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  <front>
    <journal-meta>
      <journal-title-group>
        <journal-title>Workshop on Complex Data Challenges in Earth
Observation, November</journal-title>
      </journal-title-group>
    </journal-meta>
    <article-meta>
      <title-group>
        <article-title>Large-Scale Hyperspectral Image Clustering Using Contrastive Learning</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Yaoming Cai</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Yan Liu</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zijia Zhang</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Zhihua Cai</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Xiaobo Liu</string-name>
          <xref ref-type="aff" rid="aff0">0</xref>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Hubei Key Laboratory of Advanced Control and Intelligent Automation for Complex Systems</institution>
          ,
          <country country="CN">China</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>School of Automation, China University of Geosciences</institution>
          ,
          <addr-line>430074 Wuhan</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>School of Computer Science, China University of Geosciences</institution>
          ,
          <addr-line>430074 Wuhan</addr-line>
          ,
          <country country="CN">China</country>
        </aff>
      </contrib-group>
      <pub-date>
        <year>2021</year>
      </pub-date>
      <volume>1</volume>
      <issue>2021</issue>
      <abstract>
        <p>Unsupervised hyperspectral image (HSI) classification is an important but challenging task in the hyperspectral processing community. Despite great success, previous HSI clustering approaches belong to ofline clustering which is often performed in a transductive scheme, thus failing to generalize to large-scale and unseen scenes. In this paper, we propose an online and deep clustering model for large-scale HSI clustering, termed spectral-spatial contrastive clustering (SSCC). Specifically, SSCC performs contrastive learning based on a series of semantic-preserving spectral-spatial augmentation to simultaneously maximize the intra-class agreement and inter-class variation, which are implemented by an instance-level contrastive loss and a cluster-level contrastive loss, respectively. The SSCC model is trained in an end-to-end fashion with minibatch, allowing it to eficiently handle large-scale HSIs. We assess the performance of SSCC on real HSI and show that SSCC signicfiantly advances the state-of-the-art results with 8.41% improvement on accuracy.</p>
      </abstract>
      <kwd-group>
        <kwd>eol&gt;Hyperspectral image</kwd>
        <kwd>clustering</kwd>
        <kwd>self-supervised learning</kwd>
        <kwd>contrastive learning</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        they focus on ofline HSI clustering tasks, i.e., the
clustering is dependent upon the whole dataset, which limits
Hyperspectral image (HSI) consists of hundreds of nar- their application on large-scale online learning scenarios.
row bands with rich spectral and spatial information, To address the first drawback, some attempts, e.g.,
revealing the spectral property of the area or object of [
        <xref ref-type="bibr" rid="ref3 ref9">3, 9, 10</xref>
        ], have been made to use deep clustering networks
interest at a nanometer resolution [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. HSI intelligent to learn cluster-friendly deep representations. Such
apinterpretation is one of the hot spots in the current re- proaches can usually improve the clustering performance
mote sensing community. With the development of deep upon the shallow ones by significant margins. However,
learning techniques, great progress has been made by the second drawback remains an open problem. Zhai et al.
training expressive networks with massive labelled data [11] shown that sparsity representation is useful to
allevi[
        <xref ref-type="bibr" rid="ref2">2</xref>
        ]. However, current human-annotated datasets sufer ate the issue. Nonetheless, the procedure of constructing
from a large amount of manpower, leading to the limita- a suitable dictionary if often heuristic and suboptimal,
tion of availability and applicability [
        <xref ref-type="bibr" rid="ref3">3</xref>
        ]. particularly cannot be implemented by end-to-end. As
      </p>
      <p>
        Without label information, unsupervised HSI classifi- a result, most current works compromise on this
probcation becomes a challenging task, thus leading to un- lem by verifying on smaller scenes, lacking dependable
competitive accuracy. Many eforts have been devoted to performance evidence from large-scale HSI data.
bridging the gap between supervised models and unsu- Fortunately, self-supervised learning (SSL) has emerged
pervised models [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. More recently, subspace clustering as a powerful paradigm to circumvent human annotation
(SC) [
        <xref ref-type="bibr" rid="ref5 ref6">5, 6</xref>
        ] and non-negative matrix factorization (NNMF) [12]. The core idea is to learn to solve a label-free
pre[
        <xref ref-type="bibr" rid="ref7 ref8">7, 8</xref>
        ] were frequently adopted for HSI clustering. Despite text task, such as colorization [13] and inpainting [14],
their promising performance, these approaches collec- enabling the model to capture semantic information. A
tively sufer from two drawbacks. First, they are based downstream task will benefit from the pre-trained model
on shallow feature representation and failing to capture by fine-tuning and transfer learning. According to their
high-level spectral-spatial information, which results in objectives, pretext tasks can be broadly classed into three
poorer robustness and generalization ability. Second, categories [15]: generative, contrastive, and adversarial.
The tremendous success of recent contrastive learning
models including SimCLR [16], BYOL [17], MoCo [18],
and BalowTwins [19], has proven that contrastive
learning tends to be a more promising branch. The pretext
in contrastive learning is to maximize the similarity
between two positive views of every sample that are
auto1
2
      </p>
      <p>ResNet-18
Shared   ⋅
as the backbone and the projection heads respectively,
in which the instance/cluster projection head transforms
data into 128 and  dimension, where  denotes the
number of targets. We use the cluster projection head to
perform clustering at the inference stage.</p>
      <sec id="sec-1-1">
        <title>2.2. Spectral-Spatial Augmentation</title>
        <p>⎞
(2)</p>
      </sec>
    </sec>
    <sec id="sec-2">
      <title>2. Methodology</title>
      <p>SSCC contains two projection heads. We use  (· ) and
 (· ) to denote the instance-level projection head and
cluster-level projection head. Each head takes  and 
as inputs and produces a pair of predictions, i.e.,
denoting as  and  for  (· ) and  and  for  (· ). The
goal of  (· ) is to encourage the intra-class agreement,
instead and  (· ) aims to encourage the inter-class
variation. Specifically, we achieve these by defining the
following contrastive losses. Let {(1), ...,  (+1), ..., (2)}
(), 
be 2 augmented samples with batch size of  . The
instance-level contrastive loss over sample  is given
by
Motivated by recent contrastive clustering developments
in visual representation learning [20], which performs
clustering jointly with contrastive learning, we introduce
a novel SSCC approach for large-scale HSI clustering.
⎛
exp⎛⎜⎝ sim(︂ (),())︂ ⎟⎞⎠</p>
      <sec id="sec-2-1">
        <title>2.1. Overall</title>
        <p>The core of SSCC is to maximize the similarity between
representations of positive pairs from both instance space
and cluster space, as shown in Fig. 1. The SSCC conducts
a spectral-spatial augmentations, then the augmented
pairs are forwarded into a weight-sharing backbone
encoder,  (· ), resulting in deep representations ℎ and
ℎ. Behind the encoder, projection heads consisting of
instance projection head and cluster projection head are
carried out to maximize the similarity between prediction
pairs. More specifically, we adopt ResNet-18 and MLPs
ℒ() = − log ⎜⎜⎝⎜ ∑=︀1⎢⎡⎣exp⎛⎜⎝ sim(︂ (),())︂ ⎞⎟⎠+exp⎛⎜⎝ sim(︂ (),())︂ ⎞⎟⎠⎤⎥⎦ ⎟⎟⎠⎟
(1)
Here,  denotes a temperature parameter and  is
a similarity function. We adopt cosine similarity in the
paper, i.e.,
sim ︁( (), ())︁ =
︁( ())︁ (︁</p>
        <p>())︁ 
‖()‖ ‖()‖
1https://pytorch.org/
⎞
(4)
(6)
7.5
7.0
6.0
5.5</p>
        <p>s
6.5 soL
0
100
200 300
Training Epoch
400
500</p>
      </sec>
      <sec id="sec-2-2">
        <title>3.2. Comparisons with State of the Arts</title>
        <p>(3)
where  is another temperature parameter.
Furthermore, the cluster-level contrastive loss can be defined
as
ℒ =
1
2 =1

∑︁ (︁ ℒˆ () + ℒˆ())︁ −  ( ) ,
where  ( ) denotes the entropy of cluster assignment
probabilities across the whole augmented minibatch, which
is used to avoid the trivial solution, and can be computed
by
 ( ) =∑︀  ︁( (· ))︁ log ︁(  ︁( (· ))︁
=1
(5)
Finally, the complete training loss function of SSCC is
indicated as
+  ︁( (· ))︁ log ︁(  ︁( (· ))︁ .</p>
        <p>ℒ = ℒ + ℒ .</p>
      </sec>
      <sec id="sec-2-3">
        <title>2.4. Training and Predicting</title>
      </sec>
      <sec id="sec-2-4">
        <title>3.3. Ablation Studies</title>
        <p>The proposed SSCC can be trained in an end-to-end
fashion. Specifically, we adopt the widely-used Adam
approach as the optimizer with a learning rate of 0.00002,
batch size of 128, and 2 regularizer of 0.00005. During
the inference stage, we feedforward any given sample
and lock the spectral-spatial augmentation process, the
output of the cluster-level projection head is regarded as
the prediction of the sample.</p>
        <p>In Fig. 2, we show the efect of patch size and training
epoch. From the curves, we can conclude that: 1) The
clustering ACC of SSCC is dramatically increased along
with the training; 2) SSCC achieves considerable
clustering ACC at a completely random initial status (epoch=0),
signifying the feature representation power of SSL; 3)
A larger patch size is often more beneficial to the SSCC
model, especially when using a small train epoch.
3. Experiments We further present the evolution of feature
representations across the training process of SSCC, as shown in Fig.
3.1. Datasets and Setup 3. It can be seen that the features tend to become more
compact within a certain class and more separable from
In this paper, we conduct experiments on the widely-used each other class. This proves that our SSCC can capture
Indian Pines dataset. We follow the training settings sug- the intrinsic spectral-spatial information of HSI and
obgested in [20] and the baselines reported in [11]. Several tain superior clustering performance and generalization
clustering metrics are used to quantize the clustering ability.
performance, including producer’s accuracy, overall
accuracy (OA), Kappa coeficient (Kappa), and purity. It
should be noted that more datasets and more extensive 4. Conclusion
experiments will be provided in our future work.</p>
        <p>This paper presented a novel SSCC model for large-scale
HSI online clustering task. The SSCC model follows a
contrastive learning pipeline and consists of two
projection heads associated with the instance-level and the
cluster-level contrasting. Furthermore, we introduced a
semantics-preserving augmentation pool based on the
characteristic of HSI. SSCC is featured by ofline
clustering, minibatch and end-to-end training, making it easy
to deal with large-scale HSI. Experimental results on real
HSI show that SSCC can achieve state-of-the-art
clustering performance with significant margins over previous
works. The success of SSCC ofers a powerful alternative
for unsupervised HSI classification. It should be noted
that this is a preliminary work and further analysis on
the proposed method will be conducted in our future
works.</p>
      </sec>
    </sec>
    <sec id="sec-3">
      <title>5. Acknowledgments</title>
      <p>[10] J. Lei, X. Li, B. Peng, L. Fang, N. Ling, Q. Huang,</p>
      <p>Deep spatial-spectral subspace clustering for
hyperThis work was supported in part by the National Nat- spectral image, IEEE Transactions on Circuits and
ural Science Foundation of China (NSFC) under Grant Systems for Video Technology 31 (2021) 2686–2697.
Nos. 61773355 and 61973285, the Fundamental Research [11] H. Zhai, H. Zhang, L. Zhang, P. Li, Sparsity-based
Funds for National Universities, China University of Geo- clustering for large hyperspectral remote sensing
sciences (Wuhan) under Grant CUGGC03 and 1910491T06, images, IEEE Transactions on Geoscience and
and the National Scholarship for Building High Level Uni- Remote Sensing (2020) 1–15. doi:10.1109/TGRS.
versities, China Scholarship Council (No. 202006410044). 2020.3032427.
[12] L. Jing, Y. Tian, Self-supervised visual feature
learnReferences ing with deep neural networks: A survey, IEEE
Transactions on Pattern Analysis and Machine
Intelligence (2020) 1–1. doi:10.1109/TPAMI.2020.
2992393.</p>
    </sec>
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