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  <front>
    <journal-meta />
    <article-meta>
      <title-group>
        <article-title>Design of Frequency Reconfigurable Antenna using Metasurface</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author">
          <string-name>Navneet Kaur</string-name>
          <xref ref-type="aff" rid="aff2">2</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Jagtar S. Sivia</string-name>
          <email>jagtarsivian@gmail.com</email>
          <xref ref-type="aff" rid="aff1">1</xref>
        </contrib>
        <contrib contrib-type="author">
          <string-name>Rajni</string-name>
          <email>rajni.c123@mail.com</email>
          <xref ref-type="aff" rid="aff0">0</xref>
        </contrib>
        <aff id="aff0">
          <label>0</label>
          <institution>Professor, Shaheed Bhagat Singh State University (Formerly S.B.S. State Technical Campus)</institution>
          ,
          <addr-line>Ferozepur</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
        <aff id="aff1">
          <label>1</label>
          <institution>Professor, YCoE, Punjabi University Guru Kashi Campus</institution>
          ,
          <addr-line>Talwandi Sabo, Bathinda</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
        <aff id="aff2">
          <label>2</label>
          <institution>Research Scholar, Punjabi University</institution>
          ,
          <addr-line>Patiala, Punjab</addr-line>
          ,
          <country country="IN">India</country>
        </aff>
      </contrib-group>
      <abstract>
        <p>In this paper, the design of frequency reconfigurable low profile antenna using metasurface (FRAMS) is presented for wireless applications. The designed structure incorporates two substrate layers: rectangular patch with feeding line is printed on the upper face and ground plane on the lower face of first substrate whereas, a metasurface (MS) on the upper face of the second substrate. A periodically positioned double split ring-shaped resonator (DSRSR) structure along the x- and y-axis forms the metasurface. The desired frequency reconfigurability is achieved by rotating the meta surface layer. The High Frequency Structure Simulator V15 has been utilized for the designing and analysis of the proposed antenna. The suggested frequency reconfigurable antenna effectively tunes from 4.97 to 6.09 GHz, thus providing a 20.2% fractional tuning range with 1.12 GHz bandwidth.</p>
      </abstract>
      <kwd-group>
        <kwd>1 Frequency reconfigurable antenna</kwd>
        <kwd>Metasurface</kwd>
        <kwd>Rectangular patch antenna</kwd>
        <kwd>Tuning range</kwd>
        <kwd>Unit cell</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <sec id="sec-1">
      <title>1. Introduction</title>
      <p>
        Due to the enormous development, profound research, and rapid proliferation of communication
technology, wireless devices are continuously supporting several applications at the same time. It is
completely unrealistic to support multiple antennas for multiple applications in one system [
        <xref ref-type="bibr" rid="ref1 ref2 ref3">1-3</xref>
        ].
These multiple individual antennas equipped with a carrier possess some drawbacks such as weight
issues, system cost, electromagnetic coupling, and multipath effects when communicating, navigating,
and guiding a large range of signals. In recent years, Reconfigurable antennas have gained significant
attention to efficiently minimize the number of antennas and overcome these problems[
        <xref ref-type="bibr" rid="ref4 ref5">4-5</xref>
        ]. These
antennas offer compact structures with enhanced gain and radiation pattern characteristics in
comparison to the conventional single-band and multiple-band antennas [6]. These antennas have
proven their usefulness in a variety of applications including cognitive radio, biomedical, IoT, and
satellite communications [7-9]. Depending on the relevant application, these antennas have the ability
to adjust frequency, pattern, polarization, and a functional combination of all three [
        <xref ref-type="bibr" rid="ref1">1</xref>
        ]. Frequency
reconfigurable antenna or tunable antenna seems to be a viable solution for achieving better
performance and increased flexibility. They are mainly employed in those systems that require a
wider bandwidth. These antennas have the dynamic ability to switch between different resonating
frequencies without having a significant impact on radiation pattern and polarization. The frequency
reconfiguration is usually achieved by physically or electrically modifying the antenna size using
switches, impedance loads, or adjustable materials [10]. PIN diodes and varactor diodes are generally
used for attaining the electrical mode of reconfiguration. But, their performance degrades due to the
requirement of extra biasing circuits and DC sources. The mechanically reconfigurable antenna
requires bulky and complex actuators for generating the mechanical motions. Thus, it becomes
difficult to adjust the size and shape of these antennas [11].
      </p>
      <p>
        A metasurface (MS) provides an optimum choice to deal with this kind of problem. A
metasurface is generally a type of two-dimensional surface version of metamaterials. This material
can produce unique electromagnetic properties by adjusting the shape, size, and arrangement of unit
cell structures. Thus, introducing MS into reconfigurable antennas can help us to achieve multiple
reconfigurations [
        <xref ref-type="bibr" rid="ref4">4</xref>
        ]. Many frequency reconfigurable antenna designs have been studied in the
available literature. Zhu et. al. [12] reported the designing process of frequency reconfigurable
metasurface antenna using rectangular loop-shaped unit cells. Zhu et. al. [13] presented a design of
frequency reconfigurable slot antenna with a bidirectional radiation pattern. Zhu et. al. [14] evaluated
the performance of frequency reconfigurable antenna designed using elliptically-shaped unit cells.
Chatterjee et. al. [11] demonstrated the metasurface incorporated frequency reconfigurable slot
antenna using meandered unit cells positioned along the x- and y-axis. Chen et. al. [15] achieved
reconfigurable frequency and polarization antenna using double layer metasurface structure. Li et. al.
[16] investigated the performance of frequency reconfigurable antenna enabled by metasurface and is
based on a radially homogenous model.
      </p>
      <p>This paper aims to discuss the design of a metasurface based frequency reconfigurable antenna
possessing wide bandwidth and tuning range. The designing methodology for the suggested antenna is
elaborated in Section 2. Section 3 elucidates the results and discussion part. In the end, the conclusion
is presented in Section 4.</p>
    </sec>
    <sec id="sec-2">
      <title>2. Antenna Geometry</title>
      <p>The geometrical pattern of double layered structure of the FRAMS is depicted in Figure 1. Rogers
RO4350B substrate material with a thickness of 1.524 mm is used to design the antenna. The
dielectric loss tangent (tan δ) and relative permittivity (εr) of the substrate are 0.0037 and 3.48,
respectively. Due to the prominent features such as excellent dimensional stability and low loss,
Rogers RO4350B substrate material is used in the design. A rectangular patch with side dimensions
(Pl, Pw) and a circular ground plane with a diameter (D) is implemented on the upper and lower face
of the first substrate layer as shown in Figure 1 (a). To achieve excellent impedance matching, the
suggested antenna is excited by a 50 Ω microstrip feed line. The periodically arranged DSRSR unit
cells constituting the MS are mounted on the upper face of the second substrate layer as shown in
Figure 1 (b). The enlarged structure of the unit cell and a side view showing two substrate layers is
elucidated in Figure 1(c) and Figure 1(d), respectively. The desired frequency reconfigurability is
obtained by rotating this metasurface layer. The direction of rotation angle (θr) possesses equal
symmetry along horizontal and vertical directions. Thus, θr = - θr, and the maximum rotation angle
considered is 900.</p>
      <p>The reliable and commercially available Ansoft’s three-dimensional, finite element method
(FEM) based HFSS solver is used for performing the electromagnetic simulations and obtaining the
resonance characteristics in SRR structures [17]. The unit cell is placed inside a simulation model for
characterizing the metamaterial properties. Each simulation model consists of a dual-port waveguide
mode with perfect electric (PE) and perfect magnetic (PM) conductor boundaries assigned along
appropriate wall pairs. A dielectric slab is placed at the center of the waveguide set up [18].
Waveports are applied along both sides from –x to +x. The values of transmission (S21) and reflection
(S11) coefficient are obtained from this arrangement. From Figure 2, it is revealed that a strong
reflection of -32.26 dB is observed at 7.97 GHz. This frequency corresponds to the resonance of the
left-handed metamaterial (LHM) structure. Resonance occurs at a frequency that is similar to the
frequency where the logarithmic transmission has the lowest value. The minimum value of the first
transmission of the proposed structure is -54.50 dB at 8.93 GHz [19]. The magnitude and phase of S11
and S21 are illustrated in Figure 3. The metamaterial behavior is determined from the phase reversal
behavior of S11 and S21 at a particular frequency. Figure 4 shows the real and imaginary values of both
coefficients that are further used to evaluate the negative characteristics of permeability and
permittivity.
where, V1 and V2 are the combined terms describing the sum and difference of S11 and S21,
respectively. k0 symbolizes the free space wave number, d represents the substrate thickness, µr and εr
signify the relative permeability and permittivity, respectively.</p>
      <p>The MATLAB script is then generated using the expressions given in mathematical formulations
to derive the complex permittivity and permeability curves. Figure 5 (a) and Figure (b) show the real
and imaginary values of extracted permeability and permittivity, respectively. From these figures, it is
revealed that these parameters are simultaneously negative in 7.94 to 8.5 GHz which is the required
frequency region of interest.</p>
      <p>(a)
(b)</p>
    </sec>
    <sec id="sec-3">
      <title>3. Results and Discussions 3.1</title>
    </sec>
    <sec id="sec-4">
      <title>Frequency Reconfigurability</title>
      <p>The reflection coefficient is an important performance parameter that judges the frequency
reconfigurability operation of an antenna. It has been clearly illustrated from Figure 6 that as θr
changes from 00 towards 300, 600, and 900, the resonant frequency shifts its value from 4.97 to 6.09
GHz with 20.2% fractional tuning range and 1.12 GHz bandwidth. The best matching condition is
observed at a 5.92 GHz value that corresponds to 600 angle. As θr further increases, the resonant
frequency decays. The frequency range chosen for the operation is 4.5 GHz to 6.5 GHz.</p>
      <p>Parametric analysis is done to evaluate the effect of important geometrical parameters such as ‘a’,
‘b’, and ‘g’ on the performance of an antenna. These parameters play a vital role in designing the
antenna and are varied with a step size of 1mm. The effect of parameter ‘a’ on the performance of an
antenna is elucidated in Figure 7. As the value of parameter ‘a’ decreases from 10 to 9 mm, the
resonant frequency moves along the upper side whereas, as the value increases from 10 to 11 mm, the
resonant frequency moves along the lower side. The effect of parameter ‘b’ on the resonant frequency
is illustrated in Figure 8. When the value of ‘b’ is changed from 4 to 3 mm, a slight shift towards the
left side is observed and on increasing the value of ‘b’ from 4 to 5 mm, the resonant frequency shifts
slightly towards the right side of the original curve. Figure 9 depicts the effect of parameter ‘g’ on the
antenna performance. The resonant frequency shifts towards the left side on decreasing the value of
‘g’ to 1.4 mm and the right side on increasing the value to 3.4 mm. From the abovementioned
parametric analysis, the optimal values of parameters ‘a’, ‘b’, and ‘g’ are 10 mm, 4 mm, and 2.4 mm,
respectively.</p>
      <p>Voltage standing wave ratio (VSWR) is an important performance parameter since it is linked to
the reflection coefficient that in turn leads to the impedance matching. There will be poor impedance
matching if a larger mismatch is observed between VSWR and the reflection coefficient. As a result,
VSWR for antenna should be ≤ 2 to achieve acceptable impedance matching [22]. The VSWR at
different rotation angles is illustrated in Figure 10. From this Figure, it is noticed that observed
VSWR is 1.0546, 1.1396, 1.0200, and 1.8169 corresponding to 00, 300, 600, and 900 rotation angles.
The minimum value of VSWR at 600 indicates the best matching of impedance.</p>
      <p>The radiation pattern of FRAMS at θr = 00, 300, 600, and 900 in correspondence to 4.97 GHz, 5.33
GHz, 5.92 GHz, and 6.09 GHz, respectively are elucidated in Figure 11. It is clearly shown that the
observed radiation patterns are quite similar in all of the four states. The x-z plane shows a
bidirectional radiation pattern and the y-z plane shows an omnidirectional radiation pattern. This
clearly shows that metasurface helps in achieving the desired frequency reconfigurability without
affecting the polarization. These plots also indicate that co-polarization is more as compared to
crosspolarization resulting in high polarization purity of the designed antenna. The gain of the antenna
changes from 5.84 to 6.93 dB in the frequency range of operation.
(c) (d)
Figure 11: Radiation pattern (a) x-z and y-z plane for θr = 00 at 4.97 GHz (b) x-z and y-z plane for
θr = 300 at 5.33 GHz (c) x-z and y-z plane at θr = 600 for 5.92 GHz (d) x-z and y-z plane for θr = 900</p>
      <p>Ref. No.</p>
      <sec id="sec-4-1">
        <title>Overall size</title>
      </sec>
      <sec id="sec-4-2">
        <title>Tuning range</title>
      </sec>
      <sec id="sec-4-3">
        <title>Bandwidth</title>
      </sec>
      <sec id="sec-4-4">
        <title>Fractional</title>
      </sec>
      <sec id="sec-4-5">
        <title>Tuning Range Realized Gain Reconfigurability type</title>
      </sec>
    </sec>
    <sec id="sec-5">
      <title>4. Conclusion</title>
    </sec>
    <sec id="sec-6">
      <title>5. References</title>
      <p>The comparison of the proposed antenna with the other reported antennas is shown in Table 2. It
is well understood from the table that the suggested antenna provides higher bandwidth, wider tuning
range, and acceptable gain at all resonating frequencies.</p>
      <p>A rotatable metasurface based microstrip patch antenna with reconfigurable frequency has been
designed. The geometry of an antenna consists of a microstrip patch antenna with a circular ground
plane and a metasurface designed on a first and second substrate, respectively. It has been studied that
by rotating the metasurface structure, the frequency reconfiguration property is achieved. The
observed results show that reconfiguration of frequency is attained in the 4.97 to 6.09 GHz range with
fractional tuning and bandwidth of 20.2% and 1.12 GHz, respectively.
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