So, it can be expected that using complex (Nb,Ti,Mo)C
carbides in pure state or as a reinforcing phases in composites and composite coatings can be useful
for increasing their abrasion wear resistance.
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