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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Automatic Intent-based Classification of Citizen-to- Government Tweets</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>José L. Lavado</string-name>
          <email>jose.lavado@estudiante.uam.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Iván Cantador</string-name>
          <email>ivan.cantador@uam.es</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>María E. Cortés-Cediel</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Miriam Fernández</string-name>
          <email>miriam.fernandez@open.ac.uk</email>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Dr. Miriam Fernandez is a Senior Research Fellow at the Knowledge Media Institute, The Open University, UK. Her current research focuses on the socio-technical aspects of Artificial Intelligence</institution>
          ,
          <addr-line>and particularly on addressing biases, inequalities, and online harm</addr-line>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Escuela Politécnica Superior, Universidad Autónoma de Madrid</institution>
          ,
          <country country="ES">Spain</country>
        </aff>
      </contrib-group>
      <fpage>47</fpage>
      <lpage>55</lpage>
      <abstract>
        <p>Social networking technologies offer opportunities for governments to engage with citizens. However, the inability to filter relevant citizens' messages out of the vast amount of available social media content lessens their impact. In this paper, we propose a set of categories encapsulating the different citizens' intents when directing messages to public institutions, e.g., complaining, making requests, and proposing solutions to existing problems. We present a novel artificial intelligence approach, built upon natural language processing and machine learning algorithms, that enables the categorisation of citizens' messages into such intents automatically, and at scale. Through an empirical evaluation on a Twitter dataset, we show the effectiveness of our approach in terms of categorisation performance. We also discuss the value of the presented solution, as a novel tool for governments to achieve a more effective and informed communication with citizens.</p>
      </abstract>
      <kwd-group>
        <kwd>e-participation</kwd>
        <kwd>social networks</kwd>
        <kwd>natural language processing</kwd>
        <kwd>machine learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>-</title>
      <p>Acknowledgement: This work was conducted with financial support from the Spanish Ministry of
Science and Innovation (PID2019-108965GB-I00) and the Centre of Andalusian Studies (PR137/19).
José L. Lavado is partially supported by the UAM–ADIC Chair for Data Science and Machine
Learning.</p>
    </sec>
    <sec id="sec-2">
      <title>1. Introduction</title>
      <p>
        Nowadays, the implementation of e-government models in the field of public management is mainly
oriented towards the production, custody and management of large-scale data
        <xref ref-type="bibr" rid="ref1">(Charalabidis et al.,
2019)</xref>
        , which are produced through technologies such as social media, IoT devices, cloud computing,
and blockchain, to name a few.
      </p>
      <p>Among the existing sources of information, social networks represent a prominent bidirectional
communication channel between citizens and government. In them, citizens are not only content
consumers who receive the government announcements, to which they react and freely respond
according to personal ideology, interests and needs, but also are content providers who generate a
wide range of messages targeted to government and political stakeholders.</p>
      <p>The amount of social media content daily generated by citizens is huge and diverse, and its
processing by human actors may result too costly and overwhelming. Hence, there is increasing
interest and need to use computer-assisted solutions capable of automatically gathering, processing
and analysing the underlying information in the citizens' messages (a.k.a. posts) on social networks.
The research literature reports extensive work on mining citizen generated content. The majority of
such work has focused on i) analysing social phenomena produced through the online network
structures -e.g., information spreading, fake news, and opinion polarity-, and mainly originated by
particular events -e.g., natural disasters, elections, and trending news-, and (ii) extracting the most
popular topics addressed by citizens' posts in social networks, as well as the general dynamics (i.e.,
temporal evolution) and opinions on such topics.</p>
      <p>In this paper, we are interested in the latter case. However, differently to previous work, we go
beyond the extraction of topics by attempting to automatically classify citizens' posts according to
their intents or purposes. That is, we aim to determine whether a post targeting government actors
expresses a question, complaint or request, presents a proposal or idea to address a particular
problem, spreads an announcement or news item of interest for the general public, or reflects a
personal fact or opinion. We believe this automatic classification can be very valuable for
government managers and politicians in several ways. First, it would represent a mechanism to
identify relevant citizen posts for which responses should be given. This may help increasing the
citizens' satisfaction and engagement, who would perceive attention to their questions and requests.
Hence, it may promote the openness of the public administration, and ultimately may increase the
citizens' trust on a government that responds to public demands. Second, the proposed classification
would allow extracting indicators about opinion on how public resources are being managed. These
indicators could be used by government managers to identify problems for which new actions and
public policies are needed. This may lead to increase the effectiveness and efficiency on both the
management of public resources and the provision of public services, which ultimately would
generate public value. Finally, the intent-oriented classification would isolate measures on current
leadership perception. Taking these measures into account, political parties and leaders could make
timely decisions reacting to major opinions, complaints and proposals on problematic and
controversial issues.</p>
    </sec>
    <sec id="sec-3">
      <title>2. Related Work</title>
      <p>Our goal is to categorise the messages that citizens explicitly direct to public institutions in social
networks. Hence, we have discarded from our literature review those papers that analyse social
media content generated around particular events (e.g., elections and political uprisings), where
messages are not necessarily targeted to public institutions. Among the analysed papers, we have
identified two main research lines: i) works conducting topic (or thematic) analysis of the different
messages that citizens direct to their public institutions, and (ii) works attempting to understand the
opinions and sentiment behind those messages. Some works use a combination of topic and
sentiment analysis.</p>
      <p>
        Works that focus on the analysis of sentiment or the analysis of both topics and sentiment, can be
divided into (i) those that analyse messages posted by governments and politicians
        <xref ref-type="bibr" rid="ref8 ref9">(Siyam et al.,
2020; Zavattaro et al., 2015)</xref>
        , and (ii) those that analyse messages posted by citizens
        <xref ref-type="bibr" rid="ref3 ref4 ref5 ref6 ref7">(Guhathakurta
et al., 2019; Lorenzo-Dus &amp; Cristofaro, 2016; Masdeval &amp; Veloso, 2015; Nummi, 2019; Picazo-Vela et
al., 2012)</xref>
        . The first set of works shows how governments and politicians that adopt a positive tone
–-and undertake activities like responding directly to citizens on Twitter, sharing photos, and using
exclamation points–- are more likely to encourage citizen participation
        <xref ref-type="bibr" rid="ref9">(Zavattaro et al., 2015)</xref>
        . Also,
they show that videos and images have a high positive impact on engagement, and tweets posted
on weekdays obtain higher engagement than those posted on weekends
        <xref ref-type="bibr" rid="ref8">(Siyam et al., 2020)</xref>
        .
      </p>
      <p>
        The works that analyse messages posted by citizens show: (i) how users present high levels of
emotionality as well as a high participation rate
        <xref ref-type="bibr" rid="ref4">(Lorenzo-Dus &amp; Cristofaro, 2016)</xref>
        and (ii) how,
within a urban context, citizens' sentiment can be used as an indicator of perceived neighbourhood
quality
        <xref ref-type="bibr" rid="ref3">(Guhathakurta et al., 2019)</xref>
        , as well as an indicator to estimate urgency of urban issues, such
as overflowing trash bins and broken footpaths, among others
        <xref ref-type="bibr" rid="ref5">(Masdeval &amp; Veloso, 2015)</xref>
        . Despite
the usefulness of social media data analysis, some works
        <xref ref-type="bibr" rid="ref6 ref7">(Nummi, 2019; Picazo-Vela et al., 2012)</xref>
        argue that the integration of this knowledge in planning and decision-making has not been
completely successful, and that a good implementation strategy is necessary to realise their full
benefits. In this line,
        <xref ref-type="bibr" rid="ref2">Garg and colleagues (2017</xref>
        ) proposed an automatic approach to determine
which of the posts that citizens direct to institutions are "actionable", i.e., can be acted upon by the
government.
      </p>
    </sec>
    <sec id="sec-4">
      <title>3. Classification of Tweets Based on Their Intent</title>
      <p>Within the machine learning field, text classification (a.k.a. text categorization) refers to the task of
automatically assigning a natural language text with one of a given set of classes (labels or
categories). The classes are usually discrete values related to topics, but can also represent
domaindependent meanings, such as "spam" and "non-spam" emails, "real" and "fake" news articles, and
"positive" and "negative" textual reviews. Besides, a classification problem may be binary -with two
classes- or multi-class -with more than two classes.</p>
      <p>To address this task, supervised learning assumes that a set of training data (i.e., the training set)
has been provided, consisting of a set of instances (input texts) that have been labelled by hand with
their correct class. On weighted feature vector representations of the training instances, a learning
procedure aims to extract feature patterns and relations that allow characterizing and distinguishing
instances from each class. The procedure then generates a model that attempts to meet two
sometimes conflicting objectives: classifying as well as possible on the training data, and
generalising as well as possible to new (test) data.</p>
      <p>In this context, the selection and extraction of features represents a key stage for the effectiveness
of the final classification process. When dealing with text documents, a typical choice is to identify
features with words, in the so-called bag of words model, and to assign each word with a weight
equals to its TF-IDF (term frequency-inverse document frequency) value.
3.1</p>
      <sec id="sec-4-1">
        <title>Proposed Intent-based Classes</title>
        <p>Online social network participation can be a form of political participation that should be
conceptualized, identified and measured. From a revision of the literature, he considers several
forms of political participation: (i) posting (sharing) links to political stories or articles for others to
read, (ii) posting own thoughts or comments on political or social issues, (iii) encouraging to take
action on a political or social issue and, (iv) reposting content related to political or social issues that
was originally posted by someone else. Motivated by such categorization, in this paper, we focus on
identifying the intent that citizens have when posting messages to their institutions. In addition, we
rely on a data-driven inspection to define categories of intent. The final ten intent-based categories
extracted after this process include:
• Complaint. The intent is to state something that is unsatisfactory or unacceptable (e.g.,
"@MADRID after 1 week of calling, the city is yet not clean and the rats are taking over!!
http://t.co/IiIDuaPFG9").
• Announcement. The intent is to make a public statement about a fact, occurrence or event (e.g.,
"The date, place and schedule of the Festival activities in La Latina have already been
confirmed http://t.co/U0tRwKAC @madrid @madridiario").
• News item. The intent is to objectively inform about current events. Authors of these posts are
generally media news organisations and journalists (e.g., "#oladecalor #aemet @Madrid has
suffered its warmest night within the latest 100 years http://t.co/ZSjeqK6m").
• Personal fact. The intent is to publicise self issues and experiences (e.g., "I also support the
candidature from @Madrid2020ES @MADRID #aporella").
• Personal opinion. The intent is to express subjective opinions about the city, its events,
activities, etc. (e.g., "The activity of #emprendeenmadrid is amazing. Congratulations
@MADRID and greetings from an entrepreneur").
• Request. The intent is to explicitly ask for something specific (e.g., "Very nice but impossible
to ride a bike at normal speed #MadridRio. Please @MADRID create a bike lane with cyclist
priority").
• Notification. The intent is to report or give notice of urban, citizenship- or government-related
issues, so that the Madrid City Council can quickly act on them and help other citizens (e.g.,
"@MADRID can you fix this gap in c/ San Bernardino 8-10 before someone gets hurt?
http://lockerz.com/s/117566458").
• Question. The intent is to explicitly ask for information (e.g., "@MADRID could you please
give me the telephone number of the press office of the Madrid city hall").
• Proposal. The intent is to suggest an initiative or project. Proposals indicate broader projects
and ideas than the explicit and specific demands of the request category ("There is a collection
of used oil in the centre of Alicante. It would be fantastic to have something similar
@MADRID").
3.2</p>
      </sec>
      <sec id="sec-4-2">
        <title>Proposed Classification Features</title>
        <p>To automatically categorise each tweet into one of the classes categories presented in the previous
subsection, it is first transformed into a vector of 37 domain- and language-independent features.
From them, 27 are content-based features, including:
• Lexical features: number of characters, number of words, number of exclamation marks,
number of question marks, existence of a positive emoticon, existence of a negative emoticon,
and existence of a vowel (or "y") consecutively repeated 3 or more times in a word. The latter
is assumed to be a signal of emphasis.
• Grammatical features (20): number of nouns, number of proper nouns, number of adjectives,
number of verbs, number of adverbs, number of personal/possessive pronouns, number of
time references (entities), and number of money-related references.</p>
        <p>These content-based features were obtained by a computer program that makes use of the
Stanford CoreNLP natural language processing toolkit, which, as far of March 2021, allows
obtaining the syntactic parsing of sentences in English, Arabic, Chinese, French, German and
Spanish. For nouns, adjectives, verbs and adverbs, we also consider the number of them which were
positive/negative/neutral, according to a Spanish lexicon of word opinion polarities.</p>
        <p>The remainder 10 features were social network-based, including:
• User features (4): number of followers, number of friends (a.k.a. followees), number of posts,
and number of active days in Twitter.
• Post features (6): number of hashtags (#), number of user mentions (@), number of hyperlinks,
number of multimedia, maximum hashtag length, and existence of an explicit retweet request
(i.e., "RT" abbreviation).</p>
        <p>We discarded interaction-based features, such as the number of "likes," the number of
"comments," and the number of "reposts" (i.e., retweets), since our aim is to automatically categorise
tweets after they are generated. Further popularity-based signals could be used in longer term
processing/analysis stages. We also discarded fine-grained grammatical features, such as the
number and tense of the verbs. For instance, one may expect that first-person verbs would not
appear in news items, and thus may represent an informative feature to characterise that class.
Similarly, imperative verbs may be much frequent in requests, whereas conditional verbs may be
predominant in proposals. We did not consider these features since they depend on the language in
which tweets are written. Nonetheless, they could be exploited in a language-specific solution to
improve classification accuracy.</p>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Experiments</title>
      <p>4.1</p>
      <sec id="sec-5-1">
        <title>Dataset</title>
        <p>As a case study to test our approach we selected the City Council of Madrid, Spain. Its Twitter
account (@Madrid) has more than 700K followers, and receives a high volume of daily posts
explicitly directed to it. We aimed to categorise messages posted by citizens and directed to that
public institution. To gather these messages, we first collected data for all the user accounts
following @Madrid. The Twitter API allowed us to collect the most recent 3,200 posts for each of
these accounts. We then filter those messages explicitly directed to Madrid city council.</p>
        <p>To obtain the necessary training data to build and evaluate our classification approach, we
needed to categorise a subset of posts manually. For this purpose, we selected a random sample of
666 tweets. These tweets were manually annotated by four experts (each of them annotated a 500
sample), ensuring that each tweet received at least three annotations. All experts received explicit
indications of the categories and their meaning before conducting the annotation process. In
addition, an hour of debate was allocated for them to reflect on the categories and resolve possible
doubts. The annotation process shows an agreement of Fleiss' kappa coefficient equal to 0.98,
meaning almost perfect agreement. For conflicting cases, the majority class assigned to a tweet was
finally selected.
4.2</p>
      </sec>
      <sec id="sec-5-2">
        <title>Classification Algorithms</title>
        <p>To validate the proposed method, we evaluated several machine learning algorithms on the
generated dataset. The tested algorithms included:
• K-Nearest Neighbours (KNN)
• Logistic Regression (LR)
• Quadratic Discriminant Analysis (QDA)
• Decision Tree (DT), which was executed alone, and in combination with feature selection
(RFECV DT) and tree pruning (AP DT) to avoid learning over-fitting
• Gaussian Process (GP)
• Support Vector Machine (SVM)
• Bagging Ensemble (BE)
4.3</p>
      </sec>
      <sec id="sec-5-3">
        <title>Classification Results</title>
        <p>Due to the unbalanced distribution of the instances in the 10 classes, we conducted a series of
experiments where we addressed 10 binary (2-class) classification problems. Each of them aimed to
distinguish the instances belonging to a particular class from the instances belonging to the other
classes.</p>
        <p>In addition to computing the accuracy (acc) metric, which measures the percentage of instances
(i.e., tweets) correctly classified, we also computed the acc+ and acc– metrics, which correspond to
the percentage of correctly classified instances in the minority and majority classes, respectively. As
a compromise of both metrics, we considered their geometric mean g = √acc + · acc −. We computed
average metric values from 3 independent executions of each algorithm and parameters
configuration, keeping 75% of the tweets for training the machine learning models, and 25% for
testing, selected randomly in each execution.</p>
        <p>Table 1 shows the best accuracy results achieved by the evaluated algorithms on each
intentoriented classification problem. Note that the classification problems present a large unbalance
between the target minority class and the majority class, ranging from N+ = 28% of positive instances
for the complaint class to N+ = 2% for the notification, question, and proposal classes. This makes
the classification problems challenging.</p>
        <p>Despite this difficulty, by exploiting the proposed domain- and language-independent features
and using generic machine learning algorithms, we were able to achieve relatively high accuracy
(acc+) on identifying complaints, announcements, news items, personal opinions, and requests. The
achieved classification performance is relatively high, as can be seen by comparing the acc+ and g
values against the percentage of positive instances N+ in each class. Note that acc values alone are
not informative enough, since for each intent, classifying every instance as negative, we would
achieve an accuracy equals to N–, but we would be wrongly classifying all positive instances.</p>
      </sec>
    </sec>
    <sec id="sec-6">
      <title>5. Conclusions</title>
      <p>N–
72%
74%
86%
89%
92%
95%
98%
98%
98%
acc
74.6%
83.8%
64.6%
73.4%
83.6%
94.8%
97.8%
96.8%
91.9%
acc+
66.6%
75.0%
61.0%
44.0%
57.0%
56.0%
33.0%
33.0%
33.0%
acc–
78.0%
87.0%
65.0%
77.0%
86.0%
97.0%
99.0%
98.0%
93.0%
g
72.0%
81.0%
63.0%
59.0%
70.0%
74.0%
57.0%
57.0%
56.0%</p>
      <p>Algorithm
QDA/LR
AP DT
QDA
QDA
QDA
KNN
AP DT
RFECV DT
SVM/LR
As citizens are spending more time on online social networks, generating large amounts of content,
there is a need for innovative methods and tools to analyse such data. In this paper, we have
presented and evaluated a novel AI approach that applies natural language processing and machine
learning algorithms to automatically classify citizen–to-government posts published in social
networks. Differently to previous works, which have focused on topic- and opinioN–based analysis,
our approach aims to classify posts based on their underlying intention or purpose, distinguishing
between citizens' complaints, requests, proposals and announcements, among others. This
classification represents a processing stage prior to the extraction of topics and opinions, and may
help filtering and prioritising citizens' messages, and further automatising processes for more
efficient and effective decision and policy making.</p>
      <p>Despite the positive classification results achieved by our approach, there is still room for
improvement. For example, more sophisticated Natural Language Processing techniques, such as
language models and word embeddings, could be used to exploit the semantics of words and word
sequences, e.g., "opinion is" and "really think that" could be identified as informative bigram and
trigram of the personal opinion class. Furthermore, it could be possible to extend our approach with
features from other sources of information, such as the user who creates a post and the users who
are mentioned in a post (e.g., by considering their type: particular citizens, neighbourhood
associations, organisations, or political actors), and the nature of web resources linked in the posts
(e.g., articles of online news media, personal blogs, or multimedia in social networks).From a social
inclusion perspective, and taking fairness concerns into account, we plan to investigate possible
biases derived from the subset of the population posting these messages, as well as the possible
biases that the classification algorithms may have depending on issues such as the users' posting
activity and influence (i.e., number of followers), and ideological, political and popularity-based
factors of the addressed topics.</p>
      <sec id="sec-6-1">
        <title>About the Authors</title>
        <p>José L. Lavado
Iván Cantador
Jose Luis Lavado is a postgraduate student of Mathematics and Computer Science Universidad Autónoma de
Madrid, Spain. His main research interest is functional data analysis, but he is also interested in statistical
learning.</p>
        <p>Dr. Iván Cantador is a Senior Lecturer in Computer Science at Universidad Autónoma de Madrid, Spain. His
main research lines are in the Recommender Systems field, where he has investigated a wide range of issues
related to user modelling, knowledge representation, and processing and mining of user-generated content.
María E. Cortés-Cediel
María Elicia Cortés Cediel is a PhD candidate and Associate Lecturer at the Faculty of Political Science and
Sociology of Universidad Complutense de Madrid, Spain. She is interested in citizen engagement in decision
making scenarios, focusing on new forms of citizen participation supported by electronic tools.
Miriam Fernández</p>
      </sec>
    </sec>
  </body>
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